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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,861
+54 vs. Q3 2023
Portfolio value
$114.7B
+$4.93B (+4.5%) vs. Q3 2023
Filed
Nov 14, 2024
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FLOFlowers Foods IncCOM24,007$540.4K<0.1%+8,213+52.0%AddedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A9,399$541.9K<0.1%+170+1.8%AddedHistory
WHRWhirlpool CorpStock4,458$542.8K<0.1%−1,766−28.4%ReducedHistory
DERMJourney Medical CorpCOM94,479$544.2K<0.1%−16,075−14.5%ReducedHistory
RCMR1 RCM Inc.COM51,670$546.2K<0.1%−2,512−4.6%ReducedHistory
RRCRange Resources CorpCOM17,985$547.5K<0.1%+161+0.9%AddedHistory
ZZillow Group, Inc.CL C CAP STK9,470$547.9K<0.1%−64−0.7%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO4,011$549.1K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF4,733$550.4K<0.1%+83+1.8%Added–
HIHillenbrand, Inc.COM11,523$551.4K<0.1%−1,355−10.5%ReducedHistory
EHTHeHealth, Inc.COM63,866$556.9K<0.1%00.0%UnchangedHistory
BRIDBridgford Foods CorpCOM50,805$558.9K<0.1%−15,370−23.2%ReducedHistory
RFRegions Financial CorpCOM29,070$563.4K<0.1%−23,462−44.7%ReducedHistory
LEALear CorpCOM NEW3,990$563.4K<0.1%+3,990NewHistory
FYBRFrontier Communications Parent, Inc.COM22,340$566.1K<0.1%+22,340NewHistory
NNNNNN REIT, Inc.REIT13,190$568.5K<0.1%+13,190NewHistory
NOVNOV Inc.COM28,115$570.2K<0.1%+179+0.6%AddedHistory
HOMBHome Bancshares IncCOM22,538$570.9K<0.1%+1,359+6.4%AddedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT28,000$572.2K<0.1%00.0%UnchangedHistory
IAUMiShares Gold Trust MicroSHS REPSTG UN TR28,000$576.8K<0.1%00.0%UnchangedHistory
IDAIdacorp IncCOM5,884$578.5K<0.1%−113−1.9%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS39,565$579.6K<0.1%−3,518−8.2%ReducedHistory
RVLVRevolve Group, Inc.CL A35,447$587.7K<0.1%−14,588−29.2%ReducedHistory
OLNOLIN CorpStock10,954$591.0K<0.1%−3,899−26.3%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A1,844$595.4K<0.1%−56,721−96.9%ReducedHistory
UTHRUnited Therapeutics CorpCOM2,712$596.3K<0.1%+197+7.8%AddedHistory
NRCNRC HealthCOM NEW15,083$596.7K<0.1%−698−4.4%ReducedHistory
BBWIBath & Body Works, Inc.COM13,894$599.7K<0.1%−280−2.0%ReducedHistory
iShares Tr464288521CRE U S REIT ETF11,059$600.4K<0.1%+11,059New–
HTZWWHertz Global Holdings, IncCommon Stock110,131$603.5K<0.1%00.0%UnchangedHistory
ADTADT Inc.COM88,555$603.9K<0.1%+8,000+9.9%AddedHistory
AZEKAZEK Co Inc.CL A15,955$610.3K<0.1%00.0%UnchangedHistory
Liberty Media Corp531229813Stock21,341$613.3K<0.1%−3,237−13.2%Reduced–
NOGNorthern Oil & Gas, Inc.COM16,586$614.8K<0.1%+974+6.2%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,462$619.0K<0.1%−36−1.0%Reduced–
iShares Tr4642874571 3 YR TREAS BD7,560$620.2K<0.1%−350−4.4%Reduced–
ALLYAlly Financial Inc.Stock17,785$621.0K<0.1%−1,466−7.6%ReducedHistory
TPHTri Pointe Homes, Inc.COM17,552$621.3K<0.1%−1,267−6.7%ReducedHistory
MEDPMedpace Holdings, Inc.COM2,030$622.3K<0.1%+2,030NewHistory
PAGPenske Automotive Group, Inc.COM3,892$624.7K<0.1%−2,122−35.3%ReducedHistory
NVEENV5 Global, Inc.COM5,630$625.6K<0.1%+1,001+21.6%AddedHistory
IRDMIridium Communications Inc.COM15,239$627.2K<0.1%+3,060+25.1%AddedHistory
BCCBoise Cascade CoCOM4,859$628.5K<0.1%+1,319+37.3%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C3,294$629.9K<0.1%+137+4.3%AddedHistory
LNCLincoln National CorpCOM23,406$631.3K<0.1%−2,303−9.0%ReducedHistory
RILYBRC Group Holdings, Inc.COM30,081$631.4K<0.1%−10,936−26.7%ReducedHistory
FWONALiberty Media CorpCOM LBTY ONE S A10,901$632.0K<0.1%−585−5.1%ReducedHistory
SPDR Series Trust78464A789ST STR SP INS14,000$633.1K<0.1%00.0%Unchanged–
WYNNWynn Resorts LtdCOM6,955$633.7K<0.1%+2,521+56.9%AddedHistory
GRABGrab Holdings LtdCLASS A ORD188,215$634.3K<0.1%−17,008−8.3%ReducedHistory
BURLBurlington Stores, Inc.COM3,276$637.1K<0.1%+1,418+76.3%AddedHistory
CRDOCredo Technology Group Holding LtdStock32,836$639.3K<0.1%−31,454−48.9%ReducedHistory
ProShares Tr74347R735PSHS ULT HLTHCRE7,000$639.8K<0.1%+7,000New–
OVVOvintiv Inc.COM14,629$642.5K<0.1%+1,600+12.3%AddedHistory
IPARInterparfums IncCOM4,465$643.0K<0.1%+148+3.4%AddedHistory
FUTUFutu Holdings LtdSPON ADS CL A11,819$645.7K<0.1%+22+0.2%AddedHistory
UALUnited Airlines Holdings, Inc.COM15,753$650.0K<0.1%−847−5.1%ReducedHistory
HPHelmerich & Payne, Inc.COM18,021$652.7K<0.1%+842+4.9%AddedHistory
THOThor Industries IncCOM5,548$656.1K<0.1%+240+4.5%AddedHistory
RRyder System IncCOM5,748$661.4K<0.1%−4,423−43.5%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM50,210$664.8K<0.1%−1,500−2.9%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF8,558$667.8K<0.1%+768+9.9%Added–
MTRNMATERION CorpCOM5,144$669.4K<0.1%−94−1.8%ReducedHistory
KNFKnife River CorpStock10,135$670.7K<0.1%−81,432−88.9%ReducedHistory
TLSTelos CorpCOM184,475$673.3K<0.1%−23,456−11.3%ReducedHistory
GMEDGlobus Medical IncStock12,656$674.4K<0.1%+1,983+18.6%AddedHistory
NSPInsperity, Inc.COM5,775$677.0K<0.1%+798+16.0%AddedHistory
OGEOGE Energy Corp.COM19,499$681.1K<0.1%−3,968−16.9%ReducedHistory
LUVSouthwest Airlines CoCOM23,604$681.7K<0.1%+6,295+36.4%AddedHistory
BWABorgwarner IncCOM19,056$683.2K<0.1%+2,529+15.3%AddedHistory
AAAlcoa CorpStock20,229$687.8K<0.1%+2,706+15.4%AddedHistory
MKLMarkel Group Inc.COM485$688.7K<0.1%−787−61.9%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F11,903$689.9K<0.1%+827+7.5%Added–
iShares Russell Midcap ETF464287499ETF8,881$690.3K<0.1%+5,387+154.2%Added–
TMHCTaylor Morrison Home CorpCOM12,982$692.6K<0.1%+3,181+32.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,067$693.0K<0.1%−1,017−20.0%Reduced–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN22,339$693.2K<0.1%−1,000−4.3%ReducedHistory
WWDWoodward, Inc.COM5,106$695.1K<0.1%+5,106NewHistory
TKRTimken CoCOM8,684$696.0K<0.1%−108−1.2%ReducedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,396$700.0K<0.1%+10.0%AddedHistory
KBHKB HomeCOM11,219$700.7K<0.1%−8,849−44.1%ReducedHistory
TGNATegna IncCOM46,075$704.9K<0.1%−61,854−57.3%ReducedHistory
IONSIonis Pharmaceuticals IncCOM13,998$708.2K<0.1%−1,536−9.9%ReducedHistory
PVHPVH Corp.COM5,856$715.1K<0.1%+5,856NewHistory
RLJ.PARLJ Lodging TrustCUM CONV PFD A60,689$720.4K<0.1%−21,774−26.4%ReducedHistory
AKAMAkamai Technologies IncCOM6,093$721.1K<0.1%−272−4.3%ReducedHistory
DOOBRP Inc.COM SUN VTG10,098$726.1K<0.1%−7,652−43.1%ReducedHistory
NETCloudflare, Inc.CL A COM8,726$726.5K<0.1%−610−6.5%ReducedHistory
PPLPPL CorpCOM26,827$727.0K<0.1%−256,811−90.5%ReducedHistory
HRHealthcare Realty Trust IncCL A COM42,436$731.2K<0.1%+29,605+230.7%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM149,696$733.5K<0.1%−273,770−64.6%ReducedHistory
BERYBerry Global Group, Inc.COM10,902$734.7K<0.1%−3,107−22.2%ReducedHistory
OBDCBlue Owl Capital CorpCOM50,024$738.4K<0.1%−1,200−2.3%ReducedHistory
WSMWilliams Sonoma IncCOM3,665$739.5K<0.1%+280+8.3%AddedHistory
Blackstone Mortgage Trust IN09257WAE0NOTE 5.500% 3/1–$739.6K<0.1%–––
BENFranklin Templeton IncCOM25,037$739.7K<0.1%−20,115−44.5%ReducedHistory
OMFOneMain Holdings, Inc.COM15,094$742.6K<0.1%+525+3.6%AddedHistory
APLSApellis Pharmaceuticals, Inc.COM12,458$745.7K<0.1%+12,458NewHistory
MTXMinerals Technologies IncCOM10,463$746.1K<0.1%−484−4.4%ReducedHistory
WTFCWintrust Financial CorpCOM8,089$750.3K<0.1%+153+1.9%AddedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2023
SecurityClassPutsCalls
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.26M
Liberty Media Corp531229789Stock$1.11M–

Sold out since Q3 2023 (90)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM2,945,649$275.8M0.3%History
XPELXPEL, Inc.COM1,598,905$123.3M0.1%History
NEWRNew Relic, Inc.COM683,969$58.6M0.1%History
Abcam PLC000380204ADS2,510,987$56.8M0.1%–
ESTAEstablishment Labs Holdings Inc.COM535,867$26.3M<0.1%History
NABLN-able, Inc.COMMON STOCK1,810,747$23.4M<0.1%History
HTHTH World Group LtdSPONSORED ADS572,943$22.6M<0.1%History
DENDenbury IncCOM225,405$22.1M<0.1%History
SWISolarWinds CorpCOM2,141,042$20.2M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS173,122$20.0M<0.1%History
VMWVmware LLCCL A COM117,373$19.5M<0.1%History
NATINational Instruments CorpCOM211,501$12.6M<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A1,317,703$11.3M<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B185,064$11.0M<0.1%History
SGENSeagen Inc.COM50,763$10.8M<0.1%History
FWRDForward Air CorpCOM141,947$9.76M<0.1%History
SHLSShoals Technologies Group, Inc.CL A493,666$9.01M<0.1%History
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,425,200$7.88M<0.1%–
LGTYLogility Supply Chain Solutions, IncCL A654,737$7.50M<0.1%History
CPRICapri Holdings LtdSHS132,800$6.99M<0.1%History
LLYVKLiberty Live Holdings, Inc.COM LBTY LIV S C112,018$3.60M<0.1%History
TMCITreace Medical Concepts, Inc.COM162,061$2.12M<0.1%History
EMBCEmbecta Corp.Stock90,840$1.37M<0.1%History
CAMTCamtek LtdORD21,612$1.35M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999924,621$1.31M<0.1%–
BDCBelden Inc.COM12,210$1.18M<0.1%History
KLGWK Kellogg CoCOM70,264$1.03M<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM6,817$995.6K<0.1%History
BMBLBumble Inc.COM CL A62,961$939.4K<0.1%History
PACPacific Airport GroupSPON ADS B4,407$741.5K<0.1%History
AES Corp00130H204UNIT 99/99/999910,088$615.4K<0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$610.2K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM28,112$608.1K<0.1%History
DRVNDriven Brands Holdings Inc.COM39,415$496.2K<0.1%History
UBSIUnited Bankshares IncCOM15,082$416.1K<0.1%History
AVIDAvid Technology, Inc.COM13,758$369.7K<0.1%History
CRNCCerence Inc.COM17,695$360.4K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER11,610$339.6K<0.1%History
CDPCopt Defense PropertiesREIT13,028$310.5K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF7,315$305.5K<0.1%–
iShares Inc464286780MSCI STH AFR ETF8,111$305.1K<0.1%–
DJCODaily Journal CorpCOM1,000$294.0K<0.1%History
TWNKHostess Brands, Inc.CL A8,320$277.1K<0.1%History
LTHMLivent Corp.COM15,007$276.3K<0.1%History
HHHHoward Hughes Holdings Inc.COM3,685$273.2K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,300$270.3K<0.1%History
SSBSouthState Bank CorpCOM3,901$262.8K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM42,903$255.1K<0.1%History
OROR Royalties Inc.COM21,296$251.2K<0.1%History
TTECTTEC Holdings, Inc.COM9,070$237.8K<0.1%History
NVSTEnvista Holdings CorpCOM7,773$216.7K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN9,800$215.2K<0.1%History
HWCHancock Whitney CorpCOM5,720$211.6K<0.1%History
LLYVALiberty Live Holdings, Inc.COM LBTY LIV S A6,594$210.5K<0.1%History
ONBOld National BancorpStock14,473$210.4K<0.1%History
ProShares Tr74347G739ULTSHRT QQQ15,000$210.0K<0.1%–
Aris Water Solutions, Inc.04041L106CLASS A COM20,990$209.5K<0.1%–
JBGSJBG Smith PropertiesCOM13,616$196.9K<0.1%History
IRIXIridex CorpCOM75,850$192.7K<0.1%History
LBTYALiberty Global Ltd.SHS CL A10,519$180.1K<0.1%History
JWNNordstrom IncStock10,906$162.9K<0.1%History
OPRTOportun Financial CorpCOM18,175$131.2K<0.1%History
PUMPProPetro Holding Corp.COM11,668$124.0K<0.1%History
INNSummit Hotel Properties, Inc.COM20,682$120.0K<0.1%History
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$112.8K<0.1%–
PACWPacwest BancorpCOM10,551$83.5K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$81.6K<0.1%History
SVCService Properties TrustCOM SH BEN INT10,226$78.6K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW10,643$75.1K<0.1%History
IVACIntevac IncCOM22,400$69.7K<0.1%History
NGNovagold Resources IncCOM NEW12,644$48.6K<0.1%History
Silvercrest Metals Inc828363101COM10,815$48.0K<0.1%–
EQRXEQRx, Inc.COM13,179$29.3K<0.1%History
CMRXChimerix IncCOM29,041$27.9K<0.1%History
VXRTVaxart, Inc.COM NEW36,749$27.7K<0.1%History
PRAXPraxis Precision Medicines, Inc.COM16,071$27.5K<0.1%History
KINSKingstone Companies, Inc.COM14,875$26.6K<0.1%History
GEVOGevo, Inc.COM PAR19,307$23.0K<0.1%History
QSIQuantum-Si IncCOM CL A11,330$18.8K<0.1%History
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$16.7K<0.1%–
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$14.2K<0.1%–
AGENAgenus IncCOM NEW12,300$13.9K<0.1%History
SNCEScience 37 Holdings, Inc.COM22,672$9.07K<0.1%History
SGMOQSangamo Therapeutics, IncCOM14,281$8.57K<0.1%History
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6.43K<0.1%–
BGXXBright Green CorpCOMMON STOCK15,560$6.16K<0.1%History
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.18K<0.1%–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%–