RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 96
- +16 vs. Q3 2021
- Portfolio value
- $3.21B
- +$209.8M (+7.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 3,412,333 | $324.6M | 10.1% | +104,573+3.2% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 676,899 | $322.9M | 10.1% | +34,939+5.4% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,748,265 | $232.9M | 7.3% | +3,235+0.1% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,011,783 | $224.8M | 7.0% | −323,203−9.7% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,570,201 | $224.2M | 7.0% | +321,361+4.4% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,460,186 | $155.5M | 4.8% | +962,188+64.2% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,619,529 | $150.2M | 4.7% | +35,608+2.2% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,673,042 | $136.0M | 4.2% | +22,542+1.4% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 616,272 | $107.2M | 3.3% | +11,212+1.9% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 252,732 | $100.5M | 3.1% | +11,860+4.9% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 872,495 | $100.2M | 3.1% | +370,683+73.9% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 525,500 | $74.0M | 2.3% | +14,758+2.9% | Added | – |
| iShares Tr464288588 | MBS ETF | 644,232 | $69.2M | 2.2% | +17,544+2.8% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 315,269 | $64.5M | 2.0% | +11,207+3.7% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 918,309 | $61.0M | 1.9% | +22,307+2.5% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 1,277,759 | $60.6M | 1.9% | −281,875−18.1% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 1,765,569 | $50.8M | 1.6% | +92,444+5.5% | Added | – |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 2,016,354 | $50.3M | 1.6% | −396,086−16.4% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 669,278 | $40.1M | 1.2% | −289,431−30.2% | Reduced | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 453,042 | $33.1M | 1.0% | −68,281−13.1% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 296,788 | $32.7M | 1.0% | −55,731−15.8% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 632,545 | $31.9M | 1.0% | +40,910+6.9% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 204,368 | $30.3M | 0.9% | −45,381−18.2% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 362,766 | $28.2M | 0.9% | +5,683+1.6% | Added | – |
| MSFTMicrosoft Corp | Stock | 83,427 | $28.1M | 0.9% | +3,635+4.6% | Added | History |
| PLDPrologis, Inc. | REIT | 161,691 | $27.2M | 0.8% | +5,490+3.5% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 234,481 | $24.8M | 0.8% | +5,469+2.4% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 307,962 | $23.7M | 0.7% | +7,488+2.5% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 399,963 | $22.2M | 0.7% | +8,491+2.2% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 226,708 | $20.5M | 0.6% | +5,225+2.4% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 105,493 | $20.4M | 0.6% | −467,950−81.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 256,966 | $20.3M | 0.6% | +171,537+200.8% | Added | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 183,044 | $19.4M | 0.6% | +4,488+2.5% | Added | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 369,706 | $17.7M | 0.6% | −183,563−33.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 317,511 | $17.6M | 0.5% | +9,894+3.2% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 125,786 | $17.1M | 0.5% | +2,940+2.4% | Added | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 291,033 | $16.9M | 0.5% | +17,722+6.5% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 112,848 | $16.7M | 0.5% | +2,388+2.2% | Added | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 272,969 | $16.6M | 0.5% | +253,826+1,325.9% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 486,774 | $16.0M | 0.5% | +25,474+5.5% | Added | – |
| AAPLApple Inc. | Stock | 85,315 | $15.1M | 0.5% | +2,170+2.6% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 203,937 | $13.4M | 0.4% | +12,038+6.3% | Added | – |
| iShares Tr464287515 | EXPANDED TECH | 32,858 | $13.1M | 0.4% | +3,694+12.7% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 208,643 | $11.1M | 0.3% | +12,649+6.5% | Added | – |
| SBUXStarbucks Corp | Stock | 94,133 | $11.0M | 0.3% | +29,937+46.6% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 89,870 | $10.3M | 0.3% | +89,870 | New | – |
| iShares S&P 500 Value ETF464287408 | ETF | 57,833 | $9.06M | 0.3% | +1,835+3.3% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 194,182 | $8.80M | 0.3% | +194,182 | New | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 313,565 | $8.51M | 0.3% | +313,565 | New | – |
| UNHUnitedHealth Group Inc | Stock | 16,086 | $8.08M | 0.3% | +1,230+8.3% | Added | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 111,210 | $7.52M | 0.2% | −29,068−20.7% | Reduced | – |
| EOGEOG Resources Inc | Stock | 75,302 | $6.69M | 0.2% | +75,302 | New | History |
| WRKWestRock Co | COM | 144,525 | $6.41M | 0.2% | +144,525 | New | History |
| CATCaterpillar Inc | Stock | 26,165 | $5.41M | 0.2% | +1,034+4.1% | Added | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 201,680 | $4.97M | 0.2% | +96,703+92.1% | Added | – |
| GEGeneral Electric Co | Stock | 51,508 | $4.87M | 0.2% | −1,979−3.7% | Reduced | History |
| TAT&T Inc. | Stock | 193,370 | $4.76M | 0.1% | +193,370 | New | History |
| BRK.BBerkshire Hathaway Inc | Stock | 9,233 | $2.76M | 0.1% | +9,233 | New | History |
| SYKStryker Corp | Stock | 9,200 | $2.46M | 0.1% | 00.0% | Unchanged | History |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 24,430 | $1.91M | 0.1% | −1,773−6.8% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 3,581 | $1.57M | <0.1% | 00.0% | Unchanged | – |
| ABTAbbott Laboratories | Stock | 9,752 | $1.37M | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 26,705 | $1.35M | <0.1% | +26,705 | New | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 27,004 | $1.28M | <0.1% | +27,004 | New | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 37,044 | $1.21M | <0.1% | +37,044 | New | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 10,058 | $1.15M | <0.1% | +10,058 | New | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 10,314 | $1.03M | <0.1% | +10,314 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,564 | $784.0K | <0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 4,800 | $743.0K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 23,083 | $714.0K | <0.1% | +1,879+8.9% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 16,836 | $657.0K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 3,740 | $650.0K | <0.1% | +1,340+55.8% | Added | History |
| MCDMcDonalds Corp | Stock | 2,409 | $646.0K | <0.1% | −10.0% | Reduced | History |
| iShares Inc464286749 | MSCI SWITZERLAND | 12,152 | $641.0K | <0.1% | +12,152 | New | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,647 | $612.0K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 7,482 | $600.0K | <0.1% | +7,482 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 14,782 | $583.0K | <0.1% | +14,782 | New | – |
| Aim Tax Exempt FDS Invesco Tax001419555 | MUTUAL FUNDS | 40,971 | $567.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 12,842 | $563.0K | <0.1% | +12,842 | New | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,874 | $546.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,887 | $533.0K | <0.1% | +4,887 | New | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 9,274 | $490.0K | <0.1% | +703+8.2% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 9,093 | $444.0K | <0.1% | 00.0% | Unchanged | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 10,246 | $429.0K | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 7,812 | $428.0K | <0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 2,000 | $403.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 16,389 | $362.0K | <0.1% | +16,389 | New | – |
| TGTTarget Corp | Stock | 1,364 | $315.0K | <0.1% | −44,665−97.0% | Reduced | History |
| KOCoca Cola Co | Stock | 4,841 | $287.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Index FDS922908645 | MDCAP INDX ADM | 834 | $263.0K | <0.1% | −160−16.1% | Reduced | – |
| NOCNorthrop Grumman Corp | Stock | 654 | $253.0K | <0.1% | −13,779−95.5% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 1,500 | $238.0K | <0.1% | 00.0% | Unchanged | History |
| BSXBoston Scientific Corp | Stock | 5,281 | $224.0K | <0.1% | −116,420−95.7% | Reduced | History |
| New Perspective FD Inc648018109 | COM | 3,227 | $214.0K | <0.1% | −719−18.2% | Reduced | – |
| iShares Tr464287812 | US CONSM STAPLES | 1,064 | $213.0K | <0.1% | +1,064 | New | – |
| HBANHuntington Bancshares Inc | COM | 13,710 | $211.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (3)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Alps ETF Tr00162Q544 | RIVERFRONT UNC | 115,784 | $2.98M | 0.1% | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 25,682 | $1.30M | <0.1% | – |
| Matthews Intl FDS Pac Tiger IN577130834 | Equity Mutual Fu | 7,952 | $266.0K | <0.1% | – |