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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock11,767,301$3.29B2.9%−274,966−2.3%ReducedHistory
AAPLApple Inc.Stock18,008,699$2.52B2.2%−188,636−1.0%ReducedHistory
AMZNAmazon Com IncStock591,552$1.93B1.7%+4,161+0.7%AddedHistory
JPMJPMorgan Chase & CoStock11,687,223$1.90B1.7%+309,138+2.7%AddedHistory
GOOGAlphabet Inc.Stock570,612$1.51B1.3%−5,045−0.9%ReducedHistory
GOOGLAlphabet Inc.Stock445,432$1.17B1.0%−5,109−1.1%ReducedHistory
TMUST-Mobile US, Inc.Stock8,325,909$1.06B0.9%−8,692−0.1%ReducedHistory
HDHome Depot, Inc.Stock2,863,067$936.7M0.8%+1,747+0.1%AddedHistory
ADIAnalog Devices IncStock5,204,951$869.5M0.8%+136,448+2.7%AddedHistory
NEENextera Energy IncStock10,998,311$861.4M0.8%+445,708+4.2%AddedHistory
AONAon plcCL A2,887,772$824.2M0.7%−946,654−24.7%ReducedHistory
BXBlackstone Inc.COM6,504,308$756.1M0.7%−704,645−9.8%ReducedHistory
CRMSalesforce, Inc.Stock2,562,978$692.3M0.6%+243,844+10.5%AddedHistory
VVisa Inc.Stock3,099,727$687.2M0.6%−78,306−2.5%ReducedHistory
ASMLASML Holding NVADR923,408$685.5M0.6%−79,098−7.9%ReducedHistory
JNJJohnson & JohnsonStock3,976,716$635.8M0.6%−671,873−14.5%ReducedHistory
MDTMedtronic plcStock4,968,287$620.9M0.5%+956,360+23.8%AddedHistory
BRK.BBerkshire Hathaway IncStock2,279,666$617.5M0.5%−26,521−1.1%ReducedHistory
MSIMotorola Solutions, Inc.Stock2,618,005$606.6M0.5%−30,056−1.1%ReducedHistory
MCDMcDonalds CorpStock2,524,642$606.4M0.5%−234,321−8.5%ReducedHistory
UNPUnion Pacific CorpStock3,029,740$589.6M0.5%+93,005+3.2%AddedHistory
POOLPool CorpCOM1,308,534$562.4M0.5%−67,341−4.9%ReducedHistory
ZBRAZebra Technologies CorpCL A1,092,721$558.4M0.5%−39,182−3.5%ReducedHistory
TXNTexas Instruments IncStock2,874,917$548.3M0.5%−102,990−3.5%ReducedHistory
METAMeta Platforms, Inc.Stock1,624,951$543.5M0.5%+4,901+0.3%AddedHistory
TECHBIO-TECHNE CorpCOM1,126,121$539.5M0.5%−20,658−1.8%ReducedHistory
CMCSAComcast CorpStock9,606,353$534.0M0.5%+816,851+9.3%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH9,807,469$524.3M0.5%−353,866−3.5%ReducedHistory
APDAir Products & Chemicals, Inc.Stock2,052,554$524.3M0.5%−8,757−0.4%ReducedHistory
WSTWest Pharmaceutical Services IncCOM1,247,539$522.5M0.5%−37,642−2.9%ReducedHistory
CDWCDW CorpCOM2,865,232$520.8M0.5%−81,751−2.8%ReducedHistory
TJXTJX Companies IncStock7,886,152$518.9M0.5%+2,262,657+40.2%AddedHistory
PGProcter & Gamble CoStock3,691,042$510.0M0.4%+1,598,612+76.4%AddedHistory
AMTAmerican Tower CorpREIT1,912,113$506.1M0.4%+56,765+3.1%AddedHistory
CSXCSX CorpStock17,032,367$505.8M0.4%−462,677−2.6%ReducedHistory
CMECME Group Inc.COM2,599,589$502.5M0.4%+14,661+0.6%AddedHistory
RTXRTX CorpStock5,851,627$501.9M0.4%+352,792+6.4%AddedHistory
NOWServiceNow, Inc.Stock804,050$499.3M0.4%−92,294−10.3%ReducedHistory
DISWalt Disney CoStock2,941,427$494.4M0.4%+23,262+0.8%AddedHistory
ZTSZoetis Inc.Stock2,545,057$492.9M0.4%−59,667−2.3%ReducedHistory
MANHManhattan Associates IncStock3,217,298$488.1M0.4%−216,023−6.3%ReducedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$483.2M0.4%–––
ATVIActivision Blizzard, Inc.COM6,116,672$472.6M0.4%+701,793+13.0%AddedHistory
IDXXIDEXX Laboratories IncCOM760,153$471.4M0.4%−103,036−11.9%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A41,617,831$470.3M0.4%+21,087,831+102.7%AddedHistory
COSTCostco Wholesale CorpStock1,035,323$462.3M0.4%−13,894−1.3%ReducedHistory
DHRDanaher CorpStock1,515,838$454.6M0.4%−23,150−1.5%ReducedHistory
INFOIHS Markit Ltd.SHS3,816,089$444.2M0.4%+62,229+1.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock772,799$437.5M0.4%+4,977+0.6%AddedHistory
KEYSKeysight Technologies, Inc.Stock2,622,928$430.0M0.4%−394,420−13.1%ReducedHistory
MAMastercard IncStock1,217,432$421.7M0.4%+354,043+41.0%AddedHistory
UNHUnitedHealth Group IncStock1,095,939$420.8M0.4%+108,168+11.0%AddedHistory
ADBEAdobe Inc.Stock730,303$417.3M0.4%+1,915+0.3%AddedHistory
ACNAccenture plcStock1,311,520$416.9M0.4%+53,155+4.2%AddedHistory
APHAmphenol CorpCL A5,519,696$403.0M0.4%−132,628−2.3%ReducedHistory
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$402.2M0.4%–––
PFEPfizer IncStock9,383,838$401.1M0.4%+828,318+9.7%AddedHistory
INTUIntuit Inc.Stock748,522$400.3M0.4%−19,695−2.6%ReducedHistory
BACBank of America CorpStock9,537,518$399.9M0.3%+2,100,656+28.2%AddedHistory
LSCCLattice Semiconductor CorpCOM6,161,692$395.4M0.3%+206,734+3.5%AddedHistory
MRVLMarvell Technology, Inc.COM6,532,297$393.8M0.3%+512,433+8.5%AddedHistory
FOXFFox Factory Holding CorpCOM2,714,647$388.3M0.3%−53,493−1.9%ReducedHistory
KDPKeurig Dr Pepper Inc.COM11,240,552$383.6M0.3%+1,243,900+12.4%AddedHistory
SIVBSVB Financial GroupCOM593,691$383.6M0.3%−6,946−1.2%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM791,255$383.4M0.3%−268,163−25.3%ReducedHistory
POWIPower Integrations IncCOM3,881,049$379.7M0.3%−122,580−3.1%ReducedHistory
EPDEnterprise Products Partners L.P.Stock17,543,349$379.6M0.3%+64,567+0.4%AddedHistory
ICEIntercontinental Exchange, Inc.Stock3,252,845$372.8M0.3%+25,678+0.8%AddedHistory
BLKBlackRock, Inc.COM439,419$367.0M0.3%−45,469−9.4%ReducedHistory
MCOMoodys CorpStock1,032,262$366.0M0.3%−10,123−1.0%ReducedHistory
CSCOCisco Systems, Inc.Stock6,743,492$363.9M0.3%+459,878+7.3%AddedHistory
EXPOExponent IncCOM3,208,464$360.0M0.3%−36,872−1.1%ReducedHistory
MDLZMondelez International, Inc.Stock6,202,727$359.7M0.3%+732,759+13.4%AddedHistory
WEXWEX Inc.COM1,976,332$347.9M0.3%−215,479−9.8%ReducedHistory
VRSKVerisk Analytics, Inc.COM1,736,798$347.5M0.3%−22,650−1.3%ReducedHistory
SPSCSPS Commerce IncCOM2,142,231$344.0M0.3%+342,165+19.0%AddedHistory
ENTGEntegris IncCOM2,699,967$339.2M0.3%+621,749+29.9%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM559,598$338.3M0.3%−174,484−23.8%ReducedHistory
NVDANVIDIA CorpStock1,653,030$337.0M0.3%00.0%UnchangedConverted for a 4-for-1 splitHistory
SNAPSnap IncStock4,437,106$327.7M0.3%−711,778−13.8%ReducedHistory
FISVFiserv IncStock3,000,971$324.7M0.3%+64,603+2.2%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,307,190$324.5M0.3%−378,441−8.1%ReducedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK2,147,581$322.7M0.3%−25,051−1.2%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,649,165$320.8M0.3%+181,504+12.4%AddedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$320.5M0.3%–––
HUBSHubSpot IncCOM472,924$319.5M0.3%+148,387+45.7%AddedHistory
BKNGBooking Holdings Inc.Stock134,690$319.0M0.3%+57,731+75.0%AddedHistory
RBCRBC Bearings INCCOM1,503,208$316.6M0.3%+73,316+5.1%AddedHistory
NOVTNovanta IncCOM2,055,928$314.6M0.3%+102,536+5.2%AddedHistory
PLDPrologis, Inc.REIT2,507,875$312.9M0.3%+90,273+3.7%AddedHistory
CHDChurch & Dwight Co IncCOM3,783,989$310.4M0.3%−21,742−0.6%ReducedHistory
AZPNASPENTECH CorpCOM2,534,477$309.8M0.3%−39,354−1.5%ReducedHistory
PGRProgressive CorpStock3,431,587$309.0M0.3%+34,034+1.0%AddedHistory
GMGeneral Motors CoCOM5,863,033$308.6M0.3%−1,781,135−23.3%ReducedHistory
HONHoneywell International IncCOM1,452,428$305.2M0.3%−31,485−2.1%ReducedHistory
MSCIMSCI Inc.Stock499,666$303.7M0.3%−21,060−4.0%ReducedHistory
COHRCoherent Corp.COM5,024,475$298.1M0.3%+439,937+9.6%AddedHistory
GEGeneral Electric CoStock2,896,565$296.9M0.3%+872,284+43.1%AddedConverted for a 1-for-8 splitHistory
ORCLOracle CorpStock3,440,521$296.4M0.3%−203,481−5.6%ReducedHistory
WMTWalmart Inc.Stock2,117,920$293.2M0.3%+445,540+26.6%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History