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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
945
−79 vs. Q3 2021
Portfolio value
$830.2M
+$71.5M (+9.4%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of Asset Dedication, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WisdomTree Tr97717W588US LARGECAP FUND804$40.0K<0.1%+804New–
EQNREquinor ASASPONSORED ADR1,500$40.0K<0.1%−333−18.2%ReducedHistory
CRNCCerence Inc.COM521$40.0K<0.1%00.0%UnchangedHistory
iShares Semiconductor ETF464287523ETF75$41.0K<0.1%+75New–
iShares Tr464287192US TRSPRTION150$41.0K<0.1%00.0%Unchanged–
ORealty Income CorpREIT587$42.0K<0.1%−142−19.5%ReducedHistory
AAgilent Technologies, Inc.COM264$42.0K<0.1%+264NewHistory
KGCKinross Gold CorpCOM7,200$42.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH345$43.0K<0.1%−135−28.1%Reduced–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE1,132$43.0K<0.1%00.0%Unchanged–
CUZCousins Properties IncCOM NEW1,057$43.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG1,587$43.0K<0.1%00.0%Unchanged–
iShares Tr46429B655FLTG RATE NT ETF843$43.0K<0.1%00.0%Unchanged–
PRUPrudential Financial IncStock405$44.0K<0.1%−240−37.2%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,049$44.0K<0.1%+1,049New–
NWSANews CorpCL A2,030$44.0K<0.1%+10.0%AddedHistory
SLFSun Life Financial IncCOM787$44.0K<0.1%00.0%UnchangedHistory
DFSDiscover Financial ServicesCOM407$44.0K<0.1%00.0%UnchangedHistory
DCIDonaldson Co IncStock750$45.0K<0.1%−24−3.1%ReducedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX208$45.0K<0.1%00.0%Unchanged–
iShares Tr46434V613CORE UNIVRSL USD841$45.0K<0.1%−824−49.5%Reduced–
OKEONEOK IncCOM740$45.0K<0.1%00.0%UnchangedHistory
TNCTennant CoCOM550$45.0K<0.1%00.0%UnchangedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF87$46.0K<0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF250$46.0K<0.1%00.0%Unchanged–
CSQCalamos Strategic Total Return FundCOM SH BEN INT2,400$46.0K<0.1%00.0%UnchangedHistory
IFFInternational Flavors & Fragrances IncCOM299$46.0K<0.1%00.0%UnchangedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF832$47.0K<0.1%00.0%Unchanged–
WFCWells Fargo & CompanyStock970$48.0K<0.1%−752−43.7%ReducedHistory
BNSBank of Nova ScotiaCOM661$48.0K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock559$49.0K<0.1%+18+3.3%AddedHistory
VanEck Semiconductor ETF92189F676ETF160$49.0K<0.1%00.0%Unchanged–
PSECProspect Capital CorpCOM5,880$49.0K<0.1%00.0%UnchangedHistory
TWLOTwilio IncCL A183$49.0K<0.1%−40−17.9%ReducedHistory
AEEAmeren CorpCOM550$49.0K<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF383$50.0K<0.1%+7+1.9%Added–
FSLRFirst Solar, Inc.Stock550$50.0K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF532$50.0K<0.1%−868−62.0%Reduced–
iShares Tr464288109MORNINGSTAR VALU720$50.0K<0.1%00.0%Unchanged–
HUBSHubSpot IncCOM75$50.0K<0.1%−15−16.7%ReducedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV800$50.0K<0.1%00.0%Unchanged–
iShares Global Clean Energy ETF464288224ETF2,397$52.0K<0.1%−846−26.1%Reduced–
ITTItt Inc.COM510$52.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF341$53.0K<0.1%+213+166.4%Added–
OKTAOkta, Inc.CL A237$53.0K<0.1%−100−29.7%ReducedHistory
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF2,015$54.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF2,004$54.0K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD1,086$54.0K<0.1%+58+5.6%Added–
PECOPhillips Edison & Company, Inc.COMMON STOCK1,709$54.0K<0.1%+1,709NewHistory
Vanguard Whitehall FDS921946810INTL DVD ETF636$54.0K<0.1%+400+169.5%Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF1,235$55.0K<0.1%−441−26.3%Reduced–
BKNGBooking Holdings Inc.Stock23$55.0K<0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW1,395$55.0K<0.1%−284−16.9%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF479$55.0K<0.1%+190+65.7%Added–
JJacobs Solutions Inc.COM400$55.0K<0.1%00.0%UnchangedHistory
PETVPetVivo Holdings, Inc.COM14,569$55.0K<0.1%−14,569−50.0%ReducedHistory
iShares Tr464287127MORNINGSTR US EQ840$56.0K<0.1%00.0%Unchanged–
WTRGEssential Utilities, Inc.COM1,041$56.0K<0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF1,490$57.0K<0.1%+1,235+484.3%Added–
SNOWSnowflake Inc.Stock173$58.0K<0.1%+100+137.0%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT900$59.0K<0.1%00.0%Unchanged–
VVVValvoline IncCOM1,591$60.0K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM300$60.0K<0.1%00.0%Unchanged–
NEWRNew Relic, Inc.COM550$60.0K<0.1%00.0%UnchangedHistory
iShares Core S&P U.S. Growth ETF464287671ETF528$61.0K<0.1%−34−6.0%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST625$61.0K<0.1%00.0%Unchanged–
STTState Street CorpCOM673$62.0K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM600$62.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,200$63.0K<0.1%00.0%Unchanged–
iShares Tr46429B7470-5 YR TIPS ETF597$63.0K<0.1%00.0%Unchanged–
NTRNutrien Ltd.COM823$63.0K<0.1%−476−36.6%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF531$65.0K<0.1%+60+12.7%Added–
DBCInvesco DB Commodity Index Tracking FundUNIT3,218$65.0K<0.1%+1,688+110.3%AddedHistory
BIIBBiogen Inc.COM271$65.0K<0.1%−76−21.9%ReducedHistory
VLYValley National BancorpCOM4,725$65.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF806$66.0K<0.1%00.0%Unchanged–
Vanguard S&P 500 Growth ETF921932505ETF220$66.0K<0.1%00.0%Unchanged–
Schwab US Tips ETF808524870ETF1,076$68.0K<0.1%−222−17.1%Reduced–
IRTIndependence Realty Trust, Inc.COM2,635$68.0K<0.1%+2,635NewHistory
EGEverest Group, Ltd.COM250$68.0K<0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM772$68.0K<0.1%00.0%UnchangedHistory
FMNBFarmers National Banc CorpCOM3,654$68.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM1,056$69.0K<0.1%+304+40.4%AddedHistory
ROKRockwell Automation, IncStock200$70.0K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF3,353$70.0K<0.1%00.0%Unchanged–
ALBAlbemarle CorpStock306$71.0K<0.1%+6+2.0%AddedHistory
Barrick Gold Corp067901108COM3,784$72.0K<0.1%+116+3.2%Added–
Invesco Exch TRD SLF Idx FD46138J445INVSC 30 MUNI BD2,744$72.0K<0.1%+2,744New–
PIMCO Equity Ser72202L389RAFI DYN EMERG3,155$73.0K<0.1%00.0%Unchanged–
ASHAshland Inc.COM674$73.0K<0.1%00.0%UnchangedHistory
WMWaste Management IncStock441$74.0K<0.1%00.0%UnchangedHistory
ROKURoku, IncCOM CL A324$74.0K<0.1%−60−15.6%ReducedHistory
GISGeneral Mills IncStock1,122$75.0K<0.1%00.0%UnchangedHistory
PAYXPaychex IncStock553$75.0K<0.1%−7−1.3%ReducedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF1,282$75.0K<0.1%+105+8.9%Added–
BAXBaxter International IncStock912$76.0K<0.1%+10+1.1%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG800$76.0K<0.1%00.0%Unchanged–
FFIVF5, Inc.Stock316$77.0K<0.1%−24−7.1%ReducedHistory
iShares Inc46434G764MSCI EMRG CHN1,307$80.0K<0.1%00.0%Unchanged–
iShares Core U.S. Aggregate Bond ETF464287226ETF719$81.0K<0.1%+18+2.6%Added–

Sold out since Q3 2021 (131)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Asset Dedication, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,753,701$37.0M4.9%History
iShares Tr46434VBK5IBONDS DEC21 ETF311,104$7.69M1.0%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund169,160$3.89M0.5%–
iShares Tr46435U226IBONDS 21 TRM HG125,838$3.04M0.4%–
iShares Tr46435G789IBONDS DEC202121,275$544.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI16,743$424.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT1,731$92.0K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS989$78.0K<0.1%History
MELIMercadolibre IncCOM37$62.0K<0.1%History
UPSTUpstart Holdings, Inc.COM180$58.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,115$41.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF331$32.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,302$32.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD239$30.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K11,036$29.0K<0.1%–
HSICHenry Schein IncCOM313$24.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF547$23.0K<0.1%–
GABGabelli Equity Trust IncCOM3,468$23.0K<0.1%History
iShares Tr464288760US AER DEF ETF211$22.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock130$21.0K<0.1%History
Flagstar Bank, National Association649445103COM1,664$21.0K<0.1%–
WPCW. P. Carey Inc.COM272$20.0K<0.1%History
CGNXCognex CorpCOM255$20.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF716$18.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS95$17.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR4,182$17.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG412$16.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW833$16.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B357$16.0K<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN1,583$15.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW235$15.0K<0.1%–
FRPTFreshpet, Inc.Stock97$14.0K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT333$14.0K<0.1%History
SAMBoston Beer Co IncCL A25$13.0K<0.1%History
EFXEquifax IncCOM51$13.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET246$12.0K<0.1%–
VIVTelefonica Brasil S.A.SPONSORED ADS1,488$12.0K<0.1%History
MMacy's, Inc.COM536$12.0K<0.1%History
FLGTFulgent Genetics, Inc.COM136$12.0K<0.1%History
MARMarriott International IncStock74$11.0K<0.1%History
BBYBest Buy Co IncStock102$11.0K<0.1%History
LOBLive Oak Bancshares, Inc.COM175$11.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW92$11.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.022,492$11.0K<0.1%–
SOFISoFi Technologies, Inc.Stock630$10.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock60$10.0K<0.1%History
DASHDoorDash, Inc.Stock50$10.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF165$10.0K<0.1%–
CWENClearway Energy, Inc.CL C345$10.0K<0.1%History
TRGPTarga Resources Corp.COM207$10.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR3,750$10.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR207$10.0K<0.1%–
GDRXGoodRx Holdings, Inc.COM CL A250$10.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD400$10.0K<0.1%–
OMOutset Medical, Inc.COM200$10.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW141$9.00K<0.1%–
INVHInvitation Homes Inc.COM232$9.00K<0.1%History
SRPTSarepta Therapeutics, Inc.COM100$9.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW100$9.00K<0.1%History
SPNTSiriusPoint LtdCOM937$9.00K<0.1%History
STORStore Capital LLCCOM275$9.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN184$8.00K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF153$8.00K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW113$8.00K<0.1%–
CURICuriosityStream Inc.COM CL A760$8.00K<0.1%History
NVTAInvitae CorpCOM282$8.00K<0.1%History
LMNDLemonade, Inc.Stock100$7.00K<0.1%History
JBLJabil IncStock117$7.00K<0.1%History
TSCOTractor Supply CoCOM33$7.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN667$7.00K<0.1%History
DCBODocebo Inc.COM100$7.00K<0.1%History
ALLAllstate CorpStock51$6.00K<0.1%History
DVADavita Inc.COM48$6.00K<0.1%History
STMPStamps.com IncCOM NEW17$6.00K<0.1%History
TPHTri Pointe Homes, Inc.COM300$6.00K<0.1%History
Vanguard Industrials ETF92204A603ETF28$5.00K<0.1%–
WWDWoodward, Inc.COM41$5.00K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM25$5.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF125$5.00K<0.1%–
XMQualtrics International Inc.COM CL A119$5.00K<0.1%History
WRKWestRock CoCOM95$5.00K<0.1%History
PLTRPalantir Technologies Inc.Stock176$4.00K<0.1%History
XRAYDentsply Sirona Inc.Stock64$4.00K<0.1%History
CRLCharles River Laboratories International, Inc.COM9$4.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR1,671$4.00K<0.1%History
GHGuardant Health, Inc.COM31$4.00K<0.1%History
CMSCMS Energy CorpCOM67$4.00K<0.1%History
CWTCalifornia Water Service GroupCOM72$4.00K<0.1%History
FSLYFastly, Inc.CL A100$4.00K<0.1%History
VIRVir Biotechnology, Inc.COM100$4.00K<0.1%History
MROMarathon Oil CorpCOM304$4.00K<0.1%History
ZSZscaler, Inc.Stock11$3.00K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM16$3.00K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%History
ELANElanco Animal Health IncCOM101$3.00K<0.1%History
ZGZillow Group, Inc.CL A35$3.00K<0.1%History
MAGNMagnera CorpCOM222$3.00K<0.1%History
IAAIAA, Inc.COM50$3.00K<0.1%History