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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SBACSba Communications CorpCL A523,211$172.7M0.2%+11,637+2.3%AddedHistory
AAPAdvance Auto Parts IncCOM822,765$172.0M0.2%−2,218−0.3%ReducedHistory
BFAMBright Horizons Family Solutions Inc.COM1,245,291$172.0M0.2%−14,725−1.2%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock700,336$171.8M0.2%−58,891−7.8%ReducedHistory
ICLRIcon PLCCOM663,337$170.8M0.1%−3,283−0.5%ReducedHistory
JKHYJack Henry & Associates IncStock1,057,614$170.7M0.1%−11,028−1.0%ReducedHistory
CNPCenterpoint Energy IncCOM6,923,357$170.2M0.1%+227,299+3.4%AddedHistory
EQIXEquinix IncCOM214,817$169.3M0.1%+9,699+4.7%AddedHistory
MKTXMarketaxess Holdings IncCOM403,795$168.6M0.1%−43,210−9.7%ReducedHistory
AERAerCap Holdings N.V.SHS2,903,395$166.5M0.1%+85,018+3.0%AddedHistory
CORCencora, Inc.Stock1,392,562$166.4M0.1%−551,888−28.4%ReducedHistory
ATRAptargroup, Inc.Stock1,399,702$166.1M0.1%−22,966−1.6%ReducedHistory
KAIKadant IncCOM811,854$165.7M0.1%+31,788+4.1%AddedHistory
EBSEmergent BioSolutions Inc.COM3,309,062$165.0M0.1%−109,544−3.2%ReducedHistory
ULUnilever PLCSPON ADR NEW3,046,666$164.7M0.1%−274,693−8.3%ReducedHistory
Ironsource LtdM5R75Y101CL A ORD SHS15,108,832$164.2M0.1%+14,955,807+9,773.4%Added–
CATCaterpillar IncStock855,460$163.3M0.1%+28,575+3.5%AddedHistory
ROLRollins IncCOM4,685,658$163.2M0.1%−46,265−1.0%ReducedHistory
ALGTAllegiant Travel COCOM843,369$162.6M0.1%+26,676+3.3%AddedHistory
SHWSherwin Williams CoCOM571,211$158.5M0.1%+655+0.1%AddedHistory
LINLinde PLCSHS540,226$157.2M0.1%+17,023+3.3%AddedHistory
OMCLOmnicell, Inc.COM1,046,291$155.3M0.1%−19,756−1.9%ReducedHistory
SBUXStarbucks CorpStock1,432,914$155.1M0.1%−28,134−1.9%ReducedHistory
VRTVertiv Holdings CoCOM CL A6,368,496$153.4M0.1%−143,662−2.2%ReducedHistory
NTCTNetscout Systems IncCOM5,681,303$152.9M0.1%−90,495−1.6%ReducedHistory
LADLithia Motors IncCOM482,213$152.8M0.1%−23,166−4.6%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF940,369$150.7M0.1%−49,054−5.0%Reduced–
GGGGraco IncCOM2,199,638$150.6M0.1%−75,398−3.3%ReducedHistory
HAYWHayward Holdings, Inc.COM6,737,752$149.8M0.1%+2,031,002+43.2%AddedHistory
DDominion Energy, IncStock2,059,155$149.7M0.1%−57,681−2.7%ReducedHistory
WDAYWorkday, Inc.CL A597,134$149.1M0.1%+75,757+14.5%AddedHistory
ANSSAnsys IncCOM433,642$147.5M0.1%+12,546+3.0%AddedHistory
FERGFerguson Enterprises Inc.SHS1,061,390$147.1M0.1%−46,351−4.2%ReducedHistory
TSCOTractor Supply CoCOM741,667$147.0M0.1%+16,031+2.2%AddedHistory
CCitigroup IncStock2,118,727$146.8M0.1%−270,054−11.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock577,062$146.6M0.1%+18,601+3.3%AddedHistory
DOWDow Inc.Stock2,541,383$145.7M0.1%+1,187,546+87.7%AddedHistory
MZTIMarzetti CoCOM866,281$145.6M0.1%−15,702−1.8%ReducedHistory
TTGTTechTarget, Inc.COM1,765,560$145.5M0.1%−28,385−1.6%ReducedHistory
SITESiteOne Landscape Supply, Inc.COM726,671$144.9M0.1%−11,203−1.5%ReducedHistory
RBLXRoblox CorpStock1,905,977$144.0M0.1%+1,280,248+204.6%AddedHistory
BALLBALL CorpCOM1,597,628$143.5M0.1%−138,667−8.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF332,994$142.9M0.1%−282−0.1%ReducedHistory
SCCOSouthern Copper CorpStock2,556,261$142.5M0.1%+773,907+43.4%AddedHistory
MASIMasimo CorpCOM527,705$142.4M0.1%−177,195−25.1%ReducedHistory
EQHEquitable Holdings, Inc.COM4,817,432$142.3M0.1%+222,196+4.8%AddedHistory
BHPBHP Group LtdADR2,658,442$142.2M0.1%+1,416,580+114.1%AddedHistory
METMetlife IncStock2,299,882$140.7M0.1%+875,492+61.5%AddedHistory
GWWW.W. Grainger, Inc.Stock355,089$139.5M0.1%−817−0.2%ReducedHistory
ENBEnbridge IncStock3,503,184$139.5M0.1%−51,921−1.5%ReducedHistory
PLANAnaplan, Inc.COM2,264,700$137.9M0.1%−176,104−7.2%ReducedHistory
ATRIAtrion CorpCOM197,638$137.9M0.1%+12,871+7.0%AddedHistory
GLWCorning IncCOM3,727,350$135.9M0.1%−28,120−0.7%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A1,832,306$135.5M0.1%−12,885−0.7%ReducedHistory
DXCMDexcom IncCOM249,993$135.4M0.1%−106,341−29.8%ReducedHistory
KOCoca Cola CoStock2,577,720$132.9M0.1%+158,130+6.5%AddedHistory
PBProsperity Bancshares IncCOM1,867,258$132.8M0.1%−35,517−1.9%ReducedHistory
LRCXLam Research CorpCOM233,739$132.1M0.1%−239,337−50.6%ReducedHistory
GSGoldman Sachs Group IncStock352,340$131.3M0.1%−21,809−5.8%ReducedHistory
LNNLindsay CorpCOM858,282$130.3M0.1%−4,181−0.5%ReducedHistory
SESea LtdSPONSORD ADS408,329$130.1M0.1%+91,901+29.0%AddedHistory
CLColgate Palmolive CoStock1,714,700$129.3M0.1%−25,928−1.5%ReducedHistory
BOKFBok Financial CorpCOM NEW1,452,275$128.8M0.1%−33,051−2.2%ReducedHistory
LWLamb Weston Holdings, Inc.Stock2,100,956$128.7M0.1%+931,507+79.7%AddedHistory
DOCUDocuSign, Inc.Stock502,326$128.2M0.1%−3,319−0.7%ReducedHistory
HCAHCA Healthcare, Inc.COM530,837$127.4M0.1%−48,491−8.4%ReducedHistory
INTCIntel CorpStock2,357,255$123.9M0.1%−1,007,550−29.9%ReducedHistory
DEDeere & CoStock377,628$123.7M0.1%−110,880−22.7%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$122.6M0.1%−9,271,576−45.9%ReducedHistory
SAPSAP SEADR912,697$122.4M0.1%+64,363+7.6%AddedHistory
ZENZendesk, Inc.COM1,055,137$122.4M0.1%−1,649,309−61.0%ReducedHistory
NBISNebius Group N.V.Stock1,526,385$121.5M0.1%−56,594−3.6%ReducedHistory
PYCRPaycor HCM, Inc.COM3,776,179$121.1M0.1%+3,776,179NewHistory
CSWCSW Industrials, Inc.COM947,346$121.0M0.1%+61,573+7.0%AddedHistory
USBUS Bancorp DECOM NEW2,037,333$120.4M0.1%+931,276+84.2%AddedHistory
ITWIllinois Tool Works IncStock580,302$119.1M0.1%+260,031+81.2%AddedHistory
PSAPublic StorageCOM404,414$118.8M0.1%+13,470+3.4%AddedHistory
TWTradeweb Markets Inc.Stock1,469,245$118.1M0.1%−86,503−5.6%ReducedHistory
HUMHumana IncStock304,299$118.0M0.1%−14,394−4.5%ReducedHistory
CHWYChewy, Inc.CL A1,726,740$117.3M0.1%+512,849+42.2%AddedHistory
HLIHoulihan Lokey, Inc.CL A1,266,253$116.6M0.1%−168,178−11.7%ReducedHistory
ALTRAltair Engineering Inc.COM CL A1,683,792$116.1M0.1%−22,329−1.3%ReducedHistory
CVBFCVB Financial CorpCOM5,690,740$115.8M0.1%−101,538−1.8%ReducedHistory
CSGPCostar Group, Inc.COM1,344,125$115.5M0.1%+906,325+207.0%AddedHistory
EMREmerson Electric CoStock1,235,333$114.6M0.1%+63,847+5.5%AddedHistory
COLBColumbia Banking System, Inc.COM3,014,356$114.5M0.1%−47,045−1.5%ReducedHistory
SCIService Corp InternationalCOM1,899,393$114.4M0.1%−5,167−0.3%ReducedHistory
TGTTarget CorpStock507,748$114.4M0.1%−70,883−12.3%ReducedHistory
VMRKVivmark ResidentialSH BEN INT1,413,987$114.1M0.1%+104,418+8.0%AddedHistory
CCKCrown Holdings, Inc.COM1,148,560$113.9M0.1%+69,371+6.4%AddedHistory
FWRDForward Air CorpCOM1,361,429$113.0M0.1%−21,956−1.6%ReducedHistory
SCHWSchwab Charles CorpStock1,544,993$111.9M0.1%+94,350+6.5%AddedHistory
WECWec Energy Group, Inc.Stock1,255,693$110.6M0.1%−154,095−10.9%ReducedHistory
LKFNLakeland Financial CorpCOM1,521,057$108.4M0.1%−24,283−1.6%ReducedHistory
ANETArista Networks, Inc.COM314,987$108.2M0.1%−1,793−0.6%ReducedHistory
CRLCharles River Laboratories International, Inc.COM265,557$107.8M0.1%−103,669−28.1%ReducedHistory
EPAMEPAM Systems, Inc.COM187,676$106.8M0.1%+23,922+14.6%AddedHistory
PWRQuanta Services, Inc.COM934,466$106.3M0.1%+38,656+4.3%AddedHistory
MODNModel N, Inc.COM3,158,566$105.8M0.1%+503,792+19.0%AddedHistory
FHBFirst Hawaiian, Inc.COM3,574,674$104.9M0.1%−678,666−16.0%ReducedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History