Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,749
- +2 vs. Q1 2021
- Portfolio value
- $114.6B
- +$9.89B (+9.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CVGWCalavo Growers Inc | COM | 4,048 | $257.0K | <0.1% | −87−2.1% | Reduced | History |
| HIHillenbrand, Inc. | COM | 5,825 | $257.0K | <0.1% | −7,800−57.2% | Reduced | History |
| HWMHowmet Aerospace Inc. | Stock | 9,234 | $258.0K | <0.1% | +9,234 | New | History |
| ALLEAllegion plc | ORD SHS | 2,170 | $258.0K | <0.1% | −347−13.8% | Reduced | History |
| Granite Real Estate Invt Tr387437114 | UNIT 99/99/9999 | 3,698 | $265.0K | <0.1% | −1,780−32.5% | Reduced | – |
| AUBAtlantic Union Bankshares Corp | COM | 7,348 | $266.0K | <0.1% | +7,348 | New | History |
| LAZLazard, Inc. | SHS A | 5,909 | $267.0K | <0.1% | −4,016−40.5% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 4,864 | $268.0K | <0.1% | −668,377−99.3% | Reduced | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 6,116 | $271.0K | <0.1% | +151+2.5% | Added | – |
| KMPRKEMPER Corp | COM | 3,663 | $271.0K | <0.1% | +844+29.9% | Added | History |
| UFPIUfp Industries Inc | COM | 3,663 | $272.0K | <0.1% | +3,663 | New | History |
| AVBAvalonbay Communities Inc | COM | 2,258 | $272.0K | <0.1% | +538+31.3% | Added | History |
| CORECore-Mark Holding Company, LLC | COM | 6,073 | $273.0K | <0.1% | −1,371−18.4% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,043 | $275.0K | <0.1% | 00.0% | Unchanged | – |
| MCYMercury General Corp | COM | 4,696 | $276.0K | <0.1% | −2,282−32.7% | Reduced | History |
| SFStifel Financial Corp | COM | 4,279 | $277.0K | <0.1% | −5,889−57.9% | Reduced | History |
| STORStore Capital LLC | COM | 8,417 | $278.0K | <0.1% | −512−5.7% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 3,429 | $282.0K | <0.1% | +3,429 | New | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 19,042 | $283.0K | <0.1% | −11,250−37.1% | Reduced | History |
| HRBH&R Block Inc | COM | 12,054 | $283.0K | <0.1% | +12,054 | New | History |
| NVONovo Nordisk A S | ADR | 3,458 | $284.0K | <0.1% | −8−0.2% | Reduced | History |
| HXLHexcel Corp | COM | 5,413 | $284.0K | <0.1% | +874+19.3% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 2,183 | $285.0K | <0.1% | +2,183 | New | – |
| AGMFederal Agricultural Mortgage Corp | CL C | 2,882 | $285.0K | <0.1% | −473−14.1% | Reduced | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 2,488 | $286.0K | <0.1% | −137−5.2% | Reduced | History |
| FLG.PUFlagstar Bank, National Association | UNIT 11/01/2051 | 5,550 | $288.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,990 | $290.0K | <0.1% | 00.0% | Unchanged | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 11,100 | $291.0K | <0.1% | +11,100 | New | History |
| CVCOCavco Industries, Inc. | COM | 1,317 | $292.0K | <0.1% | +30+2.3% | Added | History |
| ALEAllete Inc | COM NEW | 4,169 | $292.0K | <0.1% | −200−4.6% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,192 | $294.0K | <0.1% | +925+28.3% | Added | – |
| CCNECNB Financial Corp | COM | 12,965 | $296.0K | <0.1% | −14,912−53.5% | Reduced | History |
| CPKChesapeake Utilities Corp | COM | 2,473 | $297.0K | <0.1% | 00.0% | Unchanged | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 19,316 | $297.0K | <0.1% | 00.0% | Unchanged | History |
| COTYCoty Inc. | COM CL A | 35,486 | $299.0K | <0.1% | +3,486+10.9% | Added | History |
| TRINTrinity Capital Inc. | COM | 20,800 | $301.0K | <0.1% | −200−1.0% | Reduced | History |
| CHRDChord Energy Corp | COM NEW | 2,989 | $301.0K | <0.1% | +2,989 | New | History |
| HPPHudson Pacific Properties, Inc. | COM | 10,802 | $301.0K | <0.1% | +2,180+25.3% | Added | History |
| PIPRPiper Sandler Companies | COM | 2,334 | $302.0K | <0.1% | +73+3.2% | Added | History |
| Wayfair Inc.94419LAB7 | NOTE 0.375% 9/0 | – | $302.0K | <0.1% | – | – | – |
| GMEDGlobus Medical Inc | Stock | 3,906 | $303.0K | <0.1% | +209+5.7% | Added | History |
| STEPStepStone Group Inc. | COM CL A | 8,816 | $303.0K | <0.1% | +8,816 | New | History |
| KBHKB Home | COM | 7,609 | $303.0K | <0.1% | −129−1.7% | Reduced | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 7,131 | $303.0K | <0.1% | +7+0.1% | Added | History |
| MTRNMATERION Corp | COM | 4,120 | $304.0K | <0.1% | −149−3.5% | Reduced | History |
| NBIXNeurocrine Biosciences Inc | Stock | 3,141 | $305.0K | <0.1% | +191+6.5% | Added | History |
| Invesco Exchange Traded FD T46137V787 | BIOTECHNOLOGY | 3,950 | $305.0K | <0.1% | 00.0% | Unchanged | – |
| YEXTYext, Inc. | COM | 21,329 | $305.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Select Dividend ETF464287168 | ETF | 2,647 | $309.0K | <0.1% | +2,647 | New | – |
| VODVodafone Group Public Ltd Co | ADR | 18,006 | $309.0K | <0.1% | +3,427+23.5% | Added | History |
| HALHalliburton Co | Stock | 18,028 | $309.0K | <0.1% | +1,081+6.4% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 5,791 | $312.0K | <0.1% | −2,835−32.9% | Reduced | – |
| ORIOld Republic International Corp | COM | 12,896 | $312.0K | <0.1% | +370+3.0% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 6,031 | $312.0K | <0.1% | +6,031 | New | – |
| MNRLMNRL Sub Inc. | CL A COM | 14,835 | $312.0K | <0.1% | 00.0% | Unchanged | History |
| AUDCAudiocodes Ltd | ORD | 9,474 | $313.0K | <0.1% | +142+1.5% | Added | History |
| FSSFederal Signal Corp | COM | 7,794 | $314.0K | <0.1% | +304+4.1% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 60,330 | $316.0K | <0.1% | +60,330 | New | History |
| GPNGlobal Payments Inc | Stock | 2,624 | $317.0K | <0.1% | −59−2.2% | Reduced | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 4,350 | $319.0K | <0.1% | +130+3.1% | Added | – |
| CNSCohen & Steers, Inc. | COM | 3,916 | $321.0K | <0.1% | −57−1.4% | Reduced | History |
| LPLALPL Financial Holdings Inc. | COM | 2,418 | $321.0K | <0.1% | −2,797−53.6% | Reduced | History |
| TCPCBlackRock TCP Capital Corp. | COM | 23,395 | $323.0K | <0.1% | −8,478−26.6% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 1,320 | $326.0K | <0.1% | −3−0.2% | Reduced | – |
| MUSAMurphy USA Inc. | COM | 2,496 | $326.0K | <0.1% | 00.0% | Unchanged | History |
| HEHawaiian Electric Industries Inc | COM | 7,107 | $327.0K | <0.1% | −883−11.1% | Reduced | History |
| Vanguard Utilities ETF92204A876 | ETF | 2,370 | $329.0K | <0.1% | 00.0% | Unchanged | – |
| LECOLincoln Electric Holdings Inc | COM | 2,597 | $329.0K | <0.1% | −2,618−50.2% | Reduced | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 2,000 | $330.0K | <0.1% | +73+3.8% | Added | History |
| MGPIMGP Ingredients Inc | COM | 4,888 | $330.0K | <0.1% | −137−2.7% | Reduced | History |
| Healthpeak Properties, Inc.71943U104 | COM | 18,027 | $333.0K | <0.1% | −492−2.7% | Reduced | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 4,964 | $334.0K | <0.1% | +4,964 | New | – |
| ABRArbor Realty Trust Inc | COM | 18,817 | $335.0K | <0.1% | +5,000+36.2% | Added | History |
| IMNMImmunome Inc. | COM | 19,444 | $336.0K | <0.1% | +19,444 | New | History |
| Yamana Gold Inc98462Y100 | COM | 77,591 | $336.0K | <0.1% | −3,451−4.3% | Reduced | – |
| CCChemours Co | Stock | 9,721 | $337.0K | <0.1% | +9,721 | New | History |
| SIRISirius XM Holdings Inc. | COM | 135,348 | $337.0K | <0.1% | −56,487−29.4% | Reduced | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 10,465 | $339.0K | <0.1% | +2,750+35.6% | Added | – |
| DJCODaily Journal Corp | COM | 1,000 | $339.0K | <0.1% | 00.0% | Unchanged | History |
| MNROMonro, Inc. | COM | 5,349 | $340.0K | <0.1% | −71−1.3% | Reduced | History |
| LADRLadder Capital Corp | CL A | 29,644 | $342.0K | <0.1% | −320−1.1% | Reduced | History |
| IDAIdacorp Inc | COM | 3,718 | $342.0K | <0.1% | −181−4.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,780 | $345.0K | <0.1% | 00.0% | Unchanged | – |
| SXIStandex International Corp | COM | 3,649 | $346.0K | <0.1% | −230−5.9% | Reduced | History |
| CLRContinental Resources, Inc | COM | 9,714 | $346.0K | <0.1% | −406−4.0% | Reduced | History |
| UTHRUnited Therapeutics Corp | COM | 2,171 | $348.0K | <0.1% | −217−9.1% | Reduced | History |
| SSTKShutterstock, Inc. | COM | 3,617 | $348.0K | <0.1% | −35−1.0% | Reduced | History |
| Clearway Energy, Inc.18539C105 | CL A | 13,855 | $350.0K | <0.1% | −850−5.8% | Reduced | – |
| OPRTOportun Financial Corp | COM | 17,510 | $351.0K | <0.1% | −180−1.0% | Reduced | History |
| SLQTSelectQuote, Inc. | COM | 24,049 | $351.0K | <0.1% | +6,018+33.4% | Added | History |
| OMOutset Medical, Inc. | COM | 7,034 | $352.0K | <0.1% | +7,034 | New | History |
| SLABSilicon Laboratories Inc. | Stock | 2,311 | $354.0K | <0.1% | +150+6.9% | Added | History |
| HOMBHome Bancshares Inc | COM | 14,401 | $355.0K | <0.1% | −360−2.4% | Reduced | History |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $355.0K | <0.1% | – | – | – |
| SFIXStitch Fix, Inc. | Stock | 6,282 | $357.0K | <0.1% | +931+17.4% | Added | History |
| CROXCrocs, Inc. | COM | 3,064 | $357.0K | <0.1% | −5,379−63.7% | Reduced | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 5,435 | $357.0K | <0.1% | 00.0% | Unchanged | – |
| PAGPenske Automotive Group, Inc. | COM | 5,045 | $358.0K | <0.1% | +5,045 | New | History |
| SBRASabra Health Care REIT, Inc. | REIT | 19,745 | $360.0K | <0.1% | −21,134−51.7% | Reduced | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 4,514 | $360.0K | <0.1% | 00.0% | Unchanged | – |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q1 2021 (129)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 129 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| LITELumentum Holdings Inc. | COM | 1,022,681 | $93.4M | 0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 269,879 | $58.3M | 0.1% | – |
| TCF Finl Corp872307103 | COM | 1,047,772 | $48.3M | <0.1% | – |
| BANDBandwidth Inc. | COM CL A | 347,295 | $44.0M | <0.1% | History |
| Flir Sys Inc302445101 | COM | 695,417 | $39.3M | <0.1% | – |
| Realpage Inc75606N109 | COM | 421,217 | $36.7M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 2,669,821 | $33.1M | <0.1% | – |
| NEUNewmarket Corp | COM | 80,630 | $30.6M | <0.1% | History |
| Varian Med Sys Inc92220P105 | COM | 154,217 | $27.2M | <0.1% | – |
| ASNDAscendis Pharma A/S | SPONSORED ADR | 190,900 | $24.6M | <0.1% | History |
| Corelogic Inc21871D103 | COM | 256,560 | $20.1M | <0.1% | – |
| TALTAL Education Group | SPONSORED ADS | 360,681 | $19.4M | <0.1% | History |
| FLRFluor Corp | Stock | 819,706 | $18.9M | <0.1% | History |
| Perspecta Inc715347100 | COM | 648,251 | $18.8M | <0.1% | – |
| iShares Core S&P US Value ETF464287663 | ETF | 222,832 | $15.4M | <0.1% | – |
| MXMagnachip Semiconductor Corp | COM | 606,459 | $15.1M | <0.1% | History |
| PVHPVH Corp. | COM | 135,499 | $14.3M | <0.1% | History |
| UAAUnder Armour, Inc. | Stock | 605,512 | $13.4M | <0.1% | History |
| Deerfield Healthcare Tech Ac244413100 | COM CL A | 1,045,780 | $12.7M | <0.1% | – |
| IOVAIovance Biotherapeutics, Inc. | COM | 398,484 | $12.6M | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 974,487 | $8.38M | <0.1% | – |
| CRCTCricut, Inc. | COM CL A | 395,100 | $7.82M | <0.1% | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $7.64M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 603,520 | $7.53M | <0.1% | – |
| Sandbridge Acquisition Corp799793104 | COM CL A | 750,000 | $7.50M | <0.1% | – |
| Grubhub Inc400110102 | COM | 118,446 | $7.10M | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 656,906 | $6.80M | <0.1% | – |
| SUMOSumo Logic, Inc. | COM | 326,455 | $6.16M | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 366,667 | $5.50M | <0.1% | – |
| YSGYatsen Holding Ltd | ADS | 384,298 | $4.75M | <0.1% | History |
| Climate Change Crisis Real I18716C100 | CL A COM | 410,000 | $4.48M | <0.1% | – |
| PLUGPlug Power Inc | Stock | 119,697 | $4.28M | <0.1% | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 57,726 | $4.01M | <0.1% | History |
| Acies Acquisition CorpG0103T105 | CL A | 400,000 | $4.00M | <0.1% | – |
| ESEEsco Technologies Inc | COM | 35,886 | $3.91M | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 350,000 | $3.66M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 39,762 | $3.11M | <0.1% | – |
| Bakkt, Inc.G9441E100 | SHS CL A | 222,672 | $2.89M | <0.1% | – |
| TPGYTPG Pace Beneficial Finance Corp. | CL A COM | 137,872 | $2.69M | <0.1% | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $2.53M | <0.1% | – |
| MGNIMagnite, Inc. | COM | 52,936 | $2.20M | <0.1% | History |
| RDFNRedfin Corp | COM | 32,631 | $2.17M | <0.1% | History |
| RAREUltragenyx Pharmaceutical Inc. | COM | 18,585 | $2.12M | <0.1% | History |
| Jaws Acquisition CorpG50744104 | SHS | 158,138 | $2.10M | <0.1% | – |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $1.89M | <0.1% | – |
| WSMWilliams Sonoma Inc | COM | 10,248 | $1.83M | <0.1% | History |
| JACKJack in the Box Inc | COM | 16,430 | $1.80M | <0.1% | History |
| Enerplus Corp292766102 | COM | 318,790 | $1.61M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 52,382 | $1.53M | <0.1% | History |
| Ion Acquisition Corp 1 LtdG49392106 | SHS CL A | 150,500 | $1.52M | <0.1% | – |
| Forest Road Acquisition Corp34619R102 | COM | 150,000 | $1.52M | <0.1% | – |
| Kraneshares Trust500767405 | BOSERA MSCI CHIN | 33,807 | $1.50M | <0.1% | – |
| Starboard Value Acquisitn Co85521J109 | COM CL A | 150,000 | $1.49M | <0.1% | – |
| QSQuantumScape Corp | COM CL A | 32,045 | $1.43M | <0.1% | History |
| SMEDSharps Compliance Corp | COM | 98,000 | $1.41M | <0.1% | History |
| PRGPROG Holdings, Inc. | Stock | 30,353 | $1.31M | <0.1% | History |
| IRTCiRhythm Holdings, Inc. | COM | 8,688 | $1.17M | <0.1% | History |
| PTCTPTC Therapeutics, Inc. | COM | 24,141 | $1.14M | <0.1% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 35,391 | $1.13M | <0.1% | – |
| FETForum Energy Technologies, Inc. | COM | 56,311 | $1.04M | <0.1% | History |
| Hollysys Automation Tchngy LG45667105 | SHS | 81,771 | $1.02M | <0.1% | – |
| Artius Acquisition Inc04316G105 | COM CL A | 100,000 | $1.01M | <0.1% | – |
| OMFOneMain Holdings, Inc. | COM | 18,759 | $1.01M | <0.1% | History |
| NVAXNovavax Inc | COM NEW | 5,585 | $971.0K | <0.1% | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 38,455 | $964.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 14,131 | $877.0K | <0.1% | History |
| SONOSonos Inc | COM | 23,270 | $837.0K | <0.1% | History |
| RDNRadian Group Inc | COM | 32,859 | $764.0K | <0.1% | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 47,785 | $706.0K | <0.1% | History |
| INVAInnoviva, Inc. | COM | 56,510 | $675.0K | <0.1% | History |
| UIUbiquiti Inc. | COM | 2,256 | $662.0K | <0.1% | History |
| CDXSCodexis, Inc. | COM | 27,725 | $635.0K | <0.1% | History |
| SAICScience Applications International Corp | COM | 7,672 | $630.0K | <0.1% | History |
| DOCNDigitalOcean Holdings, Inc. | COM | 14,200 | $598.0K | <0.1% | History |
| MSONMisonix Inc | COM | 30,300 | $594.0K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,409 | $587.0K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 16,491 | $533.0K | <0.1% | History |
| EVTCEVERTEC, Inc. | COM | 13,968 | $520.0K | <0.1% | History |
| Aphria Inc03765K104 | COM | 28,129 | $517.0K | <0.1% | – |
| JOANJOANN Inc. | COM | 49,700 | $504.0K | <0.1% | History |
| LIQTLiqtech International Inc | COM | 59,999 | $485.0K | <0.1% | History |
| Deerfield Healthcare Tech Ac244413118 | *W EXP 07/16/202 | 209,256 | $484.0K | <0.1% | – |
| GDYNGrid Dynamics Holdings, Inc. | CL A | 28,825 | $459.0K | <0.1% | History |
| EWBCEast West Bancorp Inc | COM | 6,175 | $449.0K | <0.1% | History |
| PLTRPalantir Technologies Inc. | Stock | 18,757 | $437.0K | <0.1% | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 21,902 | $423.0K | <0.1% | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 34,896 | $415.0K | <0.1% | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,240 | $395.0K | <0.1% | History |
| INGRIngredion Inc | COM | 4,416 | $382.0K | <0.1% | History |
| REGIRenewable Energy Group, Inc. | COM NEW | 5,700 | $376.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,839 | $360.0K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 6,526 | $358.0K | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 44,850 | $342.0K | <0.1% | – |
| POSTPost Holdings, Inc. | COM | 3,261 | $332.0K | <0.1% | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 34,676 | $328.0K | <0.1% | History |
| Colony Cap Inc New19626G108 | CL A COM | 48,333 | $301.0K | <0.1% | – |
| CAKECheesecake Factory Inc | COM | 5,296 | $299.0K | <0.1% | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 3,750 | $274.0K | <0.1% | – |
| BMIBadger Meter Inc | COM | 2,783 | $259.0K | <0.1% | History |
| CVECenovus Energy Inc. | COM | 33,749 | $257.0K | <0.1% | History |