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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,040
−10 vs. Q3 2023
Portfolio value
$1.23B
+$55.0M (+4.7%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Asset Dedication, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF77$4.00K<0.1%00.0%Unchanged–
AYIAcuity Inc. (DE)Stock17$4.00K<0.1%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock79$4.00K<0.1%00.0%UnchangedHistory
LWLamb Weston Holdings, Inc.Stock35$4.00K<0.1%00.0%UnchangedHistory
PTCPTC Inc.Stock23$4.00K<0.1%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM35$4.00K<0.1%00.0%UnchangedHistory
IRMIron Mountain IncCOM60$4.00K<0.1%00.0%UnchangedHistory
DRIDarden Restaurants IncCOM25$4.00K<0.1%00.0%UnchangedHistory
TYLTyler Technologies IncCOM10$4.00K<0.1%00.0%UnchangedHistory
ARMKAramarkCOM139$4.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY110$4.00K<0.1%00.0%Unchanged–
MFICMidCap Financial Investment CorpCOM NEW316$4.00K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM84$4.00K<0.1%00.0%UnchangedHistory
MORNMorningstar, Inc.COM13$4.00K<0.1%00.0%UnchangedHistory
iShares Tr464288570ESG MSCI KLD ETF45$4.00K<0.1%00.0%Unchanged–
TECKTeck Resources LtdCL B86$4.00K<0.1%00.0%UnchangedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A3$4.00K<0.1%00.0%UnchangedHistory
HSBCHSBC Holdings PLCSPON ADR NEW100$4.00K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD1,230$4.00K<0.1%00.0%UnchangedHistory
CIENCiena CorpCOM NEW84$4.00K<0.1%00.0%UnchangedHistory
IVTInvenTrust Properties Corp.COM NEW162$4.00K<0.1%−100−38.2%ReducedHistory
BLDPBallard Power Systems Inc.COM1,000$4.00K<0.1%00.0%UnchangedHistory
BTCSBTCS Inc.COM NEW2,175$4.00K<0.1%00.0%UnchangedHistory
ANETArista Networks, Inc.COM19$4.00K<0.1%00.0%UnchangedHistory
CRTCross Timbers Royalty TrustTR UNIT200$4.00K<0.1%+200NewHistory
Flexshares Tr33939L688STOX GLB INDEX28$4.00K<0.1%+28New–
GCVGabelli Convertible & Income Securities Fund IncCOM1,224$4.00K<0.1%00.0%UnchangedHistory
SNVSynovus Financial CorpCOM NEW95$4.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT204$4.00K<0.1%00.0%Unchanged–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF235$5.00K<0.1%−809−77.5%Reduced–
VNTVontier CorpStock136$5.00K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock55$5.00K<0.1%00.0%UnchangedHistory
MANHManhattan Associates IncStock22$5.00K<0.1%00.0%UnchangedHistory
CCChemours CoStock167$5.00K<0.1%00.0%UnchangedHistory
FAFFirst American Financial CorpStock80$5.00K<0.1%−90−52.9%ReducedHistory
KVUEKenvue Inc.Stock242$5.00K<0.1%+194+404.2%AddedHistory
ENPHEnphase Energy, Inc.Stock38$5.00K<0.1%00.0%UnchangedHistory
FNFFidelity National Financial, Inc.COM SHS94$5.00K<0.1%+94NewHistory
WEXWEX Inc.COM25$5.00K<0.1%00.0%UnchangedHistory
OMCOmnicom Group Inc.COM55$5.00K<0.1%00.0%UnchangedHistory
GGenpact LTDSHS130$5.00K<0.1%+130NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK661$5.00K<0.1%+661NewHistory
YUMCYum China Holdings, Inc.COM113$5.00K<0.1%00.0%UnchangedHistory
AREAlexandria Real Estate Equities, Inc.COM43$5.00K<0.1%+43NewHistory
RHIRobert Half Inc.COM55$5.00K<0.1%00.0%UnchangedHistory
HSTHost Hotels & Resorts, Inc.COM242$5.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF108$5.00K<0.1%00.0%Unchanged–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR500$5.00K<0.1%+500NewHistory
PRGOPERRIGO Co plcSHS158$5.00K<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM37$5.00K<0.1%00.0%UnchangedHistory
CTSHCognizant Technology Solutions CorpCL A72$5.00K<0.1%−20−21.7%ReducedHistory
ILMNIllumina, Inc.COM33$5.00K<0.1%−31−48.4%ReducedHistory
ALKAlaska Air Group, Inc.COM120$5.00K<0.1%−10−7.7%ReducedHistory
TWLOTwilio IncCL A69$5.00K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM14$5.00K<0.1%00.0%UnchangedHistory
PMTPennyMac Mortgage Investment TrustCOM319$5.00K<0.1%+10+3.2%AddedHistory
HTZHertz Global Holdings, IncCOM NEW474$5.00K<0.1%+474NewHistory
WRKWestRock CoCOM115$5.00K<0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF154$6.00K<0.1%00.0%Unchanged–
iShares U.S. Regional Banks ETF464288778ETF147$6.00K<0.1%+2+1.4%Added–
FCXFreeport-McMoran IncStock141$6.00K<0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock50$6.00K<0.1%+50NewHistory
VODVodafone Group Public Ltd CoADR634$6.00K<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock167$6.00K<0.1%00.0%UnchangedHistory
ARK Next Generation Technology ETF00214Q401ETF76$6.00K<0.1%00.0%Unchanged–
Siren Nexgen Economy ETF829658202ETF236$6.00K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF174$6.00K<0.1%00.0%Unchanged–
GNLGlobal Net Lease, Inc.COM NEW576$6.00K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM97$6.00K<0.1%+2+2.1%AddedHistory
BALLBALL CorpCOM96$6.00K<0.1%+96NewHistory
OGSONE Gas, Inc.COM100$6.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W307US LARGECAP DIVD82$6.00K<0.1%00.0%Unchanged–
ORIOld Republic International CorpCOM196$6.00K<0.1%−527−72.9%ReducedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC229$6.00K<0.1%−5−2.1%Reduced–
EXRExtra Space Storage Inc.COM38$6.00K<0.1%−6−13.6%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM1,231$6.00K<0.1%−67−5.2%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN500$6.00K<0.1%00.0%UnchangedHistory
DOVDOVER CorpCOM38$6.00K<0.1%+38NewHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT200$6.00K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR59$6.00K<0.1%00.0%UnchangedHistory
ROSTRoss Stores, Inc.COM40$6.00K<0.1%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM45$6.00K<0.1%−75−62.5%ReducedHistory
HASHasbro, Inc.COM121$6.00K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF151$6.00K<0.1%−19−11.2%Reduced–
PEverpure, Inc.CL A150$6.00K<0.1%00.0%UnchangedHistory
AVBAvalonbay Communities IncCOM31$6.00K<0.1%+31NewHistory
EGPEastgroup Properties IncCOM30$6.00K<0.1%00.0%UnchangedHistory
LLoews CorpCOM85$6.00K<0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q593MED BREAKTHGH167$6.00K<0.1%00.0%Unchanged–
CLSCelestica IncSUB VTG SHS204$6.00K<0.1%00.0%UnchangedHistory
DAYDayforce, Inc.COM90$6.00K<0.1%00.0%UnchangedHistory
KNDIKandi Technologies Group, Inc.COM2,000$6.00K<0.1%00.0%UnchangedHistory
NEGGNewegg Commerce, Inc.COMMON SHARES5,000$6.00K<0.1%00.0%UnchangedHistory
HESHess CorpStock48$7.00K<0.1%00.0%UnchangedHistory
BNYBank of New York Mellon CorpStock131$7.00K<0.1%00.0%UnchangedHistory
GMEGameStop Corp.Stock400$7.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR835$7.00K<0.1%+768+1,146.3%AddedHistory
First Trust Cloud Computing ETF33734X192ETF81$7.00K<0.1%00.0%Unchanged–
RIVNRivian Automotive, Inc.Stock293$7.00K<0.1%+28+10.6%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF130$7.00K<0.1%00.0%Unchanged–

Sold out since Q3 2023 (51)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB1,826,958$38.8M3.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF305,660$7.74M0.7%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY320,769$7.53M0.6%–
iShares Tr46435U150IBONDS 23 TRM HG282,925$6.68M0.6%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI140,371$3.51M0.3%–
iShares Tr46435G318IBONDS DEC202365,652$1.68M0.1%–
VMWVmware LLCCL A COM826$135.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD848$37.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT747$22.0K<0.1%–
iShares Tr464288588MBS ETF197$17.0K<0.1%–
BNSBank of Nova ScotiaCOM331$15.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF183$13.0K<0.1%–
WisdomTree Tr97717Y717GROWTH LEADERS432$13.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC300$9.00K<0.1%–
iShares Tr46428865310-20 YR TRS ETF83$8.00K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%–
AORTArtivion, Inc.COM400$6.00K<0.1%History
INMBInmune Bio, Inc.COM814$6.00K<0.1%History
Sunpower Corp867652406COM1,000$6.00K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%History
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.00K<0.1%–
APTVAptiv PLCSHS30$3.00K<0.1%History
FLEXFlex Ltd.Stock70$2.00K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%–
NEOGNeogen CorpCOM40$1.00K<0.1%History
DEODiageo PLCSPON ADR NEW6$1.00K<0.1%History
SEDGSolaredge Technologies, Inc.COM8$1.00K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%–
AALAmerican Airlines Group Inc.Stock31$00.0%History
Xtrackers International Real Estate ETF233051846ETF38$00.0%–
AGNCAGNC Investment Corp.REIT1$00.0%History
SEESealed Air CorpCOM10$00.0%History
UPSTUpstart Holdings, Inc.COM8$00.0%History
UMCUnited Microelectronics CorpSPON ADR NEW50$00.0%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%–
Direxion Shs ETF Tr25460G625DAILY CLUD BUL2X10$00.0%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC15$00.0%–
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$00.0%–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%–
CENNCenntro Inc.ORD SHS2$00.0%History