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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 19, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,084
+72 vs. Q3 2022
Portfolio value
$985.8M
+$75.1M (+8.2%) vs. Q3 2022
Filed
Jan 19, 2023
SEC
Holdings of Asset Dedication, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATHXAthersys, IncCOM NEW49$00.0%00.0%UnchangedHistory
EMBKEmbark Technology, Inc.COM NEW32$00.0%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM NEW46$00.0%−0−0.8%ReducedConverted for a 1-for-22 splitHistory
HESHess CorpStock8$1.00K<0.1%00.0%UnchangedHistory
UNMUnum GroupStock33$1.00K<0.1%+33NewHistory
JKHYJack Henry & Associates IncStock9$1.00K<0.1%+2+28.6%AddedHistory
SCCOSouthern Copper CorpStock16$1.00K<0.1%00.0%UnchangedHistory
AIC3.ai, Inc.Stock50$1.00K<0.1%00.0%UnchangedHistory
KRKroger CoStock15$1.00K<0.1%+15NewHistory
GWWW.W. Grainger, Inc.Stock2$1.00K<0.1%+1+100.0%AddedHistory
CTRACoterra Energy Inc.Stock47$1.00K<0.1%+47NewHistory
ROPRoper Technologies IncStock2$1.00K<0.1%+2NewHistory
HWMHowmet Aerospace Inc.Stock23$1.00K<0.1%+12+109.1%AddedHistory
KSSKOHLS CorpStock26$1.00K<0.1%+26NewHistory
UAAUnder Armour, Inc.Stock140$1.00K<0.1%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock20$1.00K<0.1%−26−56.5%ReducedHistory
GMEDGlobus Medical IncStock9$1.00K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock28$1.00K<0.1%00.0%UnchangedHistory
HELEHelen of Troy LtdStock12$1.00K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT33$1.00K<0.1%00.0%UnchangedHistory
BKRBaker Hughes CoCL A19$1.00K<0.1%+13+216.7%AddedHistory
VMCVulcan Materials COCOM3$1.00K<0.1%+3NewHistory
HTOH2O AmericaCOM10$1.00K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM144$1.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID41$1.00K<0.1%00.0%Unchanged–
SYFSynchrony FinancialCOM17$1.00K<0.1%+2+13.3%AddedHistory
WCNWaste Connections, Inc.COM6$1.00K<0.1%+5+500.0%AddedHistory
RWTRedwood Trust IncCOM100$1.00K<0.1%00.0%UnchangedHistory
CPNGCoupang, Inc.CL A98$1.00K<0.1%00.0%UnchangedHistory
EXRExtra Space Storage Inc.COM4$1.00K<0.1%+4NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK46$1.00K<0.1%+46NewHistory
DVADavita Inc.COM7$1.00K<0.1%+7NewHistory
SSYSStratasys Ltd.SHS45$1.00K<0.1%00.0%UnchangedHistory
HOGHarley-Davidson, Inc.COM26$1.00K<0.1%+26NewHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD31$1.00K<0.1%00.0%Unchanged–
FITBFifth Third BancorpCOM36$1.00K<0.1%+21+140.0%AddedHistory
AMEAmetek IncCOM4$1.00K<0.1%+4NewHistory
DHIHorton D R IncCOM9$1.00K<0.1%+7+350.0%AddedHistory
MOSMosaic CoCOM14$1.00K<0.1%+14NewHistory
DUOLDuolingo, Inc.CL A COM15$1.00K<0.1%00.0%UnchangedHistory
HSTHost Hotels & Resorts, Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
HRBH&R Block IncCOM16$1.00K<0.1%+16NewHistory
TAPMolson Coors Beverage CoCL B11$1.00K<0.1%+11NewHistory
ZIONZions Bancorporation, National AssociationCOM23$1.00K<0.1%+7+43.8%AddedHistory
EQIXEquinix IncCOM1$1.00K<0.1%+1NewHistory
VSXYVictoria's Secret & Co.COMMON STOCK48$1.00K<0.1%+13+37.1%AddedHistory
UHSUniversal Health Services IncCL B4$1.00K<0.1%+4NewHistory
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT46$1.00K<0.1%+46New–
MDPediatrix Medical Group, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
VRSKVerisk Analytics, Inc.COM8$1.00K<0.1%00.0%UnchangedHistory
NEOGNeogen CorpCOM40$1.00K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS300$1.00K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A12$1.00K<0.1%−175−93.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD99$1.00K<0.1%+99New–
POOLPool CorpCOM2$1.00K<0.1%+2NewHistory
CMSCMS Energy CorpCOM8$1.00K<0.1%+8NewHistory
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF41$1.00K<0.1%−728−94.7%Reduced–
TPRTapestry, Inc.COM23$1.00K<0.1%+21+1,050.0%AddedHistory
PINSPinterest, Inc.CL A24$1.00K<0.1%00.0%UnchangedHistory
BTCSBTCS Inc.COM NEW2,175$1.00K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM165$1.00K<0.1%00.0%UnchangedHistory
FATEFate Therapeutics IncCOM55$1.00K<0.1%00.0%UnchangedHistory
NVAXNovavax IncCOM NEW65$1.00K<0.1%00.0%UnchangedHistory
TDOCTeladoc Health, Inc.COM56$1.00K<0.1%−1−1.8%ReducedHistory
TRUPTrupanion, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C140$1.00K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM249$1.00K<0.1%00.0%UnchangedHistory
CMAComerica IncCOM18$1.00K<0.1%+18NewHistory
COUPCoupa Software IncCOM8$1.00K<0.1%00.0%UnchangedHistory
ENVEnvestnet, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
Erytech Pharma29604W108SPONSORED ADR4,000$1.00K<0.1%00.0%Unchanged–
FSRFisker Inc.CL A COM STK152$1.00K<0.1%00.0%UnchangedHistory
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$1.00K<0.1%00.0%Unchanged–
HBIHanesbrands Inc.COM175$1.00K<0.1%+175NewHistory
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%00.0%UnchangedHistory
ZOMDFZomedica Corp.COM5,381$1.00K<0.1%00.0%UnchangedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%+9NewHistory
SJMJ M SMUCKER CoStock10$2.00K<0.1%+10NewHistory
DXCDXC Technology CoStock100$2.00K<0.1%−7−6.5%ReducedHistory
LUMNLumen Technologies, Inc.Stock445$2.00K<0.1%+445NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF26$2.00K<0.1%00.0%Unchanged–
PCGPG&E CorpStock126$2.00K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock22$2.00K<0.1%−8−26.7%ReducedHistory
VNTVontier CorpStock136$2.00K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock400$2.00K<0.1%00.0%UnchangedHistory
EMBCEmbecta Corp.Stock49$2.00K<0.1%+16+48.5%AddedHistory
FDSFactset Research Systems IncStock6$2.00K<0.1%−1−14.3%ReducedHistory
PLUGPlug Power IncStock124$2.00K<0.1%00.0%UnchangedHistory
QRVOQorvo, Inc.Stock25$2.00K<0.1%00.0%UnchangedHistory
AYIAcuity Inc. (DE)Stock17$2.00K<0.1%00.0%UnchangedHistory
VSTVistra Corp.Stock111$2.00K<0.1%+111NewHistory
STZConstellation Brands, Inc.Stock8$2.00K<0.1%+5+166.7%AddedHistory
Defiance Quantum ETF26922A420ETF52$2.00K<0.1%00.0%Unchanged–
FLEXFlex Ltd.Stock70$2.00K<0.1%00.0%UnchangedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF73$2.00K<0.1%+73New–
MELIMercadolibre IncCOM2$2.00K<0.1%+2NewHistory
CDWCDW CorpCOM8$2.00K<0.1%+8NewHistory
ICLRIcon PLCCOM8$2.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (94)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB1,808,273$38.3M4.2%–
iShares Tr46434VBA7IBONDS DEC22 ETF372,157$9.31M1.0%–
iShares Tr46435U176IBONDS 22 TRM HG318,820$7.66M0.8%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY330,172$7.25M0.8%–
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI185,906$4.70M0.5%–
iShares Tr46435G755IBONDS DEC2022154,878$4.01M0.4%–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,785$227.0K<0.1%–
WTERAlkaline Water Co IncCOM NEW269,712$91.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS892$52.0K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD1,086$50.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE1,132$31.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH1,438$27.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF1,048$26.0K<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID920$25.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS301$24.0K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA428$22.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX753$20.0K<0.1%–
TWTRTwitter, Inc.COM454$20.0K<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD629$19.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE430$18.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC500$16.0K<0.1%–
J P Morgan Exchange Traded F46641Q324INTERNL GWT292$14.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR303$14.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP380$14.0K<0.1%–
AGMFederal Agricultural Mortgage CorpCL C135$13.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF407$11.0K<0.1%–
MASIMasimo CorpCOM68$10.0K<0.1%History
Northern LTS FD Tr IV66538H633INSPIRE CORP BD382$9.00K<0.1%–
iShares Tr464287812US CONSM STAPLES38$7.00K<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF242$5.00K<0.1%–
ZENZendesk, Inc.COM61$5.00K<0.1%History
WPCW. P. Carey Inc.COM62$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60045$4.00K<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND53$4.00K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF37$4.00K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS100$4.00K<0.1%–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF90$4.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$4.00K<0.1%–
CVETCovetrus, Inc.COM120$3.00K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%History
EEExcelerate Energy, Inc.CL A COM100$2.00K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF56$2.00K<0.1%–
iShares Tr464287796U.S. ENERGY ETF62$2.00K<0.1%–
Global X FDS37954Y673US INFR DEV ETF74$2.00K<0.1%–
DLBDolby Laboratories, Inc.COM CL A25$2.00K<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$2.00K<0.1%–
MGMMGM Resorts InternationalStock37$1.00K<0.1%History
SFIXStitch Fix, Inc.Stock300$1.00K<0.1%History
ALLYAlly Financial Inc.Stock51$1.00K<0.1%History
JBLJabil IncStock17$1.00K<0.1%History
DKSDick's Sporting Goods, Inc.Stock9$1.00K<0.1%History
BOXBox IncCL A57$1.00K<0.1%History
DRIDarden Restaurants IncCOM5$1.00K<0.1%History
OSKOshkosh CorpCOM9$1.00K<0.1%History
RRXRegal Rexnord CorpCOM10$1.00K<0.1%History
CBRECbre Group, Inc.CL A17$1.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR133$1.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW5$1.00K<0.1%History
DYDycom Industries IncCOM6$1.00K<0.1%History
WPPWPP plcADR13$1.00K<0.1%History
STLDSteel Dynamics IncCOM9$1.00K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY11$1.00K<0.1%–
CTXSCitrix Systems IncCOM7$1.00K<0.1%History
EP.PCKinder Morgan, Inc.Convertible Preferred11$1.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$1.00K<0.1%–
ADNTAdient plcStock2$00.0%History
SNAPSnap IncStock13$00.0%History
PAYCPaycom Software, Inc.Stock1$00.0%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11$00.0%–
QSQuantumScape CorpCOM CL A15$00.0%History
APHAmphenol CorpCL A4$00.0%History
PFGCPerformance Food Group CoCOM5$00.0%History
CROXCrocs, Inc.COM5$00.0%History
AMKRAmkor Technology, Inc.COM18$00.0%History
USFDUS Foods Holding Corp.COM13$00.0%History
PVHPVH Corp.COM8$00.0%History
FNDFloor & Decor Holdings, Inc.CL A3$00.0%History
BYDBoyd Gaming CorpCOM9$00.0%History
PDDPDD Holdings Inc.SPONSORED ADS5$00.0%History
GHGuardant Health, Inc.COM2$00.0%History
MGAMagna International IncCOM9$00.0%History
FIVEFive Below, IncCOM3$00.0%History
SESea LtdSPONSORD ADS6$00.0%History
RNGRingCentral, Inc.CL A1$00.0%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS6$00.0%History
COHRCoherent Corp.COM2$00.0%History
LEALear CorpCOM NEW3$00.0%History
ASNDAscendis Pharma A/SSPONSORED ADR2$00.0%History
Avidity Biosciences, Inc.05370A108COM2$00.0%–
AXNXAxonics, Inc.COM3$00.0%History
CRHCRH Public Ltd CoADR7$00.0%History
SIVBSVB Financial GroupCOM1$00.0%History