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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288323NEW YORK MUN ETF9,853$576.0K<0.1%+1,228+14.2%Added–
KRROKorro Bio, Inc.COM57,501$576.0K<0.1%+1,793+3.2%AddedHistory
NYTNew York Times CoCL A13,349$582.0K<0.1%−270,175−95.3%ReducedHistory
TTECTTEC Holdings, Inc.COM5,667$584.0K<0.1%−12,858−69.4%ReducedHistory
UNMUnum GroupStock23,241$587.0K<0.1%+1,383+6.3%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF3,814$587.0K<0.1%00.0%Unchanged–
XYLXylem Inc.COM5,352$594.0K<0.1%+278+5.5%AddedHistory
SKTTanger Inc.COM31,566$595.0K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,858$600.0K<0.1%−4,464−43.2%Reduced–
PFSIPennyMac Financial Services, Inc.COM9,732$601.0K<0.1%−4,564−31.9%ReducedHistory
BFLYButterfly Network, Inc.COM CL A41,475$601.0K<0.1%−3,646−8.1%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF5,345$604.0K<0.1%+771+16.9%Added–
HPEHewlett Packard Enterprise CoCOM46,980$607.0K<0.1%+7,769+19.8%AddedHistory
JLLJones Lang Lasalle IncCOM3,440$609.0K<0.1%+3,440NewHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF9,491$611.0K<0.1%+207+2.2%Added–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%+13,033NewHistory
HubSpot Inc443573AB6NOTE 0.250% 6/0–$613.0K<0.1%–––
SALSalisbury Bancorp, Inc.COM12,122$616.0K<0.1%−471−3.7%ReducedHistory
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%−10,423−15.0%Reduced–
COINCoinbase Global, Inc.COM CL A2,450$621.0K<0.1%+2,450NewHistory
VTRVentas, Inc.REIT12,290$622.0K<0.1%−825−6.3%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF4,960$625.0K<0.1%−9−0.2%Reduced–
GRWGGrowGeneration Corp.COM13,000$625.0K<0.1%+13,000NewHistory
SHOEShoe Station Group IncCOM8,751$626.0K<0.1%+137+1.6%AddedHistory
EGPEastgroup Properties IncCOM3,882$632.0K<0.1%−408−9.5%ReducedHistory
TKRTimken CoCOM8,020$633.0K<0.1%−296−3.6%ReducedHistory
CHEFChefs' Warehouse, Inc.COM19,981$636.0K<0.1%+223+1.1%AddedHistory
iShares Tr464289529INDIA 50 ETF13,646$638.0K<0.1%+237+1.8%Added–
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$638.0K<0.1%−30,000−30.0%Reduced–
APLEApple Hospitality REIT, Inc.REIT45,698$641.0K<0.1%−7,942−14.8%ReducedHistory
Nextera Energy Inc65339F796UNIT 09/01/2022S11,560$649.0K<0.1%00.0%Unchanged–
MANManpowerGroup Inc.COM5,582$655.0K<0.1%+3,537+173.0%AddedHistory
ISBCInvestors Bancorp, Inc.COM46,120$658.0K<0.1%−25,215−35.3%ReducedHistory
CORNTeucrium Commodity TrustCORN FD SHS30,995$662.0K<0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A4,003$664.0K<0.1%+10.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,293$665.0K<0.1%+677+18.7%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF10,667$674.0K<0.1%+68+0.6%Added–
Invesco Exchange Traded FD T46137V142WATER RES ETF12,631$676.0K<0.1%00.0%Unchanged–
NDAQNasdaq, Inc.COM3,967$678.0K<0.1%+872+28.2%AddedHistory
UBPUrstadt Biddle Properties IncCOM42,228$678.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF5,810$681.0K<0.1%+188+3.3%Added–
Silvercrest Metals Inc828363101COM74,320$686.0K<0.1%+14,064+23.3%Added–
ENSGEnsign Group, IncCOM7,910$686.0K<0.1%−11,955−60.2%ReducedHistory
SNXTD Synnex CorpCOM5,704$689.0K<0.1%+1,326+30.3%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,708$693.0K<0.1%−15−0.6%Reduced–
Schwab International Equity ETF808524805ETF17,770$701.0K<0.1%+17,770New–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%−1,403−3.3%ReducedHistory
Vanguard Energy ETF92204A306ETF9,253$702.0K<0.1%00.0%Unchanged–
BTIBritish American Tobacco p.l.c.SPONSORED ADR17,880$703.0K<0.1%+395+2.3%AddedHistory
LPXLouisiana-Pacific CorpCOM12,476$703.0K<0.1%−8,723−41.1%ReducedHistory
FFord Motor CoStock121,990$704.0K<0.1%+57,267+88.5%AddedHistory
ENOVEnovis CORPCOM16,433$721.0K<0.1%+1,279+8.4%AddedHistory
ETREntergy CorpCOM9,889$724.0K<0.1%+2,721+38.0%AddedHistory
iShares Tr464288430ASIA 50 ETF7,940$728.0K<0.1%00.0%Unchanged–
iShares Tr464287150CORE S&P TTL STK7,486$739.0K<0.1%+5,029+204.7%Added–
GTESGates Industrial Corp Ltd.ORD SHS41,103$742.0K<0.1%−1,340,803−97.0%ReducedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$745.0K<0.1%+5,458New–
EQTEQT CorpStock35,876$754.0K<0.1%+19,880+124.3%AddedHistory
SUNSunoco LPCOM UT REP LP20,000$754.0K<0.1%−20,000−50.0%ReducedHistory
KEYKeycorpCOM44,383$755.0K<0.1%+9,279+26.4%AddedHistory
iShares Inc464286657MSCI BIC ETF13,859$758.0K<0.1%−20−0.1%Reduced–
SHOOSteven Madden, Ltd.COM17,398$761.0K<0.1%+17,398NewHistory
CTOCTO Realty Growth, Inc.COM14,274$764.0K<0.1%+1,114+8.5%AddedHistory
MIDDMIDDLEBY CorpCOM4,604$770.0K<0.1%−97−2.1%ReducedHistory
PATHUiPath, Inc.Stock11,360$772.0K<0.1%+11,360NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,586$779.0K<0.1%+35+2.3%AddedHistory
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%+16,825New–
DNMRDanimer Scientific, Inc.COM CL A31,363$786.0K<0.1%+14,220+82.9%AddedHistory
JHGJanus Henderson Group Ltd.ORD SHS20,399$792.0K<0.1%−8,673−29.8%ReducedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM18,271$792.0K<0.1%+2,384+15.0%Added–
CLBKColumbia Financial, Inc.COM46,362$798.0K<0.1%−1,382−2.9%ReducedHistory
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%−14,239−15.0%Reduced–
ONTFON24 Inc.COM22,875$812.0K<0.1%−18,865−45.2%ReducedHistory
CGAUCenterra Gold Inc.COM106,923$813.0K<0.1%+106,923NewHistory
ANAutonation, Inc.COM9,584$820.0K<0.1%+2,019+26.7%AddedHistory
SLGSL Green Realty CorpCOM10,266$822.0K<0.1%−3,813−27.1%ReducedHistory
VRSNVerisign IncCOM4,122$824.0K<0.1%+258+6.7%AddedHistory
OECOrion S.A.COM44,110$838.0K<0.1%−37,037−45.6%ReducedHistory
FAFFirst American Financial CorpStock13,531$840.0K<0.1%−3,728−21.6%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF4,848$842.0K<0.1%−75,599−94.0%Reduced–
BRIDBridgford Foods CorpCOM64,099$843.0K<0.1%+1,800+2.9%AddedHistory
AKAMAkamai Technologies IncCOM8,016$845.0K<0.1%+266+3.4%AddedHistory
MDUMdu Resources Group IncStock26,983$846.0K<0.1%−12,179−31.1%ReducedHistory
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%−14,986−15.0%Reduced–
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%−14,986−15.0%Reduced–
WTMWhite Mountains Insurance Group LtdCOM740$849.0K<0.1%−1−0.1%ReducedHistory
TOLToll Brothers, Inc.COM15,523$850.0K<0.1%+880+6.0%AddedHistory
IHCIndependence Holding CoCOM NEW18,344$850.0K<0.1%00.0%UnchangedHistory
CDKCDK Global, Inc.COM17,337$861.0K<0.1%−14,701−45.9%ReducedHistory
IMAXImax CorpCOM40,085$862.0K<0.1%+40,085NewHistory
MLMMartin Marietta Materials IncCOM2,592$862.0K<0.1%−792−23.4%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN18,555$864.0K<0.1%+500+2.8%AddedHistory
OCULOcular Therapeutix, IncCOM61,189$868.0K<0.1%−350−0.6%ReducedHistory
GSHDGoosehead Insurance, Inc.COM CL A6,862$874.0K<0.1%+79+1.2%AddedHistory
FELEFranklin Electric Co IncCOM10,933$881.0K<0.1%−875−7.4%ReducedHistory
PFGPrincipal Financial Group IncCOM15,317$886.0K<0.1%−169−1.1%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS34,735$893.0K<0.1%+18,446+113.2%AddedHistory
JEFJefferies Financial Group Inc.COM26,893$900.0K<0.1%−12,231−31.3%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS15,247$900.0K<0.1%+1,322+9.5%AddedHistory
UGUnited Guardian IncCOM60,130$903.0K<0.1%+13,350+28.5%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History