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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 21, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
945
−79 vs. Q3 2021
Portfolio value
$830.2M
+$71.5M (+9.4%) vs. Q3 2021
Filed
Jan 21, 2022
SEC
Holdings of Asset Dedication, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADNTAdient plcStock6$00.0%+6NewHistory
BOCBoston Omaha CorpStock10$00.0%00.0%UnchangedHistory
GTXGarrett Motion Inc.Stock54$00.0%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock16$00.0%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF10$00.0%00.0%Unchanged–
Occidental Pete Corp WT Exp 080327674599162Stock8$00.0%−29−78.4%Reduced–
JWNNordstrom IncStock3$00.0%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF2$00.0%−173−98.9%Reduced–
SSRMSSR Mining Inc.Stock23$00.0%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A15$00.0%00.0%UnchangedHistory
SPDR Series Trust78468R721STATE STREET SPD2$00.0%00.0%Unchanged–
WCNWaste Connections, Inc.COM1$00.0%00.0%UnchangedHistory
SLVMSylvamo CorpCOMMON STOCK5$00.0%+5NewHistory
PCARPaccar IncCOM27$00.0%+15+125.0%AddedHistory
PNWPinnacle West Capital CorpCOM6$00.0%00.0%UnchangedHistory
AVKAdvent Convertible & Income FundCOM26$00.0%00.0%UnchangedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN19$00.0%−18−48.6%ReducedHistory
TPRTapestry, Inc.COM2$00.0%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM40$00.0%00.0%UnchangedHistory
BBWBuild-A-Bear Workshop IncCOM5$00.0%00.0%UnchangedHistory
KMPRKEMPER CorpCOM6$00.0%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%00.0%UnchangedHistory
ADTNADTRAN Holdings, Inc.COM10$00.0%00.0%UnchangedHistory
FURYFury Gold Mines LtdCOM8$00.0%00.0%UnchangedHistory
FWONALiberty Media CorpCOM SER A FRMLA2$00.0%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW47$00.0%00.0%Unchanged–
SUMOSumo Logic, Inc.COM25$00.0%00.0%UnchangedHistory
SNDLSNDL Inc.COM1,000$00.0%00.0%UnchangedHistory
CareMax, Inc.14171W111*W EXP 06/08/202140$00.0%00.0%Unchanged–
CENNCenntro Inc.ORD SHS2$00.0%+2NewHistory
JKHYJack Henry & Associates IncStock7$1.00K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock16$1.00K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock31$1.00K<0.1%−39−55.7%ReducedHistory
RKTRocket Companies, Inc.Stock48$1.00K<0.1%−104−68.4%ReducedHistory
DJTTrump Media & Technology Group Corp.Stock15$1.00K<0.1%+15NewHistory
ONLOrion Properties Inc.REIT47$1.00K<0.1%+47NewHistory
ICEIntercontinental Exchange, Inc.Stock5$1.00K<0.1%−68−93.2%ReducedHistory
NRGNRG Energy, Inc.Stock28$1.00K<0.1%00.0%UnchangedHistory
FLEXFlex Ltd.Stock70$1.00K<0.1%00.0%UnchangedHistory
HTOH2O AmericaCOM10$1.00K<0.1%+10NewHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID41$1.00K<0.1%00.0%Unchanged–
RWTRedwood Trust IncCOM100$1.00K<0.1%00.0%UnchangedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3650$1.00K<0.1%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS45$1.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD31$1.00K<0.1%00.0%Unchanged–
NMRKNewmark Group, Inc.CL A78$1.00K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM10$1.00K<0.1%00.0%UnchangedHistory
RUNSunrun Inc.COM36$1.00K<0.1%00.0%UnchangedHistory
HSTHost Hotels & Resorts, Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
UUnity Software Inc.COM8$1.00K<0.1%−180−95.7%ReducedHistory
Alps ETF Tr00162Q668EM SECT DIV DG61$1.00K<0.1%00.0%Unchanged–
Advisorshares Tr00768Y495PURE CANNABIS137$1.00K<0.1%00.0%Unchanged–
ASXCAsensus Surgical, Inc.COM1,105$1.00K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM1,226$1.00K<0.1%00.0%UnchangedHistory
BGCBGC Group, Inc.CL A170$1.00K<0.1%00.0%UnchangedHistory
CTXSCitrix Systems IncCOM7$1.00K<0.1%00.0%UnchangedHistory
COUPCoupa Software IncCOM8$1.00K<0.1%−34−81.0%ReducedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU15$1.00K<0.1%00.0%Unchanged–
Direxion Shs ETF Tr25459W862DRX S&P500BULL7$1.00K<0.1%00.0%Unchanged–
Discovery Inc25470F302COM SER C25$1.00K<0.1%00.0%Unchanged–
EP.PCKinder Morgan, Inc.Convertible Preferred11$1.00K<0.1%+11NewHistory
ENVEnvestnet, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%00.0%UnchangedHistory
Voxeljet AG92912L206ADS200$1.00K<0.1%00.0%Unchanged–
VRMVroom, Inc.COM113$1.00K<0.1%00.0%UnchangedHistory
ZOMDFZomedica Corp.COM5,381$1.00K<0.1%00.0%UnchangedHistory
ZYMEZymeworks Inc.COM47$1.00K<0.1%00.0%UnchangedHistory
BIRDSmartbird, Inc.COM CL A50$1.00K<0.1%+50NewHistory
DXCDXC Technology CoStock90$2.00K<0.1%−52−36.6%ReducedHistory
BHPBHP Group LtdADR34$2.00K<0.1%00.0%UnchangedHistory
GLDSPDR Gold TrustETF10$2.00K<0.1%−79−88.8%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock13$2.00K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF26$2.00K<0.1%00.0%Unchanged–
PCGPG&E CorpStock125$2.00K<0.1%00.0%UnchangedHistory
ALCAlcon IncStock14$2.00K<0.1%−27−65.9%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock27$2.00K<0.1%−9−25.0%ReducedHistory
AIC3.ai, Inc.Stock50$2.00K<0.1%00.0%UnchangedHistory
FDSFactset Research Systems IncStock5$2.00K<0.1%00.0%UnchangedHistory
ICLRIcon PLCCOM8$2.00K<0.1%+8NewHistory
DGDollar General CorpCOM23$2.00K<0.1%−258−91.8%ReducedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW44$2.00K<0.1%00.0%Unchanged–
GGGGraco IncCOM23$2.00K<0.1%00.0%UnchangedHistory
iShares Tr464288588MBS ETF23$2.00K<0.1%00.0%Unchanged–
SRTAStrata Critical Medical, Inc.CL A COM229$2.00K<0.1%00.0%UnchangedHistory
IEXIdex CorpCOM10$2.00K<0.1%00.0%UnchangedHistory
DUOLDuolingo, Inc.CL A COM15$2.00K<0.1%00.0%UnchangedHistory
CWCOConsolidated Water Co. Ltd.ORD215$2.00K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR15$2.00K<0.1%00.0%UnchangedHistory
iShares Tr46434V647GLOBAL REIT ETF79$2.00K<0.1%+79New–
TRMBTrimble Inc.COM24$2.00K<0.1%00.0%UnchangedHistory
VSXYVictoria's Secret & Co.COMMON STOCK35$2.00K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM14$2.00K<0.1%00.0%UnchangedHistory
TECKTeck Resources LtdCL B86$2.00K<0.1%00.0%UnchangedHistory
VRSKVerisk Analytics, Inc.COM8$2.00K<0.1%00.0%UnchangedHistory
POOLPool CorpCOM4$2.00K<0.1%00.0%UnchangedHistory
CTSHCognizant Technology Solutions CorpCL A20$2.00K<0.1%00.0%UnchangedHistory
COLMColumbia Sportswear CoCOM25$2.00K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM165$2.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (131)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Asset Dedication, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,753,701$37.0M4.9%History
iShares Tr46434VBK5IBONDS DEC21 ETF311,104$7.69M1.0%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund169,160$3.89M0.5%–
iShares Tr46435U226IBONDS 21 TRM HG125,838$3.04M0.4%–
iShares Tr46435G789IBONDS DEC202121,275$544.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI16,743$424.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT1,731$92.0K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS989$78.0K<0.1%History
MELIMercadolibre IncCOM37$62.0K<0.1%History
UPSTUpstart Holdings, Inc.COM180$58.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,115$41.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF331$32.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM1,302$32.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD239$30.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K11,036$29.0K<0.1%–
HSICHenry Schein IncCOM313$24.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF547$23.0K<0.1%–
GABGabelli Equity Trust IncCOM3,468$23.0K<0.1%History
iShares Tr464288760US AER DEF ETF211$22.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock130$21.0K<0.1%History
Flagstar Bank, National Association649445103COM1,664$21.0K<0.1%–
WPCW. P. Carey Inc.COM272$20.0K<0.1%History
CGNXCognex CorpCOM255$20.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF716$18.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS95$17.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR4,182$17.0K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG412$16.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW833$16.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B357$16.0K<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN1,583$15.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW235$15.0K<0.1%–
FRPTFreshpet, Inc.Stock97$14.0K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT333$14.0K<0.1%History
SAMBoston Beer Co IncCL A25$13.0K<0.1%History
EFXEquifax IncCOM51$13.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET246$12.0K<0.1%–
VIVTelefonica Brasil S.A.SPONSORED ADS1,488$12.0K<0.1%History
MMacy's, Inc.COM536$12.0K<0.1%History
FLGTFulgent Genetics, Inc.COM136$12.0K<0.1%History
MARMarriott International IncStock74$11.0K<0.1%History
BBYBest Buy Co IncStock102$11.0K<0.1%History
LOBLive Oak Bancshares, Inc.COM175$11.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW92$11.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.022,492$11.0K<0.1%–
SOFISoFi Technologies, Inc.Stock630$10.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock60$10.0K<0.1%History
DASHDoorDash, Inc.Stock50$10.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF165$10.0K<0.1%–
CWENClearway Energy, Inc.CL C345$10.0K<0.1%History
TRGPTarga Resources Corp.COM207$10.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR3,750$10.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR207$10.0K<0.1%–
GDRXGoodRx Holdings, Inc.COM CL A250$10.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD400$10.0K<0.1%–
OMOutset Medical, Inc.COM200$10.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW141$9.00K<0.1%–
INVHInvitation Homes Inc.COM232$9.00K<0.1%History
SRPTSarepta Therapeutics, Inc.COM100$9.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW100$9.00K<0.1%History
SPNTSiriusPoint LtdCOM937$9.00K<0.1%History
STORStore Capital LLCCOM275$9.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN184$8.00K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF153$8.00K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW113$8.00K<0.1%–
CURICuriosityStream Inc.COM CL A760$8.00K<0.1%History
NVTAInvitae CorpCOM282$8.00K<0.1%History
LMNDLemonade, Inc.Stock100$7.00K<0.1%History
JBLJabil IncStock117$7.00K<0.1%History
TSCOTractor Supply CoCOM33$7.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN667$7.00K<0.1%History
DCBODocebo Inc.COM100$7.00K<0.1%History
ALLAllstate CorpStock51$6.00K<0.1%History
DVADavita Inc.COM48$6.00K<0.1%History
STMPStamps.com IncCOM NEW17$6.00K<0.1%History
TPHTri Pointe Homes, Inc.COM300$6.00K<0.1%History
Vanguard Industrials ETF92204A603ETF28$5.00K<0.1%–
WWDWoodward, Inc.COM41$5.00K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM25$5.00K<0.1%History
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF125$5.00K<0.1%–
XMQualtrics International Inc.COM CL A119$5.00K<0.1%History
WRKWestRock CoCOM95$5.00K<0.1%History
PLTRPalantir Technologies Inc.Stock176$4.00K<0.1%History
XRAYDentsply Sirona Inc.Stock64$4.00K<0.1%History
CRLCharles River Laboratories International, Inc.COM9$4.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR1,671$4.00K<0.1%History
GHGuardant Health, Inc.COM31$4.00K<0.1%History
CMSCMS Energy CorpCOM67$4.00K<0.1%History
CWTCalifornia Water Service GroupCOM72$4.00K<0.1%History
FSLYFastly, Inc.CL A100$4.00K<0.1%History
VIRVir Biotechnology, Inc.COM100$4.00K<0.1%History
MROMarathon Oil CorpCOM304$4.00K<0.1%History
ZSZscaler, Inc.Stock11$3.00K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM16$3.00K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS100$3.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW80$3.00K<0.1%History
ELANElanco Animal Health IncCOM101$3.00K<0.1%History
ZGZillow Group, Inc.CL A35$3.00K<0.1%History
MAGNMagnera CorpCOM222$3.00K<0.1%History
IAAIAA, Inc.COM50$3.00K<0.1%History