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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
945
−79 vs. Q3 2021
Portfolio value
$830.2M
+$71.5M (+9.4%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of Asset Dedication, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RPMRPM International IncCOM46$5.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF108$5.00K<0.1%00.0%Unchanged–
SCIService Corp InternationalCOM74$5.00K<0.1%−180−70.9%ReducedHistory
GEFGreif, IncCL A82$5.00K<0.1%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX22$5.00K<0.1%00.0%Unchanged–
NVSTEnvista Holdings CorpCOM117$5.00K<0.1%00.0%UnchangedHistory
AFRMAffirm Holdings, Inc.COM CL A46$5.00K<0.1%00.0%UnchangedHistory
TDOCTeladoc Health, Inc.COM56$5.00K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM500$5.00K<0.1%00.0%UnchangedHistory
Copel-ADR20441B605ADR922$5.00K<0.1%00.0%Unchanged–
SRNESorrento Therapeutics, Inc.COM NEW971$5.00K<0.1%00.0%UnchangedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$5.00K<0.1%00.0%Unchanged–
SNVSynovus Financial CorpCOM NEW95$5.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT204$5.00K<0.1%00.0%Unchanged–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM409$5.00K<0.1%00.0%UnchangedHistory
ZENZendesk, Inc.COM50$5.00K<0.1%−20−28.6%ReducedHistory
CMAXCareMax, Inc.COM CL A700$5.00K<0.1%00.0%UnchangedHistory
Vanguard Total International Bond ETF92203J407ETF118$6.00K<0.1%+100+555.6%Added–
LULUlululemon athletica inc.Stock15$6.00K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock30$6.00K<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock167$6.00K<0.1%−127−43.2%ReducedHistory
SFIXStitch Fix, Inc.Stock300$6.00K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock60$6.00K<0.1%+6+11.1%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD82$6.00K<0.1%−110−57.3%ReducedConverted for a 2-for-1 split–
SNPSSynopsys IncCOM16$6.00K<0.1%−91−85.0%ReducedHistory
JBHTHunt J B Transport Services IncCOM31$6.00K<0.1%00.0%UnchangedHistory
KEYKeycorpCOM244$6.00K<0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM113$6.00K<0.1%−41−26.6%ReducedHistory
DOVDOVER CorpCOM35$6.00K<0.1%00.0%UnchangedHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$6.00K<0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC160$6.00K<0.1%+160New–
HSBCHSBC Holdings PLCSPON ADR NEW201$6.00K<0.1%00.0%UnchangedHistory
PRGOPERRIGO Co plcSHS158$6.00K<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS28$6.00K<0.1%−7−20.0%ReducedHistory
DEODiageo PLCSPON ADR NEW28$6.00K<0.1%00.0%UnchangedHistory
CIENCiena CorpCOM NEW84$6.00K<0.1%00.0%UnchangedHistory
HXLHexcel CorpCOM125$6.00K<0.1%00.0%UnchangedHistory
NPOEnpro Inc.COM50$6.00K<0.1%00.0%UnchangedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$6.00K<0.1%+67New–
KNDIKandi Technologies Group, Inc.COM2,000$6.00K<0.1%00.0%UnchangedHistory
XELXcel Energy IncStock105$7.00K<0.1%+70+200.0%AddedHistory
ACGLArch Capital Group Ltd.Stock151$7.00K<0.1%00.0%UnchangedHistory
WUWestern Union COStock388$7.00K<0.1%00.0%UnchangedHistory
FISFidelity National Information Services, Inc.Stock66$7.00K<0.1%−113−63.1%ReducedHistory
TDToronto Dominion BankStock85$7.00K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock67$7.00K<0.1%00.0%UnchangedHistory
WRBBerkley W R CorpCOM89$7.00K<0.1%−580−86.7%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR200$7.00K<0.1%−325−61.9%ReducedHistory
BBWIBath & Body Works, Inc.COM106$7.00K<0.1%00.0%UnchangedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD124$7.00K<0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF67$7.00K<0.1%+55+458.3%Added–
DECKDeckers Outdoor CorpCOM19$7.00K<0.1%00.0%UnchangedHistory
FEFirstenergy CorpCOM157$7.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y624AUTONMOUS EV ETF242$7.00K<0.1%00.0%Unchanged–
CSGPCostar Group, Inc.COM90$7.00K<0.1%00.0%UnchangedHistory
EGPEastgroup Properties IncCOM30$7.00K<0.1%00.0%UnchangedHistory
IVTInvenTrust Properties Corp.COM NEW262$7.00K<0.1%+262NewHistory
ZZillow Group, Inc.CL C CAP STK108$7.00K<0.1%−104−49.1%ReducedHistory
Alps ETF Tr00162Q593MED BREAKTHGH167$7.00K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP160$7.00K<0.1%00.0%UnchangedHistory
First Trust Cloud Computing ETF33734X192ETF81$8.00K<0.1%−50−38.2%Reduced–
NJRNew Jersey Resources CorpStock176$8.00K<0.1%+176NewHistory
CBSHCommerce Bancshares IncStock102$8.00K<0.1%+102NewHistory
OGSONE Gas, Inc.COM100$8.00K<0.1%00.0%UnchangedHistory
AWIArmstrong World Industries IncCOM70$8.00K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM300$8.00K<0.1%00.0%UnchangedHistory
CSLCarlisle Companies IncCOM32$8.00K<0.1%00.0%UnchangedHistory
NEUNewmarket CorpCOM24$8.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J452INVSCO 28 HYCORP314$8.00K<0.1%00.0%Unchanged–
WWayfair Inc.CL A40$8.00K<0.1%00.0%UnchangedHistory
iShares Tr464288570ESG MSCI KLD ETF86$8.00K<0.1%00.0%Unchanged–
RCLRoyal Caribbean Cruises LtdCOM107$8.00K<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM37$8.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 2027313$8.00K<0.1%00.0%Unchanged–
ADSKAutodesk, Inc.COM28$8.00K<0.1%−35−55.6%ReducedHistory
PINSPinterest, Inc.CL A214$8.00K<0.1%−572−72.8%ReducedHistory
INMBInmune Bio, Inc.COM814$8.00K<0.1%00.0%UnchangedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A860$8.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999424$8.00K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK300$8.00K<0.1%+300New–
APTVAptiv PLCSHS48$8.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR235$9.00K<0.1%−500−68.0%ReducedHistory
ESEversource EnergyStock100$9.00K<0.1%−113−53.1%ReducedHistory
ATRAptargroup, Inc.Stock77$9.00K<0.1%+50+185.2%AddedHistory
PRTAProthena Corp Public Ltd CoSHS184$9.00K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM530$9.00K<0.1%−433−45.0%ReducedHistory
iShares Tr46434V381FUTU EXPO TE ETF135$9.00K<0.1%00.0%Unchanged–
JDJD.com, Inc.SPON ADS CL A125$9.00K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM8,266$9.00K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock106$10.0K<0.1%+106NewHistory
VODVodafone Group Public Ltd CoADR634$10.0K<0.1%−661−51.0%ReducedHistory
CAGConagra Brands Inc.Stock300$10.0K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock110$10.0K<0.1%00.0%UnchangedHistory
Siren Nexgen Economy ETF829658202ETF232$10.0K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26389$10.0K<0.1%00.0%Unchanged–
Northern LTS FD Tr IV66538H633INSPIRE CORP BD382$10.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW123$10.0K<0.1%00.0%Unchanged–
FRFirst Industrial Realty Trust IncCOM145$10.0K<0.1%00.0%UnchangedHistory
iShares Inc46434G822MSCI JAPAN ETF146$10.0K<0.1%00.0%Unchanged–
CVNACarvana Co.CL A44$10.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (131)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Asset Dedication, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,753,701$37.0M4.9%History
iShares Tr46434VBK5IBONDS DEC21 ETF311,104$7.69M1.0%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund169,160$3.89M0.5%–
iShares Tr46435U226IBONDS 21 TRM HG125,838$3.04M0.4%–
iShares Tr46435G789IBONDS DEC202121,275$544.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI16,743$424.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT1,731$92.0K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS989$78.0K<0.1%History
MELIMercadolibre IncCOM37$62.0K<0.1%History
UPSTUpstart Holdings, Inc.COM180$58.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,115$41.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF331$32.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,302$32.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD239$30.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K11,036$29.0K<0.1%–
HSICHenry Schein IncCOM313$24.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF547$23.0K<0.1%–
GABGabelli Equity Trust IncCOM3,468$23.0K<0.1%History
iShares Tr464288760US AER DEF ETF211$22.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock130$21.0K<0.1%History
Flagstar Bank, National Association649445103COM1,664$21.0K<0.1%–
WPCW. P. Carey Inc.COM272$20.0K<0.1%History
CGNXCognex CorpCOM255$20.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF716$18.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS95$17.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR4,182$17.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG412$16.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW833$16.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B357$16.0K<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN1,583$15.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW235$15.0K<0.1%–
FRPTFreshpet, Inc.Stock97$14.0K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT333$14.0K<0.1%History
SAMBoston Beer Co IncCL A25$13.0K<0.1%History
EFXEquifax IncCOM51$13.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET246$12.0K<0.1%–
VIVTelefonica Brasil S.A.SPONSORED ADS1,488$12.0K<0.1%History
MMacy's, Inc.COM536$12.0K<0.1%History
FLGTFulgent Genetics, Inc.COM136$12.0K<0.1%History
MARMarriott International IncStock74$11.0K<0.1%History
BBYBest Buy Co IncStock102$11.0K<0.1%History
LOBLive Oak Bancshares, Inc.COM175$11.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW92$11.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.022,492$11.0K<0.1%–
SOFISoFi Technologies, Inc.Stock630$10.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock60$10.0K<0.1%History
DASHDoorDash, Inc.Stock50$10.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF165$10.0K<0.1%–
CWENClearway Energy, Inc.CL C345$10.0K<0.1%History
TRGPTarga Resources Corp.COM207$10.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR3,750$10.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR207$10.0K<0.1%–
GDRXGoodRx Holdings, Inc.COM CL A250$10.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD400$10.0K<0.1%–
OMOutset Medical, Inc.COM200$10.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW141$9.00K<0.1%–
INVHInvitation Homes Inc.COM232$9.00K<0.1%History
SRPTSarepta Therapeutics, Inc.COM100$9.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW100$9.00K<0.1%History
SPNTSiriusPoint LtdCOM937$9.00K<0.1%History
STORStore Capital LLCCOM275$9.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN184$8.00K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF153$8.00K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW113$8.00K<0.1%–
CURICuriosityStream Inc.COM CL A760$8.00K<0.1%History
NVTAInvitae CorpCOM282$8.00K<0.1%History
LMNDLemonade, Inc.Stock100$7.00K<0.1%History
JBLJabil IncStock117$7.00K<0.1%History
TSCOTractor Supply CoCOM33$7.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN667$7.00K<0.1%History
DCBODocebo Inc.COM100$7.00K<0.1%History
ALLAllstate CorpStock51$6.00K<0.1%History
DVADavita Inc.COM48$6.00K<0.1%History
STMPStamps.com IncCOM NEW17$6.00K<0.1%History
TPHTri Pointe Homes, Inc.COM300$6.00K<0.1%History
Vanguard Industrials ETF92204A603ETF28$5.00K<0.1%–
WWDWoodward, Inc.COM41$5.00K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM25$5.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF125$5.00K<0.1%–
XMQualtrics International Inc.COM CL A119$5.00K<0.1%History
WRKWestRock CoCOM95$5.00K<0.1%History
PLTRPalantir Technologies Inc.Stock176$4.00K<0.1%History
XRAYDentsply Sirona Inc.Stock64$4.00K<0.1%History
CRLCharles River Laboratories International, Inc.COM9$4.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR1,671$4.00K<0.1%History
GHGuardant Health, Inc.COM31$4.00K<0.1%History
CMSCMS Energy CorpCOM67$4.00K<0.1%History
CWTCalifornia Water Service GroupCOM72$4.00K<0.1%History
FSLYFastly, Inc.CL A100$4.00K<0.1%History
VIRVir Biotechnology, Inc.COM100$4.00K<0.1%History
MROMarathon Oil CorpCOM304$4.00K<0.1%History
ZSZscaler, Inc.Stock11$3.00K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM16$3.00K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%History
ELANElanco Animal Health IncCOM101$3.00K<0.1%History
ZGZillow Group, Inc.CL A35$3.00K<0.1%History
MAGNMagnera CorpCOM222$3.00K<0.1%History
IAAIAA, Inc.COM50$3.00K<0.1%History