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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,861
+54 vs. Q3 2023
Portfolio value
$114.7B
+$4.93B (+4.5%) vs. Q3 2023
Filed
Nov 14, 2024
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
KNKnowles CorpCOM16,186$289.9K<0.1%−803−4.7%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT21,312$290.5K<0.1%+21,312NewHistory
GNWGenworth Financial IncCOM SHS43,591$291.2K<0.1%+668+1.6%AddedHistory
VanEck ETF Trust92189F692PHARMACEUTCL ETF3,593$292.4K<0.1%−5,835−61.9%Reduced–
iShares Select U.S. REIT ETF464287564ETF4,980$292.5K<0.1%00.0%Unchanged–
LITELumentum Holdings Inc.COM5,582$292.6K<0.1%−127−2.2%ReducedHistory
RPDRapid7, Inc.COM5,142$293.6K<0.1%+61+1.2%AddedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK12,795$294.3K<0.1%−113,008−89.8%ReducedHistory
SNDRSchneider National, Inc.CL B11,594$295.1K<0.1%+2,226+23.8%AddedHistory
MZTIMarzetti CoCOM1,776$295.5K<0.1%−117−6.2%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF6,325$297.6K<0.1%+492+8.4%Added–
HRLHormel Foods CorpCOM9,352$300.3K<0.1%−2,159−18.8%ReducedHistory
WAFDWafd IncStock9,144$301.4K<0.1%+205+2.3%AddedHistory
iShares Tr46429B671MSCI CHINA ETF7,431$302.7K<0.1%+7,431New–
CHHChoice Hotels International IncCOM2,689$304.7K<0.1%−92−3.3%ReducedHistory
Clearway Energy, Inc.18539C105CL A11,923$305.0K<0.1%+238+2.0%Added–
iShares Tr464288430ASIA 50 ETF5,275$305.8K<0.1%00.0%Unchanged–
GWREGuidewire Software, Inc.COM2,819$307.4K<0.1%+2,819NewHistory
COTYCoty Inc.COM CL A24,770$307.6K<0.1%+24,770NewHistory
FRFirst Industrial Realty Trust IncCOM5,857$308.5K<0.1%−5,071−46.4%ReducedHistory
HRBH&R Block IncCOM6,378$308.5K<0.1%+90+1.4%AddedHistory
PRMWPrimo Water CorpCOM20,456$309.6K<0.1%+20,456NewHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN17,500$310.8K<0.1%−2,500−12.5%ReducedHistory
HRIHerc Holdings IncCOM2,094$311.8K<0.1%+2,094NewHistory
CCCCCC Intelligent Solutions Holdings Inc.COM27,374$311.8K<0.1%+10,509+62.3%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,135$314.1K<0.1%+2,135New–
PPTAPerpetua Resources Corp.COM99,110$314.2K<0.1%−260.0%ReducedHistory
LRNStride, Inc.COM5,298$314.5K<0.1%−913−14.7%ReducedHistory
INCYIncyte CorpCOM5,012$314.7K<0.1%+1,308+35.3%AddedHistory
AMBPArdagh Metal Packaging S.A.SHS33,936$314.9K<0.1%+15,350+82.6%AddedHistory
ARLPAlliance Resource Partners LPStock14,975$317.2K<0.1%00.0%UnchangedHistory
MTArcelorMittalNY REGISTRY SH11,213$318.3K<0.1%−17,285−60.7%ReducedHistory
MANManpowerGroup Inc.COM4,050$321.9K<0.1%+276+7.3%AddedHistory
DBRGDigitalBridge Group, Inc.CL A NEW18,369$322.2K<0.1%+18,369NewHistory
ESTCElastic N.V.ORD SHS2,872$323.7K<0.1%−2−0.1%ReducedHistory
ABMAbm Industries IncCOM7,237$324.4K<0.1%−1,512−17.3%ReducedHistory
VSHVishay Intertechnology IncCOM13,548$324.8K<0.1%−39,228−74.3%ReducedHistory
CIONCION Investment CorpCOM28,728$324.9K<0.1%−2,101−6.8%ReducedHistory
TDCTeradata CorpStock7,492$326.0K<0.1%+438+6.2%AddedHistory
RYNRayonier IncCOM9,822$328.2K<0.1%+9,822NewHistory
MLPBUBS AGETRACS ALER MLP15,400$329.3K<0.1%00.0%UnchangedHistory
SMSM Energy CoCOM8,560$331.4K<0.1%+53+0.6%AddedHistory
iShares Select Dividend ETF464287168ETF2,851$334.2K<0.1%−12,410−81.3%Reduced–
FAFFirst American Financial CorpStock5,190$334.4K<0.1%−87−1.6%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM38,929$334.8K<0.1%+3,400+9.6%AddedHistory
ARGXArgenx SESPONSORED ADR881$335.2K<0.1%+881NewHistory
APLEApple Hospitality REIT, Inc.REIT20,214$335.8K<0.1%−4,317−17.6%ReducedHistory
BURBurford Capital LtdORD SHS21,551$336.2K<0.1%00.0%UnchangedHistory
IMAXImax CorpCOM22,403$336.5K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD10,478$337.1K<0.1%−1,148−9.9%Reduced–
iShares S&P 500 Value ETF464287408ETF1,940$337.3K<0.1%−88−4.3%Reduced–
FROGJFrog LtdStock9,778$338.4K<0.1%+9,778NewHistory
AFGAmerican Financial Group IncCOM2,850$338.8K<0.1%−83−2.8%ReducedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS39,552$340.5K<0.1%+22,466+131.5%AddedHistory
HLLYHolley Inc.COM70,904$345.3K<0.1%−31,648−30.9%ReducedHistory
CVNACarvana Co.CL A6,543$346.4K<0.1%+606+10.2%AddedHistory
LEVILevi Strauss & CoCL A COM STK21,050$348.2K<0.1%−25,500−54.8%ReducedHistory
PAASPan American Silver CorpStock21,238$348.4K<0.1%+6,667+45.8%AddedHistory
HASHasbro, Inc.COM6,842$349.4K<0.1%+424+6.6%AddedHistory
SONSonoco Products CoCOM6,257$349.6K<0.1%+6,257NewHistory
MAXMediaAlpha, Inc.CL A31,445$350.6K<0.1%−10,042−24.2%ReducedHistory
PLPlanet Labs PBCCOM CL A143,383$354.2K<0.1%−9,038−5.9%ReducedHistory
NAVINavient CorpCOM19,054$354.8K<0.1%+127+0.7%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM10,354$356.5K<0.1%+1,605+18.3%AddedHistory
LADRLadder Capital CorpCL A30,998$356.8K<0.1%+485+1.6%AddedHistory
CSIQCanadian Solar Inc.COM13,614$357.1K<0.1%−5,236−27.8%ReducedHistory
WIREEncore Wire CorpCOM1,675$357.8K<0.1%+8+0.5%AddedHistory
ROCKGibraltar Industries, Inc.COM4,575$361.3K<0.1%+35+0.8%AddedHistory
PSMTPricesmart IncCOM4,770$361.5K<0.1%−788−14.2%ReducedHistory
APAAPA CorpStock10,083$361.8K<0.1%+2,666+35.9%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS6,107$362.3K<0.1%+6,107New–
IDCCInterDigital, Inc.COM3,347$363.3K<0.1%+94+2.9%AddedHistory
OTTROtter Tail CorpCOM4,305$365.8K<0.1%−2,707−38.6%ReducedHistory
REALTheRealReal, Inc.COM182,177$366.2K<0.1%−18,199−9.1%ReducedHistory
CPAYCorpay, Inc.COM1,298$366.8K<0.1%−116−8.2%ReducedHistory
PKXPosco Holdings Inc.SPONSORED ADR3,864$367.5K<0.1%−658−14.6%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF10,158$367.6K<0.1%00.0%Unchanged–
ENREnergizer Holdings, Inc.COM11,612$367.9K<0.1%+84+0.7%AddedHistory
CNXCConcentrix CorpStock3,755$368.8K<0.1%+3,755NewHistory
CPKChesapeake Utilities CorpCOM3,510$370.8K<0.1%−242−6.4%ReducedHistory
LNWOLight & Wonder, Inc.COM4,516$370.8K<0.1%+4,516NewHistory
ACTEnact Holdings, Inc.COM12,855$371.4K<0.1%−12,378−49.1%ReducedHistory
PZZAPapa Johns International IncStock4,885$372.4K<0.1%−324−6.2%ReducedHistory
LEGNLegend Biotech CorpSPONSORED ADS6,244$375.7K<0.1%+6,244NewHistory
AGIAlamos Gold IncStock27,812$375.9K<0.1%+27,812NewHistory
UGUnited Guardian IncCOM52,476$377.8K<0.1%+13,635+35.1%AddedHistory
CINFCincinnati Financial CorpCOM3,656$378.3K<0.1%−3,515−49.0%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A2,085$379.1K<0.1%−961−31.5%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF5,049$379.2K<0.1%+979+24.1%Added–
MLCOMelco Resorts & Entertainment LTDADR42,855$380.1K<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM7,543$380.2K<0.1%+9+0.1%AddedHistory
SSTKShutterstock, Inc.COM7,884$380.6K<0.1%+2,437+44.7%AddedHistory
AAPAdvance Auto Parts IncCOM6,237$380.6K<0.1%+747+13.6%AddedHistory
NBTBNBT Bancorp IncCOM9,112$381.9K<0.1%−399−4.2%ReducedHistory
GGenpact LTDSHS11,012$382.2K<0.1%+4,517+69.5%AddedHistory
CUBECubeSmartREIT8,298$384.6K<0.1%−2,440−22.7%ReducedHistory
iShares Inc464286657MSCI BIC ETF11,294$386.1K<0.1%00.0%Unchanged–
MMacy's, Inc.COM19,203$386.4K<0.1%+4,136+27.5%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,998$386.8K<0.1%−465−7.2%Reduced–
OLOOlo Inc.CL A67,793$387.8K<0.1%−30,289−30.9%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2023
SecurityClassPutsCalls
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.26M
Liberty Media Corp531229789Stock$1.11M–

Sold out since Q3 2023 (90)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM2,945,649$275.8M0.3%History
XPELXPEL, Inc.COM1,598,905$123.3M0.1%History
NEWRNew Relic, Inc.COM683,969$58.6M0.1%History
Abcam PLC000380204ADS2,510,987$56.8M0.1%–
ESTAEstablishment Labs Holdings Inc.COM535,867$26.3M<0.1%History
NABLN-able, Inc.COMMON STOCK1,810,747$23.4M<0.1%History
HTHTH World Group LtdSPONSORED ADS572,943$22.6M<0.1%History
DENDenbury IncCOM225,405$22.1M<0.1%History
SWISolarWinds CorpCOM2,141,042$20.2M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS173,122$20.0M<0.1%History
VMWVmware LLCCL A COM117,373$19.5M<0.1%History
NATINational Instruments CorpCOM211,501$12.6M<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A1,317,703$11.3M<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B185,064$11.0M<0.1%History
SGENSeagen Inc.COM50,763$10.8M<0.1%History
FWRDForward Air CorpCOM141,947$9.76M<0.1%History
SHLSShoals Technologies Group, Inc.CL A493,666$9.01M<0.1%History
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,425,200$7.88M<0.1%–
LGTYLogility Supply Chain Solutions, IncCL A654,737$7.50M<0.1%History
CPRICapri Holdings LtdSHS132,800$6.99M<0.1%History
LLYVKLiberty Live Holdings, Inc.COM LBTY LIV S C112,018$3.60M<0.1%History
TMCITreace Medical Concepts, Inc.COM162,061$2.12M<0.1%History
EMBCEmbecta Corp.Stock90,840$1.37M<0.1%History
CAMTCamtek LtdORD21,612$1.35M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999924,621$1.31M<0.1%–
BDCBelden Inc.COM12,210$1.18M<0.1%History
KLGWK Kellogg CoCOM70,264$1.03M<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM6,817$995.6K<0.1%History
BMBLBumble Inc.COM CL A62,961$939.4K<0.1%History
PACPacific Airport GroupSPON ADS B4,407$741.5K<0.1%History
AES Corp00130H204UNIT 99/99/999910,088$615.4K<0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$610.2K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM28,112$608.1K<0.1%History
DRVNDriven Brands Holdings Inc.COM39,415$496.2K<0.1%History
UBSIUnited Bankshares IncCOM15,082$416.1K<0.1%History
AVIDAvid Technology, Inc.COM13,758$369.7K<0.1%History
CRNCCerence Inc.COM17,695$360.4K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER11,610$339.6K<0.1%History
CDPCopt Defense PropertiesREIT13,028$310.5K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF7,315$305.5K<0.1%–
iShares Inc464286780MSCI STH AFR ETF8,111$305.1K<0.1%–
DJCODaily Journal CorpCOM1,000$294.0K<0.1%History
TWNKHostess Brands, Inc.CL A8,320$277.1K<0.1%History
LTHMLivent Corp.COM15,007$276.3K<0.1%History
HHHHoward Hughes Holdings Inc.COM3,685$273.2K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,300$270.3K<0.1%History
SSBSouthState Bank CorpCOM3,901$262.8K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM42,903$255.1K<0.1%History
OROR Royalties Inc.COM21,296$251.2K<0.1%History
TTECTTEC Holdings, Inc.COM9,070$237.8K<0.1%History
NVSTEnvista Holdings CorpCOM7,773$216.7K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN9,800$215.2K<0.1%History
HWCHancock Whitney CorpCOM5,720$211.6K<0.1%History
LLYVALiberty Live Holdings, Inc.COM LBTY LIV S A6,594$210.5K<0.1%History
ONBOld National BancorpStock14,473$210.4K<0.1%History
ProShares Tr74347G739ULTSHRT QQQ15,000$210.0K<0.1%–
Aris Water Solutions, Inc.04041L106CLASS A COM20,990$209.5K<0.1%–
JBGSJBG Smith PropertiesCOM13,616$196.9K<0.1%History
IRIXIridex CorpCOM75,850$192.7K<0.1%History
LBTYALiberty Global Ltd.SHS CL A10,519$180.1K<0.1%History
JWNNordstrom IncStock10,906$162.9K<0.1%History
OPRTOportun Financial CorpCOM18,175$131.2K<0.1%History
PUMPProPetro Holding Corp.COM11,668$124.0K<0.1%History
INNSummit Hotel Properties, Inc.COM20,682$120.0K<0.1%History
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$112.8K<0.1%–
PACWPacwest BancorpCOM10,551$83.5K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$81.6K<0.1%History
SVCService Properties TrustCOM SH BEN INT10,226$78.6K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW10,643$75.1K<0.1%History
IVACIntevac IncCOM22,400$69.7K<0.1%History
NGNovagold Resources IncCOM NEW12,644$48.6K<0.1%History
Silvercrest Metals Inc828363101COM10,815$48.0K<0.1%–
EQRXEQRx, Inc.COM13,179$29.3K<0.1%History
CMRXChimerix IncCOM29,041$27.9K<0.1%History
VXRTVaxart, Inc.COM NEW36,749$27.7K<0.1%History
PRAXPraxis Precision Medicines, Inc.COM16,071$27.5K<0.1%History
KINSKingstone Companies, Inc.COM14,875$26.6K<0.1%History
GEVOGevo, Inc.COM PAR19,307$23.0K<0.1%History
QSIQuantum-Si IncCOM CL A11,330$18.8K<0.1%History
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$16.7K<0.1%–
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$14.2K<0.1%–
AGENAgenus IncCOM NEW12,300$13.9K<0.1%History
SNCEScience 37 Holdings, Inc.COM22,672$9.07K<0.1%History
SGMOQSangamo Therapeutics, IncCOM14,281$8.57K<0.1%History
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6.43K<0.1%–
BGXXBright Green CorpCOMMON STOCK15,560$6.16K<0.1%History
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.18K<0.1%–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%–