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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,783
−48 vs. Q3 2022
Portfolio value
$102.0B
+$6.23B (+6.5%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Select U.S. REIT ETF464287564ETF5,536$303.6K<0.1%00.0%Unchanged–
ARLPAlliance Resource Partners LPStock14,975$304.3K<0.1%+1,037+7.4%AddedHistory
RGENRepligen CorpCOM1,798$304.4K<0.1%−64−3.4%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,251$304.4K<0.1%+2,251New–
SSTKShutterstock, Inc.COM5,804$306.0K<0.1%−109−1.8%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF10,158$306.7K<0.1%+10,158New–
WERNWerner Enterprises IncCOM7,625$307.0K<0.1%00.0%UnchangedHistory
CRICarters IncCOM4,125$307.8K<0.1%−199−4.6%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM18,600$307.8K<0.1%+18,600NewHistory
SIGISelective Insurance Group IncCOM3,485$308.8K<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM7,430$308.9K<0.1%−3,446−31.7%ReducedHistory
OTTROtter Tail CorpCOM5,289$310.5K<0.1%−35−0.7%ReducedHistory
PSMTPricesmart IncCOM5,115$310.9K<0.1%−262−4.9%ReducedHistory
ESNTEssent Group Ltd.COM8,000$311.1K<0.1%−925−10.4%ReducedHistory
AYIAcuity Inc. (DE)Stock1,883$311.8K<0.1%00.0%UnchangedHistory
CNSCohen & Steers, Inc.COM4,864$314.0K<0.1%−60−1.2%ReducedHistory
PLTRPalantir Technologies Inc.Stock49,056$314.9K<0.1%+49,056NewHistory
CHHChoice Hotels International IncCOM2,796$314.9K<0.1%+109+4.1%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF4,926$315.2K<0.1%−278−5.3%Reduced–
HOODRobinhood Markets, Inc.Stock38,766$315.6K<0.1%−7,035−15.4%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS27,765$316.8K<0.1%−4,599−14.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$317.7K<0.1%+6,155New–
iShares S&P 100 ETF464287101ETF1,873$319.5K<0.1%00.0%Unchanged–
JBTMJBT Marel CorpCOM3,499$319.6K<0.1%+20+0.6%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,597$320.3K<0.1%−118−6.9%Reduced–
GLSHGelesis Holdings, Inc.COM1,107,985$321.8K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,821$327.3K<0.1%−98−5.1%Reduced–
MZTIMarzetti CoCOM1,666$328.7K<0.1%−4−0.2%ReducedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK27,783$330.6K<0.1%−30,726−52.5%ReducedHistory
KNSLKinsale Capital Group, Inc.Stock1,268$331.6K<0.1%−188−12.9%ReducedHistory
SHOEShoe Station Group IncCOM14,021$335.2K<0.1%−127−0.9%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET11,137$336.3K<0.1%+11,137New–
FSSFederal Signal CorpCOM7,321$340.2K<0.1%+129+1.8%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,830$342.5K<0.1%−94,384−93.3%Reduced–
PPTAPerpetua Resources Corp.COM117,524$343.2K<0.1%−10,875−8.5%ReducedHistory
TDOCTeladoc Health, Inc.COM14,594$345.1K<0.1%−15,943−52.2%ReducedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM30,000$347.7K<0.1%00.0%UnchangedHistory
CHXChampionX CorpCOM12,073$350.0K<0.1%−819−6.4%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR5,833$350.2K<0.1%+174+3.1%AddedHistory
ARWArrow Electronics, Inc.COM3,396$355.1K<0.1%+391+13.0%AddedHistory
IVZInvesco Ltd.Stock19,767$355.6K<0.1%−15,429−43.8%ReducedHistory
NTNXNutanix, Inc.Stock13,729$357.6K<0.1%+13,729NewHistory
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$359.3K<0.1%+3,564NewHistory
NSPInsperity, Inc.COM3,201$363.7K<0.1%−1,805−36.1%ReducedHistory
CATYCathay General BancorpCOM8,939$364.6K<0.1%+186+2.1%AddedHistory
WYNNWynn Resorts LtdCOM4,433$365.6K<0.1%−3,491−44.1%ReducedHistory
OSKOshkosh CorpCOM4,175$368.2K<0.1%−66−1.6%ReducedHistory
GATXGatx CorpCOM3,468$368.8K<0.1%00.0%UnchangedHistory
CNXCConcentrix CorpStock2,784$370.7K<0.1%−2,403−46.3%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW3,670$370.8K<0.1%+132+3.7%AddedHistory
CPKChesapeake Utilities CorpCOM3,152$372.5K<0.1%−79−2.4%ReducedHistory
WMSAdvanced Drainage Systems, Inc.COM4,545$372.6K<0.1%+2,799+160.3%AddedHistory
AXSAxis Capital Holdings LtdSHS6,912$374.4K<0.1%−5,467−44.2%ReducedHistory
ESTCElastic N.V.ORD SHS7,288$375.3K<0.1%−3,218−30.6%ReducedHistory
FIXComfort Systems USA IncCOM3,262$375.4K<0.1%−425−11.5%ReducedHistory
Clearway Energy, Inc.18539C105CL A12,560$375.8K<0.1%−1,000−7.4%Reduced–
LESLLeslie's, Inc.COM30,944$377.8K<0.1%+30,944NewHistory
UNFUnifirst CorpCOM1,963$378.8K<0.1%+131+7.2%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN9,970$382.1K<0.1%+500+5.3%Added–
SALSalisbury Bancorp, Inc.COM12,200$383.1K<0.1%00.0%UnchangedHistory
RYNRayonier IncCOM11,671$384.7K<0.1%+2,065+21.5%AddedHistory
DELLDell Technologies Inc.Stock9,588$385.6K<0.1%−8,962−48.3%ReducedHistory
PLUGPlug Power IncStock31,225$386.3K<0.1%+2,559+8.9%AddedHistory
CALMCal-Maine Foods IncCOM NEW7,120$387.7K<0.1%+7,120NewHistory
iShares Inc464286657MSCI BIC ETF11,294$387.8K<0.1%−2,565−18.5%Reduced–
QDELQuidelOrtho CorpCOM4,528$387.9K<0.1%+4,528NewHistory
MSAMSA Safety IncCOM2,697$388.9K<0.1%−1,596−37.2%ReducedHistory
ERIEErie Indemnity CoCL A1,568$390.0K<0.1%+170+12.2%AddedHistory
HTGCHercules Capital, Inc.COM29,550$390.7K<0.1%+1,300+4.6%AddedHistory
RIVNRivian Automotive, Inc.Stock21,309$392.7K<0.1%+407+1.9%AddedHistory
CRNCCerence Inc.COM21,261$394.0K<0.1%−582,166−96.5%ReducedHistory
WUWestern Union COStock28,721$395.5K<0.1%+8,633+43.0%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C3,532$398.1K<0.1%+13+0.4%AddedHistory
STVNStevanato Group S.p.A.ORD SHS22,299$400.7K<0.1%+5,415+32.1%AddedHistory
HHyatt Hotels CorpCOM CL A4,452$402.7K<0.1%−25−0.6%ReducedHistory
WLYBJohn Wiley & Sons, Inc.CL B10,260$405.3K<0.1%00.0%UnchangedHistory
MLIMueller Industries IncCOM6,884$406.2K<0.1%+2,617+61.3%AddedHistory
WINGWingstop Inc.COM2,952$406.3K<0.1%−11−0.4%ReducedHistory
FNBFNB CorpCOM31,310$408.6K<0.1%−669−2.1%ReducedHistory
ABMAbm Industries IncCOM9,208$409.0K<0.1%−562−5.8%ReducedHistory
LIILennox International IncCOM1,713$409.8K<0.1%−640−27.2%ReducedHistory
OLOOlo Inc.CL A65,623$410.1K<0.1%+43,083+191.1%AddedHistory
PRIPrimerica, Inc.Stock2,900$411.3K<0.1%+317+12.3%AddedHistory
WWEWorld Wrestling Entertainment, LLCCL A6,034$413.5K<0.1%−2,778−31.5%ReducedHistory
AIVApartment Investment & Management CoCL A58,132$413.9K<0.1%−201−0.3%ReducedHistory
ACTEnact Holdings, Inc.COM17,165$414.0K<0.1%+17,165NewHistory
IONSIonis Pharmaceuticals IncCOM10,985$414.9K<0.1%−214−1.9%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A2,276$417.3K<0.1%−13−0.6%ReducedHistory
BURLBurlington Stores, Inc.COM2,091$424.0K<0.1%−2,154−50.7%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD18,965$424.6K<0.1%−2,300−10.8%Reduced–
LMATLemaitre Vascular IncCOM9,238$425.1K<0.1%−89−1.0%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A10,472$425.7K<0.1%+1,762+20.2%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,496$425.7K<0.1%+302+9.5%Added–
OMFOneMain Holdings, Inc.COM12,783$425.8K<0.1%+4,755+59.2%AddedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK46,765$427.4K<0.1%00.0%UnchangedHistory
SLMSLM CorpCOM25,785$428.0K<0.1%+91+0.4%AddedHistory
MTRNMATERION CorpCOM4,954$433.5K<0.1%−3−0.1%ReducedHistory
SXIStandex International CorpCOM4,236$433.8K<0.1%−12−0.3%ReducedHistory
DXCDXC Technology CoStock16,529$438.0K<0.1%+6,519+65.1%AddedHistory
MAXMediaAlpha, Inc.CL A44,029$438.1K<0.1%−1,610−3.5%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2022
SecurityClassPutsCalls
iShares Tr464287184CHINA LG-CAP ETF$1.45M–
ATVIActivision Blizzard, Inc.COM$746.2K–
SPYSPDR S&P 500 ETF TrustETF$589.4K–
BKIBlack Knight, Inc.COM$356.2K–

Sold out since Q3 2022 (156)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH8,656,320$354.1M0.4%History
Ironsource LtdM5R75Y101CL A ORD SHS15,000,000$51.6M0.1%–
DREDuke Realty CorpCOM NEW1,035,483$49.9M0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,637,605$40.6M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM2,347,829$36.5M<0.1%History
ALGTAllegiant Travel COCOM397,174$29.0M<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA396,254$19.4M<0.1%–
TWTRTwitter, Inc.COM407,939$17.9M<0.1%History
ADEAAdeia Inc.COM1,247,667$17.7M<0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF311,576$15.6M<0.1%–
EBSEmergent BioSolutions Inc.COM686,449$14.4M<0.1%History
ZENZendesk, Inc.COM178,056$13.6M<0.1%History
FHBFirst Hawaiian, Inc.COM534,579$13.2M<0.1%History
COLBColumbia Banking System, Inc.COM454,986$13.1M<0.1%History
FYBRFrontier Communications Parent, Inc.COM524,806$12.3M<0.1%History
PINGPing Identity Holding Corp.COM371,116$10.4M<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S180,485$9.05M<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR181,213$8.95M<0.1%–
FATEFate Therapeutics IncCOM376,683$8.44M<0.1%History
SGFYSignify Health, Inc.CL A COM278,756$8.13M<0.1%History
IRTIndependence Realty Trust, Inc.COM464,068$7.76M<0.1%History
GBLGamco Investors, Inc. Et AlCL A COM450,122$7.67M<0.1%History
LEGLeggett & Platt IncStock201,379$6.69M<0.1%History
AVLRAvalara, Inc.COM67,233$6.17M<0.1%History
NSSCNapco Security Technologies, IncStock210,630$6.13M<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF155,668$5.56M<0.1%–
PUBMPubMatic, Inc.COM CL A324,296$5.39M<0.1%History
BTRSBTRS Holdings Inc.COM CL 1404,135$3.74M<0.1%History
INVEINVE Technologies, Inc.COM NEW291,408$3.65M<0.1%History
SAIASaia IncCOM18,847$3.58M<0.1%History
DOCNDigitalOcean Holdings, Inc.COM88,336$3.20M<0.1%History
BIORBiora Therapeutics, Inc.COM6,541,060$3.17M<0.1%History
AMEDAmedisys IncCOM31,140$3.01M<0.1%History
XPEVXpeng Inc.ADS226,401$2.74M<0.1%History
iShares Tr464287234MSCI EMG MKT ETF68,730$2.40M<0.1%–
FREEWhole Earth Brands, Inc.COM CL A591,195$2.27M<0.1%History
SWCHSwitch, Inc.CL A66,313$2.23M<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A225,282$2.23M<0.1%–
SITMSITIME CorpCOM26,726$2.12M<0.1%History
Epiphany Technology Acquisit29429X109COM CL A201,145$1.99M<0.1%–
Senior Connect Acquisitn Cor81723H108COM CL A187,328$1.86M<0.1%–
PSAGProperty Solutions Acquisition Corp. IICOM CL A184,616$1.81M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW277,238$1.55M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT96,600$1.53M<0.1%History
CHNGChange Healthcare Inc.COM55,305$1.52M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM37,834$1.51M<0.1%History
SCOAScION Tech Growth ICL A SHS149,863$1.50M<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB70,288$1.49M<0.1%–
Vectoiq Acquisition Corp II92244F109COM CL A146,917$1.45M<0.1%–
COINCoinbase Global, Inc.COM CL A21,020$1.36M<0.1%History
SMRTSmartRent, Inc.COM CL A571,563$1.30M<0.1%History
GETRGetaround, IncCL A COM125,736$1.24M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS63,731$1.09M<0.1%History
TDCX Inc87190U100ADS112,688$1.08M<0.1%–
DAVAEndava plcADS13,247$1.06M<0.1%History
ABMDAbiomed IncCOM4,173$1.03M<0.1%History
Climate Real Impact Slutins187171103COM CL A93,867$926.0K<0.1%–
CLRContinental Resources, IncCOM13,743$918.0K<0.1%History
MATMattel IncCOM46,108$873.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW366,606$828.0K<0.1%History
PTCTPTC Therapeutics, Inc.COM16,364$821.0K<0.1%History
GHGuardant Health, Inc.COM15,124$814.0K<0.1%History
Nuburu, Inc.87403Q102COM CL A80,458$810.0K<0.1%–
YAlleghany CorpCOM954$801.0K<0.1%History
UEUrban Edge PropertiesCOM58,873$785.0K<0.1%History
UHALU-Haul Holding CoCOM1,478$753.0K<0.1%History
SPOTSpotify Technology S.A.Stock7,946$686.0K<0.1%History
LYFTLyft, Inc.CL A COM51,399$678.0K<0.1%History
ICLICL Group Ltd.SHS79,489$644.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR23,169$643.0K<0.1%History
GNACGroup Nine Acquisition Corp.COM CL A64,366$637.0K<0.1%History
HLGNHeliogen, Inc.COMMON STOCK311,439$579.0K<0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A53,639$526.0K<0.1%–
CIGIColliers International Group Inc.SUB VTG SHS5,689$524.0K<0.1%History
TPHTri Pointe Homes, Inc.COM31,768$480.0K<0.1%History
SSentinelOne, Inc.CL A18,497$473.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM221,076$429.0K<0.1%History
NVCRNovoCure LtdORD SHS5,444$414.0K<0.1%History
AZEKAZEK Co Inc.CL A24,386$405.0K<0.1%History
RRXRegal Rexnord CorpCOM2,823$396.0K<0.1%History
INTZIntrusion IncCOM NEW81,911$395.0K<0.1%History
CROXCrocs, Inc.COM5,414$372.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%History
NYTNew York Times CoCL A12,063$347.0K<0.1%History
ASANAsana, Inc.CL A15,350$342.0K<0.1%History
SFStifel Financial CorpCOM6,519$338.0K<0.1%History
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%–
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%History
EVREvercore Inc.CLASS A3,951$325.0K<0.1%History
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%History
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%History
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%History
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%History
GMEGameStop Corp.Stock11,654$293.0K<0.1%History
WRKWestRock CoCOM9,084$281.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%–
MTZMastec IncCOM4,207$267.0K<0.1%History
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%History