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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 19, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,084
+72 vs. Q3 2022
Portfolio value
$985.8M
+$75.1M (+8.2%) vs. Q3 2022
Filed
Jan 19, 2023
SEC
Holdings of Asset Dedication, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BHPBHP Group LtdADR6$00.0%−9−60.0%ReducedHistory
CNCCentene CorpStock6$00.0%+6NewHistory
EVRGEvergy, Inc.Stock7$00.0%+7NewHistory
NIONIO Inc.ADR117$00.0%−118−50.2%ReducedHistory
GTXGarrett Motion Inc.Stock39$00.0%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock27$00.0%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%−3−30.0%Reduced–
ALCAlcon IncStock5$00.0%−10−66.7%ReducedHistory
WDSWoodside Energy Group LtdADR2$00.0%−3−60.0%ReducedHistory
Occidental Pete Corp WT Exp 080327674599162Stock7$00.0%00.0%Unchanged–
RKTRocket Companies, Inc.Stock48$00.0%00.0%UnchangedHistory
ESEversource EnergyStock3$00.0%+3NewHistory
DJTTrump Media & Technology Group Corp.Stock15$00.0%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT30$00.0%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock24$00.0%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock31$00.0%+31NewHistory
JCIJohnson Controls International plcStock1$00.0%−49−98.0%ReducedHistory
FASTFastenal CoStock8$00.0%+2+33.3%AddedHistory
JWNNordstrom IncStock3$00.0%00.0%UnchangedHistory
APAAPA CorpStock8$00.0%−6−42.9%ReducedHistory
LNTAlliant Energy CorpStock6$00.0%+6NewHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF2$00.0%−209−99.1%Reduced–
TWTradeweb Markets Inc.Stock3$00.0%+3NewHistory
SSRMSSR Mining Inc.Stock23$00.0%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A19$00.0%00.0%UnchangedHistory
IRMIron Mountain IncCOM5$00.0%+5NewHistory
iShares Tr464288281JPMORGAN USD EMG1$00.0%−76−98.7%Reduced–
MASMasco CorpCOM4$00.0%−5−55.6%ReducedHistory
SEESealed Air CorpCOM10$00.0%+10NewHistory
ZYMEZymeworks Inc.COM47$00.0%+47NewHistory
ODFLOld Dominion Freight Line, Inc.COM1$00.0%+1NewHistory
RMDResmed IncCOM2$00.0%+2NewHistory
CPBCAMPBELL'S CoCOM8$00.0%+8NewHistory
OMCOmnicom Group Inc.COM3$00.0%+3NewHistory
Global X FDS37954Y483NASDAQ 100 COVER5$00.0%+5New–
PSAPublic StorageCOM1$00.0%−55−98.2%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1$00.0%+1NewHistory
iShares Tr464288414NATIONAL MUN ETF1$00.0%−1,179−99.9%Reduced–
Global X FDS37954Y459RUSSELL 200012$00.0%+12New–
LKQLKQ CorpCOM6$00.0%+6NewHistory
MOHMolina Healthcare, Inc.COM1$00.0%+1NewHistory
DOCHealthpeak Properties, Inc.COM10$00.0%+10NewHistory
SLVMSylvamo CorpCOMMON STOCK5$00.0%00.0%UnchangedHistory
DXCMDexcom IncCOM2$00.0%+2NewHistory
REGRegency Centers CorpCOM4$00.0%+4NewHistory
SRTAStrata Critical Medical, Inc.CL A COM229$00.0%00.0%UnchangedHistory
CBOECboe Global Markets, Inc.COM2$00.0%+2NewHistory
iShares Tr464288257MSCI ACWI ETF1$00.0%00.0%Unchanged–
RHIRobert Half Inc.COM1$00.0%+1NewHistory
ROLRollins IncCOM3$00.0%+3NewHistory
NDAQNasdaq, Inc.COM4$00.0%+4NewHistory
GMGeneral Motors CoCOM13$00.0%−9−40.9%ReducedHistory
BFHBread Financial Holdings, Inc.COM2$00.0%00.0%UnchangedHistory
PHMPultegroup IncCOM5$00.0%+5NewHistory
LYBLyondellBasell Industries N.V.SHS - A -3$00.0%+3NewHistory
SBACSba Communications CorpCL A1$00.0%+1NewHistory
PNWPinnacle West Capital CorpCOM6$00.0%00.0%UnchangedHistory
XYLXylem Inc.COM4$00.0%+4NewHistory
UALUnited Airlines Holdings, Inc.COM11$00.0%+11NewHistory
AAPAdvance Auto Parts IncCOM1$00.0%+1NewHistory
REALTheRealReal, Inc.COM232$00.0%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM1$00.0%+1NewHistory
KIMKimco Realty CorpCOM23$00.0%+23NewHistory
TRUTransUnionCOM1$00.0%+1NewHistory
HSICHenry Schein IncCOM2$00.0%+2NewHistory
LENLennar CorpCL A4$00.0%+4NewHistory
MLMMartin Marietta Materials IncCOM1$00.0%+1NewHistory
AVKAdvent Convertible & Income FundCOM26$00.0%00.0%UnchangedHistory
DPZDominos Pizza IncCOM1$00.0%+1NewHistory
IPInternational Paper CoCOM7$00.0%+7NewHistory
Amplify ETF Tr032108409CWP ENHANCED DIV6$00.0%+6New–
BHFBrighthouse Financial, Inc.COM5$00.0%00.0%UnchangedHistory
ZZillow Group, Inc.CL C CAP STK2$00.0%+2NewHistory
UUnity Software Inc.COM8$00.0%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM40$00.0%00.0%UnchangedHistory
BF.ABrown Forman CorpCL A1$00.0%+1NewHistory
BBWBuild-A-Bear Workshop IncCOM5$00.0%00.0%UnchangedHistory
KMPRKEMPER CorpCOM6$00.0%00.0%UnchangedHistory
SNDLSNDL Inc.COM100$00.0%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS105$00.0%00.0%Unchanged–
ASXCAsensus Surgical, Inc.COM1,105$00.0%00.0%UnchangedHistory
AGRAvangrid, Inc.COM5$00.0%+5NewHistory
BKIBlack Knight, Inc.COM6$00.0%+6NewHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU15$00.0%00.0%Unchanged–
Direxion Shs ETF Tr25459W862DRX S&P500BULL7$00.0%00.0%Unchanged–
ETF Managers Tr26924G508ETFMG ALTR HRVST38$00.0%+38New–
FURYFury Gold Mines LtdCOM8$00.0%00.0%UnchangedHistory
HOLXHologic IncCOM3$00.0%+3NewHistory
FWONALiberty Media CorpCOM SER A FRMLA2$00.0%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW78$00.0%+31+66.0%Added–
NKLANikola CorpCOM220$00.0%00.0%UnchangedHistory
SGENSeagen Inc.COM2$00.0%+1+100.0%AddedHistory
SUMOSumo Logic, Inc.COM25$00.0%00.0%UnchangedHistory
Voxeljet AG92912L206ADS200$00.0%00.0%Unchanged–
VRMVroom, Inc.COM113$00.0%00.0%UnchangedHistory
CareMax, Inc.14171W111*W EXP 06/08/202140$00.0%00.0%Unchanged–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%00.0%Unchanged–
SDIGStronghold Digital Mining, Inc.CLASS A COM600$00.0%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS2$00.0%00.0%UnchangedHistory

Sold out since Q3 2022 (94)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB1,808,273$38.3M4.2%–
iShares Tr46434VBA7IBONDS DEC22 ETF372,157$9.31M1.0%–
iShares Tr46435U176IBONDS 22 TRM HG318,820$7.66M0.8%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY330,172$7.25M0.8%–
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI185,906$4.70M0.5%–
iShares Tr46435G755IBONDS DEC2022154,878$4.01M0.4%–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,785$227.0K<0.1%–
WTERAlkaline Water Co IncCOM NEW269,712$91.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS892$52.0K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD1,086$50.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE1,132$31.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH1,438$27.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF1,048$26.0K<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID920$25.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS301$24.0K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA428$22.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX753$20.0K<0.1%–
TWTRTwitter, Inc.COM454$20.0K<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD629$19.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE430$18.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC500$16.0K<0.1%–
J P Morgan Exchange Traded F46641Q324INTERNL GWT292$14.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR303$14.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP380$14.0K<0.1%–
AGMFederal Agricultural Mortgage CorpCL C135$13.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF407$11.0K<0.1%–
MASIMasimo CorpCOM68$10.0K<0.1%History
Northern LTS FD Tr IV66538H633INSPIRE CORP BD382$9.00K<0.1%–
iShares Tr464287812US CONSM STAPLES38$7.00K<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF242$5.00K<0.1%–
ZENZendesk, Inc.COM61$5.00K<0.1%History
WPCW. P. Carey Inc.COM62$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60045$4.00K<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND53$4.00K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF37$4.00K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS100$4.00K<0.1%–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF90$4.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$4.00K<0.1%–
CVETCovetrus, Inc.COM120$3.00K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%History
EEExcelerate Energy, Inc.CL A COM100$2.00K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF56$2.00K<0.1%–
iShares Tr464287796U.S. ENERGY ETF62$2.00K<0.1%–
Global X FDS37954Y673US INFR DEV ETF74$2.00K<0.1%–
DLBDolby Laboratories, Inc.COM CL A25$2.00K<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$2.00K<0.1%–
MGMMGM Resorts InternationalStock37$1.00K<0.1%History
SFIXStitch Fix, Inc.Stock300$1.00K<0.1%History
ALLYAlly Financial Inc.Stock51$1.00K<0.1%History
JBLJabil IncStock17$1.00K<0.1%History
DKSDick's Sporting Goods, Inc.Stock9$1.00K<0.1%History
BOXBox IncCL A57$1.00K<0.1%History
DRIDarden Restaurants IncCOM5$1.00K<0.1%History
OSKOshkosh CorpCOM9$1.00K<0.1%History
RRXRegal Rexnord CorpCOM10$1.00K<0.1%History
CBRECbre Group, Inc.CL A17$1.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR133$1.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW5$1.00K<0.1%History
DYDycom Industries IncCOM6$1.00K<0.1%History
WPPWPP plcADR13$1.00K<0.1%History
STLDSteel Dynamics IncCOM9$1.00K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY11$1.00K<0.1%–
CTXSCitrix Systems IncCOM7$1.00K<0.1%History
EP.PCKinder Morgan, Inc.Convertible Preferred11$1.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$1.00K<0.1%–
ADNTAdient plcStock2$00.0%History
SNAPSnap IncStock13$00.0%History
PAYCPaycom Software, Inc.Stock1$00.0%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11$00.0%–
QSQuantumScape CorpCOM CL A15$00.0%History
APHAmphenol CorpCL A4$00.0%History
PFGCPerformance Food Group CoCOM5$00.0%History
CROXCrocs, Inc.COM5$00.0%History
AMKRAmkor Technology, Inc.COM18$00.0%History
USFDUS Foods Holding Corp.COM13$00.0%History
PVHPVH Corp.COM8$00.0%History
FNDFloor & Decor Holdings, Inc.CL A3$00.0%History
BYDBoyd Gaming CorpCOM9$00.0%History
PDDPDD Holdings Inc.SPONSORED ADS5$00.0%History
GHGuardant Health, Inc.COM2$00.0%History
MGAMagna International IncCOM9$00.0%History
FIVEFive Below, IncCOM3$00.0%History
SESea LtdSPONSORD ADS6$00.0%History
RNGRingCentral, Inc.CL A1$00.0%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS6$00.0%History
COHRCoherent Corp.COM2$00.0%History
LEALear CorpCOM NEW3$00.0%History
ASNDAscendis Pharma A/SSPONSORED ADR2$00.0%History
Avidity Biosciences, Inc.05370A108COM2$00.0%–
AXNXAxonics, Inc.COM3$00.0%History
CRHCRH Public Ltd CoADR7$00.0%History
SIVBSVB Financial GroupCOM1$00.0%History