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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,831
−15 vs. Q2 2022
Portfolio value
$95.8B
−$3.72B (−3.7%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$1.00K<0.1%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/99921,035$1.00K<0.1%00.0%Unchanged–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$1.00K<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/20224,183$1.00K<0.1%00.0%Unchanged–
Climate Real Impact Slutins187171111*W EXP 01/29/20222,086$2.00K<0.1%00.0%Unchanged–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202110,192$2.00K<0.1%00.0%Unchanged–
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/20234,568$2.00K<0.1%00.0%Unchanged–
ScION Tech Growth IG31067112*W EXP 11/01/20258,769$2.00K<0.1%00.0%Unchanged–
Interprivate II Acquisition46064Q116*W EXP 09/03/20234,005$2.00K<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$2.00K<0.1%00.0%Unchanged–
Property Solutions Acquisiti74350A116*W EXP 03/01/20254,299$2.00K<0.1%00.0%Unchanged–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$2.00K<0.1%00.0%Unchanged–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$2.00K<0.1%00.0%Unchanged–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$3.00K<0.1%00.0%UnchangedHistory
Group Nine Acquisition Corp.39947R112*W EXP 01/15/20225,241$3.00K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$3.00K<0.1%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$3.00K<0.1%00.0%Unchanged–
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$3.00K<0.1%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$3.00K<0.1%00.0%Unchanged–
Embark Technolog29079J111EQUITY WRT45,075$3.00K<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/20211,992$3.00K<0.1%00.0%UnchangedHistory
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$5.00K<0.1%00.0%Unchanged–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20233,655$5.00K<0.1%00.0%Unchanged–
NBISNebius Group N.V.Stock34,341$6.00K<0.1%−2,018−5.6%ReducedHistory
UAVSAgEagle Aerial Systems Inc.COM12,018$6.00K<0.1%00.0%UnchangedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$7.00K<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$8.00K<0.1%00.0%Unchanged–
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$8.00K<0.1%00.0%UnchangedHistory
VTGNVistagen Therapeutics, Inc.COM NEW56,617$9.00K<0.1%+56,617NewHistory
Innovid Corp.457679116*W EXP 02/17/20223,664$11.0K<0.1%00.0%Unchanged–
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$12.0K<0.1%00.0%Unchanged–
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99953,014$16.0K<0.1%00.0%Unchanged–
GALTGalectin Therapeutics IncCOM NEW13,614$22.0K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A11,644$23.0K<0.1%−1,710−12.8%ReducedHistory
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$24.0K<0.1%+76,435New–
MFGMizuho Financial Group IncSPONSORED ADR13,426$29.0K<0.1%−152−1.1%ReducedHistory
TELLTellurian Inc.COM12,251$29.0K<0.1%00.0%UnchangedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD15,079$30.0K<0.1%−3,516−18.9%ReducedHistory
PRTYParty City Holdco Inc.COM19,127$30.0K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$31.0K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM11,423$36.0K<0.1%+11,423NewHistory
KRROKorro Bio, Inc.COM20,000$36.0K<0.1%00.0%UnchangedHistory
ROVRRover Group, Inc.COMMON STOCK11,123$37.0K<0.1%+11,123NewHistory
XPLSolitario Resources Corp.COM87,056$43.0K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B408COM NEW13,105$44.0K<0.1%−31−0.2%Reduced–
SANBanco Santander, S.A.ADR20,918$48.0K<0.1%−2,792−11.8%ReducedHistory
DNMRDanimer Scientific, Inc.COM CL A16,769$49.0K<0.1%+440+2.7%AddedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR10,002$55.0K<0.1%+10,002NewHistory
UAAUnder Armour, Inc.Stock10,392$69.0K<0.1%−29,907−74.2%ReducedHistory
NGNovagold Resources IncCOM NEW14,868$71.0K<0.1%+14,868NewHistory
BRMKBroadmark Realty Capital Inc.COM14,166$72.0K<0.1%−10.0%ReducedHistory
GSATGlobalstar, Inc.COM45,637$73.0K<0.1%+45,637NewHistory
AGFirst Majestic Silver CorpCOM10,534$81.0K<0.1%+10,534NewHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS18,054$81.0K<0.1%−2,216−10.9%ReducedHistory
OPRTOportun Financial CorpCOM18,729$82.0K<0.1%−280−1.5%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM11,944$83.0K<0.1%+1,366+12.9%AddedHistory
ETRNMidstream Co LLCCOM11,200$83.0K<0.1%−3,085−21.6%ReducedHistory
CMLSQCumulus Media IncCOM CL A12,091$85.0K<0.1%−12,091−50.0%ReducedHistory
IMNMImmunome Inc.COM19,444$86.0K<0.1%00.0%UnchangedHistory
BDNBrandywine Realty TrustSH BEN INT NEW13,057$88.0K<0.1%+300+2.4%AddedHistory
CANOCano Health, Inc.COM CL A10,150$88.0K<0.1%00.0%UnchangedHistory
BURBurford Capital LtdORD SHS12,445$93.0K<0.1%−7,368−37.2%ReducedHistory
YEXTYext, Inc.COM21,029$94.0K<0.1%00.0%UnchangedHistory
NHSNeuberger High Yield Strategies Fund Inc.COM12,082$95.0K<0.1%+12,082NewHistory
SHCOSoho House & Co Inc.COM CL A20,030$95.0K<0.1%−1,327−6.2%ReducedHistory
MIRMirion Technologies, Inc.COM CL A13,025$97.0K<0.1%−91−0.7%ReducedHistory
MBIMbia IncCOM10,615$98.0K<0.1%00.0%UnchangedHistory
SDIGStronghold Digital Mining, Inc.CLASS A COM97,730$102.0K<0.1%−33,800−25.7%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$104.0K<0.1%−40,600−40.8%ReducedHistory
IVACIntevac IncCOM22,400$104.0K<0.1%00.0%UnchangedHistory
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$104.0K<0.1%–––
Tricon Residential Inc Com NPV89612W102COM11,910$104.0K<0.1%00.0%Unchanged–
SGHCSuper Group (SGHC) LtdORD SHS25,800$105.0K<0.1%+13,000+101.6%AddedHistory
TAYDTaylor Devices, Inc.COM10,800$110.0K<0.1%00.0%UnchangedHistory
PLPlanet Labs PBCCOM CL A20,600$112.0K<0.1%+7,001+51.5%AddedHistory
ZIMVZimVie Inc.Stock11,442$113.0K<0.1%−465−3.9%ReducedHistory
GNWGenworth Financial IncCOM SHS32,801$115.0K<0.1%+4,247+14.9%AddedHistory
HBIHanesbrands Inc.COM16,462$115.0K<0.1%−6,396−28.0%ReducedHistory
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$116.0K<0.1%+123,328NewHistory
SASeabridge Gold IncCOM10,000$119.0K<0.1%00.0%UnchangedHistory
EROEro Copper Corp.COM10,913$121.0K<0.1%−437−3.9%ReducedHistory
OPAL Fuels Inc.68347P111*W EXP 07/21/20285,367$124.0K<0.1%+85,367New–
HBMHudbay Minerals Inc.COM31,454$127.0K<0.1%−3,719−10.6%ReducedHistory
Getty Images Holdings, Inc.374275113*W EXP 07/22/2023,750,000$131.0K<0.1%+3,750,000New–
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$132.0K<0.1%00.0%UnchangedHistory
Starz Entertainment Corp535919401CL A VTG17,706$132.0K<0.1%−1,633−8.4%Reduced–
NVGSNavigator Holdings Ltd.SHS11,925$137.0K<0.1%00.0%UnchangedHistory
SITCSITE Centers Corp.COM12,757$137.0K<0.1%−167−1.3%ReducedHistory
ADTADT Inc.COM18,678$140.0K<0.1%+18,678NewHistory
INNSummit Hotel Properties, Inc.COM20,915$141.0K<0.1%−795−3.7%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A24,031$141.0K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM42,149$142.0K<0.1%00.0%UnchangedHistory
AIRGAirgain IncCOM20,000$144.0K<0.1%00.0%UnchangedHistory
ELANElanco Animal Health IncCOM11,900$148.0K<0.1%+11,900NewHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM13,691$151.0K<0.1%−914−6.3%ReducedHistory
AANAaron's Company, Inc.COM16,031$156.0K<0.1%−787−4.7%ReducedHistory
IMBILegacy IMBDS, Inc.COM CL A249,705$159.0K<0.1%−64,980−20.6%ReducedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM12,513$159.0K<0.1%+12,513New–
LBTYALiberty Global Ltd.SHS CL A10,607$165.0K<0.1%−662−5.9%ReducedHistory
EXELExelixis, Inc.COM11,057$173.0K<0.1%−3,541−24.3%ReducedHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.65M–
State Street Energy Select Sector SPDR ETF81369Y506ETF$882.0K–
iShares Tr464287184CHINA LG-CAP ETF$833.0K–
ATVIActivision Blizzard, Inc.COM$762.0K–
TWTRTwitter, Inc.COM$441.0K–
Invesco QQQ Trust Series I46090E103ETF$232.0K–
iShares Russell 2000 ETF464287655ETF$201.0K–

Sold out since Q2 2022 (105)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 105 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ACCAmerican Campus Communities IncCOM794,809$51.2M0.1%History
CCMPCMC Materials, Inc.COM212,479$37.1M<0.1%History
POLYPlantronics IncCOM345,474$13.7M<0.1%History
HRHealthcare Realty Trust IncCOM343,570$9.35M<0.1%History
MNDTMandiant, Inc.Stock393,406$8.58M<0.1%History
MTORMeritor, Inc.COM227,345$8.26M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW285,017$7.96M<0.1%–
DRHDiamondRock Hospitality CoCOM698,996$5.74M<0.1%History
HIWHighwoods Properties, Inc.COM155,453$5.32M<0.1%History
TENBTenable Holdings, Inc.COM104,991$4.77M<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM70,801$4.44M<0.1%–
ACMRACM Research, Inc.Stock256,554$4.32M<0.1%History
Meridian Bioscience Inc589584101COM140,146$4.26M<0.1%–
RPDRapid7, Inc.COM62,242$4.16M<0.1%History
SAFMSanderson Farms IncCOM14,435$3.11M<0.1%History
Stanley Black & Decker, Inc.854502846UNIT 11/15/202242,478$2.86M<0.1%–
WNS Hldgs Ltd92932M101SPON ADR35,422$2.64M<0.1%–
PRVAPrivia Health Group, Inc.COM78,310$2.28M<0.1%History
OMOutset Medical, Inc.COM143,920$2.14M<0.1%History
GSKGSK plcSPONSORED ADR48,547$2.11M<0.1%History
LULufax Holding LtdADS REP SHS CL A328,985$1.99M<0.1%History
CDKCDK Global, Inc.COM34,114$1.87M<0.1%History
DPCM Cap Inc23344P101COM CL A143,953$1.43M<0.1%–
COURCoursera, Inc.COM98,606$1.40M<0.1%History
BKEPBlueknight Energy Partners, L.P.COM UNIT249,323$1.13M<0.1%History
B Riley Principal 150 Merger05601V103COM CL A97,532$971.0K<0.1%–
VYXNCR Voyix CorpCOM29,174$908.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD105,534$897.0K<0.1%–
CHEFChefs' Warehouse, Inc.COM21,447$834.0K<0.1%History
AVOMission Produce, Inc.COM55,900$797.0K<0.1%History
Arclight Clean Transition IIG0R21B104CLASS A ORD SHS79,122$787.0K<0.1%–
UPSTUpstart Holdings, Inc.COM23,911$756.0K<0.1%History
FARMFarmer Brothers CoCOM159,750$749.0K<0.1%History
NVAXNovavax IncCOM NEW13,559$697.0K<0.1%History
IMAXImax CorpCOM39,924$674.0K<0.1%History
CNHCNH Industrial N.V.SHS57,797$670.0K<0.1%History
WWayfair Inc.CL A15,211$663.0K<0.1%History
ALRAlerisLife Inc.COM NEW535,586$643.0K<0.1%History
PSBPS Business Parks, Inc.COM3,391$635.0K<0.1%History
EEni SpASPONSORED ADR25,481$607.0K<0.1%History
FLSFlowserve CorpCOM20,570$604.0K<0.1%History
ROKURoku, IncCOM CL A6,545$538.0K<0.1%History
RDYDr Reddys Laboratories LtdADR9,589$531.0K<0.1%History
COLDAmericold Realty TrustCOM17,541$527.0K<0.1%History
Nextera Energy Inc65339F796UNIT 09/01/2022S9,165$516.0K<0.1%–
PLNTPlanet Fitness, Inc.CL A7,404$504.0K<0.1%History
U.S. Global Jets ETF26922A842ETF30,013$495.0K<0.1%–
CAECae IncCOM19,646$488.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF17,255$473.0K<0.1%–
ProShares Tr74347B201PSHS ULTSH 20YRS16,228$424.0K<0.1%–
iShares Tr464288802ESG OPTIMIZED5,124$413.0K<0.1%–
LYLTQLoyalty Ventures Inc.COMMON STOCK104,687$379.0K<0.1%History
BHVNBiohaven Ltd.COM2,578$375.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,391$372.0K<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT41,570$363.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS14,843$349.0K<0.1%History
GCPGCP Applied Technologies Inc.COM10,699$335.0K<0.1%History
iShares Inc464286665MSCI PAC JP ETF8,000$333.0K<0.1%–
AGOAssured Guaranty LtdCOM5,920$330.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK54,690$330.0K<0.1%History
MANTMantech International CorpCL A3,136$299.0K<0.1%History
APAAPA CorpStock8,376$298.0K<0.1%History
WTFCWintrust Financial CorpCOM3,698$296.0K<0.1%History
APPFAppfolio IncCOM CL A3,018$283.0K<0.1%History
TTECTTEC Holdings, Inc.COM4,148$281.0K<0.1%History
GWREGuidewire Software, Inc.COM3,947$280.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,355$278.0K<0.1%–
DEIDouglas Emmett IncCOM12,358$277.0K<0.1%History
BERYBerry Global Group, Inc.COM5,012$274.0K<0.1%History
CDPCopt Defense PropertiesREIT10,376$272.0K<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/99994,034$272.0K<0.1%–
BCPCBalchem CorpCOM2,006$260.0K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS5,065$256.0K<0.1%–
SNXTD Synnex CorpCOM2,780$253.0K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK10,611$249.0K<0.1%History
PVHPVH Corp.COM4,277$245.0K<0.1%History
OUTOUTFRONT Media Inc.COM14,465$245.0K<0.1%History
CMCOColumbus McKinnon CorpCOM8,509$242.0K<0.1%History
THRMGentherm IncCOM3,801$237.0K<0.1%History
RNGRingCentral, Inc.CL A4,543$237.0K<0.1%History
AVAAvista CorpCOM5,406$235.0K<0.1%History
ENOVEnovis CORPCOM4,200$231.0K<0.1%History
ITGRInteger Holdings CorpCOM3,193$226.0K<0.1%History
iShares Tr464288323NEW YORK MUN ETF4,258$224.0K<0.1%–
SPDR Series Trust78464A755ST STR SP METAL5,156$224.0K<0.1%–
VNTVontier CorpStock9,585$221.0K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$221.0K<0.1%–
JBGSJBG Smith PropertiesCOM9,266$219.0K<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID5,469$213.0K<0.1%–
ZZillow Group, Inc.CL C CAP STK6,703$213.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,504$206.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW9,354$202.0K<0.1%History
iShares Inc464286822MSCI MEXICO ETF4,294$200.0K<0.1%–
Vonage Holdings Corp92886T201COM10,216$193.0K<0.1%–
TFSLTFS Financial CORPCOM13,881$191.0K<0.1%History
HPPHudson Pacific Properties, Inc.COM11,497$171.0K<0.1%History
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$162.0K<0.1%History
PKPark Hotels & Resorts Inc.COM11,580$157.0K<0.1%History
MACMacerich CoCOM16,669$145.0K<0.1%History
GAPGap IncCOM11,441$94.0K<0.1%History