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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,806
+2 vs. Q1 2023
Portfolio value
$111.8B
+$4.00B (+3.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BTGB2GOLD CorpCOM498,317$1.78M<0.1%+83,919+20.3%AddedHistory
BRKRBruker CorpCOM24,260$1.79M<0.1%+244+1.0%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM26,347$1.81M<0.1%+1,314+5.2%AddedHistory
IMOImperial Oil LtdCOM NEW35,764$1.83M<0.1%−29,209−45.0%ReducedHistory
VALEVale S.A.SPONSORED ADS136,787$1.84M<0.1%−60,020−30.5%ReducedHistory
NEUNewmarket CorpCOM4,569$1.84M<0.1%+668+17.1%AddedHistory
ERIIEnergy Recovery, Inc.COM65,751$1.84M<0.1%00.0%UnchangedHistory
WLKWestlake CorpCOM15,406$1.84M<0.1%+4,261+38.2%AddedHistory
LHLabcorp Holdings Inc.COM NEW7,773$1.88M<0.1%+42+0.5%AddedHistory
EMKREmcore CorpCOM NEW2,482,723$1.89M<0.1%+112,868+4.8%AddedHistory
CPBCAMPBELL'S CoCOM41,515$1.90M<0.1%−1,006−2.4%ReducedHistory
USPHU S Physical Therapy IncCOM15,684$1.90M<0.1%+582+3.9%AddedHistory
CNRCore Natural Resources, Inc.COM28,165$1.91M<0.1%+349+1.3%AddedHistory
ADCAgree Realty CorpCOM29,275$1.91M<0.1%−639−2.1%ReducedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF43,226$1.93M<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A5,280$1.94M<0.1%−530−9.1%ReducedHistory
NXHNeighborhood Intelligence, Inc.COM59,769$1.95M<0.1%+12,571+26.6%AddedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR254,700$1.96M<0.1%+905+0.4%AddedHistory
SKMSK Telecom Co LtdSPONSORED ADR100,391$1.96M<0.1%+455+0.5%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF19,744$1.97M<0.1%−677−3.3%Reduced–
RILYBRC Group Holdings, Inc.COM43,126$1.98M<0.1%−4,766−10.0%ReducedHistory
RJFRaymond James Financial IncCOM19,156$1.99M<0.1%−7,112−27.1%ReducedHistory
MBCMasterBrand, Inc.COMMON STOCK170,976$1.99M<0.1%−1,386−0.8%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock15,143$2.00M<0.1%+6,623+77.7%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF24,256$2.02M<0.1%−206−0.8%Reduced–
BSACBanco Santander ChileSP ADR REP COM107,727$2.02M<0.1%+521+0.5%AddedHistory
DOCUDocuSign, Inc.Stock39,858$2.04M<0.1%−13,345−25.1%ReducedHistory
HLNHaleon plcADR245,643$2.06M<0.1%+158,180+180.9%AddedHistory
RPMRPM International IncCOM23,007$2.06M<0.1%+1,000+4.5%AddedHistory
EMBCEmbecta Corp.Stock95,410$2.07M<0.1%−1,567−1.6%ReducedHistory
TERTeradyne, IncStock18,761$2.09M<0.1%+191+1.0%AddedHistory
EGEverest Group, Ltd.COM6,115$2.09M<0.1%−1,090−15.1%ReducedHistory
TOLToll Brothers, Inc.COM26,568$2.10M<0.1%−8,856−25.0%ReducedHistory
FPHFive Point Holdings, LLCCOM CL A726,879$2.10M<0.1%+105,466+17.0%AddedHistory
MMYTMakeMyTrip LtdStock78,555$2.12M<0.1%+14,367+22.4%AddedHistory
VMCVulcan Materials COCOM9,446$2.13M<0.1%+690+7.9%AddedHistory
INGRIngredion IncCOM20,287$2.15M<0.1%−713−3.4%ReducedHistory
WENWendy's CoStock99,466$2.16M<0.1%−14,732−12.9%ReducedHistory
HOLXHologic IncCOM26,792$2.17M<0.1%−19,892−42.6%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS60,824$2.19M<0.1%−12,264−16.8%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR20,192$2.23M<0.1%+39+0.2%AddedHistory
STTState Street CorpCOM30,530$2.23M<0.1%−868,605−96.6%ReducedHistory
BPBP PLCADR63,466$2.24M<0.1%−4,662−6.8%ReducedHistory
FTSFortis Inc.COM52,177$2.25M<0.1%+5,832+12.6%AddedHistory
DDDuPont de Nemours, Inc.COM31,595$2.26M<0.1%+8,688+37.9%AddedHistory
RSReliance, Inc.COM8,321$2.26M<0.1%−1,102−11.7%ReducedHistory
MCMoelis & CoCL A49,849$2.26M<0.1%−3,063−5.8%ReducedHistory
STXSeagate Technology Holdings plcORD SHS36,617$2.27M<0.1%−3,143−7.9%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%+117,815+43.4%AddedHistory
TRTNTriton International LtdCL A27,620$2.30M<0.1%−27,765−50.1%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF11,351$2.30M<0.1%00.0%Unchanged–
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%+58,831+32.1%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI86,209$2.31M<0.1%+6,014+7.5%Added–
Vanguard Total Bond Market ETF921937835ETF32,176$2.34M<0.1%−3,643−10.2%Reduced–
AVBAvalonbay Communities IncCOM12,395$2.35M<0.1%+261+2.2%AddedHistory
ITGartner IncCOM6,698$2.35M<0.1%−73−1.1%ReducedHistory
Viacomcbs Inc92556H305PFD103,661$2.35M<0.1%−2,000−1.9%Reduced–
DBCInvesco DB Commodity Index Tracking FundUNIT103,861$2.36M<0.1%−3,748−3.5%ReducedHistory
NVRNVR IncCOM372$2.36M<0.1%+64+20.8%AddedHistory
CLVTClarivate PLCORD SHS247,978$2.36M<0.1%−26,150−9.5%ReducedHistory
FCPTFour Corners Property Trust, Inc.COM93,603$2.38M<0.1%+10,623+12.8%AddedHistory
USBUS Bancorp DECOM NEW71,961$2.38M<0.1%−1,845,899−96.2%ReducedHistory
BAXBaxter International IncStock52,474$2.39M<0.1%+4,036+8.3%AddedHistory
DBXDropbox, Inc.CL A89,911$2.40M<0.1%−16,610−15.6%ReducedHistory
MORNMorningstar, Inc.COM12,272$2.41M<0.1%+3,834+45.4%AddedHistory
SHGShinhan Financial Group Co LtdSPN ADR RESTRD92,873$2.41M<0.1%+3,108+3.5%AddedHistory
MROMarathon Oil CorpCOM105,095$2.42M<0.1%−23,930−18.5%ReducedHistory
IESCIES Holdings, Inc.COM42,572$2.42M<0.1%−348−0.8%ReducedHistory
KTBKontoor Brands, Inc.Stock58,102$2.45M<0.1%+2,657+4.8%AddedHistory
WRBYWarby Parker Inc.CL A COM210,521$2.46M<0.1%+67,226+46.9%AddedHistory
TRCTejon Ranch CoCOM143,298$2.47M<0.1%+2,000+1.4%AddedHistory
AOSSmith A O CorpCOM33,921$2.47M<0.1%+8,426+33.0%AddedHistory
STESTERIS plcSHS USD11,028$2.48M<0.1%+4,096+59.1%AddedHistory
FDSFactset Research Systems IncStock6,305$2.53M<0.1%+32+0.5%AddedHistory
SCCOSouthern Copper CorpStock35,328$2.53M<0.1%−2,547−6.7%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF11,530$2.54M<0.1%−330−2.8%Reduced–
AMCRAmcor plcORD254,495$2.54M<0.1%−53,655−17.4%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF50,886$2.55M<0.1%−12,395−19.6%Reduced–
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%+45,839+130.7%AddedHistory
FWONKLiberty Media CorpCOM SER C FRMLA34,409$2.59M<0.1%−786−2.2%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN184,011$2.59M<0.1%+1,600+0.9%AddedHistory
BBDCBarings BDC, Inc.COM331,869$2.60M<0.1%+14,333+4.5%AddedHistory
DCIDonaldson Co IncStock41,812$2.61M<0.1%+4,722+12.7%AddedHistory
CAGConagra Brands Inc.Stock77,592$2.62M<0.1%−7,085−8.4%ReducedHistory
RMDResmed IncCOM11,982$2.62M<0.1%−588−4.7%ReducedHistory
VTRSViatris IncStock265,119$2.65M<0.1%+6,222+2.4%AddedHistory
PPLIPeople IncCOM NEW43,107$2.71M<0.1%+5,237+13.8%AddedHistory
CCOICogent Communications Holdings, Inc.COM NEW40,296$2.71M<0.1%−1,689−4.0%ReducedHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX13,467$2.71M<0.1%−1,499−10.0%Reduced–
FFord Motor CoStock180,075$2.72M<0.1%+9,931+5.8%AddedHistory
UHSUniversal Health Services IncCL B17,326$2.73M<0.1%−50.0%ReducedHistory
SJMJ M SMUCKER CoStock18,651$2.75M<0.1%−424−2.2%ReducedHistory
KOSKosmos Energy Ltd.COM462,734$2.77M<0.1%+462,734NewHistory
HIWHighwoods Properties, Inc.COM116,103$2.78M<0.1%+116,103NewHistory
NIONIO Inc.ADR298,179$2.81M<0.1%−229,792−43.5%ReducedHistory
CCSCentury Communities, Inc.COM36,862$2.82M<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A35,019$2.83M<0.1%−84,908−70.8%ReducedHistory
CFCF Industries Holdings, Inc.COM41,086$2.85M<0.1%+1,394+3.5%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR206,615$2.86M<0.1%−6,892−3.2%ReducedHistory
SXTSensient Technologies CorpCOM40,906$2.91M<0.1%−11,703−22.2%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$715.3K–
SGENSeagen Inc.COM$661.5K–
MTCHMatch Group, Inc.COM–$332.2K
AVGOBroadcom Inc.Stock$278.2K–

Sold out since Q1 2023 (115)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
FORMFormfactor IncCOM2,591,407$82.5M0.1%History
VACMarriott Vacations Worldwide CorpCOM171,126$23.1M<0.1%History
AQUAEvoqua Water Technologies Corp.COM434,764$21.6M<0.1%History
FLFoot Locker, Inc.COM502,882$20.0M<0.1%History
CSIICardiovascular Systems IncCOM893,985$17.8M<0.1%History
LXPLXP Industrial TrustCOM1,255,197$12.9M<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$12.5M<0.1%–
EVREvercore Inc.CLASS A93,708$10.8M<0.1%History
PSTLPostal Realty Trust, Inc.CL A688,091$10.5M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$8.85M<0.1%History
Danaher Corp2358514095% CONV PFD B6,883$8.77M<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$7.54M<0.1%History
Shaw Communications Inc82028K200CL B CONV234,177$7.00M<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$5.34M<0.1%History
ADRTAult Disruptive Technologies CorpCOM499,868$5.23M<0.1%History
ARGXArgenx SESPONSORED ADR13,583$5.06M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A181,698$4.63M<0.1%History
Globalink Invt Inc37892F109COM374,700$3.84M<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.72M<0.1%–
WEWeWork Inc.CL A3,741,820$2.91M<0.1%History
AAPAdvance Auto Parts IncCOM23,134$2.81M<0.1%History
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$2.61M<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$2.57M<0.1%History
Khosla Ventures Acquisition482504107CL A250,314$2.54M<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$2.48M<0.1%History
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$2.42M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A19,330$2.37M<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$2.32M<0.1%History
CMCTCreative Media & Community Trust CorpCOM NEW559,054$2.28M<0.1%History
Nabors Energy Transition Cor629567108CL A COM190,300$2.00M<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$1.86M<0.1%History
MEDPMedpace Holdings, Inc.COM8,995$1.69M<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM52,848$1.61M<0.1%History
Yamana Gold Inc98462Y100COM245,098$1.43M<0.1%–
HEI.AHeico CorpCL A10,331$1.40M<0.1%History
MBUUMalibu Boats, Inc.COM CL A24,083$1.36M<0.1%History
ISEEIVERIC bio, Inc.COM42,896$1.04M<0.1%History
RXDXPrometheus Biosciences, Inc.COM8,228$883.0K<0.1%History
ABBNYABB LtdSPONSORED ADR24,491$840.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS9,271$819.9K<0.1%History
CVIIChurchill Capital Corp VIICOM CL A78,881$799.9K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM68,447$779.6K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR14,867$747.1K<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$705.1K<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$650.4K<0.1%History
IHRTiHeartMedia, Inc.COM CL A157,775$615.3K<0.1%History
GGenpact LTDSHS13,221$611.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%–
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%History
APIAgora, Inc.ADS147,040$532.3K<0.1%History
MEOHMethanex CorpCOM11,343$527.1K<0.1%History
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%History
LEALear CorpCOM NEW3,532$492.7K<0.1%History
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%History
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%History
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%History
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%History
UGIUgi CorpStock10,625$369.3K<0.1%History
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%History
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%History
CATYCathay General BancorpCOM9,158$316.1K<0.1%History
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%History
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%History
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%–
NHINational Health Investors IncCOM5,634$290.6K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%History
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%History
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%History
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%History
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%History
SANMSanmina CorpCOM4,328$264.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%History
CMCCommercial Metals CoStock5,222$255.4K<0.1%History
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%History
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%–
AVAAvista CorpCOM5,469$232.2K<0.1%History
CNXCConcentrix CorpStock1,895$230.3K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%–
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%History
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%History
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%History
PDPagerDuty, Inc.COM6,060$212.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%History
PVHPVH Corp.COM2,314$206.3K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF4,054$202.7K<0.1%–
RITMRithm Capital Corp.REIT24,988$199.9K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$187.6K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$181.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$170.3K<0.1%–
HLFHerbalife Ltd.COM SHS10,103$162.7K<0.1%History
NEXNextier Oilfield Solutions Inc.COM19,187$152.5K<0.1%History