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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
945
−79 vs. Q3 2021
Portfolio value
$830.2M
+$71.5M (+9.4%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of Asset Dedication, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HAINHain Celestial Group IncCOM40$2.00K<0.1%00.0%UnchangedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM34$2.00K<0.1%00.0%UnchangedHistory
CVETCovetrus, Inc.COM120$2.00K<0.1%00.0%UnchangedHistory
Dte Energy Co233331842UNIT 11/01/2022S46$2.00K<0.1%00.0%Unchanged–
FSRFisker Inc.CL A COM STK152$2.00K<0.1%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM1,020$2.00K<0.1%00.0%UnchangedHistory
IPGInterpublic Group of Companies, Inc.COM52$2.00K<0.1%00.0%UnchangedHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS5034$2.00K<0.1%00.0%Unchanged–
TEAMAtlassian CorpCL A5$2.00K<0.1%−90−94.7%ReducedHistory
FERGFerguson Enterprises Inc.SHS12$2.00K<0.1%00.0%UnchangedHistory
TSPHTuSimple Holdings Inc.CL A56$2.00K<0.1%00.0%UnchangedHistory
TAKTakeda Pharmaceutical Co LtdADR186$3.00K<0.1%00.0%UnchangedHistory
MANHManhattan Associates IncStock22$3.00K<0.1%00.0%UnchangedHistory
CRWDCrowdStrike Holdings, Inc.Stock17$3.00K<0.1%−321−95.0%ReducedHistory
UAAUnder Armour, Inc.Stock140$3.00K<0.1%00.0%UnchangedHistory
CECelanese CorpStock20$3.00K<0.1%00.0%UnchangedHistory
Defiance Quantum ETF26922A420ETF52$3.00K<0.1%00.0%Unchanged–
CRSPCRISPR Therapeutics AGNAMEN AKT33$3.00K<0.1%−135−80.4%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF38$3.00K<0.1%+38New–
LIILennox International IncCOM9$3.00K<0.1%00.0%UnchangedHistory
TECHBIO-TECHNE CorpCOM6$3.00K<0.1%00.0%UnchangedHistory
LKQLKQ CorpCOM52$3.00K<0.1%00.0%UnchangedHistory
iShares Tr464288208MRGSTR MD CP ETF41$3.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF35$3.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN46$3.00K<0.1%00.0%Unchanged–
HTGCHercules Capital, Inc.COM200$3.00K<0.1%00.0%UnchangedHistory
REALTheRealReal, Inc.COM232$3.00K<0.1%00.0%UnchangedHistory
TRPTC Energy CorpCOM66$3.00K<0.1%00.0%UnchangedHistory
MATMattel IncCOM120$3.00K<0.1%+120NewHistory
iShares Tr46434V4070-5YR HI YL CP69$3.00K<0.1%+69New–
BLKBBlackbaud IncCOM38$3.00K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR140$3.00K<0.1%00.0%UnchangedHistory
iShares Tr464288646ISHS 1-5YR INVS57$3.00K<0.1%+57New–
CFGCitizens Financial Group IncCOM70$3.00K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM65$3.00K<0.1%−71−52.2%ReducedHistory
NDSNNordson CorpCOM12$3.00K<0.1%00.0%UnchangedHistory
GRMNGarmin LtdSHS25$3.00K<0.1%00.0%UnchangedHistory
BTCSBTCS Inc.COM NEW962$3.00K<0.1%00.0%UnchangedHistory
CZRCaesars Entertainment, Inc.COM32$3.00K<0.1%00.0%UnchangedHistory
CBRLCracker Barrel Old Country Store, IncCOM25$3.00K<0.1%00.0%UnchangedHistory
FATEFate Therapeutics IncCOM55$3.00K<0.1%00.0%UnchangedHistory
HTZHertz Global Holdings, IncCOM NEW105$3.00K<0.1%+105NewHistory
TRUPTrupanion, Inc.COM20$3.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C140$3.00K<0.1%00.0%UnchangedHistory
Dominion Energy, Inc25746U133UNIT 99/99/999931$3.00K<0.1%00.0%Unchanged–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%00.0%UnchangedHistory
PBCTPeople's United Financial, Inc.COM151$3.00K<0.1%00.0%UnchangedHistory
Tata MTRS Ltd876568502SPONSORED ADR106$3.00K<0.1%00.0%Unchanged–
TELFYTelefonica S ASPONSORED ADR681$3.00K<0.1%+25+3.8%AddedHistory
TELTE Connectivity plcREG SHS20$3.00K<0.1%−88−81.5%ReducedHistory
ULTAUlta Beauty, Inc.Stock9$4.00K<0.1%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF53$4.00K<0.1%−76−58.9%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF74$4.00K<0.1%+74New–
BROBrown & Brown, Inc.Stock62$4.00K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock7$4.00K<0.1%00.0%UnchangedHistory
VNTVontier CorpStock136$4.00K<0.1%00.0%UnchangedHistory
PKGPackaging Corp of AmericaStock27$4.00K<0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock274$4.00K<0.1%−972−78.0%ReducedHistory
PLUGPlug Power IncStock124$4.00K<0.1%00.0%UnchangedHistory
QRVOQorvo, Inc.Stock25$4.00K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock68$4.00K<0.1%−240−77.9%ReducedHistory
AYIAcuity Inc. (DE)Stock17$4.00K<0.1%00.0%UnchangedHistory
HALHalliburton CoStock188$4.00K<0.1%00.0%UnchangedHistory
AMGAffiliated Managers Group, Inc.Stock23$4.00K<0.1%00.0%UnchangedHistory
HSYHershey CoCOM22$4.00K<0.1%−1,689−98.7%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG40$4.00K<0.1%+37+1,233.3%Added–
SEICSEI Investments CoCOM63$4.00K<0.1%00.0%UnchangedHistory
WEXWEX Inc.COM25$4.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R796ST STR SP500FF34$4.00K<0.1%00.0%Unchanged–
TXG10x Genomics, Inc.CL A COM27$4.00K<0.1%00.0%UnchangedHistory
TXTTextron IncCOM51$4.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST202$4.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY110$4.00K<0.1%00.0%Unchanged–
MFICMidCap Financial Investment CorpCOM NEW316$4.00K<0.1%00.0%UnchangedHistory
RELXRELX PLCSPONSORED ADR129$4.00K<0.1%00.0%UnchangedHistory
JLLJones Lang Lasalle IncCOM15$4.00K<0.1%00.0%UnchangedHistory
MORNMorningstar, Inc.COM13$4.00K<0.1%00.0%UnchangedHistory
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%+3New–
WFC.PLWells Fargo & CompanyPERP PFD CNV A3$4.00K<0.1%+3NewHistory
CHHChoice Hotels International IncCOM24$4.00K<0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD35$4.00K<0.1%+35New–
GTGoodyear Tire & Rubber CoCOM200$4.00K<0.1%00.0%UnchangedHistory
American Elec PWR Co Inc025537127UNIT 08/01/202189$4.00K<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM499$4.00K<0.1%00.0%UnchangedHistory
CLSCelestica IncSUB VTG SHS370$4.00K<0.1%00.0%UnchangedHistory
Danaher Corp2358513004.75 MND CV PFD2$4.00K<0.1%+2New–
Nextera Energy Inc65339F796UNIT 09/01/2022S63$4.00K<0.1%00.0%Unchanged–
PRAProassurance CorpCOM153$4.00K<0.1%00.0%UnchangedHistory
Southern Co842587602UNIT 08/01/202275$4.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W836JP SMALLCP DIV50$4.00K<0.1%00.0%Unchanged–
GPCGenuine Parts CoStock38$5.00K<0.1%00.0%UnchangedHistory
CCChemours CoStock167$5.00K<0.1%00.0%UnchangedHistory
UBSUBS Group AGStock289$5.00K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A19$5.00K<0.1%−29−60.4%ReducedHistory
ETREntergy CorpCOM42$5.00K<0.1%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM176$5.00K<0.1%00.0%UnchangedHistory
CPNGCoupang, Inc.CL A158$5.00K<0.1%−45−22.2%ReducedHistory
RVTYRevvity, Inc.COM26$5.00K<0.1%00.0%UnchangedHistory
BMRNBiomarin Pharmaceutical IncCOM54$5.00K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM78$5.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (131)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Asset Dedication, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,753,701$37.0M4.9%History
iShares Tr46434VBK5IBONDS DEC21 ETF311,104$7.69M1.0%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund169,160$3.89M0.5%–
iShares Tr46435U226IBONDS 21 TRM HG125,838$3.04M0.4%–
iShares Tr46435G789IBONDS DEC202121,275$544.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI16,743$424.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT1,731$92.0K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS989$78.0K<0.1%History
MELIMercadolibre IncCOM37$62.0K<0.1%History
UPSTUpstart Holdings, Inc.COM180$58.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,115$41.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF331$32.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,302$32.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD239$30.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K11,036$29.0K<0.1%–
HSICHenry Schein IncCOM313$24.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF547$23.0K<0.1%–
GABGabelli Equity Trust IncCOM3,468$23.0K<0.1%History
iShares Tr464288760US AER DEF ETF211$22.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock130$21.0K<0.1%History
Flagstar Bank, National Association649445103COM1,664$21.0K<0.1%–
WPCW. P. Carey Inc.COM272$20.0K<0.1%History
CGNXCognex CorpCOM255$20.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF716$18.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS95$17.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR4,182$17.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG412$16.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW833$16.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B357$16.0K<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN1,583$15.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW235$15.0K<0.1%–
FRPTFreshpet, Inc.Stock97$14.0K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT333$14.0K<0.1%History
SAMBoston Beer Co IncCL A25$13.0K<0.1%History
EFXEquifax IncCOM51$13.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET246$12.0K<0.1%–
VIVTelefonica Brasil S.A.SPONSORED ADS1,488$12.0K<0.1%History
MMacy's, Inc.COM536$12.0K<0.1%History
FLGTFulgent Genetics, Inc.COM136$12.0K<0.1%History
MARMarriott International IncStock74$11.0K<0.1%History
BBYBest Buy Co IncStock102$11.0K<0.1%History
LOBLive Oak Bancshares, Inc.COM175$11.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW92$11.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.022,492$11.0K<0.1%–
SOFISoFi Technologies, Inc.Stock630$10.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock60$10.0K<0.1%History
DASHDoorDash, Inc.Stock50$10.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF165$10.0K<0.1%–
CWENClearway Energy, Inc.CL C345$10.0K<0.1%History
TRGPTarga Resources Corp.COM207$10.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR3,750$10.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR207$10.0K<0.1%–
GDRXGoodRx Holdings, Inc.COM CL A250$10.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD400$10.0K<0.1%–
OMOutset Medical, Inc.COM200$10.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW141$9.00K<0.1%–
INVHInvitation Homes Inc.COM232$9.00K<0.1%History
SRPTSarepta Therapeutics, Inc.COM100$9.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW100$9.00K<0.1%History
SPNTSiriusPoint LtdCOM937$9.00K<0.1%History
STORStore Capital LLCCOM275$9.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN184$8.00K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF153$8.00K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW113$8.00K<0.1%–
CURICuriosityStream Inc.COM CL A760$8.00K<0.1%History
NVTAInvitae CorpCOM282$8.00K<0.1%History
LMNDLemonade, Inc.Stock100$7.00K<0.1%History
JBLJabil IncStock117$7.00K<0.1%History
TSCOTractor Supply CoCOM33$7.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN667$7.00K<0.1%History
DCBODocebo Inc.COM100$7.00K<0.1%History
ALLAllstate CorpStock51$6.00K<0.1%History
DVADavita Inc.COM48$6.00K<0.1%History
STMPStamps.com IncCOM NEW17$6.00K<0.1%History
TPHTri Pointe Homes, Inc.COM300$6.00K<0.1%History
Vanguard Industrials ETF92204A603ETF28$5.00K<0.1%–
WWDWoodward, Inc.COM41$5.00K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM25$5.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF125$5.00K<0.1%–
XMQualtrics International Inc.COM CL A119$5.00K<0.1%History
WRKWestRock CoCOM95$5.00K<0.1%History
PLTRPalantir Technologies Inc.Stock176$4.00K<0.1%History
XRAYDentsply Sirona Inc.Stock64$4.00K<0.1%History
CRLCharles River Laboratories International, Inc.COM9$4.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR1,671$4.00K<0.1%History
GHGuardant Health, Inc.COM31$4.00K<0.1%History
CMSCMS Energy CorpCOM67$4.00K<0.1%History
CWTCalifornia Water Service GroupCOM72$4.00K<0.1%History
FSLYFastly, Inc.CL A100$4.00K<0.1%History
VIRVir Biotechnology, Inc.COM100$4.00K<0.1%History
MROMarathon Oil CorpCOM304$4.00K<0.1%History
ZSZscaler, Inc.Stock11$3.00K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM16$3.00K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%History
ELANElanco Animal Health IncCOM101$3.00K<0.1%History
ZGZillow Group, Inc.CL A35$3.00K<0.1%History
MAGNMagnera CorpCOM222$3.00K<0.1%History
IAAIAA, Inc.COM50$3.00K<0.1%History