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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,831
−15 vs. Q2 2022
Portfolio value
$95.8B
−$3.72B (−3.7%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LCIDLucid Group, Inc.COM12,541$175.0K<0.1%+12,541NewHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$178.0K<0.1%00.0%Unchanged–
NAVINavient CorpCOM12,151$178.0K<0.1%−100−0.8%ReducedHistory
OLOOlo Inc.CL A22,540$178.0K<0.1%+7,230+47.2%AddedHistory
BBCPConcrete Pumping Holdings, Inc.COM27,938$180.0K<0.1%00.0%UnchangedHistory
IRIXIridex CorpCOM75,850$183.0K<0.1%00.0%UnchangedHistory
VRTVertiv Holdings CoCOM CL A19,080$185.0K<0.1%+2,633+16.0%AddedHistory
EGOEldorado Gold CorpCOM31,821$193.0K<0.1%+31,821NewHistory
Ci Finl Corp125491100COM19,412$193.0K<0.1%−2,480−11.3%Reduced–
Whole Earth Brands, Inc.96684W126*W EXP 06/25/2021,149,405$195.0K<0.1%00.0%Unchanged–
HEPHolly Energy Partners LPCOM UT LTD PTN12,000$197.0K<0.1%+12,000NewHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF16,683$198.0K<0.1%+353+2.2%Added–
BBBLACKBERRY LtdCOM42,077$199.0K<0.1%00.0%UnchangedHistory
HHCHoward Hughes CorpCOM3,623$200.0K<0.1%−2,077−36.4%ReducedHistory
AGNTAGNT, Inc.COM17,981$201.0K<0.1%+1,121+6.6%AddedHistory
UIUbiquiti Inc.COM688$202.0K<0.1%+688NewHistory
Healthpeak Properties, Inc.71943U104COM13,475$202.0K<0.1%−1,761−11.6%Reduced–
CTXSCitrix Systems IncCOM1,957$203.0K<0.1%−66,673−97.1%ReducedHistory
CPAYCorpay, Inc.COM1,150$203.0K<0.1%−294−20.4%ReducedHistory
COTYCoty Inc.COM CL A32,438$205.0K<0.1%−3,486−9.7%ReducedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$208.0K<0.1%+9,900NewHistory
CVICVR Energy IncCOM7,201$209.0K<0.1%+7,201NewHistory
JWNNordstrom IncStock12,555$210.0K<0.1%−7,562−37.6%ReducedHistory
ZMZoom Communications, Inc.Stock2,857$210.0K<0.1%−51,007−94.7%ReducedHistory
TDCTeradata CorpStock6,819$212.0K<0.1%00.0%UnchangedHistory
RCUSArcus Biosciences, Inc.COM7,837$212.0K<0.1%−3,797−32.6%ReducedHistory
OCULOcular Therapeutix, IncCOM51,400$213.0K<0.1%−150−0.3%ReducedHistory
INCYIncyte CorpCOM3,210$214.0K<0.1%+3,210NewHistory
KALUKaiser Aluminum CorpCOM PAR $0.013,509$215.0K<0.1%−132−3.6%ReducedHistory
VODVodafone Group Public Ltd CoADR19,046$216.0K<0.1%−197−1.0%ReducedHistory
KSSKOHLS CorpStock8,625$217.0K<0.1%+8,625NewHistory
WMSAdvanced Drainage Systems, Inc.COM1,746$217.0K<0.1%+1,746NewHistory
GNLGlobal Net Lease, Inc.COM NEW20,473$218.0K<0.1%−414−2.0%ReducedHistory
NVSTEnvista Holdings CorpCOM6,658$218.0K<0.1%−1,764−20.9%ReducedHistory
ABRArbor Realty Trust IncCOM18,876$218.0K<0.1%−502−2.6%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF6,089$219.0K<0.1%00.0%Unchanged–
RKLBRocket Lab CorpCOM54,350$221.0K<0.1%+12,252+29.1%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM47,394$223.0K<0.1%−90,269−65.6%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,175$228.0K<0.1%−9−0.2%Reduced–
TWSTTwist Bioscience CorpCOM6,474$228.0K<0.1%+36+0.6%AddedHistory
CELHCelsius Holdings, Inc.COM NEW2,511$228.0K<0.1%+2,511NewHistory
ARCHArch Resources, Inc.CL A1,918$228.0K<0.1%+5+0.3%AddedHistory
AITApplied Industrial Technologies IncCOM2,231$229.0K<0.1%+45+2.1%AddedHistory
VSHVishay Intertechnology IncCOM13,051$232.0K<0.1%+13,051NewHistory
LRNStride, Inc.COM5,535$233.0K<0.1%+59+1.1%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW8,923$233.0K<0.1%+555+6.6%AddedHistory
AELAmerican National Group Inc.COM6,260$233.0K<0.1%+26+0.4%AddedHistory
iShares Inc464286780MSCI STH AFR ETF6,511$235.0K<0.1%+1,450+28.7%Added–
ACIAlbertsons Companies, Inc.COMMON STOCK9,453$235.0K<0.1%+492+5.5%AddedHistory
Nuvei Corp67079A102COM8,671$236.0K<0.1%+8,671New–
iShares Select Dividend ETF464287168ETF2,206$237.0K<0.1%−40−1.8%Reduced–
WAFDWafd IncStock7,917$237.0K<0.1%00.0%UnchangedHistory
OMFOneMain Holdings, Inc.COM8,028$237.0K<0.1%−4,027−33.4%ReducedHistory
DBTXDecibel Therapeutics, Inc.COM68,600$237.0K<0.1%−400−0.6%ReducedHistory
Teradyne, Inc880770AG7NOTE 1.250%12/1–$237.0K<0.1%–––
FOXFox CorpCL B COM8,344$238.0K<0.1%+8,344NewHistory
SKXSkechers USA IncCL A7,537$239.0K<0.1%00.0%UnchangedHistory
iShares Tr464289529INDIA 50 ETF5,716$241.0K<0.1%−1,148−16.7%Reduced–
WisdomTree Tr97717W307US LARGECAP DIVD4,384$242.0K<0.1%−35−0.8%Reduced–
ASBAssociated Banc-CorpCOM12,115$243.0K<0.1%00.0%UnchangedHistory
LOPEGrand Canyon Education, Inc.COM2,954$243.0K<0.1%−829−21.9%ReducedHistory
CVNACarvana Co.CL A11,951$243.0K<0.1%−34,990−74.5%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF5,833$244.0K<0.1%00.0%Unchanged–
DXCDXC Technology CoStock10,010$246.0K<0.1%−11,021−52.4%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,919$246.0K<0.1%+4,919New–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$247.0K<0.1%00.0%UnchangedHistory
NXRTNexPoint Residential Trust, Inc.COM5,371$248.0K<0.1%−1,966−26.8%ReducedHistory
VanEck ETF Trust92189F692PHARMACEUTCL ETF3,703$248.0K<0.1%+3,703New–
MLABMesa Laboratories IncCOM1,770$249.0K<0.1%−71−3.9%ReducedHistory
KLICKulicke & Soffa Industries IncCOM6,491$250.0K<0.1%−931−12.5%ReducedHistory
MZTIMarzetti CoCOM1,670$251.0K<0.1%−474,391−99.6%ReducedHistory
CHXChampionX CorpCOM12,892$252.0K<0.1%−1,715−11.7%ReducedHistory
MLIMueller Industries IncCOM4,267$253.0K<0.1%−33−0.8%ReducedHistory
South Jersey Inds Inc838518306UNIT 04/01/20243,800$253.0K<0.1%−2,700−41.5%Reduced–
PIPRPiper Sandler CompaniesCOM2,423$254.0K<0.1%−126−4.9%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR5,659$255.0K<0.1%−501−8.1%ReducedHistory
TRINTrinity Capital Inc.COM20,400$256.0K<0.1%−6,600−24.4%ReducedHistory
DJCODaily Journal CorpCOM1,000$256.0K<0.1%00.0%UnchangedHistory
AUBAtlantic Union Bankshares CorpCOM8,447$257.0K<0.1%−633−7.0%ReducedHistory
AWIArmstrong World Industries IncCOM3,255$258.0K<0.1%+575+21.5%AddedHistory
PPTAPerpetua Resources Corp.COM128,399$259.0K<0.1%−2,050−1.6%ReducedHistory
EP.PCKinder Morgan, Inc.Convertible Preferred5,637$259.0K<0.1%00.0%UnchangedHistory
LADRLadder Capital CorpCL A29,274$262.0K<0.1%00.0%UnchangedHistory
AUDCAudiocodes LtdORD12,019$262.0K<0.1%−364−2.9%ReducedHistory
iShares Tr464288430ASIA 50 ETF5,275$263.0K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,707$263.0K<0.1%−3,508−38.1%Reduced–
CRUSCirrus Logic, Inc.Stock3,838$264.0K<0.1%+3,838NewHistory
AHCOAdaptHealth Corp.COMMON STOCK14,055$264.0K<0.1%+55+0.4%AddedHistory
THCTenet Healthcare CorpCOM NEW5,140$265.0K<0.1%+5,140NewHistory
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%00.0%UnchangedHistory
MTZMastec IncCOM4,207$267.0K<0.1%+4,207NewHistory
MLPBUBS AGETRACS ALER MLP15,400$267.0K<0.1%00.0%UnchangedHistory
AGLagilon health, inc.COM11,414$267.0K<0.1%−21−0.2%ReducedHistory
FSSFederal Signal CorpCOM7,192$268.0K<0.1%−565−7.3%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT20,521$269.0K<0.1%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%+3,366New–
WUWestern Union COStock20,088$272.0K<0.1%−22,089−52.4%ReducedHistory
CVCOCavco Industries, Inc.COM1,323$273.0K<0.1%−98−6.9%ReducedHistory
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%−3,792−39.5%ReducedHistory
THOThor Industries IncCOM3,937$276.0K<0.1%+3,937NewHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.65M–
State Street Energy Select Sector SPDR ETF81369Y506ETF$882.0K–
iShares Tr464287184CHINA LG-CAP ETF$833.0K–
ATVIActivision Blizzard, Inc.COM$762.0K–
TWTRTwitter, Inc.COM$441.0K–
Invesco QQQ Trust Series I46090E103ETF$232.0K–
iShares Russell 2000 ETF464287655ETF$201.0K–

Sold out since Q2 2022 (105)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 105 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM794,809$51.2M0.1%History
CCMPCMC Materials, Inc.COM212,479$37.1M<0.1%History
POLYPlantronics IncCOM345,474$13.7M<0.1%History
HRHealthcare Realty Trust IncCOM343,570$9.35M<0.1%History
MNDTMandiant, Inc.Stock393,406$8.58M<0.1%History
MTORMeritor, Inc.COM227,345$8.26M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW285,017$7.96M<0.1%–
DRHDiamondRock Hospitality CoCOM698,996$5.74M<0.1%History
HIWHighwoods Properties, Inc.COM155,453$5.32M<0.1%History
TENBTenable Holdings, Inc.COM104,991$4.77M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM70,801$4.44M<0.1%–
ACMRACM Research, Inc.Stock256,554$4.32M<0.1%History
Meridian Bioscience Inc589584101COM140,146$4.26M<0.1%–
RPDRapid7, Inc.COM62,242$4.16M<0.1%History
SAFMSanderson Farms IncCOM14,435$3.11M<0.1%History
Stanley Black & Decker, Inc.854502846UNIT 11/15/202242,478$2.86M<0.1%–
WNS Hldgs Ltd92932M101SPON ADR35,422$2.64M<0.1%–
PRVAPrivia Health Group, Inc.COM78,310$2.28M<0.1%History
OMOutset Medical, Inc.COM143,920$2.14M<0.1%History
GSKGSK plcSPONSORED ADR48,547$2.11M<0.1%History
LULufax Holding LtdADS REP SHS CL A328,985$1.99M<0.1%History
CDKCDK Global, Inc.COM34,114$1.87M<0.1%History
DPCM Cap Inc23344P101COM CL A143,953$1.43M<0.1%–
COURCoursera, Inc.COM98,606$1.40M<0.1%History
BKEPBlueknight Energy Partners, L.P.COM UNIT249,323$1.13M<0.1%History
B Riley Principal 150 Merger05601V103COM CL A97,532$971.0K<0.1%–
VYXNCR Voyix CorpCOM29,174$908.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD105,534$897.0K<0.1%–
CHEFChefs' Warehouse, Inc.COM21,447$834.0K<0.1%History
AVOMission Produce, Inc.COM55,900$797.0K<0.1%History
Arclight Clean Transition IIG0R21B104CLASS A ORD SHS79,122$787.0K<0.1%–
UPSTUpstart Holdings, Inc.COM23,911$756.0K<0.1%History
FARMFarmer Brothers CoCOM159,750$749.0K<0.1%History
NVAXNovavax IncCOM NEW13,559$697.0K<0.1%History
IMAXImax CorpCOM39,924$674.0K<0.1%History
CNHCNH Industrial N.V.SHS57,797$670.0K<0.1%History
WWayfair Inc.CL A15,211$663.0K<0.1%History
ALRAlerisLife Inc.COM NEW535,586$643.0K<0.1%History
PSBPS Business Parks, Inc.COM3,391$635.0K<0.1%History
EEni SpASPONSORED ADR25,481$607.0K<0.1%History
FLSFlowserve CorpCOM20,570$604.0K<0.1%History
ROKURoku, IncCOM CL A6,545$538.0K<0.1%History
RDYDr Reddys Laboratories LtdADR9,589$531.0K<0.1%History
COLDAmericold Realty TrustCOM17,541$527.0K<0.1%History
Nextera Energy Inc65339F796UNIT 09/01/2022S9,165$516.0K<0.1%–
PLNTPlanet Fitness, Inc.CL A7,404$504.0K<0.1%History
U.S. Global Jets ETF26922A842ETF30,013$495.0K<0.1%–
CAECae IncCOM19,646$488.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF17,255$473.0K<0.1%–
ProShares Tr74347B201PSHS ULTSH 20YRS16,228$424.0K<0.1%–
iShares Tr464288802ESG OPTIMIZED5,124$413.0K<0.1%–
LYLTQLoyalty Ventures Inc.COMMON STOCK104,687$379.0K<0.1%History
BHVNBiohaven Ltd.COM2,578$375.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,391$372.0K<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT41,570$363.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS14,843$349.0K<0.1%History
GCPGCP Applied Technologies Inc.COM10,699$335.0K<0.1%History
iShares Inc464286665MSCI PAC JP ETF8,000$333.0K<0.1%–
AGOAssured Guaranty LtdCOM5,920$330.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK54,690$330.0K<0.1%History
MANTMantech International CorpCL A3,136$299.0K<0.1%History
APAAPA CorpStock8,376$298.0K<0.1%History
WTFCWintrust Financial CorpCOM3,698$296.0K<0.1%History
APPFAppfolio IncCOM CL A3,018$283.0K<0.1%History
TTECTTEC Holdings, Inc.COM4,148$281.0K<0.1%History
GWREGuidewire Software, Inc.COM3,947$280.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,355$278.0K<0.1%–
DEIDouglas Emmett IncCOM12,358$277.0K<0.1%History
BERYBerry Global Group, Inc.COM5,012$274.0K<0.1%History
CDPCopt Defense PropertiesREIT10,376$272.0K<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/99994,034$272.0K<0.1%–
BCPCBalchem CorpCOM2,006$260.0K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS5,065$256.0K<0.1%–
SNXTD Synnex CorpCOM2,780$253.0K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK10,611$249.0K<0.1%History
PVHPVH Corp.COM4,277$245.0K<0.1%History
OUTOUTFRONT Media Inc.COM14,465$245.0K<0.1%History
CMCOColumbus McKinnon CorpCOM8,509$242.0K<0.1%History
THRMGentherm IncCOM3,801$237.0K<0.1%History
RNGRingCentral, Inc.CL A4,543$237.0K<0.1%History
AVAAvista CorpCOM5,406$235.0K<0.1%History
ENOVEnovis CORPCOM4,200$231.0K<0.1%History
ITGRInteger Holdings CorpCOM3,193$226.0K<0.1%History
iShares Tr464288323NEW YORK MUN ETF4,258$224.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL5,156$224.0K<0.1%–
VNTVontier CorpStock9,585$221.0K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$221.0K<0.1%–
JBGSJBG Smith PropertiesCOM9,266$219.0K<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID5,469$213.0K<0.1%–
ZZillow Group, Inc.CL C CAP STK6,703$213.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,504$206.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW9,354$202.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF4,294$200.0K<0.1%–
Vonage Holdings Corp92886T201COM10,216$193.0K<0.1%–
TFSLTFS Financial CORPCOM13,881$191.0K<0.1%History
HPPHudson Pacific Properties, Inc.COM11,497$171.0K<0.1%History
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$162.0K<0.1%History
PKPark Hotels & Resorts Inc.COM11,580$157.0K<0.1%History
MACMacerich CoCOM16,669$145.0K<0.1%History
GAPGap IncCOM11,441$94.0K<0.1%History