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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,806
+2 vs. Q1 2023
Portfolio value
$111.8B
+$4.00B (+3.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SAIASaia IncCOM22,127$7.58M<0.1%+8,797+66.0%AddedHistory
SUSuncor Energy IncStock258,581$7.59M<0.1%−29,521−10.2%ReducedHistory
IEXIdex CorpCOM35,318$7.60M<0.1%−137,099−79.5%ReducedHistory
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–––
AITApplied Industrial Technologies IncCOM52,684$7.63M<0.1%+21,948+71.4%AddedHistory
HESMHess Midstream LPCL A SHS249,299$7.65M<0.1%−1,395−0.6%ReducedHistory
JDJD.com, Inc.SPON ADS CL A224,564$7.66M<0.1%+5,629+2.6%AddedHistory
STLDSteel Dynamics IncCOM70,456$7.67M<0.1%−330−0.5%ReducedHistory
AGNCAGNC Investment Corp.REIT758,367$7.68M<0.1%−18,356−2.4%ReducedHistory
DOVDOVER CorpCOM52,688$7.78M<0.1%−1,316−2.4%ReducedHistory
DINOHF Sinclair CorpCOM174,423$7.78M<0.1%−468−0.3%ReducedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN431,824$7.78M<0.1%−12,483−2.8%ReducedHistory
LBRDKLiberty Broadband CorpCOM SER C97,869$7.84M<0.1%+56,624+137.3%AddedHistory
HPQHP IncStock256,393$7.87M<0.1%−4,686−1.8%ReducedHistory
CGNXCognex CorpCOM140,793$7.89M<0.1%+52,354+59.2%AddedHistory
CWCurtiss Wright CorpStock42,968$7.89M<0.1%+9,653+29.0%AddedHistory
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT405,690$7.91M<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW246,942$7.92M<0.1%−78,185−24.0%ReducedHistory
TRIThomson Reuters CorpCOM NO PAR58,777$7.94M<0.1%+58,777NewHistory
PCARPaccar IncCOM95,319$7.97M<0.1%+11,082+13.2%AddedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM223,926$7.99M<0.1%−22,264−9.0%ReducedHistory
ELFe.l.f. Beauty, Inc.COM70,087$8.01M<0.1%+70,087NewHistory
FNAParagon 28, Inc.COM452,602$8.03M<0.1%+193,451+74.6%AddedHistory
PPLPPL CorpCOM306,032$8.10M<0.1%+102,745+50.5%AddedHistory
SRPTSarepta Therapeutics, Inc.COM71,249$8.16M<0.1%+220.0%AddedHistory
SKYChampion Homes, Inc.Stock125,200$8.19M<0.1%+55,858+80.6%AddedHistory
iShares Global Clean Energy ETF464288224ETF445,986$8.21M<0.1%−11,940−2.6%Reduced–
CPTCamden Property TrustREIT75,417$8.21M<0.1%−85,101−53.0%ReducedHistory
SHAKShake Shack Inc.CL A105,680$8.21M<0.1%−1,315−1.2%ReducedHistory
TREXTrex Co IncCOM125,775$8.25M<0.1%+28,746+29.6%AddedHistory
ALBAlbemarle CorpStock37,441$8.26M<0.1%−11,484−23.5%ReducedHistory
EQHEquitable Holdings, Inc.COM310,323$8.43M<0.1%−285,899−48.0%ReducedHistory
OMCOmnicom Group Inc.COM88,678$8.44M<0.1%−3,630−3.9%ReducedHistory
LVSLas Vegas Sands CorpCOM145,733$8.45M<0.1%−58,930−28.8%ReducedHistory
MPCMarathon Petroleum CorpStock72,720$8.48M<0.1%−11,072−13.2%ReducedHistory
MGYMagnolia Oil & Gas CorpCL A408,139$8.53M<0.1%+92,817+29.4%AddedHistory
PFGCPerformance Food Group CoCOM142,151$8.56M<0.1%+550+0.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF118,248$8.57M<0.1%+2,078+1.8%Added–
DTMDT Midstream, Inc.COMMON STOCK173,552$8.60M<0.1%−6,369−3.5%ReducedHistory
PUKPrudential PLCADR306,817$8.61M<0.1%+2,699+0.9%AddedHistory
LABStandard Biotools Inc.COM4,505,149$8.69M<0.1%−3,627−0.1%ReducedHistory
YUMYum Brands IncStock62,817$8.70M<0.1%+18,557+41.9%AddedHistory
LECOLincoln Electric Holdings IncCOM44,023$8.74M<0.1%−38,979−47.0%ReducedHistory
FLYWFlywire CorpCOM VTG282,084$8.76M<0.1%+63,959+29.3%AddedHistory
ARNCArconic CorpCOM297,161$8.79M<0.1%+297,161NewHistory
INVZInnoviz Technologies Ltd.SHS3,139,926$8.91M<0.1%+55,052+1.8%AddedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A357,261$8.96M<0.1%−197,629−35.6%ReducedHistory
PGNYProgyny, Inc.COM241,079$9.15M<0.1%−4,928−2.0%ReducedHistory
MTDMettler Toledo International IncCOM6,989$9.17M<0.1%−45−0.6%ReducedHistory
BANCBanc of California, Inc.COM801,345$9.29M<0.1%+27,473+3.6%AddedHistory
RGENRepligen CorpCOM67,498$9.55M<0.1%+65,687+3,627.1%AddedHistory
CWSTCasella Waste Systems IncCL A105,786$9.57M<0.1%+26,577+33.6%AddedHistory
PAYCPaycom Software, Inc.Stock30,574$9.77M<0.1%−629−2.0%ReducedHistory
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%+132,141+416.8%AddedHistory
CAHCardinal Health IncStock103,676$9.80M<0.1%+1,063+1.0%AddedHistory
APGAPi Group CorpCOM STK362,419$9.88M<0.1%+90,900+33.5%AddedHistory
TSLXSixth Street Specialty Lending, Inc.COM529,655$9.90M<0.1%+7,094+1.4%AddedHistory
MRNAModerna, Inc.Stock81,709$9.93M<0.1%+14,216+21.1%AddedHistory
OXYOccidental Petroleum CorpStock169,307$9.96M<0.1%−1,850−1.1%ReducedHistory
CLDTChatham Lodging TrustCOM1,064,693$9.97M<0.1%+7,193+0.7%AddedHistory
TTETotalEnergies SESPONSORED ADS173,900$10.0M<0.1%+24,555+16.4%AddedHistory
KNFKnife River CorpStock231,063$10.1M<0.1%+231,063NewHistory
SESea LtdSPONSORD ADS175,133$10.1M<0.1%+11,436+7.0%AddedHistory
TWLOTwilio IncCL A158,482$10.1M<0.1%+132,948+520.7%AddedHistory
ZETAZeta Global Holdings Corp.CL A1,195,336$10.2M<0.1%+89,533+8.1%AddedHistory
iShares Tr464287622RUS 1000 ETF42,600$10.4M<0.1%+11,611+37.5%Added–
iShares Tr464288257MSCI ACWI ETF108,459$10.4M<0.1%+26,753+32.7%Added–
NBIXNeurocrine Biosciences IncStock110,390$10.4M<0.1%+103,961+1,617.1%AddedHistory
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,425,200$10.4M<0.1%00.0%Unchanged–
NEOGNeogen CorpCOM481,891$10.5M<0.1%+154,473+47.2%AddedHistory
DLRDigital Realty Trust, Inc.COM93,373$10.6M<0.1%−482,642−83.8%ReducedHistory
INFYInfosys LtdSPONSORED ADR662,349$10.6M<0.1%−1,214,979−64.7%ReducedHistory
SMCISuper Micro Computer, Inc.COM42,811$10.7M<0.1%+19,702+85.3%AddedHistory
QRVOQorvo, Inc.Stock105,710$10.7M<0.1%−1,166,106−91.7%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A731,644$10.9M<0.1%−48,248−6.2%ReducedHistory
ETSYEtsy IncCOM128,272$10.9M<0.1%−169,659−56.9%ReducedHistory
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%+53,450+46.5%AddedHistory
RLJRLJ Lodging TrustCOM1,063,689$10.9M<0.1%+11,421+1.1%AddedHistory
iShares Tr46435U853BROAD USD HIGH314,584$11.1M<0.1%00.0%Unchanged–
EPAMEPAM Systems, Inc.COM50,743$11.4M<0.1%−21,190−29.5%ReducedHistory
CEGConstellation Energy CorpStock125,910$11.5M<0.1%+10,952+9.5%AddedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A3,747,939$11.5M<0.1%+65,312+1.8%AddedHistory
ARCCAres Capital CorpCEF614,352$11.5M<0.1%+47,503+8.4%AddedHistory
DEODiageo PLCSPON ADR NEW66,593$11.6M<0.1%−14,778−18.2%ReducedHistory
RHRHCOM35,178$11.6M<0.1%+573+1.7%AddedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM467,447$11.7M<0.1%+4,510+1.0%AddedHistory
COLMColumbia Sportswear CoCOM152,774$11.8M<0.1%−8,086−5.0%ReducedHistory
PEGPublic Service Enterprise Group IncCOM189,335$11.9M<0.1%+69,569+58.1%AddedHistory
SWKSSkyworks Solutions, Inc.Stock107,313$11.9M<0.1%+3,865+3.7%AddedHistory
VEEVVeeva Systems IncStock60,747$11.9M<0.1%−94,178−60.8%ReducedHistory
INTAIntapp, Inc.COM284,395$11.9M<0.1%+212,706+296.7%AddedHistory
FBINFortune Brands Innovations, Inc.COM166,389$12.0M<0.1%−6,533−3.8%ReducedHistory
TWKSThoughtworks Holding, Inc.COM1,597,448$12.1M<0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM202,801$12.1M<0.1%−2,540,338−92.6%ReducedHistory
CMCanadian Imperial Bank of CommerceCOM284,831$12.2M<0.1%−5,992−2.1%ReducedHistory
EWCZEuropean Wax Center, Inc.CLASS A COM653,890$12.2M<0.1%−15,288−2.3%ReducedHistory
AFLAflac IncStock175,391$12.2M<0.1%−4,160−2.3%ReducedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%−916−0.5%ReducedHistory
AZOAutoZone IncCOM5,031$12.5M<0.1%+136+2.8%AddedHistory
UAUnder Armour, Inc.CL C1,886,222$12.6M<0.1%+1,886,222NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$715.3K–
SGENSeagen Inc.COM$661.5K–
MTCHMatch Group, Inc.COM–$332.2K
AVGOBroadcom Inc.Stock$278.2K–

Sold out since Q1 2023 (115)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
FORMFormfactor IncCOM2,591,407$82.5M0.1%History
VACMarriott Vacations Worldwide CorpCOM171,126$23.1M<0.1%History
AQUAEvoqua Water Technologies Corp.COM434,764$21.6M<0.1%History
FLFoot Locker, Inc.COM502,882$20.0M<0.1%History
CSIICardiovascular Systems IncCOM893,985$17.8M<0.1%History
LXPLXP Industrial TrustCOM1,255,197$12.9M<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$12.5M<0.1%–
EVREvercore Inc.CLASS A93,708$10.8M<0.1%History
PSTLPostal Realty Trust, Inc.CL A688,091$10.5M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$8.85M<0.1%History
Danaher Corp2358514095% CONV PFD B6,883$8.77M<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$7.54M<0.1%History
Shaw Communications Inc82028K200CL B CONV234,177$7.00M<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$5.34M<0.1%History
ADRTAult Disruptive Technologies CorpCOM499,868$5.23M<0.1%History
ARGXArgenx SESPONSORED ADR13,583$5.06M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A181,698$4.63M<0.1%History
Globalink Invt Inc37892F109COM374,700$3.84M<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.72M<0.1%–
WEWeWork Inc.CL A3,741,820$2.91M<0.1%History
AAPAdvance Auto Parts IncCOM23,134$2.81M<0.1%History
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$2.61M<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$2.57M<0.1%History
Khosla Ventures Acquisition482504107CL A250,314$2.54M<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$2.48M<0.1%History
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$2.42M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A19,330$2.37M<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$2.32M<0.1%History
CMCTCreative Media & Community Trust CorpCOM NEW559,054$2.28M<0.1%History
Nabors Energy Transition Cor629567108CL A COM190,300$2.00M<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$1.86M<0.1%History
MEDPMedpace Holdings, Inc.COM8,995$1.69M<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM52,848$1.61M<0.1%History
Yamana Gold Inc98462Y100COM245,098$1.43M<0.1%–
HEI.AHeico CorpCL A10,331$1.40M<0.1%History
MBUUMalibu Boats, Inc.COM CL A24,083$1.36M<0.1%History
ISEEIVERIC bio, Inc.COM42,896$1.04M<0.1%History
RXDXPrometheus Biosciences, Inc.COM8,228$883.0K<0.1%History
ABBNYABB LtdSPONSORED ADR24,491$840.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS9,271$819.9K<0.1%History
CVIIChurchill Capital Corp VIICOM CL A78,881$799.9K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM68,447$779.6K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR14,867$747.1K<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$705.1K<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$650.4K<0.1%History
IHRTiHeartMedia, Inc.COM CL A157,775$615.3K<0.1%History
GGenpact LTDSHS13,221$611.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%–
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%History
APIAgora, Inc.ADS147,040$532.3K<0.1%History
MEOHMethanex CorpCOM11,343$527.1K<0.1%History
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%History
LEALear CorpCOM NEW3,532$492.7K<0.1%History
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%History
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%History
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%History
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%History
UGIUgi CorpStock10,625$369.3K<0.1%History
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%History
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%History
CATYCathay General BancorpCOM9,158$316.1K<0.1%History
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%History
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%History
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%–
NHINational Health Investors IncCOM5,634$290.6K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%History
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%History
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%History
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%History
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%History
SANMSanmina CorpCOM4,328$264.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%History
CMCCommercial Metals CoStock5,222$255.4K<0.1%History
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%History
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%–
AVAAvista CorpCOM5,469$232.2K<0.1%History
CNXCConcentrix CorpStock1,895$230.3K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%–
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%History
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%History
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%History
PDPagerDuty, Inc.COM6,060$212.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%History
PVHPVH Corp.COM2,314$206.3K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF4,054$202.7K<0.1%–
RITMRithm Capital Corp.REIT24,988$199.9K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$187.6K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$181.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$170.3K<0.1%–
HLFHerbalife Ltd.COM SHS10,103$162.7K<0.1%History
NEXNextier Oilfield Solutions Inc.COM19,187$152.5K<0.1%History