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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,804
+21 vs. Q4 2022
Portfolio value
$107.8B
+$5.83B (+5.7%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UTHRUnited Therapeutics CorpCOM1,917$429.3K<0.1%+41+2.2%AddedHistory
SOFISoFi Technologies, Inc.Stock70,792$429.7K<0.1%+33,578+90.2%AddedHistory
BURLBurlington Stores, Inc.COM2,132$430.9K<0.1%+41+2.0%AddedHistory
SONSonoco Products CoCOM7,090$432.5K<0.1%−4,112−36.7%ReducedHistory
OTTROtter Tail CorpCOM6,000$433.6K<0.1%+711+13.4%AddedHistory
TMToyota Motor CorpADS3,079$436.3K<0.1%−974−24.0%ReducedHistory
MLIMueller Industries IncCOM5,941$436.5K<0.1%−943−13.7%ReducedHistory
BMBLBumble Inc.COM CL A22,362$437.2K<0.1%−1,443−6.1%ReducedHistory
Crescent PT Energy Corp22576C101COM62,226$438.6K<0.1%−73,428−54.1%Reduced–
ARWArrow Electronics, Inc.COM3,555$443.9K<0.1%+159+4.7%AddedHistory
FUTUFutu Holdings LtdSPON ADS CL A8,703$451.3K<0.1%−1,769−16.9%ReducedHistory
XPXP Inc.CL A38,057$451.7K<0.1%−1,399−3.5%ReducedHistory
CPKChesapeake Utilities CorpCOM3,531$451.9K<0.1%+379+12.0%AddedHistory
REALTheRealReal, Inc.COM359,045$452.4K<0.1%−75,052−17.3%ReducedHistory
LIILennox International IncCOM1,812$455.3K<0.1%+99+5.8%AddedHistory
VALValaris LtdCL A7,000$455.4K<0.1%00.0%UnchangedHistory
UGUnited Guardian IncCOM48,535$456.2K<0.1%−3,730−7.1%ReducedHistory
THOThor Industries IncCOM5,778$460.2K<0.1%−422−6.8%ReducedHistory
HOMBHome Bancshares IncCOM21,244$461.2K<0.1%+1,680+8.6%AddedHistory
UNFUnifirst CorpCOM2,634$464.2K<0.1%+671+34.2%AddedHistory
iShares Tr464287556ISHARES BIOTECH3,594$464.2K<0.1%+13+0.4%Added–
IDAIdacorp IncCOM4,290$464.7K<0.1%−93−2.1%ReducedHistory
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%+560+7.9%AddedHistory
DFHDream Finders Homes, Inc.COM CL A35,334$468.2K<0.1%+2,274+6.9%AddedHistory
MSMMSC Industrial Direct Co IncCL A5,592$469.7K<0.1%−879−13.6%ReducedHistory
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%+349+3.6%AddedHistory
HTGCHercules Capital, Inc.COM36,550$471.1K<0.1%+7,000+23.7%AddedHistory
PATHUiPath, Inc.Stock26,853$471.5K<0.1%+12,072+81.7%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C3,550$472.8K<0.1%+18+0.5%AddedHistory
RRCRange Resources CorpCOM17,875$473.2K<0.1%−1,590−8.2%ReducedHistory
AIVApartment Investment & Management CoCL A61,585$473.6K<0.1%+3,453+5.9%AddedHistory
BRBRBellring Brands, Inc.Stock14,069$478.3K<0.1%+4,514+47.2%AddedHistory
PPTAPerpetua Resources Corp.COM107,524$478.5K<0.1%−10,000−8.5%ReducedHistory
ALLYAlly Financial Inc.Stock18,861$480.8K<0.1%+8,975+90.8%AddedHistory
LBRDALiberty Broadband CorpCOM SER A5,872$482.2K<0.1%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM6,227$487.6K<0.1%−99−1.6%ReducedHistory
JBTMJBT Marel CorpCOM4,462$487.7K<0.1%+963+27.5%AddedHistory
LMATLemaitre Vascular IncCOM9,520$490.0K<0.1%+282+3.1%AddedHistory
CZNCCitizens & Northern CorpCOM22,961$490.9K<0.1%00.0%UnchangedHistory
RDNRadian Group IncCOM22,241$491.5K<0.1%−7,821−26.0%ReducedHistory
ROGRogers CorpCOM3,010$491.9K<0.1%+838+38.6%AddedHistory
IVZInvesco Ltd.Stock29,997$492.0K<0.1%+10,230+51.8%AddedHistory
LEALear CorpCOM NEW3,532$492.7K<0.1%−1,040−22.7%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A2,532$493.4K<0.1%+256+11.2%AddedHistory
WSMWilliams Sonoma IncCOM4,073$495.5K<0.1%+198+5.1%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,081$495.5K<0.1%−128−10.6%ReducedHistory
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%00.0%UnchangedHistory
ACTEnact Holdings, Inc.COM21,743$497.0K<0.1%+4,578+26.7%AddedHistory
NOGNorthern Oil & Gas, Inc.COM16,508$501.0K<0.1%+1,422+9.4%AddedHistory
ZZillow Group, Inc.CL C CAP STK11,292$502.2K<0.1%−12,613−52.8%ReducedHistory
NSPInsperity, Inc.COM4,176$507.6K<0.1%+975+30.5%AddedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN33,500$513.2K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO4,028$513.9K<0.1%00.0%Unchanged–
EWBCEast West Bancorp IncCOM9,265$514.2K<0.1%−343−3.6%ReducedHistory
CXTCrane NXT, Co.COM4,573$519.1K<0.1%−21−0.5%ReducedHistory
HHyatt Hotels CorpCOM CL A4,646$519.4K<0.1%+194+4.4%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF3,720$521.5K<0.1%−63−1.7%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$521.6K<0.1%−36,484−86.7%Reduced–
ROKURoku, IncCOM CL A7,940$522.6K<0.1%+7,940NewHistory
PIIPolaris Inc.Stock4,726$522.9K<0.1%−191,879−97.6%ReducedHistory
ENREnergizer Holdings, Inc.COM15,080$523.3K<0.1%−4,587−23.3%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A9,299$526.1K<0.1%+312+3.5%AddedHistory
MEOHMethanex CorpCOM11,343$527.1K<0.1%−8,851−43.8%ReducedHistory
PRIPrimerica, Inc.Stock3,075$529.6K<0.1%+175+6.0%AddedHistory
CRNCCerence Inc.COM18,931$531.8K<0.1%−2,330−11.0%ReducedHistory
APIAgora, Inc.ADS147,040$532.3K<0.1%+147,040NewHistory
RHIRobert Half Inc.COM6,618$533.2K<0.1%−2,776−29.6%ReducedHistory
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%+189+0.7%AddedHistory
HPHelmerich & Payne, Inc.COM14,961$534.9K<0.1%−66−0.4%ReducedHistory
HRLHormel Foods CorpCOM13,505$538.6K<0.1%+3,722+38.0%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS39,512$539.3K<0.1%+49+0.1%AddedHistory
ARKOARKO Corp.COM63,635$540.3K<0.1%+2,658+4.4%AddedHistory
IONSIonis Pharmaceuticals IncCOM15,132$540.8K<0.1%+4,147+37.8%AddedHistory
FHIFederated Hermes, Inc.CL B13,535$543.3K<0.1%+1,120+9.0%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR42,855$545.5K<0.1%00.0%UnchangedHistory
APLEApple Hospitality REIT, Inc.REIT35,272$547.4K<0.1%+120+0.3%AddedHistory
EDREndeavor Group Holdings, Inc.CL A COM22,957$549.4K<0.1%−7,019−23.4%ReducedHistory
DAYDayforce, Inc.COM7,528$551.2K<0.1%+219+3.0%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,699$553.1K<0.1%−1,381−27.2%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF5,219$554.3K<0.1%+108+2.1%Added–
ZIONZions Bancorporation, National AssociationCOM18,528$554.5K<0.1%+9,559+106.6%AddedHistory
Granite Real Estate Invt Tr387437114UNIT 99/99/99999,073$561.1K<0.1%+9,073New–
CUBECubeSmartREIT12,145$561.3K<0.1%−3,816−23.9%ReducedHistory
TLSTelos CorpCOM222,231$562.2K<0.1%−12,650−5.4%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,566$563.2K<0.1%−99−1.7%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF5,345$563.9K<0.1%+255+5.0%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,779$565.8K<0.1%−28−0.4%Reduced–
ZMZoom Communications, Inc.Stock7,673$566.6K<0.1%−230−2.9%ReducedHistory
MOG.AMoog Inc.CL A5,628$567.0K<0.1%−120−2.1%ReducedHistory
NOVNOV Inc.COM30,780$569.7K<0.1%+1,356+4.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%00.0%Unchanged–
THGHanover Insurance Group, Inc.COM4,475$575.0K<0.1%−1,885−29.6%ReducedHistory
ARKO Corp.041242116*W EXP 12/22/202388,463$579.7K<0.1%00.0%Unchanged–
CBSHCommerce Bancshares IncStock10,041$585.9K<0.1%+648+6.9%AddedHistory
WYNNWynn Resorts LtdCOM5,242$586.6K<0.1%+809+18.2%AddedHistory
FIXComfort Systems USA IncCOM4,028$587.9K<0.1%+766+23.5%AddedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,320$589.0K<0.1%−153−2.0%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F10,717$591.7K<0.1%+1,748+19.5%Added–
iShares Tr4642874571 3 YR TREAS BD7,260$595.5K<0.1%−2,356−24.5%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD7,821$596.2K<0.1%−70−0.9%Reduced–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q1 2023
SecurityClassPutsCalls
iShares Tr46428743220 YR TR BD ETF$311.6K–
TMUST-Mobile US, Inc.Stock$264.8K–
ATVIActivision Blizzard, Inc.COM$242.0K–
Invesco QQQ Trust Series I46090E103ETF–$235.3K

Sold out since Q4 2022 (98)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SIVBSVB Financial GroupCOM533,289$122.7M0.1%History
PAYAPaya Holdings Inc.COM CL A5,980,025$47.1M<0.1%History
CERTCertara, Inc.COM1,339,633$21.5M<0.1%History
AIMCAltra Industrial Motion Corp.COM210,137$12.6M<0.1%History
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$12.2M<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$11.5M<0.1%History
COUPCoupa Software IncCOM134,373$10.6M<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A861,093$10.2M<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$4.90M<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$4.11M<0.1%–
XNCRXencor IncCOM145,641$3.79M<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM161,676$3.42M<0.1%History
HASHasbro, Inc.COM51,465$3.14M<0.1%History
NUVANuvasive IncCOM75,058$3.10M<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$2.88M<0.1%History
HELEHelen of Troy LtdStock24,667$2.74M<0.1%History
Vanguard World FD921910733ESG US STK ETF41,521$2.73M<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$2.70M<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$2.68M<0.1%–
IAAIAA, Inc.COM65,471$2.62M<0.1%History
iShares Russell 2000 Growth ETF464287648ETF10,935$2.35M<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$2.19M<0.1%History
CHGGChegg, IncCOM76,013$1.92M<0.1%History
VanEck Semiconductor ETF92189F676ETF9,229$1.87M<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$1.57M<0.1%History
Signature BK New York N Y82669G104COM13,199$1.52M<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$1.45M<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$1.44M<0.1%–
SUZSuzano S.A.SPON ADS145,223$1.34M<0.1%History
iShares Tr46435G672CORE INTL AGGR28,138$1.34M<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$1.21M<0.1%–
STORStore Capital LLCCOM33,716$1.08M<0.1%History
Ares Acquisition CorporationG33032106COM CL A107,278$1.08M<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$1.02M<0.1%History
iShares Tr464288885EAFE GRWTH ETF11,967$1.00M<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$966.5K<0.1%History
SCOBScION Tech Growth IICL A SHS83,811$848.2K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A26,853$821.7K<0.1%History
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$810.0K<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$780.1K<0.1%History
OIO-I Glass, Inc.COM46,004$762.3K<0.1%History
FSRXFinserv Acquisition Corp. IICOM CL A71,518$717.3K<0.1%History
PENNPENN Entertainment, Inc.COM23,184$688.6K<0.1%History
SYNASYNAPTICS IncStock6,624$630.3K<0.1%History
PNNTPennantpark Investment CorpCOM101,617$584.3K<0.1%History
Ci Finl Corp125491100COM57,913$577.4K<0.1%–
WALWestern Alliance BancorporationCOM9,635$573.9K<0.1%History
COWNCowen Inc.CL A NEW14,155$546.7K<0.1%History
TOSTToast, Inc.Stock28,529$514.4K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/99999,435$478.4K<0.1%–
WUWestern Union COStock28,721$395.5K<0.1%History
ESTCElastic N.V.ORD SHS7,288$375.3K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM4,545$372.6K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$359.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$317.7K<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$295.2K<0.1%History
HRHealthcare Realty Trust IncCL A COM15,223$293.3K<0.1%History
PINCPremier, Inc.CL A8,276$289.5K<0.1%History
HWCHancock Whitney CorpCOM5,764$278.9K<0.1%History
PDCEPDC Energy, Inc.COM4,380$278.0K<0.1%History
COTYCoty Inc.COM CL A32,420$277.5K<0.1%History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$275.0K<0.1%–
SMSM Energy CoCOM7,869$274.1K<0.1%History
Vanguard Total International Bond ETF92203J407ETF5,571$264.2K<0.1%–
iShares Tr464287515EXPANDED TECH1,032$264.0K<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$262.3K<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$254.9K<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$240.9K<0.1%History
ELANElanco Animal Health IncCOM19,584$239.3K<0.1%History
AGOAssured Guaranty LtdCOM3,748$233.3K<0.1%History
EPRTEssential Properties Realty Trust, Inc.COM9,778$229.5K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$226.3K<0.1%History
THRMGentherm IncCOM3,373$220.2K<0.1%History
BKHBlack Hills CorpCOM3,077$216.5K<0.1%History
KRGKite Realty Group TrustCOM NEW9,590$201.9K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$201.4K<0.1%–
DISHDISH Network CORPCL A14,332$201.2K<0.1%History
VODVodafone Group Public Ltd CoADR17,774$179.9K<0.1%History
EGOEldorado Gold CorpCOM19,290$160.7K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW14,360$157.1K<0.1%History
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$128.8K<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$103.8K<0.1%History
BBBLACKBERRY LtdCOM31,385$102.2K<0.1%History
Tricon Residential Inc Com NPV89612W102COM11,910$91.8K<0.1%–
ETRNMidstream Co LLCCOM13,507$90.5K<0.1%History
AGFirst Majestic Silver CorpCOM10,340$86.1K<0.1%History
NGNovagold Resources IncCOM NEW14,193$84.7K<0.1%History
KRROKorro Bio, Inc.COM20,000$77.0K<0.1%History
ROVRRover Group, Inc.COMMON STOCK10,980$40.3K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A18,217$29.7K<0.1%History
LOGCContextLogic Inc.COM CL A10,085$4.92K<0.1%History
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2.48K<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2.21K<0.1%History
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1.68K<0.1%History
CORZCore Scientific, Inc.COMMON STOCK16,355$1.23K<0.1%History
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–