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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Inc464286780MSCI STH AFR ETF18,500$904.0K<0.1%+18,500New–
BYNDBeyond Meat, Inc.COM5,949$906.0K<0.1%−30,329−83.6%ReducedHistory
FTVFortive CorpStock30,845$908.0K<0.1%+16,265+111.6%AddedHistory
Flagstar Bank, National Association649445103COM85,078$908.0K<0.1%−58,422−40.7%Reduced–
EXPDExpeditors International of Washington IncCOM7,926$918.0K<0.1%−199−2.4%ReducedHistory
PTCPTC Inc.Stock6,506$923.0K<0.1%−490−7.0%ReducedHistory
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%+1,774+56.2%AddedHistory
XRAYDentsply Sirona Inc.Stock15,555$931.0K<0.1%−648−4.0%ReducedHistory
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%−8,000−10.4%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF8,996$943.0K<0.1%+6,515+262.6%Added–
EDConsolidated Edison IncStock14,030$944.0K<0.1%−121−0.9%ReducedHistory
ORealty Income CorpREIT15,508$973.0K<0.1%+1,488+10.6%AddedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT55,500$977.0K<0.1%00.0%UnchangedHistory
CUBECubeSmartREIT24,181$979.0K<0.1%−14,364−37.3%ReducedHistory
iShares Tr464287556ISHARES BIOTECH6,040$988.0K<0.1%−1,440−19.3%Reduced–
Liberty Media Corp531229409COM A SIRIUSXM21,645$988.0K<0.1%+186+0.9%Added–
CareMax, Inc.14171W111*W EXP 06/08/202209,441$988.0K<0.1%+209,441New–
Vanguard Financials ETF92204A405ETF10,976$992.0K<0.1%−10.0%Reduced–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%+25,435+34.8%AddedHistory
Whole Earth Brands, Inc.96684W126*W EXP 06/25/202447,605$993.0K<0.1%00.0%Unchanged–
MPCMarathon Petroleum CorpStock19,324$994.0K<0.1%+4,573+31.0%AddedHistory
OXYOccidental Petroleum CorpStock35,451$998.0K<0.1%−5,386−13.2%ReducedHistory
VERVEREIT, Inc.COM21,747$999.0K<0.1%−18,794−46.4%ReducedHistory
BPBP PLCADR37,952$1.00M<0.1%−1,934−4.8%ReducedHistory
B Riley Principal 150 Merger05601V202UNIT 99/99/999999,100$1.00M<0.1%−200−0.2%Reduced–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%+5,000+5.6%Added–
RLRalph Lauren CorpCL A8,610$1.01M<0.1%−3,336−27.9%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD11,806$1.02M<0.1%00.0%Unchanged–
INGING Groep NVSPONSORED ADR76,916$1.02M<0.1%+6,605+9.4%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,939$1.02M<0.1%−831−7.1%Reduced–
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%−17,983−15.0%Reduced–
DLBDolby Laboratories, Inc.COM CL A11,146$1.03M<0.1%−3,592−24.4%ReducedHistory
LXPLXP Industrial TrustCOM87,537$1.05M<0.1%−14,017−13.8%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF4,650$1.05M<0.1%−49−1.0%Reduced–
LLoews CorpCOM19,404$1.05M<0.1%−63−0.3%ReducedHistory
Square Inc852234AB9NOTE 0.375% 3/0–$1.06M<0.1%–––
LULufax Holding LtdADS REP SHS CL A95,151$1.07M<0.1%+95,151NewHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD13,037$1.08M<0.1%−40−0.3%Reduced–
ASANAsana, Inc.CL A17,381$1.08M<0.1%+935+5.7%AddedHistory
BF.BBrown Forman CorpStock15,744$1.08M<0.1%+646+4.3%AddedHistory
BPOPPopular, Inc.COM NEW14,910$1.09M<0.1%−11,113−42.7%ReducedHistory
BROBrown & Brown, Inc.Stock20,756$1.09M<0.1%−448−2.1%ReducedHistory
EMEEMCOR Group, Inc.Stock8,885$1.09M<0.1%−4,443−33.3%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT7,288$1.10M<0.1%+1,950+36.5%Added–
Vanguard Information Technology ETF92204A702ETF2,786$1.11M<0.1%+20+0.7%Added–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%−1,590−10.0%ReducedHistory
EGEverest Group, Ltd.COM4,342$1.12M<0.1%−560−11.4%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN98,764$1.12M<0.1%−374,057−79.1%ReducedHistory
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%−19,982−15.0%Reduced–
Natura &CO Hldg S A63884N108ADS50,119$1.14M<0.1%+50,119New–
Elanco Animal Health Inc28414H202UNIT 02/01/2023T21,347$1.15M<0.1%−1,350−5.9%Reduced–
CMSCMS Energy CorpCOM20,407$1.15M<0.1%−91,883−81.8%ReducedHistory
NCNOnCino, Inc.COM19,385$1.16M<0.1%+1,817+10.3%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A15,998$1.16M<0.1%−11,904−42.7%ReducedHistory
Ci Finl Corp125491100COM62,362$1.17M<0.1%+37,233+148.2%Added–
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$1.17M<0.1%–––
FANGDiamondback Energy, Inc.Stock12,534$1.18M<0.1%+2,422+24.0%AddedHistory
Ozon Hldgs PLC69269L104SPONSORED ADS20,144$1.18M<0.1%−5,671−22.0%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF8,012$1.18M<0.1%+1,665+26.2%Added–
RGAReinsurance Group of America IncCOM NEW10,538$1.19M<0.1%−1,207−10.3%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF10,298$1.19M<0.1%−109−1.0%Reduced–
RBARB Global Inc.COM20,125$1.19M<0.1%−12,163−37.7%ReducedHistory
TRIThomson Reuters CorpCOM NEW12,079$1.21M<0.1%−8,692−41.8%ReducedHistory
MMSMaximus, Inc.COM13,955$1.22M<0.1%+2,937+26.7%AddedHistory
BRBRBellring Brands, Inc.COM CL A42,713$1.23M<0.1%+2,615+6.5%AddedHistory
DGXQuest Diagnostics IncCOM9,934$1.23M<0.1%−12,166−55.0%ReducedHistory
NWSANews CorpCL A48,064$1.24M<0.1%−13,805−22.3%ReducedHistory
ITGartner IncCOM6,662$1.25M<0.1%+786+13.4%AddedHistory
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%−22,039−15.0%Reduced–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS125,402$1.25M<0.1%−22,106−15.0%ReducedHistory
AGCOAGCO CorpCOM9,642$1.26M<0.1%−2,419−20.1%ReducedHistory
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR58,005$1.26M<0.1%+58,005NewHistory
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%−22,106−15.0%Reduced–
STTState Street CorpCOM16,252$1.27M<0.1%−1,610−9.0%ReducedHistory
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%+127,521NewHistory
Nuburu, Inc.87403Q102COM CL A127,521$1.27M<0.1%−22,479−15.0%Reduced–
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%−22,479−15.0%Reduced–
RACEFerrari N.V.COM6,287$1.28M<0.1%−40−0.6%ReducedHistory
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%−1,707,161−95.3%ReducedHistory
NTAPNetApp, Inc.Stock18,469$1.28M<0.1%−1,848−9.1%ReducedHistory
Coherent Inc192479103COM4,938$1.28M<0.1%−32,070−86.7%Reduced–
MSMMSC Industrial Direct Co IncCL A14,347$1.28M<0.1%−3,646−20.3%ReducedHistory
AJGArthur J. Gallagher & Co.COM10,210$1.29M<0.1%+948+10.2%AddedHistory
CNCCentene CorpStock20,544$1.30M<0.1%+3,017+17.2%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF5,539$1.31M<0.1%+985+21.6%Added–
UBAUrstadt Biddle Properties IncCL A67,935$1.32M<0.1%−6,190−8.4%ReducedHistory
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%−23,416−15.0%Reduced–
OIIOceaneering International IncStock83,953$1.34M<0.1%−15,386−15.5%ReducedHistory
CIGIColliers International Group Inc.SUB VTG SHS12,034$1.35M<0.1%−13,088−52.1%ReducedHistory
DISHDISH Network CORPCL A34,675$1.35M<0.1%+1,066+3.2%AddedHistory
MAXMediaAlpha, Inc.CL A32,241$1.36M<0.1%+2,069+6.9%AddedHistory
BLMNBloomin' Brands, Inc.COM50,404$1.37M<0.1%−26,160−34.2%ReducedHistory
TEXTerex CorpStock30,926$1.37M<0.1%−2,431−7.3%ReducedHistory
BNYBank of New York Mellon CorpStock32,625$1.37M<0.1%+6,077+22.9%AddedHistory
DCPDCP Midstream, LPCOM UT LTD PTN44,883$1.38M<0.1%−128,003−74.0%ReducedHistory
GPCGenuine Parts CoStock11,264$1.38M<0.1%+166+1.5%AddedHistory
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%+44,147+19.4%AddedHistory
USPHU S Physical Therapy IncCOM11,937$1.38M<0.1%+1,818+18.0%AddedHistory
CFCF Industries Holdings, Inc.COM27,245$1.39M<0.1%+5,615+26.0%AddedHistory
AQUAEvoqua Water Technologies Corp.COM41,139$1.39M<0.1%+32,874+397.7%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History