Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,807
- +1 vs. Q2 2023
- Portfolio value
- $109.8B
- −$2.08B (−1.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Healthpeak Properties, Inc.71943U104 | COM | 14,828 | $180.3K | <0.1% | +684+4.8% | Added | – |
| MACMacerich Co | COM | 16,628 | $181.4K | <0.1% | +2,460+17.4% | Added | History |
| MDPediatrix Medical Group, Inc. | COM | 14,539 | $184.8K | <0.1% | −2,202−13.2% | Reduced | History |
| HTZHertz Global Holdings, Inc | COM NEW | 15,579 | $190.8K | <0.1% | −219−1.4% | Reduced | History |
| IRIXIridex Corp | COM | 75,850 | $192.7K | <0.1% | 00.0% | Unchanged | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 16,857 | $194.5K | <0.1% | 00.0% | Unchanged | History |
| HRHealthcare Realty Trust Inc | CL A COM | 12,831 | $195.9K | <0.1% | +12,831 | New | History |
| JBGSJBG Smith Properties | COM | 13,616 | $196.9K | <0.1% | +3,196+30.7% | Added | History |
| DXCDXC Technology Co | Stock | 9,609 | $200.2K | <0.1% | −283−2.9% | Reduced | History |
| KRGKite Realty Group Trust | COM NEW | 9,468 | $202.8K | <0.1% | +9,468 | New | History |
| HOGHarley-Davidson, Inc. | COM | 6,144 | $203.1K | <0.1% | −1,692−21.6% | Reduced | History |
| CIGIColliers International Group Inc. | SUB VTG SHS | 2,126 | $203.4K | <0.1% | +2,126 | New | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 4,770 | $204.2K | <0.1% | 00.0% | UnchangedConverted for a 3-for-1 split | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 6,431 | $204.6K | <0.1% | +6,431 | New | – |
| SSTKShutterstock, Inc. | COM | 5,447 | $207.3K | <0.1% | +57+1.1% | Added | History |
| BCOBrinks Co | COM | 2,859 | $207.7K | <0.1% | +2,859 | New | History |
| AUBAtlantic Union Bankshares Corp | COM | 7,217 | $207.7K | <0.1% | +7,217 | New | History |
| COLBColumbia Banking System, Inc. | COM | 10,237 | $207.8K | <0.1% | +299+3.0% | Added | History |
| THRMGentherm Inc | COM | 3,849 | $208.8K | <0.1% | +3,849 | New | History |
| Aris Water Solutions, Inc.04041L106 | CLASS A COM | 20,990 | $209.5K | <0.1% | +300+1.4% | Added | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 15,000 | $210.0K | <0.1% | +15,000 | New | – |
| ONBOld National Bancorp | Stock | 14,473 | $210.4K | <0.1% | +14,473 | New | History |
| LLYVALiberty Live Holdings, Inc. | COM LBTY LIV S A | 6,594 | $210.5K | <0.1% | +6,594 | New | History |
| HWCHancock Whitney Corp | COM | 5,720 | $211.6K | <0.1% | +5,720 | New | History |
| PAASPan American Silver Corp | Stock | 14,571 | $211.9K | <0.1% | −4,509−23.6% | Reduced | History |
| KRCKilroy Realty Corp | COM | 6,712 | $212.2K | <0.1% | −89−1.3% | Reduced | History |
| CMCOColumbus McKinnon Corp | COM | 6,090 | $212.6K | <0.1% | +373+6.5% | Added | History |
| INCYIncyte Corp | COM | 3,704 | $214.0K | <0.1% | −2,983−44.6% | Reduced | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 10,093 | $214.7K | <0.1% | +10,093 | New | History |
| SNAPSnap Inc | Stock | 24,113 | $214.8K | <0.1% | −1,122−4.4% | Reduced | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 9,800 | $215.2K | <0.1% | +9,800 | New | History |
| MNDYmonday.com Ltd. | SHS | 1,353 | $215.4K | <0.1% | +1,353 | New | History |
| CRICarters Inc | COM | 3,118 | $215.6K | <0.1% | +120+4.0% | Added | History |
| Vanguard Materials ETF92204A801 | ETF | 1,253 | $216.2K | <0.1% | +1,253 | New | – |
| CELHCelsius Holdings, Inc. | COM NEW | 1,260 | $216.2K | <0.1% | −880−41.1% | Reduced | History |
| NVSTEnvista Holdings Corp | COM | 7,773 | $216.7K | <0.1% | +7,773 | New | History |
| KRTXKaruna Therapeutics, Inc. | COM | 1,288 | $217.8K | <0.1% | +1,288 | New | History |
| INDBIndependent Bank Corp | COM | 4,504 | $221.1K | <0.1% | +4,504 | New | History |
| CCCCCC Intelligent Solutions Holdings Inc. | COM | 16,865 | $225.1K | <0.1% | +16,865 | New | History |
| STEPStepStone Group Inc. | COM CL A | 7,224 | $228.1K | <0.1% | +7,224 | New | History |
| WAFDWafd Inc | Stock | 8,939 | $229.0K | <0.1% | +771+9.4% | Added | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 50,463 | $229.1K | <0.1% | +3,746+8.0% | Added | History |
| FIVNFive9, Inc. | COM | 3,576 | $229.9K | <0.1% | −183−4.9% | Reduced | History |
| NVECNve Corp | COM NEW | 2,808 | $230.6K | <0.1% | +167+6.3% | Added | History |
| LOPEGrand Canyon Education, Inc. | COM | 1,990 | $232.6K | <0.1% | +10+0.5% | Added | History |
| RPDRapid7, Inc. | COM | 5,081 | $232.6K | <0.1% | +430+9.2% | Added | History |
| Clearway Energy, Inc.18539C105 | CL A | 11,685 | $232.8K | <0.1% | −760−6.1% | Reduced | – |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 3,854 | $233.5K | <0.1% | +260+7.2% | Added | – |
| ESTCElastic N.V. | ORD SHS | 2,874 | $233.5K | <0.1% | −2,409−45.6% | Reduced | History |
| GGenpact LTD | SHS | 6,495 | $235.1K | <0.1% | +6,495 | New | History |
| WKWorkiva Inc | COM CL A | 2,328 | $235.9K | <0.1% | −43−1.8% | Reduced | History |
| EP.PCKinder Morgan, Inc. | Convertible Preferred | 5,229 | $237.4K | <0.1% | 00.0% | Unchanged | History |
| TTECTTEC Holdings, Inc. | COM | 9,070 | $237.8K | <0.1% | +1,828+25.2% | Added | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 22,933 | $239.2K | <0.1% | +22,933 | New | History |
| BBCPConcrete Pumping Holdings, Inc. | COM | 28,008 | $240.3K | <0.1% | +70+0.3% | Added | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 25,095 | $241.2K | <0.1% | +25,095 | New | History |
| BKHBlack Hills Corp | COM | 4,772 | $241.4K | <0.1% | +4,772 | New | History |
| OPTUOptimum Communications, Inc. | CL A | 73,977 | $241.9K | <0.1% | −15,000−16.9% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 3,494 | $242.0K | <0.1% | −188−5.1% | Reduced | – |
| FBPFirst Bancorp | COM NEW | 18,026 | $242.6K | <0.1% | +18,026 | New | History |
| ESGREnstar Group LTD | SHS | 1,008 | $243.9K | <0.1% | +101+11.1% | Added | History |
| DEAEasterly Government Properties, Inc. | COM | 21,353 | $244.1K | <0.1% | +790+3.8% | Added | History |
| FLSFlowserve Corp | COM | 6,144 | $244.4K | <0.1% | +102+1.7% | Added | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 5,981 | $245.0K | <0.1% | +5,981 | New | – |
| SIRISirius XM Holdings Inc. | COM | 54,927 | $248.3K | <0.1% | −2,945−5.1% | Reduced | History |
| PATHUiPath, Inc. | Stock | 14,547 | $248.9K | <0.1% | −1,395−8.8% | Reduced | History |
| CVNACarvana Co. | CL A | 5,937 | $249.2K | <0.1% | +5,937 | New | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 4,980 | $249.8K | <0.1% | 00.0% | Unchanged | – |
| CXTCrane NXT, Co. | COM | 4,516 | $251.0K | <0.1% | +22+0.5% | Added | History |
| OROR Royalties Inc. | COM | 21,296 | $251.2K | <0.1% | +4,290+25.2% | Added | History |
| BURLBurlington Stores, Inc. | COM | 1,858 | $251.4K | <0.1% | −264−12.4% | Reduced | History |
| GNWGenworth Financial Inc | COM SHS | 42,923 | $251.5K | <0.1% | +3,478+8.8% | Added | History |
| KNKnowles Corp | COM | 16,989 | $251.6K | <0.1% | +744+4.6% | Added | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 5,833 | $252.5K | <0.1% | 00.0% | Unchanged | – |
| CUZCousins Properties Inc | COM NEW | 12,416 | $252.9K | <0.1% | −369−2.9% | Reduced | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 42,903 | $255.1K | <0.1% | −741,842−94.5% | Reduced | History |
| PLUGPlug Power Inc | Stock | 33,919 | $257.8K | <0.1% | −16,792−33.1% | Reduced | History |
| LITELumentum Holdings Inc. | COM | 5,709 | $257.9K | <0.1% | +182+3.3% | Added | History |
| DORMDorman Products, Inc. | COM | 3,412 | $258.5K | <0.1% | +74+2.2% | Added | History |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 7,619 | $259.2K | <0.1% | 00.0% | Unchanged | – |
| SNDRSchneider National, Inc. | CL B | 9,368 | $259.4K | <0.1% | +57+0.6% | Added | History |
| IDCCInterDigital, Inc. | COM | 3,253 | $261.0K | <0.1% | +288+9.7% | Added | History |
| SSBSouthState Bank Corp | COM | 3,901 | $262.8K | <0.1% | +578+17.4% | Added | History |
| NRGVEnergy Vault Holdings, Inc. | COM | 105,045 | $267.9K | <0.1% | +9,313+9.7% | Added | History |
| FXBInvesco CurrencyShares British Pound Sterling Trust | BRIT POUN STRL | 2,300 | $270.3K | <0.1% | 00.0% | Unchanged | History |
| HRBH&R Block Inc | COM | 6,288 | $270.8K | <0.1% | −1,667−21.0% | Reduced | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 14,627 | $271.5K | <0.1% | 00.0% | Unchanged | History |
| HHHHoward Hughes Holdings Inc. | COM | 3,685 | $273.2K | <0.1% | +3,685 | New | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,090 | $273.6K | <0.1% | +850+37.9% | Added | – |
| OGSONE Gas, Inc. | COM | 4,045 | $276.2K | <0.1% | −348−7.9% | Reduced | History |
| LTHMLivent Corp. | COM | 15,007 | $276.3K | <0.1% | −2,121−12.4% | Reduced | History |
| MANManpowerGroup Inc. | COM | 3,774 | $276.7K | <0.1% | −214−5.4% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 12,375 | $276.8K | <0.1% | 00.0% | Unchanged | – |
| TWNKHostess Brands, Inc. | CL A | 8,320 | $277.1K | <0.1% | +8,320 | New | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,070 | $278.5K | <0.1% | +447+12.3% | Added | – |
| LRNStride, Inc. | COM | 6,211 | $279.7K | <0.1% | −153−2.4% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,664 | $281.2K | <0.1% | +197+4.4% | Added | – |
| NXRTNexPoint Residential Trust, Inc. | COM | 8,749 | $281.6K | <0.1% | +547+6.7% | Added | History |
| LESLLeslie's, Inc. | COM | 50,221 | $284.3K | <0.1% | +19,088+61.3% | Added | History |
| SNXTD Synnex Corp | COM | 2,888 | $288.4K | <0.1% | +527+22.3% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SGENSeagen Inc. | COM | $202.3K | – |
Sold out since Q2 2023 (108)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 108 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| CCFChase Corp | COM | 832,710 | $100.9M | 0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 677,560 | $26.6M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 207,082 | $22.4M | <0.1% | History |
| LSILife Storage, Inc. | COM | 139,918 | $18.6M | <0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 431,648 | $15.5M | <0.1% | History |
| FRPTFreshpet, Inc. | Stock | 225,222 | $14.8M | <0.1% | History |
| MASIMasimo Corp | COM | 80,285 | $13.2M | <0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 196,663 | $12.3M | <0.1% | History |
| FXYInvesco CurrencyShares Japanese Yen Trust | JAPANESE YEN | 168,475 | $10.9M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 163,843 | $9.79M | <0.1% | History |
| ARNCArconic Corp | COM | 297,161 | $8.79M | <0.1% | History |
| Infinera Corp45667GAF0 | DEBT 3.750% 8/0 | – | $7.63M | <0.1% | – |
| PIImpinj Inc | COM | 67,766 | $6.08M | <0.1% | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 181,843 | $5.95M | <0.1% | – |
| SPBSpectrum Brands Holdings, Inc. | COM | 76,133 | $5.94M | <0.1% | History |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 109,248 | $5.36M | <0.1% | – |
| IIIVi3 Verticals, Inc. | COM CL A | 221,134 | $5.06M | <0.1% | History |
| PHRPhreesia, Inc. | COM | 154,637 | $4.80M | <0.1% | History |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 55,870 | $3.69M | <0.1% | – |
| SBDSSolo Brands, Inc. | COM CL A | 627,286 | $3.55M | <0.1% | History |
| OMOutset Medical, Inc. | COM | 149,419 | $3.27M | <0.1% | History |
| HLITHarmonic Inc. | COM | 183,363 | $2.96M | <0.1% | History |
| CERECerevel Therapeutics Holdings, Inc. | COM | 80,912 | $2.57M | <0.1% | History |
| ARQTArcutis Biotherapeutics, Inc. | COM | 241,846 | $2.30M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 27,620 | $2.30M | <0.1% | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 389,503 | $2.29M | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 289,779 | $1.75M | <0.1% | – |
| TALOTalos Energy Inc. | COM | 116,914 | $1.62M | <0.1% | History |
| Everest Consolidator Acq Cor29978K102 | CL A COM | 149,700 | $1.59M | <0.1% | – |
| CAVACava Group, Inc. | COM | 36,850 | $1.51M | <0.1% | History |
| BEAMBeam Therapeutics Inc. | COM | 39,132 | $1.25M | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 53,707 | $1.14M | <0.1% | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 21,938 | $1.13M | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 138,098 | $1.06M | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 19,539 | $956.2K | <0.1% | – |
| SVVSavers Value Village, Inc. | COM | 39,600 | $932.7K | <0.1% | History |
| JKSJinkoSolar Holding Co., Ltd. | SPONSORED ADR | 17,946 | $790.1K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 55,250 | $766.9K | <0.1% | – |
| NNNNNN REIT, Inc. | REIT | 17,263 | $738.7K | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 21,809 | $715.6K | <0.1% | – |
| Vanguard World FD921910733 | ESG US STK ETF | 6,941 | $543.8K | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 5,619 | $517.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 7,707 | $486.9K | <0.1% | – |
| GRBKGreen Brick Partners, Inc. | COM | 7,528 | $427.6K | <0.1% | History |
| EEni SpA | SPONSORED ADR | 14,837 | $427.2K | <0.1% | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 4,201 | $382.7K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 9,428 | $341.3K | <0.1% | History |
| GMEGameStop Corp. | Stock | 14,012 | $339.8K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 2,709 | $318.0K | <0.1% | History |
| TRSTrimas Corp | COM NEW | 11,373 | $312.6K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 11,137 | $299.9K | <0.1% | – |
| iShares Tr464289529 | INDIA 50 ETF | 6,605 | $297.5K | <0.1% | – |
| OECOrion S.A. | COM | 13,990 | $296.9K | <0.1% | History |
| ABRArbor Realty Trust Inc | COM | 19,942 | $295.5K | <0.1% | History |
| SALSalisbury Bancorp, Inc. | COM | 12,200 | $289.0K | <0.1% | History |
| RYNRayonier Inc | COM | 8,902 | $279.5K | <0.1% | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,344 | $276.3K | <0.1% | – |
| TXG10x Genomics, Inc. | CL A COM | 4,807 | $268.4K | <0.1% | History |
| COTYCoty Inc. | COM CL A | 21,543 | $264.8K | <0.1% | History |
| MNROMonro, Inc. | COM | 6,507 | $264.4K | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 36,816 | $248.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V308 | BUYBACK ACHIEV | 2,654 | $237.4K | <0.1% | – |
| SONSonoco Products Co | COM | 4,005 | $236.4K | <0.1% | History |
| Crescent PT Energy Corp22576C101 | COM | 34,898 | $235.2K | <0.1% | – |
| BMIBadger Meter Inc | COM | 1,551 | $228.9K | <0.1% | History |
| DBTXDecibel Therapeutics, Inc. | COM | 58,800 | $226.4K | <0.1% | History |
| TAYDTaylor Devices, Inc. | COM | 8,800 | $224.9K | <0.1% | History |
| FLG.PUFlagstar Bank, National Association | UNIT 11/01/2051 | 5,550 | $224.5K | <0.1% | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 4,685 | $212.7K | <0.1% | – |
| HHCHoward Hughes Corp | COM | 2,682 | $211.7K | <0.1% | History |
| TACTransalta Corp | COM | 22,007 | $206.2K | <0.1% | History |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 8,754 | $204.0K | <0.1% | – |
| MGEEMge Energy Inc | COM | 2,574 | $203.6K | <0.1% | History |
| FYBRFrontier Communications Parent, Inc. | COM | 10,913 | $203.4K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 8,462 | $203.3K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 1,837 | $203.1K | <0.1% | History |
| MLABMesa Laboratories Inc | COM | 1,564 | $201.0K | <0.1% | History |
| SSRMSSR Mining Inc. | Stock | 11,691 | $166.0K | <0.1% | History |
| GABGabelli Equity Trust Inc | COM | 27,905 | $161.8K | <0.1% | History |
| NVGSNavigator Holdings Ltd. | SHS | 11,925 | $155.1K | <0.1% | History |
| AUDCAudiocodes Ltd | ORD | 11,730 | $107.1K | <0.1% | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 12,423 | $106.8K | <0.1% | History |
| CIOCity Office REIT, Inc. | COM | 17,142 | $95.5K | <0.1% | History |
| LAZRQLuminar Technologies, Inc. | COM CL A | 13,387 | $92.1K | <0.1% | History |
| HLHecla Mining Co | COM | 13,592 | $70.0K | <0.1% | History |
| SBIGSBIG Holdings, Inc. | COMMON STOCK | 123,328 | $54.9K | <0.1% | History |
| LONALeonaBio, Inc. | COM | 16,686 | $49.2K | <0.1% | History |
| FRBKRepublic First Bancorp Inc | COM | 41,664 | $37.5K | <0.1% | History |
| EXPREXP OldCo Winddown, Inc. | COM | 61,559 | $36.5K | <0.1% | History |
| VRAYViewRay, Inc. | COM | 97,375 | $34.3K | <0.1% | History |
| SFESSafeguard Scientifics Inc | COM NEW | 19,533 | $32.2K | <0.1% | History |
| DMDesktop Metal, Inc. | COM CL A | 14,339 | $25.4K | <0.1% | History |
| ESPREsperion Therapeutics, Inc. | COM | 15,899 | $22.1K | <0.1% | History |
| CANOCano Health, Inc. | COM CL A | 15,235 | $21.2K | <0.1% | History |
| BNGOBionano Genomics, Inc. | COM | 33,863 | $20.7K | <0.1% | History |
| CUROCURO Group Holdings Corp. | COM | 14,456 | $19.5K | <0.1% | History |
| GALTGalectin Therapeutics Inc | COM NEW | 11,614 | $16.7K | <0.1% | History |
| GOSSGossamer Bio, Inc. | COM | 12,446 | $14.9K | <0.1% | History |
| SUNLSunlight Financial Holdings Inc. | COMMON STOCK | 24,579 | $7.13K | <0.1% | History |
| OWLTOwlet, Inc. | COMMON STOCK | 18,192 | $6.19K | <0.1% | History |