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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HASHasbro, Inc.COM24,003$2.25M<0.1%−399−1.6%ReducedHistory
DPCM Cap Inc23344P101COM CL A228,156$2.25M<0.1%−40,219−15.0%Reduced–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%−39,963−15.0%Reduced–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%−39,963−15.0%Reduced–
BGCBGC Group, Inc.CL A400,891$2.27M<0.1%+400,891NewHistory
FARMFarmer Brothers CoCOM179,750$2.28M<0.1%+32,500+22.1%AddedHistory
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%+8,185+7.2%Added–
SCOAScION Tech Growth ICL A SHS237,522$2.32M<0.1%−41,870−15.0%ReducedHistory
CBOECboe Global Markets, Inc.COM19,781$2.34M<0.1%+7,992+67.8%AddedHistory
GSKGSK plcSPONSORED ADR59,328$2.34M<0.1%+1,292+2.2%AddedHistory
WHDCactus, Inc.CL A64,958$2.35M<0.1%−1,885−2.8%ReducedHistory
AMPAmeriprise Financial IncCOM14,927$2.35M<0.1%−5,964−28.5%ReducedHistory
CGBDCarlyle Secured Lending, Inc.COM178,221$2.35M<0.1%−4,158−2.3%ReducedHistory
MBUUMalibu Boats, Inc.COM CL A32,200$2.36M<0.1%−100−0.3%ReducedHistory
MCFTMasterCraft Boat Holdings, Inc.COM90,725$2.38M<0.1%−4,400−4.6%ReducedHistory
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%−41,047−15.0%Reduced–
BKRBaker Hughes CoCL A107,515$2.40M<0.1%+107,515NewHistory
SWCHSwitch, Inc.CL A112,855$2.40M<0.1%+112,855NewHistory
Vanguard Morningstar Large-Cap ETF922908637ETF11,967$2.40M<0.1%+74+0.6%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 16,994$2.41M<0.1%+341+5.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF18,008$2.42M<0.1%+119+0.7%Added–
Royal Dutch Shell PLC780259107SPON ADR B62,528$2.43M<0.1%+21,022+50.6%Added–
VAQCVector Acquisition Corp IICL A SHS245,846$2.44M<0.1%00.0%UnchangedHistory
UVVUniversal CorpCOM42,864$2.44M<0.1%+3,650+9.3%AddedHistory
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%+1,399+1.4%AddedHistory
TSNTyson Foods, Inc.Stock38,855$2.46M<0.1%+24,611+172.8%AddedHistory
WFGWest Fraser Timber Co., LtdCOM34,082$2.46M<0.1%−16,272−32.3%ReducedHistory
MMYTMakeMyTrip LtdStock82,003$2.47M<0.1%+5,723+7.5%AddedHistory
PNNTPennantpark Investment CorpCOM371,623$2.48M<0.1%+371,623NewHistory
FMCFMC CorpCOM NEW23,570$2.49M<0.1%+2,554+12.2%AddedHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–New–
TPVGTriplePoint Venture Growth BDC Corp.COM165,341$2.51M<0.1%+106,430+180.7%AddedHistory
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%−44,212−15.0%Reduced–
OSKOshkosh CorpCOM20,297$2.53M<0.1%+20,297NewHistory
MHKMohawk Industries IncCOM13,839$2.54M<0.1%−39,814−74.2%ReducedHistory
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%−44,959−15.0%Reduced–
BMRNBiomarin Pharmaceutical IncCOM32,631$2.58M<0.1%−4,570−12.3%ReducedHistory
OSWOnespaworld Holdings LtdCOM268,347$2.60M<0.1%+181,317+208.3%AddedHistory
CPBCAMPBELL'S CoCOM57,507$2.61M<0.1%−21,364−27.1%ReducedHistory
EXCExelon CorpStock63,313$2.61M<0.1%−578−0.9%ReducedHistory
ONEWOneWater Marine Inc.CL A COM62,363$2.62M<0.1%−5,500−8.1%ReducedHistory
RVTYRevvity, Inc.COM17,541$2.63M<0.1%−4,293−19.7%ReducedHistory
SMGScotts Miracle-Gro CoStock14,070$2.70M<0.1%−3,116−18.1%ReducedHistory
RMDResmed IncCOM11,915$2.75M<0.1%−7,087−37.3%ReducedHistory
Liberty Media Corp530715AG6DEB 4.000%11/1–$2.81M<0.1%–––
KFYKorn FerryCOM NEW39,095$2.84M<0.1%−4,680−10.7%ReducedHistory
CANOCano Health, Inc.COM CL A234,637$2.84M<0.1%+234,637NewHistory
KTBKontoor Brands, Inc.Stock50,504$2.85M<0.1%+9,100+22.0%AddedHistory
BBWIBath & Body Works, Inc.COM45,354$2.86M<0.1%+37,172+454.3%AddedHistory
NUENucor CorpCOM31,390$2.86M<0.1%+13,966+80.2%AddedHistory
VVVValvoline IncCOM88,930$2.88M<0.1%+15,344+20.9%AddedHistory
Senior Connect Acquisitn Cor81723H108COM CL A296,902$2.89M<0.1%−52,338−15.0%Reduced–
Marquee Raine Acquisition CoG58442107CL A SHS292,405$2.90M<0.1%−51,545−15.0%Reduced–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX14,466$2.90M<0.1%00.0%Unchanged–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%−51,580−15.0%Reduced–
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–New–
HUBBHubbell IncCOM15,792$2.92M<0.1%−1,601−9.2%ReducedHistory
HTGCHercules Capital, Inc.COM171,312$2.92M<0.1%−39,537−18.8%ReducedHistory
SLRCSLR Investment Corp.COM158,769$2.96M<0.1%+98,596+163.9%AddedHistory
ALSNAllison Transmission Holdings IncStock74,653$2.97M<0.1%−242,038−76.4%ReducedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG57,227$2.98M<0.1%+57,227New–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%−71,877−68.3%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM59,122$2.98M<0.1%−42−0.1%ReducedHistory
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–––
KRYSKrystal Biotech, Inc.COM44,663$3.03M<0.1%+603+1.4%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS381,881$3.05M<0.1%−177,123−31.7%ReducedHistory
APTSPreferred Apartment Communities IncCOM312,863$3.05M<0.1%+13,325+4.4%AddedHistory
PAXPatria Investments LtdCOM CL A173,327$3.05M<0.1%+173,327NewHistory
BIDUBaidu, Inc.ADR15,242$3.08M<0.1%+215+1.4%AddedHistory
LOGILogitech International S.A.SHS25,543$3.10M<0.1%+14,134+123.9%AddedHistory
Epiphany Technology Acquisit29429X109COM CL A318,802$3.10M<0.1%−56,198−15.0%Reduced–
PCRXPacira BioSciences, Inc.COM51,159$3.10M<0.1%−7,087−12.2%ReducedHistory
MTORMeritor, Inc.COM132,952$3.11M<0.1%+1,424+1.1%AddedHistory
SYFSynchrony FinancialCOM74,717$3.13M<0.1%−45,453−37.8%ReducedHistory
CRNCCerence Inc.COM30,111$3.16M<0.1%−4,457−12.9%ReducedHistory
SLBSLB LimitedStock108,123$3.17M<0.1%−61,953−36.4%ReducedHistory
DBXDropbox, Inc.CL A104,955$3.18M<0.1%+104,955NewHistory
FHNFirst Horizon CorpCOM186,284$3.18M<0.1%+186,284NewHistory
SMPLSimply Good Foods CoCOM89,126$3.19M<0.1%+1,441+1.6%AddedHistory
WSCWillScot Holdings CorpCOM CL A115,752$3.23M<0.1%−20,061−14.8%ReducedHistory
MELIMercadolibre IncCOM2,114$3.24M<0.1%−153−6.7%ReducedHistory
BBDCBarings BDC, Inc.COM306,987$3.24M<0.1%+51,489+20.2%AddedHistory
SNASnap-on IncCOM15,348$3.26M<0.1%+3,413+28.6%AddedHistory
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%+2,584+14.6%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI81,000$3.28M<0.1%−151,643−65.2%Reduced–
MTLSMaterialise NVSPONSORED ADS136,629$3.29M<0.1%+136,629NewHistory
RNRRenaissancere Holdings LtdCOM22,209$3.30M<0.1%−4,487−16.8%ReducedHistory
ARQTArcutis Biotherapeutics, Inc.COM121,216$3.30M<0.1%+1,546+1.3%AddedHistory
STXSeagate Technology Holdings plcORD SHS37,934$3.31M<0.1%+3,576+10.4%AddedHistory
AZEKAZEK Co Inc.CL A78,023$3.31M<0.1%−8,266−9.6%ReducedHistory
BEAMBeam Therapeutics Inc.COM25,808$3.32M<0.1%+25,808NewHistory
OCSLOaktree Specialty Lending CorpCOM506,382$3.39M<0.1%+106,268+26.6%AddedHistory
SMSISmith Micro Software, Inc.COM NEW650,561$3.40M<0.1%+19,426+3.1%AddedHistory
NOVASunnova Energy International Inc.COM94,174$3.40M<0.1%+6,883+7.9%AddedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX17,180$3.42M<0.1%−26,550−60.7%Reduced–
IMBILegacy IMBDS, Inc.COM CL A425,000$3.42M<0.1%+425,000NewHistory
INSMINSMED IncCOM PAR $.01121,157$3.44M<0.1%+121,157NewHistory
iShares Russell 1000 Value ETF464287598ETF21,712$3.44M<0.1%−120,537−84.7%Reduced–
OCOwens CorningStock36,180$3.46M<0.1%+8,944+32.8%AddedHistory
INSPInspire Medical Systems, Inc.COM17,972$3.47M<0.1%+2,124+13.4%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History