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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AANAaron's Company, Inc.COM11,556$360.0K<0.1%+97+0.8%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,736$364.0K<0.1%+2,736New–
Nextera Energy Inc65339F770UNIT 99/99/99997,445$365.0K<0.1%−33,162−81.7%Reduced–
DELLDell Technologies Inc.Stock4,009$366.0K<0.1%−855−17.6%ReducedHistory
iShares Select U.S. REIT ETF464287564ETF5,612$367.0K<0.1%−424−7.0%Reduced–
CZRCaesars Entertainment, Inc.COM4,702$369.0K<0.1%+4,702NewHistory
GNLGlobal Net Lease, Inc.COM NEW20,000$370.0K<0.1%00.0%UnchangedHistory
ABMAbm Industries IncCOM8,366$371.0K<0.1%00.0%UnchangedHistory
LHCGLHC Group, IncCOM1,935$371.0K<0.1%+500+34.8%AddedHistory
ABBNYABB LtdSPONSORED ADR11,053$372.0K<0.1%−2,775−20.1%ReducedHistory
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%+8,400NewHistory
DBTXDecibel Therapeutics, Inc.COM43,350$373.0K<0.1%+15,350+54.8%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT25,000$379.0K<0.1%−3,000−10.7%ReducedHistory
BWXTBWX Technologies, Inc.COM6,877$379.0K<0.1%−130−1.9%ReducedHistory
AGRAvangrid, Inc.COM7,869$380.0K<0.1%+1,595+25.4%AddedHistory
MANTMantech International CorpCL A4,407$381.0K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock2,407$383.0K<0.1%+131+5.8%AddedHistory
STEMStem, Inc.CL A10,701$385.0K<0.1%+10,701NewHistory
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%−101,986−58.0%Reduced–
HBIHanesbrands Inc.COM20,803$388.0K<0.1%−2,522−10.8%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM7,098$391.0K<0.1%−430−5.7%ReducedHistory
Vanguard Consumer Staples ETF92204A207ETF2,147$392.0K<0.1%00.0%Unchanged–
CHNGChange Healthcare Inc.COM18,018$392.0K<0.1%−25,500−58.6%ReducedHistory
CRICarters IncCOM3,806$393.0K<0.1%+50+1.3%AddedHistory
IRIXIridex CorpCOM55,850$394.0K<0.1%−20,000−26.4%ReducedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD12,378$395.0K<0.1%00.0%Unchanged–
AHCOAdaptHealth Corp.COMMON STOCK14,400$395.0K<0.1%+7,400+105.7%AddedHistory
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%−6,917−15.0%Reduced–
AFGAmerican Financial Group IncCOM3,286$404.0K<0.1%−1,445−30.5%ReducedHistory
APENApollo Endosurgery, Inc.COM50,000$405.0K<0.1%00.0%UnchangedHistory
ServiceNow, Inc.81762PAC6NOTE 6/0–$407.0K<0.1%–––
WLYJohn Wiley & Sons, Inc.CL A7,208$409.0K<0.1%−4,867−40.3%ReducedHistory
AIGAmerican International Group, Inc.Stock11,714$410.0K<0.1%−14−0.1%ReducedHistory
UNFUnifirst CorpCOM1,856$410.0K<0.1%−34−1.8%ReducedHistory
LBTYKLiberty Global Ltd.SHS CL C15,790$411.0K<0.1%−208−1.3%ReducedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%+22,707NewHistory
YAlleghany CorpCOM622$415.0K<0.1%+11+1.8%AddedHistory
iShares S&P 500 Growth ETF464287309ETF5,732$417.0K<0.1%−40,337−87.6%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF3,648$419.0K<0.1%+10.0%Added–
AMGAffiliated Managers Group, Inc.Stock2,784$421.0K<0.1%−2,531−47.6%ReducedHistory
Teradyne, Inc880770AG7NOTE 1.250%12/1–$424.0K<0.1%–––
WATWaters CorpCOM1,479$427.0K<0.1%−79−5.1%ReducedHistory
WLYBJohn Wiley & Sons, Inc.CL B7,140$428.0K<0.1%+1,140+19.0%AddedHistory
MCHPMicrochip Technology IncStock4,385$432.0K<0.1%+633+16.9%AddedHistory
RPDRapid7, Inc.COM4,604$435.0K<0.1%+204+4.6%AddedHistory
CTXSCitrix Systems IncCOM4,966$438.0K<0.1%−1,859−27.2%ReducedHistory
FTNTFortinet, Inc.Stock3,168$440.0K<0.1%+3,168NewHistory
CCJCameco CorpStock22,979$441.0K<0.1%+2,251+10.9%AddedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF1,821$446.0K<0.1%−214−10.5%Reduced–
VOYAVoya Financial, Inc.COM7,314$446.0K<0.1%+1,004+15.9%AddedHistory
LMATLemaitre Vascular IncCOM7,341$448.0K<0.1%−107−1.4%ReducedHistory
FFIVF5, Inc.Stock2,602$451.0K<0.1%+112+4.5%AddedHistory
RSGRepublic Services, Inc.COM5,112$452.0K<0.1%+303+6.3%AddedHistory
TYTRI-CONTINENTAL CorpCOM13,250$452.0K<0.1%−22−0.2%ReducedHistory
iShares S&P 100 ETF464287101ETF2,307$453.0K<0.1%00.0%Unchanged–
EHTHeHealth, Inc.COM8,202$466.0K<0.1%+511+6.6%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,218$467.0K<0.1%00.0%Unchanged–
SSentinelOne, Inc.CL A11,000$468.0K<0.1%+11,000NewHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,997$472.0K<0.1%00.0%Unchanged–
SYNHSyneos Health, Inc.CL A5,643$474.0K<0.1%+152+2.8%AddedHistory
WABWestinghouse Air Brake Technologies CorpStock6,604$477.0K<0.1%+1,190+22.0%AddedHistory
JVACoffee Holding Co IncCOM88,850$477.0K<0.1%−17,000−16.1%ReducedHistory
SNYSanofiSPONSORED ADR9,238$478.0K<0.1%−2,977−24.4%ReducedHistory
MLABMesa Laboratories IncCOM1,764$479.0K<0.1%+76+4.5%AddedHistory
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%−8,113−15.0%Reduced–
TGNATegna IncCOM25,779$482.0K<0.1%−5,178−16.7%ReducedHistory
ALLYAlly Financial Inc.Stock11,058$485.0K<0.1%−46−0.4%ReducedHistory
Vanguard Industrials ETF92204A603ETF2,491$490.0K<0.1%00.0%Unchanged–
NLSNNielsen Holdings plcSHS EUR20,102$490.0K<0.1%−24,346−54.8%ReducedHistory
HESHess CorpStock6,069$492.0K<0.1%−652−9.7%ReducedHistory
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%−17,311−65.2%ReducedHistory
PSMTPricesmart IncCOM5,420$493.0K<0.1%−34−0.6%ReducedHistory
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%−638,063−97.4%Reduced–
HSICHenry Schein IncCOM7,364$500.0K<0.1%−721−8.9%ReducedHistory
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%+2,433+11.0%AddedHistory
ESIElement Solutions IncCOM22,268$506.0K<0.1%+818+3.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,753$508.0K<0.1%+142+8.8%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND6,504$509.0K<0.1%00.0%Unchanged–
PTYPIMCO Corporate & Income Opportunity FundCOM25,810$510.0K<0.1%00.0%UnchangedHistory
CNRCore Natural Resources, Inc.COM27,746$512.0K<0.1%00.0%UnchangedHistory
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%−8,079−9.1%Reduced–
WHRWhirlpool CorpStock5,002$518.0K<0.1%+2,306+85.5%AddedHistory
EVREvercore Inc.CLASS A3,686$519.0K<0.1%−540−12.8%ReducedHistory
DEAEasterly Government Properties, Inc.COM25,164$524.0K<0.1%+576+2.3%AddedHistory
LAMRLamar Advertising CoREIT5,533$528.0K<0.1%+46+0.8%AddedHistory
WALWestern Alliance BancorporationCOM6,180$528.0K<0.1%−492−7.4%ReducedHistory
SNPSSynopsys IncCOM3,096$531.0K<0.1%−252−7.5%ReducedHistory
ESTAEstablishment Labs Holdings Inc.COM6,100$533.0K<0.1%−1,000−14.1%ReducedHistory
CUZCousins Properties IncCOM NEW14,713$535.0K<0.1%−5,507−27.2%ReducedHistory
WTRGEssential Utilities, Inc.COM11,768$538.0K<0.1%−577−4.7%ReducedHistory
XELXcel Energy IncStock10,231$540.0K<0.1%+367+3.7%AddedHistory
Altimeter Growth Corp 2G0371B109COM CL A53,784$551.0K<0.1%−9,481−15.0%Reduced–
SONSonoco Products CoCOM8,346$552.0K<0.1%+4,420+112.6%AddedHistory
IOIon Geophysical CorpCOM NEW263,843$552.0K<0.1%−9,226−3.4%ReducedHistory
TECKTeck Resources LtdCL B23,848$555.0K<0.1%−39,815−62.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF6,517$559.0K<0.1%−85−1.3%Reduced–
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%−750−6.3%Reduced–
RJFRaymond James Financial IncCOM5,744$563.0K<0.1%−1,660−22.4%ReducedHistory
WisdomTree Tr97717W505US MIDCAP DIVID13,469$565.0K<0.1%00.0%Unchanged–
RAMPLiveRamp Holdings, Inc.COM12,396$572.0K<0.1%−2,761−18.2%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History