RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 5, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 99
- +3 vs. Q4 2021
- Portfolio value
- $3.12B
- −$87.8M (−2.7%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 605,588 | $274.7M | 8.8% | −71,311−10.5% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,819,700 | $251.1M | 8.0% | −592,633−17.4% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,188,392 | $221.6M | 7.1% | +176,609+5.9% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,560,496 | $203.7M | 6.5% | −187,769−6.8% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,236,574 | $201.1M | 6.4% | −333,627−4.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,593,676 | $159.3M | 5.1% | +133,490+5.4% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,531,079 | $131.7M | 4.2% | −88,450−5.5% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,680,086 | $131.2M | 4.2% | +7,044+0.4% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 628,451 | $99.9M | 3.2% | +12,179+2.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 273,514 | $99.2M | 3.2% | +20,782+8.2% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 549,684 | $99.1M | 3.2% | +444,191+421.1% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 537,095 | $73.6M | 2.4% | +11,595+2.2% | Added | – |
| iShares Tr464288588 | MBS ETF | 656,935 | $66.9M | 2.1% | +12,703+2.0% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 1,487,567 | $66.9M | 2.1% | +1,487,567 | New | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 322,678 | $59.7M | 1.9% | +7,409+2.4% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 945,122 | $59.5M | 1.9% | +26,813+2.9% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 572,822 | $59.0M | 1.9% | −299,673−34.3% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 1,864,887 | $52.7M | 1.7% | +99,318+5.6% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 944,028 | $45.5M | 1.5% | −333,731−26.1% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 321,045 | $42.4M | 1.4% | +116,677+57.1% | Added | – |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 1,469,767 | $34.5M | 1.1% | −546,587−27.1% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 685,369 | $34.4M | 1.1% | +52,824+8.4% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 424,050 | $32.4M | 1.0% | +106,539+33.6% | Added | – |
| MSFTMicrosoft Corp | Stock | 97,655 | $30.1M | 1.0% | +14,228+17.1% | Added | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 441,209 | $28.8M | 0.9% | −11,833−2.6% | Reduced | – |
| PLDPrologis, Inc. | REIT | 172,270 | $27.8M | 0.9% | +10,579+6.5% | Added | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 371,933 | $25.6M | 0.8% | +9,167+2.5% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 239,800 | $24.7M | 0.8% | +5,319+2.3% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 315,639 | $24.0M | 0.8% | +7,677+2.5% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 425,676 | $23.6M | 0.8% | −243,602−36.4% | Reduced | – |
| AAPLApple Inc. | Stock | 132,118 | $23.1M | 0.7% | +46,803+54.9% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 205,264 | $22.0M | 0.7% | +115,394+128.4% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 409,936 | $21.9M | 0.7% | +9,973+2.5% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 232,322 | $20.5M | 0.7% | +5,614+2.5% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 562,240 | $17.1M | 0.5% | +75,466+15.5% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 386,456 | $17.0M | 0.5% | +192,274+99.0% | Added | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 637,345 | $16.7M | 0.5% | +323,780+103.3% | Added | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 276,170 | $16.1M | 0.5% | +3,201+1.2% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 114,960 | $15.5M | 0.5% | +2,112+1.9% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 128,801 | $15.5M | 0.5% | +3,015+2.4% | Added | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 285,790 | $15.3M | 0.5% | −5,243−1.8% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 227,296 | $13.9M | 0.4% | +23,359+11.5% | Added | – |
| iShares Tr464287515 | EXPANDED TECH | 37,553 | $13.0M | 0.4% | +4,695+14.3% | Added | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 176,434 | $12.4M | 0.4% | +176,434 | New | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 237,987 | $11.8M | 0.4% | +29,344+14.1% | Added | – |
| CATCaterpillar Inc | Stock | 50,695 | $11.3M | 0.4% | +24,530+93.8% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 110,829 | $10.8M | 0.3% | +105,942+2,167.8% | Added | – |
| EOGEOG Resources Inc | Stock | 85,418 | $10.2M | 0.3% | +10,116+13.4% | Added | History |
| GEGeneral Electric Co | Stock | 109,809 | $10.0M | 0.3% | +58,301+113.2% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 63,655 | $9.91M | 0.3% | +5,822+10.1% | Added | – |
| SBUXStarbucks Corp | Stock | 102,291 | $9.30M | 0.3% | +8,158+8.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 18,106 | $9.23M | 0.3% | +2,020+12.6% | Added | History |
| WRKWestRock Co | COM | 167,096 | $7.86M | 0.3% | +22,571+15.6% | Added | History |
| Franklin Templeton ETF Tr35473P678 | FTSE UNTD KGDM | 292,657 | $7.41M | 0.2% | +292,657 | New | – |
| iShares Tr464287390 | LATN AMER 40 ETF | 236,313 | $7.18M | 0.2% | +236,313 | New | – |
| Global X FDS37950E101 | FTSE NORDIC REG | 222,775 | $7.11M | 0.2% | +222,775 | New | – |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 108,191 | $7.02M | 0.2% | −3,019−2.7% | Reduced | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 143,913 | $6.73M | 0.2% | −225,793−61.1% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 62,311 | $6.00M | 0.2% | −234,477−79.0% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 311,916 | $5.90M | 0.2% | +311,916 | New | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 58,010 | $5.80M | 0.2% | +47,696+462.4% | Added | – |
| TAT&T Inc. | Stock | 222,824 | $5.26M | 0.2% | +29,454+15.2% | Added | History |
| RIORio Tinto PLC | ADR | 62,934 | $5.06M | 0.2% | +62,934 | New | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 186,610 | $4.42M | 0.1% | −15,070−7.5% | Reduced | – |
| HIGHartford Insurance Group, Inc. | Stock | 60,151 | $4.32M | 0.1% | +60,151 | New | History |
| METAMeta Platforms, Inc. | Stock | 18,026 | $4.01M | 0.1% | +18,026 | New | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 59,546 | $3.79M | 0.1% | +59,546 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,818 | $3.46M | 0.1% | +585+6.3% | Added | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 51,868 | $2.64M | 0.1% | +24,864+92.1% | Added | – |
| SYKStryker Corp | Stock | 8,995 | $2.40M | 0.1% | −205−2.2% | Reduced | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 72,194 | $2.05M | 0.1% | +35,150+94.9% | Added | – |
| Vanguard Index FDS922908710 | COM | 3,581 | $1.50M | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 25,620 | $1.29M | <0.1% | −1,085−4.1% | Reduced | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 14,648 | $1.08M | <0.1% | +7,166+95.8% | Added | – |
| ABTAbbott Laboratories | Stock | 9,073 | $1.07M | <0.1% | −679−7.0% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 28,534 | $1.04M | <0.1% | +13,752+93.0% | Added | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 24,394 | $840.0K | <0.1% | +11,552+90.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,564 | $712.0K | <0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 4,800 | $658.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 16,836 | $645.0K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 3,825 | $640.0K | <0.1% | +85+2.3% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 20,170 | $608.0K | <0.1% | −2,913−12.6% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,647 | $605.0K | <0.1% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 2,409 | $596.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,874 | $547.0K | <0.1% | 00.0% | Unchanged | – |
| Aim Tax Exempt FDS Invesco Tax001419555 | MUTUAL FUNDS | 40,971 | $524.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 6,443 | $489.0K | <0.1% | −250,523−97.5% | Reduced | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 8,156 | $409.0K | <0.1% | −1,118−12.1% | Reduced | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 7,812 | $402.0K | <0.1% | 00.0% | Unchanged | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 10,246 | $402.0K | <0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 2,000 | $383.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 16,677 | $363.0K | <0.1% | +288+1.8% | Added | – |
| KOCoca Cola Co | Stock | 4,841 | $300.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 6,394 | $289.0K | <0.1% | −2,699−29.7% | Reduced | – |
| NOCNorthrop Grumman Corp | Stock | 631 | $282.0K | <0.1% | −23−3.5% | Reduced | History |
| TGTTarget Corp | Stock | 1,292 | $274.0K | <0.1% | −72−5.3% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 5,136 | $227.0K | <0.1% | −145−2.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 1,500 | $204.0K | <0.1% | 00.0% | Unchanged | History |
| HBANHuntington Bancshares Inc | COM | 13,710 | $200.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q4 2021 (7)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 183,044 | $19.4M | 0.6% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 24,430 | $1.91M | 0.1% | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 10,058 | $1.15M | <0.1% | – |
| iShares Inc464286749 | MSCI SWITZERLAND | 12,152 | $641.0K | <0.1% | – |
| Vanguard Index FDS922908645 | MDCAP INDX ADM | 834 | $263.0K | <0.1% | – |
| New Perspective FD Inc648018109 | COM | 3,227 | $214.0K | <0.1% | – |
| iShares Tr464287812 | US CONSM STAPLES | 1,064 | $213.0K | <0.1% | – |