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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AIZAssurant, Inc.Stock664,690$104.5M0.1%+24,205+3.8%AddedHistory
CIENCiena CorpCOM NEW2,010,125$102.1M0.1%−38,774−1.9%ReducedHistory
ABBVAbbVie Inc.Stock972,926$101.5M0.1%−532,681−35.4%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock693,172$101.3M0.1%+48,753+7.6%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF1,342,503$99.7M0.1%+42,509+3.3%Added–
TRMBTrimble Inc.COM1,206,542$99.1M0.1%−55,735−4.4%ReducedHistory
AVTRAvantor, Inc.COM2,427,555$99.0M0.1%+61,167+2.6%AddedHistory
VSTVistra Corp.Stock5,807,954$98.9M0.1%−1,448,799−20.0%ReducedHistory
DCTDuck Creek Technologies, Inc.SHS2,226,454$98.5M0.1%+1,966,435+756.3%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR889,943$98.2M0.1%−568,568−39.0%ReducedHistory
DTDynatrace, Inc.Stock1,379,694$97.9M0.1%+307,969+28.7%AddedHistory
UTZUtz Brands, Inc.COM CL A5,683,433$97.3M0.1%+312,568+5.8%AddedHistory
NEMNEWMONT CorpStock1,786,595$96.4M0.1%−158,328−8.1%ReducedHistory
GLOBGlobant S.A.COM338,759$95.2M0.1%+256,347+311.1%AddedHistory
GPKGraphic Packaging Holding CoCOM4,927,839$93.7M0.1%+605,726+14.0%AddedHistory
DECKDeckers Outdoor CorpCOM259,425$93.4M0.1%+259,425NewHistory
DRVNDriven Brands Holdings Inc.COM3,206,204$92.6M0.1%+421,429+15.1%AddedHistory
CONECyrusOne Holdco LLCCOM1,192,555$92.3M0.1%+195,236+19.6%AddedHistory
NEOGNeogen CorpCOM2,144,007$92.1M0.1%−35,524−1.6%ReducedHistory
SRESempraStock726,258$91.8M0.1%−593,121−45.0%ReducedHistory
SRCLStericycle IncCOM1,357,808$91.6M0.1%−12,999−0.9%ReducedHistory
CHKPCheck Point Software Technologies LtdORD812,520$91.4M0.1%−227,489−21.9%ReducedHistory
UBSUBS Group AGStock5,734,451$91.4M0.1%−54,908−0.9%ReducedHistory
XPELXPEL, Inc.COM1,202,143$91.2M0.1%+160,139+15.4%AddedHistory
SPLKSplunk IncCOM628,135$90.8M0.1%+27,466+4.6%AddedHistory
AMEAmetek IncCOM732,104$90.6M0.1%+89,841+14.0%AddedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF3,307,349$90.6M0.1%+111,493+3.5%Added–
RMBSRambus IncCOM4,120,310$90.5M0.1%+62,747+1.5%AddedHistory
SPGSimon Property Group Inc.REIT696,753$89.9M0.1%+40,491+6.2%AddedHistory
CWENClearway Energy, Inc.CL C2,931,740$88.7M0.1%−699,578−19.3%ReducedHistory
FLEXFlex Ltd.Stock5,013,606$88.6M0.1%−3,386,292−40.3%ReducedHistory
CCFChase CorpCOM866,735$88.5M0.1%−4,246−0.5%ReducedHistory
NVTnVent Electric plcSHS2,734,683$88.3M0.1%+400,948+17.2%AddedHistory
NFLXNetflix IncStock149,836$88.1M0.1%+14,554+10.8%AddedHistory
CVSCVS Health CorpStock1,044,392$87.9M0.1%−40,680−3.7%ReducedHistory
UISUnisys CorpCOM NEW3,530,056$87.6M0.1%−16,564−0.5%ReducedHistory
NTRNutrien Ltd.COM1,343,248$87.1M0.1%+33,037+2.5%AddedHistory
PTONPeloton Interactive, Inc.CL A COM1,001,398$87.0M0.1%−8,493−0.8%ReducedHistory
RUNSunrun Inc.COM1,978,695$87.0M0.1%+4,809+0.2%AddedHistory
PANWPalo Alto Networks IncStock181,326$86.7M0.1%+168,048+1,265.6%AddedHistory
REZIResideo Technologies, Inc.Stock3,530,952$86.5M0.1%−65,575−1.8%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW88,489$86.4M0.1%+2,629+3.1%AddedHistory
ICUIIcu Medical IncCOM364,997$85.2M0.1%+46,770+14.7%AddedHistory
AMSFAmerisafe IncCOM1,507,084$84.6M0.1%−24,455−1.6%ReducedHistory
UALUnited Airlines Holdings, Inc.COM1,775,947$84.4M0.1%+325,773+22.5%AddedHistory
PEPPepsiCo IncStock573,818$84.3M0.1%+9,088+1.6%AddedHistory
WELLWelltower Inc.REIT1,020,206$83.9M0.1%+21,208+2.1%AddedHistory
BRSLBrightstar Lottery PLCSHS USD3,225,870$83.8M0.1%−52,578−1.6%ReducedHistory
ONOn Semiconductor CorpStock1,833,852$83.6M0.1%+54,085+3.0%AddedHistory
NVSNovartis AGADR1,022,158$83.4M0.1%−45,328−4.2%ReducedHistory
MMM3M CoStock487,674$83.4M0.1%+15,043+3.2%AddedHistory
MTSIMACOM Technology Solutions Holdings, Inc.COM1,303,111$83.2M0.1%−22,880−1.7%ReducedHistory
ALVAutoliv IncCOM967,306$83.0M0.1%+403,613+71.6%AddedHistory
TDYTeledyne Technologies IncCOM191,100$81.6M0.1%+1,679+0.9%AddedHistory
ABTAbbott LaboratoriesStock704,518$81.2M0.1%−324,503−31.5%ReducedHistory
MOSMosaic CoCOM2,247,884$80.3M0.1%+912,424+68.3%AddedHistory
KMXCarMax IncCOM625,589$79.9M0.1%+1,341+0.2%AddedHistory
ELSEquity Lifestyle Properties IncCOM1,022,989$79.7M0.1%+73,547+7.7%AddedHistory
BBYBest Buy Co IncStock757,083$79.4M0.1%+10,213+1.4%AddedHistory
LYBLyondellBasell Industries N.V.SHS - A -844,135$78.9M0.1%+43,160+5.4%AddedHistory
CNDTCONDUENT IncCOM11,947,486$77.9M0.1%−214,248−1.8%ReducedHistory
GDDYGoDaddy Inc.CL A1,115,476$77.7M0.1%−19,323−1.7%ReducedHistory
SHOPShopify Inc.Stock56,790$77.0M0.1%+7,058+14.2%AddedHistory
DNBDun & Bradstreet Holdings, Inc.COM4,576,022$76.8M0.1%+3,636,680+387.2%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM2,253,728$76.5M0.1%+51,843+2.4%AddedHistory
GNRCGenerac Holdings Inc.Stock186,693$76.1M0.1%+49,114+35.7%AddedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT6,420,925$75.6M0.1%−776,760−10.8%ReducedHistory
ULTAUlta Beauty, Inc.Stock208,795$75.4M0.1%+100,681+93.1%AddedHistory
iShares Tr464288281JPMORGAN USD EMG683,029$75.2M0.1%−186,690−21.5%Reduced–
GOGrocery Outlet Holding Corp.COM3,455,360$74.5M0.1%−49,415−1.4%ReducedHistory
BJBJ's Wholesale Club Holdings, Inc.COM1,354,343$74.2M0.1%−92,867−6.4%ReducedHistory
DLRDigital Realty Trust, Inc.COM513,647$74.0M0.1%−39,292−7.1%ReducedHistory
TRVTravelers Companies, Inc.Stock493,540$73.8M0.1%−22,379−4.3%ReducedHistory
PINSPinterest, Inc.CL A1,437,011$73.2M0.1%−713,125−33.2%ReducedHistory
JCIJohnson Controls International plcStock1,082,151$73.0M0.1%−127,019−10.5%ReducedHistory
ECLEcolab Inc.Stock352,297$72.9M0.1%+99,489+39.4%AddedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT1,574,954$72.8M0.1%−71,558−4.3%ReducedHistory
COOCooper Companies, Inc.COM NEW176,140$72.4M0.1%−3,870−2.1%ReducedHistory
ORLYO Reilly Automotive IncStock118,959$72.4M0.1%−31,354−20.9%ReducedHistory
BKUBankUnited, Inc.COM1,736,952$71.8M0.1%−21,752−1.2%ReducedHistory
CLFCleveland-Cliffs Inc.COM3,657,466$71.5M0.1%−28,831−0.8%ReducedHistory
YETIYETI Holdings, Inc.COM830,169$71.1M0.1%−5,026−0.6%ReducedHistory
ELEstee Lauder Companies IncCL A237,300$70.6M0.1%+5,942+2.6%AddedHistory
ADEAAdeia Inc.COM3,773,089$70.5M0.1%+230,263+6.5%AddedHistory
TWKSThoughtworks Holding, Inc.COM2,452,190$70.4M0.1%+2,452,190NewHistory
HLNEHamilton Lane INCCL A830,433$70.4M0.1%−11,798−1.4%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A1,359,967$70.3M0.1%−62,155−4.4%ReducedHistory
ACHCAcadia Healthcare Company, Inc.COM1,111,049$70.0M0.1%−17,649−1.6%ReducedHistory
Vitru LtdG9440D103COM4,355,932$69.7M0.1%+4,355,932New–
WYWeyerhaeuser CoCOM NEW1,953,096$69.3M0.1%+82,627+4.4%AddedHistory
WBDWarner Bros. Discovery, Inc.COM SER A2,728,038$69.2M0.1%+16,120+0.6%AddedHistory
CFGCitizens Financial Group IncCOM1,477,469$68.6M0.1%+385,291+35.3%AddedHistory
LGTYLogility Supply Chain Solutions, IncCL A2,883,562$68.5M0.1%+234,664+8.9%AddedHistory
KBRKBR, Inc.COM1,755,752$68.3M0.1%−34,577−1.9%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM1,113,648$68.1M0.1%−27,148−2.4%ReducedHistory
QGENQiagen N.V.SHS NEW1,323,295$68.1M0.1%−57,856−4.2%ReducedHistory
VERXVertex, Inc.Stock3,537,273$68.0M0.1%+221,623+6.7%AddedHistory
ESSEssex Property Trust, Inc.COM211,887$67.7M0.1%+16,854+8.6%AddedHistory
PAYXPaychex IncStock608,093$67.7M0.1%−433,230−41.6%ReducedHistory
IBNIcici Bank LtdADR3,569,198$67.2M0.1%+1,204,840+51.0%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History