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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WLYJohn Wiley & Sons, Inc.CL A10,763$540.0K<0.1%+3,555+49.3%AddedHistory
NYTNew York Times CoCL A12,333$542.0K<0.1%−1,016−7.6%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF6,357$543.0K<0.1%−160−2.5%Reduced–
WTRGEssential Utilities, Inc.COM11,827$545.0K<0.1%+59+0.5%AddedHistory
SSRMSSR Mining Inc.Stock37,668$548.0K<0.1%+37,668NewHistory
Silvercrest Metals Inc828363101COM74,338$550.0K<0.1%+180.0%Added–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$550.0K<0.1%−1,989−0.9%Reduced–
AKAMAkamai Technologies IncCOM6,187$554.0K<0.1%−1,829−22.8%ReducedHistory
Schwab International Equity ETF808524805ETF14,354$555.0K<0.1%−3,416−19.2%Reduced–
SALSalisbury Bancorp, Inc.COM10,925$556.0K<0.1%−1,197−9.9%ReducedHistory
WisdomTree Tr97717W505US MIDCAP DIVID13,469$558.0K<0.1%00.0%Unchanged–
SNPSSynopsys IncCOM3,263$561.0K<0.1%+167+5.4%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,785$566.0K<0.1%−73−1.2%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF3,114$568.0K<0.1%−700−18.4%Reduced–
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$568.0K<0.1%00.0%Unchanged–
UMPQUmpqua Holdings CorpCOM30,825$571.0K<0.1%+20,187+189.8%AddedHistory
RAMPLiveRamp Holdings, Inc.COM12,396$576.0K<0.1%00.0%UnchangedHistory
iShares Tr464287150CORE S&P TTL STK5,886$579.0K<0.1%−1,600−21.4%Reduced–
VTRVentas, Inc.REIT12,233$581.0K<0.1%−57−0.5%ReducedHistory
IRIXIridex CorpCOM75,850$581.0K<0.1%+20,000+35.8%AddedHistory
RDNRadian Group IncCOM25,746$585.0K<0.1%+25,746NewHistory
CUZCousins Properties IncCOM NEW15,866$585.0K<0.1%+1,153+7.8%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF18,551$596.0K<0.1%+18,551New–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF8,906$597.0K<0.1%−585−6.2%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF4,713$600.0K<0.1%−247−5.0%Reduced–
HPEHewlett Packard Enterprise CoCOM51,289$600.0K<0.1%+4,309+9.2%AddedHistory
PFSIPennyMac Financial Services, Inc.COM9,860$603.0K<0.1%+128+1.3%AddedHistory
OCULOcular Therapeutix, IncCOM60,539$605.0K<0.1%−650−1.1%ReducedHistory
SNYSanofiSPONSORED ADR12,877$611.0K<0.1%+3,639+39.4%AddedHistory
JWNNordstrom IncStock24,152$613.0K<0.1%−124,263−83.7%ReducedHistory
TTECTTEC Holdings, Inc.COM6,553$613.0K<0.1%+886+15.6%AddedHistory
ISBCInvestors Bancorp, Inc.COM40,641$614.0K<0.1%−5,479−11.9%ReducedHistory
TBLATaboola.com Ltd.ORD SHS73,321$620.0K<0.1%−71,510−49.4%ReducedHistory
iShares Inc464286780MSCI STH AFR ETF13,200$621.0K<0.1%−5,300−28.6%Reduced–
iShares Tr464288430ASIA 50 ETF7,940$621.0K<0.1%00.0%Unchanged–
PATHUiPath, Inc.Stock11,861$624.0K<0.1%+501+4.4%AddedHistory
WALWestern Alliance BancorporationCOM6,242$626.0K<0.1%+62+1.0%AddedHistory
PFGPrincipal Financial Group IncCOM12,256$627.0K<0.1%−3,061−20.0%ReducedHistory
CORNTeucrium Commodity TrustCORN FD SHS31,206$629.0K<0.1%+211+0.7%AddedHistory
EGPEastgroup Properties IncCOM3,819$633.0K<0.1%−63−1.6%ReducedHistory
TGNATegna IncCOM34,221$634.0K<0.1%+8,442+32.7%AddedHistory
LBRDALiberty Broadband CorpCOM SER A3,867$642.0K<0.1%−136−3.4%ReducedHistory
PLTRPalantir Technologies Inc.Stock29,523$647.0K<0.1%+29,523NewHistory
MLABMesa Laboratories IncCOM2,143$647.0K<0.1%+379+21.5%AddedHistory
BKCCBlackRock Capital Investment CorpCOM169,476$652.0K<0.1%+169,476NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,360$654.0K<0.1%−226−14.2%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN65,049$662.0K<0.1%−33,715−34.1%ReducedHistory
BENFranklin Templeton IncCOM26,765$663.0K<0.1%−40,971−60.5%ReducedHistory
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$663.0K<0.1%−72,020−59.0%Reduced–
iShares Tr464287689RUSSELL 3000 ETF2,618$667.0K<0.1%−90−3.3%Reduced–
CUBECubeSmartREIT16,839$668.0K<0.1%−7,342−30.4%ReducedHistory
iShares Inc464286657MSCI BIC ETF13,859$668.0K<0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF5,791$673.0K<0.1%−19−0.3%Reduced–
HIHillenbrand, Inc.COM15,848$675.0K<0.1%+10,023+172.1%AddedHistory
Nextera Energy Inc65339F796UNIT 09/01/2022S11,560$678.0K<0.1%00.0%Unchanged–
KEYKeycorpCOM37,585$682.0K<0.1%−6,798−15.3%ReducedHistory
Vanguard Energy ETF92204A306ETF9,253$684.0K<0.1%00.0%Unchanged–
MDUMdu Resources Group IncStock23,136$686.0K<0.1%−3,847−14.3%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF12,631$691.0K<0.1%00.0%Unchanged–
PTYPIMCO Corporate & Income Opportunity FundCOM37,810$692.0K<0.1%+12,000+46.5%AddedHistory
CECelanese CorpStock4,660$693.0K<0.1%−8,124−63.5%ReducedHistory
BRIDBridgford Foods CorpCOM56,699$695.0K<0.1%−7,400−11.5%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A8,942$700.0K<0.1%−7,056−44.1%ReducedHistory
ENOVEnovis CORPCOM17,234$710.0K<0.1%+801+4.9%AddedHistory
ETREntergy CorpCOM9,809$711.0K<0.1%−80−0.8%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF14,118$711.0K<0.1%+9,254+190.3%Added–
HubSpot Inc443573AB6NOTE 0.250% 6/0–$711.0K<0.1%–––
State Street Utilities Select Sector SPDR ETF81369Y886ETF11,231$718.0K<0.1%+564+5.3%Added–
CNRCore Natural Resources, Inc.COM27,758$722.0K<0.1%+120.0%AddedHistory
UBPUrstadt Biddle Properties IncCOM42,228$722.0K<0.1%00.0%UnchangedHistory
EVREvercore Inc.CLASS A5,429$726.0K<0.1%+1,743+47.3%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$730.0K<0.1%00.0%Unchanged–
MAXMediaAlpha, Inc.CL A39,184$732.0K<0.1%+6,943+21.5%AddedHistory
JHGJanus Henderson Group Ltd.ORD SHS17,826$737.0K<0.1%−2,573−12.6%ReducedHistory
MIDDMIDDLEBY CorpCOM4,493$738.0K<0.1%−111−2.4%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR20,987$739.0K<0.1%+3,107+17.4%AddedHistory
SHOOSteven Madden, Ltd.COM18,452$740.0K<0.1%+1,054+6.1%AddedHistory
MASMasco CorpCOM16,179$744.0K<0.1%−12,573−43.7%ReducedHistory
CYRXCryoport, Inc.COM PAR $0.00111,185$744.0K<0.1%+11,185NewHistory
SUNSunoco LPCOM UT REP LP20,000$746.0K<0.1%00.0%UnchangedHistory
PPTAPerpetua Resources Corp.COM150,000$747.0K<0.1%+150,000NewHistory
RLRalph Lauren CorpCL A6,748$749.0K<0.1%−1,862−21.6%ReducedHistory
FMTXForma Therapeutics Holdings, Inc.SHS32,301$749.0K<0.1%+32,301NewHistory
WTMWhite Mountains Insurance Group LtdCOM740$755.0K<0.1%00.0%UnchangedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM17,286$756.0K<0.1%−985−5.4%Reduced–
EQTEQT CorpStock39,606$760.0K<0.1%+3,730+10.4%AddedHistory
IMAXImax CorpCOM40,085$761.0K<0.1%00.0%UnchangedHistory
CTOCTO Realty Growth, Inc.COM14,274$767.0K<0.1%00.0%UnchangedHistory
VRSNVerisign IncCOM4,286$768.0K<0.1%+164+4.0%AddedHistory
TECKTeck Resources LtdCL B30,731$772.0K<0.1%+6,883+28.9%AddedHistory
Virgin Group Acquisit Corp IG9460K102SHS CL A80,777$784.0K<0.1%+80,777New–
PTCPTC Inc.Stock6,585$786.0K<0.1%+79+1.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF5,130$788.0K<0.1%+837+19.5%Added–
CHEFChefs' Warehouse, Inc.COM24,204$789.0K<0.1%+4,223+21.1%AddedHistory
ALSNAllison Transmission Holdings IncStock22,600$798.0K<0.1%−52,053−69.7%ReducedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,375$801.0K<0.1%−564−5.2%Reduced–
UGUnited Guardian IncCOM56,540$803.0K<0.1%−3,590−6.0%ReducedHistory
FAFFirst American Financial CorpStock12,086$805.0K<0.1%−1,445−10.7%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS14,652$806.0K<0.1%−595−3.9%ReducedHistory
SLGSL Green Realty CorpCOM11,400$808.0K<0.1%+1,134+11.0%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History