Skip to main content
Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,898
+145 vs. Q3 2021
Portfolio value
$127.5B
+$13.1B (+11.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Neuberger Berman Group LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OCULOcular Therapeutix, IncCOM60,543$422.0K<0.1%+40.0%AddedHistory
APENApollo Endosurgery, Inc.COM50,000$422.0K<0.1%00.0%UnchangedHistory
CRCrane CoCOM4,227$422.0K<0.1%+4,227NewHistory
STEPStepStone Group Inc.COM CL A10,170$423.0K<0.1%+1,910+23.1%AddedHistory
AGRAvangrid, Inc.COM8,812$423.0K<0.1%+622+7.6%AddedHistory
GMEDGlobus Medical IncStock5,878$424.0K<0.1%+1,840+45.6%AddedHistory
DXCDXC Technology CoStock21,728$425.0K<0.1%+11,329+108.9%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF7,651$425.0K<0.1%−290−3.7%Reduced–
ESTCElastic N.V.ORD SHS3,693$425.0K<0.1%+3,693NewHistory
OPRTOportun Financial CorpCOM20,996$425.0K<0.1%−87−0.4%ReducedHistory
HBMHudbay Minerals Inc.COM58,707$426.0K<0.1%+13,759+30.6%AddedHistory
HSTHost Hotels & Resorts, Inc.COM28,369$427.0K<0.1%−1,128,413−97.5%ReducedHistory
PSMTPricesmart IncCOM5,905$428.0K<0.1%−753−11.3%ReducedHistory
PIPRPiper Sandler CompaniesCOM2,407$428.0K<0.1%+34+1.4%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,984$434.0K<0.1%+255+9.3%Added–
WRBBerkley W R CorpCOM5,571$437.0K<0.1%+5,571NewHistory
CINFCincinnati Financial CorpCOM4,317$438.0K<0.1%+4,317NewHistory
MURMurphy Oil CorpCOM17,985$438.0K<0.1%+17,985NewHistory
WLYBJohn Wiley & Sons, Inc.CL B7,660$438.0K<0.1%+720+10.4%AddedHistory
iShares Select U.S. REIT ETF464287564ETF5,762$439.0K<0.1%+150+2.7%Added–
TYTRI-CONTINENTAL CorpCOM13,250$440.0K<0.1%00.0%UnchangedHistory
SFBSServisFirst Bancshares, Inc.COM5,235$441.0K<0.1%+31+0.6%AddedHistory
FSSFederal Signal CorpCOM10,239$442.0K<0.1%+129+1.3%AddedHistory
MMacy's, Inc.COM19,036$442.0K<0.1%+19,036NewHistory
AIVApartment Investment & Management CoCL A61,181$443.0K<0.1%+31,437+105.7%AddedHistory
IVZInvesco Ltd.Stock22,442$445.0K<0.1%+22,442NewHistory
VMCVulcan Materials COCOM3,001$455.0K<0.1%+3,001NewHistory
TTECTTEC Holdings, Inc.COM5,093$460.0K<0.1%−1,460−22.3%ReducedHistory
DVADavita Inc.COM4,412$461.0K<0.1%+4,412NewHistory
GTLBGitlab Inc.CLASS A COM5,294$461.0K<0.1%+5,294NewHistory
VNTVontier CorpStock22,024$463.0K<0.1%+22,024NewHistory
IRIXIridex CorpCOM75,850$463.0K<0.1%00.0%UnchangedHistory
CLRContinental Resources, IncCOM16,684$463.0K<0.1%+8,896+114.2%AddedHistory
RITMRithm Capital Corp.REIT45,115$464.0K<0.1%+45,115NewHistory
Clearway Energy, Inc.18539C105CL A13,860$464.0K<0.1%+50.0%Added–
CTXSCitrix Systems IncCOM6,110$465.0K<0.1%+1,411+30.0%AddedHistory
ROCKGibraltar Industries, Inc.COM7,651$467.0K<0.1%−49,945−86.7%ReducedHistory
FRFirst Industrial Realty Trust IncCOM7,147$467.0K<0.1%+2,505+54.0%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,218$468.0K<0.1%00.0%Unchanged–
FSLRFirst Solar, Inc.Stock5,898$472.0K<0.1%+5,898NewHistory
UDRUDR, Inc.COM8,083$475.0K<0.1%+8,083NewHistory
SHOEShoe Station Group IncCOM12,187$475.0K<0.1%−2,014−14.2%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,868$476.0K<0.1%−129−6.5%Reduced–
COTYCoty Inc.COM CL A49,241$478.0K<0.1%+13,755+38.8%AddedHistory
ServiceNow, Inc.81762PAC6NOTE 6/0–$481.0K<0.1%–––
DELLDell Technologies Inc.Stock8,986$483.0K<0.1%−20,356−69.4%ReducedHistory
BWXTBWX Technologies, Inc.COM10,533$484.0K<0.1%+4,478+74.0%AddedHistory
OLNOLIN CorpStock8,811$489.0K<0.1%+8,811NewHistory
SNVSynovus Financial CorpCOM NEW10,700$490.0K<0.1%+10,700NewHistory
CRICarters IncCOM4,886$494.0K<0.1%+1,280+35.5%AddedHistory
LFSTLifeStance Health Group, Inc.COM98,284$494.0K<0.1%−1,469,314−93.7%ReducedHistory
Vanguard Industrials ETF92204A603ETF2,452$497.0K<0.1%−58−2.3%Reduced–
iShares S&P 100 ETF464287101ETF2,288$501.0K<0.1%−19−0.8%Reduced–
LIILennox International IncCOM1,608$503.0K<0.1%−4,525−73.8%ReducedHistory
SLMSLM CorpCOM25,881$503.0K<0.1%+25,881NewHistory
NWSANews CorpCL A24,384$507.0K<0.1%−17,522−41.8%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS9,405$507.0K<0.1%−151,979−94.2%Reduced–
CCJCameco CorpStock23,568$508.0K<0.1%+1,511+6.9%AddedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK33,408$508.0K<0.1%−671−2.0%ReducedHistory
ANATAmerican National Group IncCOM NEW2,698$509.0K<0.1%+2,698NewHistory
SONSonoco Products CoCOM9,789$511.0K<0.1%+4,741+93.9%AddedHistory
MAXMediaAlpha, Inc.CL A33,379$515.0K<0.1%−5,805−14.8%ReducedHistory
JBTMJBT Marel CorpCOM3,477$516.0K<0.1%+3,477NewHistory
First Trust Dow Jones Internet Index Fund33733E302ETF2,286$517.0K<0.1%+430+23.2%Added–
Teradyne, Inc880770AG7NOTE 1.250%12/1–$517.0K<0.1%–––
DDSDillard's, Inc.CL A2,119$519.0K<0.1%+6+0.3%AddedHistory
HBIHanesbrands Inc.COM31,212$519.0K<0.1%+10,703+52.2%AddedHistory
PCRXPacira BioSciences, Inc.COM8,809$525.0K<0.1%−26,840−75.3%ReducedHistory
PTCPTC Inc.Stock4,352$529.0K<0.1%−2,233−33.9%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM6,345$531.0K<0.1%−95−1.5%ReducedHistory
POSTPost Holdings, Inc.COM4,791$532.0K<0.1%+1,430+42.5%AddedHistory
HESHess CorpStock7,728$535.0K<0.1%+3,631+88.6%AddedHistory
ALLYAlly Financial Inc.Stock13,176$535.0K<0.1%+3,334+33.9%AddedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,899$536.0K<0.1%−1,007−11.3%Reduced–
MTGMgic Investment CorpCOM37,960$536.0K<0.1%+37,960NewHistory
Fidelity MSCI Health Care Index ETF316092600ETF7,826$537.0K<0.1%+7,826New–
WisdomTree Tr97717W208US HIGH DIVIDEND6,504$537.0K<0.1%00.0%Unchanged–
Nextera Energy Inc65339F770UNIT 99/99/99999,445$543.0K<0.1%00.0%Unchanged–
ALLEAllegion plcORD SHS4,993$545.0K<0.1%+2,250+82.0%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,938$546.0K<0.1%+150+8.4%Added–
Vanguard Short-Term Bond ETF921937827ETF6,774$548.0K<0.1%+3,345+97.6%Added–
JHGJanus Henderson Group Ltd.ORD SHS13,633$551.0K<0.1%−4,193−23.5%ReducedHistory
MROMarathon Oil CorpCOM39,721$551.0K<0.1%+25,421+177.8%AddedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM3,701$553.0K<0.1%+3,701NewHistory
GGenpact LTDSHS11,907$558.0K<0.1%+3,479+41.3%AddedHistory
MKLMarkel Group Inc.COM505$563.0K<0.1%+259+105.3%AddedHistory
SALSalisbury Bancorp, Inc.COM10,328$568.0K<0.1%−597−5.5%ReducedHistory
STLSterling BancorpCOM22,115$569.0K<0.1%+11,098+100.7%AddedHistory
PNWPinnacle West Capital CorpCOM9,086$570.0K<0.1%+4,201+86.0%AddedHistory
HWMHowmet Aerospace Inc.Stock20,899$576.0K<0.1%+9,797+88.2%AddedHistory
DEAEasterly Government Properties, Inc.COM25,835$579.0K<0.1%+61+0.2%AddedHistory
LITELumentum Holdings Inc.COM5,510$581.0K<0.1%+5,510NewHistory
PNRPENTAIR plcSHS8,921$581.0K<0.1%+4,238+90.5%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF3,214$588.0K<0.1%+100+3.2%Added–
JWNNordstrom IncStock27,069$591.0K<0.1%+2,917+12.1%AddedHistory
TKRTimken CoCOM8,744$593.0K<0.1%+3,791+76.5%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID13,469$597.0K<0.1%00.0%Unchanged–
VOYAVoya Financial, Inc.COM9,180$598.0K<0.1%+2,061+29.0%AddedHistory
WHRWhirlpool CorpStock5,437$599.0K<0.1%+581+12.0%AddedHistory
BNLBroadstone Net Lease, Inc.COM24,202$601.0K<0.1%+15,932+192.6%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$591.0K$238.0K
FISFidelity National Information Services, Inc.Stock–$651.0K
OKTAOkta, Inc.CL A–$643.0K
CHWYChewy, Inc.CL A–$613.0K
SPLKSplunk IncCOM–$317.0K

Sold out since Q3 2021 (110)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$122.6M0.1%History
FLEXFlex Ltd.Stock5,013,606$88.6M0.1%History
HRCHill-Rom Holdings, Inc.COM427,717$63.7M0.1%History
INOVInovalon Holdings, Inc.COM CL A1,561,030$62.9M0.1%History
SWISolarWinds CorpCOM2,479,735$41.5M<0.1%History
CHGGChegg, IncCOM513,524$34.9M<0.1%History
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$34.0M<0.1%–
RHRHCOM50,365$33.5M<0.1%History
KSUKansas City SouthernCOM NEW119,042$32.2M<0.1%History
PPDPPD, Inc.COM555,748$25.8M<0.1%History
CoreSite Realty Corp21870Q105COM173,251$24.0M<0.1%–
LCIDLucid Group, Inc.COM1,009,459$21.3M<0.1%History
CLDRCloudera, Inc.COM1,373,891$20.9M<0.1%History
XECCimarex Energy CoCOM240,011$20.9M<0.1%History
CVACovanta Holding CorpCOM975,870$18.9M<0.1%History
PAYOPayoneer Global Inc.COM2,049,353$17.5M<0.1%History
XENTIntersect ENT, Inc.COM604,219$16.1M<0.1%History
MDLAMedallia, Inc.COM426,132$14.4M<0.1%History
TSEMTower Semiconductor LtdSHS NEW443,303$13.3M<0.1%History
Lydall Inc550819106COM191,072$11.2M<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$10.5M<0.1%History
CMAXCareMax, Inc.COM CL A1,032,160$9.97M<0.1%History
OSHOak Street Health, Inc.COM228,439$9.71M<0.1%History
CSODCornerstone OnDemand IncCOM165,585$9.48M<0.1%History
NTSTNETSTREIT Corp.COM373,989$8.85M<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$8.77M<0.1%History
PAEPAE IncCOM CL A1,386,957$8.29M<0.1%History
EVBGEverbridge, Inc.COM55,422$8.01M<0.1%History
LPSNLiveperson IncCOM126,438$7.33M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR222,218$6.61M<0.1%History
VRNSVaronis Systems IncCOM107,182$6.44M<0.1%History
Vasta Platform Ltd CL AG9440A109Stock1,326,706$6.05M<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$5.61M<0.1%History
TPBTurning Point Brands, Inc.COM117,062$5.49M<0.1%History
PAXPatria Investments LtdCOM CL A335,635$5.47M<0.1%History
PENNPENN Entertainment, Inc.COM71,395$5.05M<0.1%History
RDYDr Reddys Laboratories LtdADR74,157$4.81M<0.1%History
FSTFAST Acquisition Corp.COM CL A400,000$4.80M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A487,017$4.57M<0.1%History
AGYSAgilysys IncCOM87,791$4.54M<0.1%History
TXNMTXNM Energy IncCOM84,982$4.21M<0.1%History
APPNAppian CorpCL A43,882$3.97M<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/1–$3.54M<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$3.08M<0.1%History
Marquee Raine Acquisition CoG58442107CL A SHS292,405$2.92M<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$2.53M<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$2.48M<0.1%History
KRYSKrystal Biotech, Inc.COM45,246$2.35M<0.1%History
RSKDRiskified Ltd.SHS CL A98,380$2.24M<0.1%History
GGPIGores Guggenheim, Inc.CLASS A COM215,890$2.21M<0.1%History
BGCBGC Group, Inc.CL A419,486$2.18M<0.1%History
Northern Genesis Acquisition66516U101COMMON STOCK182,173$1.81M<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$1.73M<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$1.69M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$1.63M<0.1%History
SWBKSwitchback II CorpCOM CL A162,898$1.62M<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$1.51M<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$1.13M<0.1%History
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$1.08M<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$1.01M<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$986.0K<0.1%–
VERVEREIT, Inc.COM20,349$920.0K<0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS32,301$749.0K<0.1%History
SUNSunoco LPCOM UT REP LP20,000$746.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$730.0K<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$673.0K<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$663.0K<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$629.0K<0.1%History
PATHUiPath, Inc.Stock11,861$624.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS73,321$620.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM12,396$576.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$568.0K<0.1%–
Schwab International Equity ETF808524805ETF14,354$555.0K<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$550.0K<0.1%–
BYNDBeyond Meat, Inc.COM4,881$502.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM16,693$431.0K<0.1%History
LHCGLHC Group, IncCOM2,680$408.0K<0.1%History
LNWOLight & Wonder, Inc.COM5,260$364.0K<0.1%History
OECOrion S.A.COM19,785$361.0K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$358.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$354.0K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$300.0K<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$264.0K<0.1%–
PHRPhreesia, Inc.COM4,095$253.0K<0.1%History
ALEAllete IncCOM NEW4,169$248.0K<0.1%History
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$244.0K<0.1%–
STEMStem, Inc.CL A10,008$239.0K<0.1%History
GANGAN LtdORD SHS15,000$223.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$221.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$212.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,670$210.0K<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$208.0K<0.1%History
SDGRSchrodinger, Inc.COM3,802$207.0K<0.1%History
BFLYButterfly Network, Inc.COM CL A19,700$206.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR5,875$205.0K<0.1%History
Turquoise Hill Res Ltd900435207COM13,395$198.0K<0.1%–
AMWLAmerican Well CorpCL A13,205$120.0K<0.1%History
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$115.0K<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$96.0K<0.1%History
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$90.0K<0.1%–