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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,806
+2 vs. Q1 2023
Portfolio value
$111.8B
+$4.00B (+3.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FITBFifth Third BancorpCOM111,466$2.92M<0.1%−27,966−20.1%ReducedHistory
XYZBlock, Inc.CL A43,988$2.93M<0.1%−6,563−13.0%ReducedHistory
TPGTPG Inc.COM CL A100,295$2.93M<0.1%−9,797−8.9%ReducedHistory
WFGWest Fraser Timber Co., LtdCOM34,284$2.95M<0.1%−11,773−25.6%ReducedHistory
NMFCNew Mountain Finance CorpCOM237,867$2.96M<0.1%−2,528−1.1%ReducedHistory
HLITHarmonic Inc.COM183,363$2.96M<0.1%−474,589−72.1%ReducedHistory
CSLCarlisle Companies IncCOM11,720$3.01M<0.1%−2,185−15.7%ReducedHistory
WTWWillis Towers Watson PLCSHS12,778$3.01M<0.1%−517−3.9%ReducedHistory
DASHDoorDash, Inc.Stock39,453$3.01M<0.1%+6,800+20.8%AddedHistory
NVONovo Nordisk A SADR18,736$3.03M<0.1%−1,452−7.2%ReducedHistory
PGCPeapack Gladstone Financial CorpCOM113,278$3.07M<0.1%+4,477+4.1%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF11,763$3.08M<0.1%−258−2.1%Reduced–
iShares Tr464287739U.S. REAL ES ETF36,197$3.13M<0.1%−480−1.3%Reduced–
HSTHost Hotels & Resorts, Inc.COM187,015$3.15M<0.1%+11,773+6.7%AddedHistory
HQYHealthequity, Inc.COM50,350$3.18M<0.1%+10,716+27.0%AddedHistory
ANAutonation, Inc.COM19,364$3.19M<0.1%+6,990+56.5%AddedHistory
CNCCentene CorpStock47,318$3.19M<0.1%+2,856+6.4%AddedHistory
PEverpure, Inc.CL A87,525$3.22M<0.1%−1,318−1.5%ReducedHistory
ZMZoom Communications, Inc.Stock47,494$3.22M<0.1%+39,821+519.0%AddedHistory
CGBDCarlyle Secured Lending, Inc.COM221,816$3.23M<0.1%+9,660+4.6%AddedHistory
GKOSGLAUKOS CorpCOM45,417$3.23M<0.1%+45,417NewHistory
VVVValvoline IncCOM86,242$3.23M<0.1%−20.0%ReducedHistory
PCVXVaxcyte, Inc.COM64,883$3.24M<0.1%+34,658+114.7%AddedHistory
CPRTCopart IncCOM35,724$3.26M<0.1%+823+2.4%AddedHistory
OMOutset Medical, Inc.COM149,419$3.27M<0.1%+46,759+45.5%AddedHistory
ACMAecomCOM38,650$3.27M<0.1%+11,695+43.4%AddedHistory
WMGWarner Music Group Corp.COM CL A125,739$3.28M<0.1%−8,288−6.2%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A378,488$3.29M<0.1%−1,468,768−79.5%ReducedHistory
BNYBank of New York Mellon CorpStock75,576$3.36M<0.1%−20,141−21.0%ReducedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF149,309$3.41M<0.1%+8,791+6.3%Added–
LULUlululemon athletica inc.Stock9,059$3.43M<0.1%−30,657−77.2%ReducedHistory
MKCMcCormick & Co IncStock39,359$3.43M<0.1%+840+2.2%AddedHistory
Atlantica Sustainable Infr PG0751N103SHS147,171$3.45M<0.1%−33,165−18.4%Reduced–
AVDXAvidXchange Holdings, Inc.COM333,133$3.46M<0.1%−8,486−2.5%ReducedHistory
OCOwens CorningStock26,541$3.46M<0.1%−2,253−7.8%ReducedHistory
YETIYETI Holdings, Inc.COM89,933$3.49M<0.1%−9,580−9.6%ReducedHistory
UBSUBS Group AGStock174,013$3.52M<0.1%−223,262−56.2%ReducedHistory
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%−6,255,595−90.9%ReducedHistory
SEESealed Air CorpCOM88,783$3.55M<0.1%+5,953+7.2%AddedHistory
BPMCBlueprint Medicines CorpCOM56,401$3.56M<0.1%+13,225+30.6%AddedHistory
DOWDow Inc.Stock66,940$3.57M<0.1%−37,132−35.7%ReducedHistory
NOVASunnova Energy International Inc.COM196,573$3.60M<0.1%+22,507+12.9%AddedHistory
Vanguard Morningstar Value ETF922908744ETF25,569$3.63M<0.1%−26,725−51.1%Reduced–
MLMMartin Marietta Materials IncCOM7,873$3.63M<0.1%+737+10.3%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock289,889$3.64M<0.1%−2,359,367−89.1%ReducedHistory
KHCKraft Heinz CoStock103,095$3.66M<0.1%−22,281−17.8%ReducedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%−110,889−66.5%Reduced–
OTEXOpen Text CorpCOM88,772$3.70M<0.1%+53,428+151.2%AddedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW1199,022$3.71M<0.1%+286+0.3%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM554,777$3.72M<0.1%−67,862−10.9%ReducedHistory
CLXClorox CoStock23,408$3.72M<0.1%+87+0.4%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS33,723$3.74M<0.1%+267+0.8%AddedHistory
GPNGlobal Payments IncStock38,186$3.76M<0.1%+26,701+232.5%AddedHistory
MGPIMGP Ingredients IncCOM35,446$3.77M<0.1%+8,529+31.7%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L3,222$3.78M<0.1%−126−3.8%Reduced–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR142,169$3.79M<0.1%+531+0.4%AddedHistory
KKRKKR & Co. Inc.COM67,938$3.80M<0.1%+8,268+13.9%AddedHistory
MAAMid America Apartment Communities Inc.COM25,261$3.84M<0.1%+806+3.3%AddedHistory
PPGPPG Industries IncStock25,926$3.84M<0.1%−4,027−13.4%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 111,189$3.85M<0.1%+3,905+53.6%AddedHistory
PFGPrincipal Financial Group IncCOM50,877$3.86M<0.1%+16,899+49.7%AddedHistory
TAPMolson Coors Beverage CoCL B59,153$3.89M<0.1%−33,301−36.0%ReducedHistory
FOXAFox CorpCL A COM115,037$3.91M<0.1%−17,992−13.5%ReducedHistory
BLDPBallard Power Systems Inc.COM889,285$3.91M<0.1%+40.0%AddedHistory
DGDollar General CorpCOM23,057$3.91M<0.1%−25,389−52.4%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS2,121,366$3.95M<0.1%−155,689−6.8%ReducedHistory
IRTCiRhythm Holdings, Inc.COM37,997$3.96M<0.1%+9,011+31.1%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW315,986$3.97M<0.1%+23,142+7.9%AddedHistory
MKFGMarkforged Holding CorpCOM3,280,396$3.99M<0.1%+77,367+2.4%AddedHistory
TWINTwin Disc IncCOM354,815$4.00M<0.1%−3,379−0.9%ReducedHistory
CQPCheniere Energy Partners, L.P.COM UNIT87,180$4.02M<0.1%−511−0.6%ReducedHistory
BKRBaker Hughes CoCL A127,810$4.04M<0.1%−1,207−0.9%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM247,784$4.05M<0.1%−3,340−1.3%ReducedHistory
FSKFS KKR Capital CorpCOM211,505$4.06M<0.1%+9,300+4.6%AddedHistory
PBHPrestige Consumer Healthcare Inc.COM68,551$4.07M<0.1%+64,218+1,482.1%AddedHistory
ARVNArvinas, Inc.COM164,492$4.08M<0.1%+164,492NewHistory
GPCGenuine Parts CoStock24,150$4.09M<0.1%−23,832−49.7%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM212,146$4.12M<0.1%+14,509+7.3%AddedHistory
AAONAaon, Inc.COM PAR $0.00443,641$4.14M<0.1%−1,043−2.3%ReducedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN119,512$4.16M<0.1%−502−0.4%ReducedHistory
TMCITreace Medical Concepts, Inc.COM162,931$4.17M<0.1%+57,755+54.9%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF91,206$4.29M<0.1%+5,759+6.7%Added–
EBAYeBay IncCOM96,416$4.31M<0.1%+34,137+54.8%AddedHistory
IPGInterpublic Group of Companies, Inc.COM112,145$4.33M<0.1%−43,579−28.0%ReducedHistory
ESEversource EnergyStock61,081$4.33M<0.1%−6,890−10.1%ReducedHistory
RNRRenaissancere Holdings LtdCOM23,290$4.34M<0.1%−528−2.2%ReducedHistory
NB Next Generation Consumer ETF ETF-E64135A309ETF200,594$4.37M<0.1%00.0%Unchanged–
SHLSShoals Technologies Group, Inc.CL A170,928$4.37M<0.1%−76,126−30.8%ReducedHistory
DGXQuest Diagnostics IncCOM31,237$4.39M<0.1%−14,181−31.2%ReducedHistory
FTAIFTAI Aviation Ltd.SHS139,208$4.41M<0.1%+139,208NewHistory
AESAES CorpStock213,715$4.43M<0.1%−32,201−13.1%ReducedHistory
UMHUmh Properties, Inc.COM278,407$4.45M<0.1%+15,581+5.9%AddedHistory
NLYAnnaly Capital Management IncREIT223,851$4.48M<0.1%+9,959+4.7%AddedHistory
NFGNational Fuel Gas CoStock87,340$4.49M<0.1%−3,545−3.9%ReducedHistory
SGCSuperior Group of Companies, Inc.COM482,611$4.51M<0.1%+48,523+11.2%AddedHistory
GIBCgi IncCL A42,720$4.51M<0.1%+706+1.7%AddedHistory
NOKNokia CorpSPONSORED ADR1,087,121$4.52M<0.1%−13,403,297−92.5%ReducedHistory
KMIKinder Morgan, Inc.Stock262,529$4.52M<0.1%−15,740−5.7%ReducedHistory
SMARSmartsheet IncCOM CL A118,501$4.53M<0.1%−8,184−6.5%ReducedHistory
GBDCGolub Capital BDC, Inc.COM338,937$4.55M<0.1%+6,128+1.8%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$715.3K–
SGENSeagen Inc.COM$661.5K–
MTCHMatch Group, Inc.COM–$332.2K
AVGOBroadcom Inc.Stock$278.2K–

Sold out since Q1 2023 (115)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
FORMFormfactor IncCOM2,591,407$82.5M0.1%History
VACMarriott Vacations Worldwide CorpCOM171,126$23.1M<0.1%History
AQUAEvoqua Water Technologies Corp.COM434,764$21.6M<0.1%History
FLFoot Locker, Inc.COM502,882$20.0M<0.1%History
CSIICardiovascular Systems IncCOM893,985$17.8M<0.1%History
LXPLXP Industrial TrustCOM1,255,197$12.9M<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$12.5M<0.1%–
EVREvercore Inc.CLASS A93,708$10.8M<0.1%History
PSTLPostal Realty Trust, Inc.CL A688,091$10.5M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$8.85M<0.1%History
Danaher Corp2358514095% CONV PFD B6,883$8.77M<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$7.54M<0.1%History
Shaw Communications Inc82028K200CL B CONV234,177$7.00M<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$5.34M<0.1%History
ADRTAult Disruptive Technologies CorpCOM499,868$5.23M<0.1%History
ARGXArgenx SESPONSORED ADR13,583$5.06M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A181,698$4.63M<0.1%History
Globalink Invt Inc37892F109COM374,700$3.84M<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.72M<0.1%–
WEWeWork Inc.CL A3,741,820$2.91M<0.1%History
AAPAdvance Auto Parts IncCOM23,134$2.81M<0.1%History
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$2.61M<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$2.57M<0.1%History
Khosla Ventures Acquisition482504107CL A250,314$2.54M<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$2.48M<0.1%History
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$2.42M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A19,330$2.37M<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$2.32M<0.1%History
CMCTCreative Media & Community Trust CorpCOM NEW559,054$2.28M<0.1%History
Nabors Energy Transition Cor629567108CL A COM190,300$2.00M<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$1.86M<0.1%History
MEDPMedpace Holdings, Inc.COM8,995$1.69M<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM52,848$1.61M<0.1%History
Yamana Gold Inc98462Y100COM245,098$1.43M<0.1%–
HEI.AHeico CorpCL A10,331$1.40M<0.1%History
MBUUMalibu Boats, Inc.COM CL A24,083$1.36M<0.1%History
ISEEIVERIC bio, Inc.COM42,896$1.04M<0.1%History
RXDXPrometheus Biosciences, Inc.COM8,228$883.0K<0.1%History
ABBNYABB LtdSPONSORED ADR24,491$840.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS9,271$819.9K<0.1%History
CVIIChurchill Capital Corp VIICOM CL A78,881$799.9K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM68,447$779.6K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR14,867$747.1K<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$705.1K<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$650.4K<0.1%History
IHRTiHeartMedia, Inc.COM CL A157,775$615.3K<0.1%History
GGenpact LTDSHS13,221$611.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%–
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%History
APIAgora, Inc.ADS147,040$532.3K<0.1%History
MEOHMethanex CorpCOM11,343$527.1K<0.1%History
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%History
LEALear CorpCOM NEW3,532$492.7K<0.1%History
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%History
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%History
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%History
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%History
UGIUgi CorpStock10,625$369.3K<0.1%History
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%History
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%History
CATYCathay General BancorpCOM9,158$316.1K<0.1%History
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%History
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%History
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%–
NHINational Health Investors IncCOM5,634$290.6K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%History
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%History
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%History
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%History
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%History
SANMSanmina CorpCOM4,328$264.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%History
CMCCommercial Metals CoStock5,222$255.4K<0.1%History
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%History
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%–
AVAAvista CorpCOM5,469$232.2K<0.1%History
CNXCConcentrix CorpStock1,895$230.3K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%–
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%History
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%History
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%History
PDPagerDuty, Inc.COM6,060$212.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%History
PVHPVH Corp.COM2,314$206.3K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF4,054$202.7K<0.1%–
RITMRithm Capital Corp.REIT24,988$199.9K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$187.6K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$181.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$170.3K<0.1%–
HLFHerbalife Ltd.COM SHS10,103$162.7K<0.1%History
NEXNextier Oilfield Solutions Inc.COM19,187$152.5K<0.1%History