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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,749
+2 vs. Q1 2021
Portfolio value
$114.6B
+$9.89B (+9.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Tailwind Acquisition Corp87403Q110*W EXP 09/07/20210,000$14.0K<0.1%00.0%Unchanged–
GALTGalectin Therapeutics IncCOM NEW13,614$44.0K<0.1%00.0%UnchangedHistory
Switchback II CorpG8633T107*W EXP 01/07/20232,579$44.0K<0.1%−5,743−15.0%Reduced–
TELLTellurian Inc.COM11,696$54.0K<0.1%00.0%UnchangedHistory
XPLSolitario Resources Corp.COM87,056$58.0K<0.1%00.0%UnchangedHistory
KOSKosmos Energy Ltd.COM18,913$59.0K<0.1%00.0%UnchangedHistory
VATEINNOVATE Corp.COM15,000$60.0K<0.1%00.0%UnchangedHistory
BRWSaba Capital Income & Opportunities FundSHARES12,968$61.0K<0.1%+12,968NewHistory
UAVSAgEagle Aerial Systems Inc.COM12,018$63.0K<0.1%00.0%UnchangedHistory
PKPark Hotels & Resorts Inc.COM14,437$72.0K<0.1%−2,215−13.3%ReducedHistory
Two Harbors Investment Corp.90187B408COM NEW13,275$91.0K<0.1%+130+1.0%Added–
Taboola.com Ltd.M8744T114*W EXP 06/29/20230,100$93.0K<0.1%+30,100New–
ARLPAlliance Resource Partners LPStock13,938$100.0K<0.1%−1,625−10.4%ReducedHistory
DXCDXC Technology CoStock10,422$103.0K<0.1%+10,422NewHistory
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$110.0K<0.1%00.0%Unchanged–
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$111.0K<0.1%–––
VNTVontier CorpStock10,537$112.0K<0.1%+10,537NewHistory
UTIUniversal Technical Institute IncCOM17,700$115.0K<0.1%−3,000−14.5%ReducedHistory
Epiphany Technology Acquisit29429X117*W EXP 01/12/202106,267$118.0K<0.1%−18,733−15.0%Reduced–
AMRNAmarin Corp PLCSPONS ADR NEW28,754$126.0K<0.1%00.0%UnchangedHistory
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202148,451$126.0K<0.1%−26,169−15.0%Reduced–
Sports Entertainment Acqu Co84918M106COM CL A12,800$129.0K<0.1%+12,800New–
DPCM Cap Inc23344P119*W EXP 10/14/202102,972$133.0K<0.1%−18,152−15.0%Reduced–
NOVNOV Inc.COM10,222$136.0K<0.1%+126+1.2%AddedHistory
FNBFNB CorpCOM12,614$142.0K<0.1%+539+4.5%AddedHistory
HBMHudbay Minerals Inc.COM21,929$146.0K<0.1%−9,525−30.3%ReducedHistory
MROMarathon Oil CorpCOM14,977$147.0K<0.1%−2,875−16.1%ReducedHistory
BRMKBroadmark Realty Capital Inc.COM14,165$150.0K<0.1%00.0%UnchangedHistory
SVF Investment Corp. 2G8601M100CL A SHS15,302$152.0K<0.1%−2,698−15.0%Reduced–
EDUNew Oriental Education & Technology Group Inc.SPON ADR20,187$165.0K<0.1%−86,508−81.1%ReducedHistory
AMWLAmerican Well CorpCL A13,205$166.0K<0.1%+200+1.5%AddedHistory
INNSummit Hotel Properties, Inc.COM18,775$170.0K<0.1%+872+4.9%AddedHistory
CNXCNX Resources CorpCOM12,682$173.0K<0.1%+830+7.0%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW12,695$174.0K<0.1%00.0%UnchangedHistory
SASeabridge Gold IncCOM10,000$176.0K<0.1%+10,000NewHistory
CMLSQCumulus Media IncCOM CL A12,091$177.0K<0.1%−74,159−86.0%ReducedHistory
NAVINavient CorpCOM11,511$181.0K<0.1%+11,511NewHistory
GELGenesis Energy LPUNIT LTD PARTN16,000$186.0K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM37,649$189.0K<0.1%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A28,246$189.0K<0.1%−4,822−14.6%ReducedHistory
PRTYParty City Holdco Inc.COM20,635$193.0K<0.1%−125−0.6%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM14,605$194.0K<0.1%00.0%UnchangedHistory
UMPQUmpqua Holdings CorpCOM10,638$196.0K<0.1%+10,638NewHistory
THGHanover Insurance Group, Inc.COM1,496$200.0K<0.1%+1,496NewHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,000$201.0K<0.1%+4,000New–
iShares Core MSCI Total International Stock ETF46432F834ETF2,749$202.0K<0.1%+2,749New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,585$203.0K<0.1%+1,585New–
BURBurford Capital LtdORD SHS19,813$206.0K<0.1%00.0%UnchangedHistory
MEDMedifast IncCOM748$207.0K<0.1%−473−38.7%ReducedHistory
ZDZiff Davis, Inc.COM1,571$208.0K<0.1%+1,571NewHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$209.0K<0.1%00.0%UnchangedHistory
NVECNve CorpCOM NEW2,819$209.0K<0.1%−159−5.3%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR2,947$211.0K<0.1%+2,947NewHistory
ALLOAllogene Therapeutics, Inc.COM8,085$211.0K<0.1%−8,161−50.2%ReducedHistory
EAREargo, Inc.COM5,300$212.0K<0.1%−900−14.5%ReducedHistory
iShares Russell Midcap ETF464287499ETF2,678$213.0K<0.1%−585−17.9%Reduced–
CRAICra International, Inc.COM2,523$216.0K<0.1%+2,523NewHistory
iShares Tr464288752US HOME CONS ETF3,131$217.0K<0.1%−9−0.3%Reduced–
WKWorkiva IncCOM CL A1,952$217.0K<0.1%+1,952NewHistory
BWMNBowman Consulting Group Ltd.COM15,700$217.0K<0.1%+15,700NewHistory
IVACIntevac IncCOM32,400$218.0K<0.1%00.0%UnchangedHistory
SLViShares Silver TrustETF9,024$219.0K<0.1%−640−6.6%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF2,376$220.0K<0.1%+2,376New–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$220.0K<0.1%−1,000−8.6%Reduced–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR18,167$222.0K<0.1%+5,543+43.9%AddedHistory
PORPortland General Electric CoCOM NEW5,142$225.0K<0.1%+104+2.1%AddedHistory
JMIAJumia Technologies AGSPONSORED ADS7,500$227.0K<0.1%+7,500NewHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER7,556$227.0K<0.1%−1,818−19.4%ReducedHistory
ADXAdams Diversified Equity Fund, Inc.COM11,634$230.0K<0.1%00.0%UnchangedHistory
NUSNu Skin Enterprises, Inc.CL A4,068$230.0K<0.1%−18,683−82.1%ReducedHistory
U.S. Global Jets ETF26922A842ETF9,599$232.0K<0.1%−3,000−23.8%Reduced–
PSLVSprott Physical Silver TrustPHYSICAL SILVER25,000$232.0K<0.1%00.0%UnchangedHistory
ITGRInteger Holdings CorpCOM2,474$232.0K<0.1%+134+5.7%AddedHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS8,000$234.0K<0.1%+8,000NewHistory
CASYCaseys General Stores IncCOM1,207$235.0K<0.1%+56+4.9%AddedHistory
UNVRUnivar Solutions Inc.COM9,630$235.0K<0.1%−297,211−96.9%ReducedHistory
BBCPConcrete Pumping Holdings, Inc.COM27,938$237.0K<0.1%00.0%UnchangedHistory
RCReady Capital CorpCOM15,377$238.0K<0.1%+15,377NewHistory
iShares Inc46434G848MSCI GBL ETF NEW5,318$240.0K<0.1%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP6,622$241.0K<0.1%−1,900−22.3%Reduced–
FRFirst Industrial Realty Trust IncCOM4,642$243.0K<0.1%−2,604−35.9%ReducedHistory
FMSFresenius Medical Care AGSPONSORED ADR5,864$244.0K<0.1%−80−1.3%ReducedHistory
CPRTCopart IncCOM2,417$245.0K<0.1%−143−5.6%ReducedHistory
XECCimarex Energy CoCOM3,540$246.0K<0.1%−14,620−80.5%ReducedHistory
STLSterling BancorpCOM9,987$247.0K<0.1%−862−7.9%ReducedHistory
GANGAN LtdORD SHS15,000$247.0K<0.1%00.0%UnchangedHistory
MKLMarkel Group Inc.COM220$249.0K<0.1%−1−0.5%ReducedHistory
NOGNorthern Oil & Gas, Inc.COM11,998$249.0K<0.1%+11,998NewHistory
iShares Tr464287721U.S. TECH ETF2,500$249.0K<0.1%+24+1.0%Added–
DHYUBS Asset Management High Yield Credit FundSH BEN INT99,580$250.0K<0.1%+47,000+89.4%AddedHistory
BBIOBridgeBio Pharma, Inc.COM4,183$250.0K<0.1%+4,183NewHistory
SDGRSchrodinger, Inc.COM3,666$250.0K<0.1%+3,666NewHistory
VITLVital Farms, Inc.COM12,525$250.0K<0.1%−1,500−10.7%ReducedHistory
TFSLTFS Financial CORPCOM13,466$251.0K<0.1%−6,420−32.3%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF5,095$252.0K<0.1%+626+14.0%Added–
PHRPhreesia, Inc.COM4,095$252.0K<0.1%+70+1.7%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$253.0K<0.1%00.0%Unchanged–
MLPBUBS AGETRACS ALER MLP15,000$254.0K<0.1%00.0%UnchangedHistory
ACCDAccolade, Inc.COM4,700$255.0K<0.1%00.0%UnchangedHistory
PCARPaccar IncCOM4,260$257.0K<0.1%+433+11.3%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2021
SecurityClassPutsCalls
APOApollo Global Management, Inc.COM CL A–$1.30M
CHWYChewy, Inc.CL A–$739.0K
WEXWEX Inc.COM–$550.0K
SUMOSumo Logic, Inc.COM–$342.0K

Sold out since Q1 2021 (129)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 129 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
LITELumentum Holdings Inc.COM1,022,681$93.4M0.1%History
IAC Interactivecorp New44891N109COM269,879$58.3M0.1%–
TCF Finl Corp872307103COM1,047,772$48.3M<0.1%–
BANDBandwidth Inc.COM CL A347,295$44.0M<0.1%History
Flir Sys Inc302445101COM695,417$39.3M<0.1%–
Realpage Inc75606N109COM421,217$36.7M<0.1%–
Juniper Indl Hldgs Inc48205G106COM CL A2,669,821$33.1M<0.1%–
NEUNewmarket CorpCOM80,630$30.6M<0.1%History
Varian Med Sys Inc92220P105COM154,217$27.2M<0.1%–
ASNDAscendis Pharma A/SSPONSORED ADR190,900$24.6M<0.1%History
Corelogic Inc21871D103COM256,560$20.1M<0.1%–
TALTAL Education GroupSPONSORED ADS360,681$19.4M<0.1%History
FLRFluor CorpStock819,706$18.9M<0.1%History
Perspecta Inc715347100COM648,251$18.8M<0.1%–
iShares Core S&P US Value ETF464287663ETF222,832$15.4M<0.1%–
MXMagnachip Semiconductor CorpCOM606,459$15.1M<0.1%History
PVHPVH Corp.COM135,499$14.3M<0.1%History
UAAUnder Armour, Inc.Stock605,512$13.4M<0.1%History
Deerfield Healthcare Tech Ac244413100COM CL A1,045,780$12.7M<0.1%–
IOVAIovance Biotherapeutics, Inc.COM398,484$12.6M<0.1%History
Colony CR Real Estate Inc19625T101COM CL A974,487$8.38M<0.1%–
CRCTCricut, Inc.COM CL A395,100$7.82M<0.1%History
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$7.64M<0.1%–
Glu Mobile Inc379890106COM603,520$7.53M<0.1%–
Sandbridge Acquisition Corp799793104COM CL A750,000$7.50M<0.1%–
Grubhub Inc400110102COM118,446$7.10M<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS656,906$6.80M<0.1%–
SUMOSumo Logic, Inc.COM326,455$6.16M<0.1%History
Churchill Capital Corp IV171439102CL A366,667$5.50M<0.1%–
YSGYatsen Holding LtdADS384,298$4.75M<0.1%History
Climate Change Crisis Real I18716C100CL A COM410,000$4.48M<0.1%–
PLUGPlug Power IncStock119,697$4.28M<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW57,726$4.01M<0.1%History
Acies Acquisition CorpG0103T105CL A400,000$4.00M<0.1%–
ESEEsco Technologies IncCOM35,886$3.91M<0.1%History
Thoma Bravo AdvantageG88272102COM CL A350,000$3.66M<0.1%–
Cantel Med Corp138098108COM39,762$3.11M<0.1%–
Bakkt, Inc.G9441E100SHS CL A222,672$2.89M<0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM137,872$2.69M<0.1%History
Fortive Corp34959JAK4NOTE 0.875% 2/1–$2.53M<0.1%–
MGNIMagnite, Inc.COM52,936$2.20M<0.1%History
RDFNRedfin CorpCOM32,631$2.17M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM18,585$2.12M<0.1%History
Jaws Acquisition CorpG50744104SHS158,138$2.10M<0.1%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$1.89M<0.1%–
WSMWilliams Sonoma IncCOM10,248$1.83M<0.1%History
JACKJack in the Box IncCOM16,430$1.80M<0.1%History
Enerplus Corp292766102COM318,790$1.61M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM52,382$1.53M<0.1%History
Ion Acquisition Corp 1 LtdG49392106SHS CL A150,500$1.52M<0.1%–
Forest Road Acquisition Corp34619R102COM150,000$1.52M<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN33,807$1.50M<0.1%–
Starboard Value Acquisitn Co85521J109COM CL A150,000$1.49M<0.1%–
QSQuantumScape CorpCOM CL A32,045$1.43M<0.1%History
SMEDSharps Compliance CorpCOM98,000$1.41M<0.1%History
PRGPROG Holdings, Inc.Stock30,353$1.31M<0.1%History
IRTCiRhythm Holdings, Inc.COM8,688$1.17M<0.1%History
PTCTPTC Therapeutics, Inc.COM24,141$1.14M<0.1%History
Macquarie Infrastructure Cor55608B105COM35,391$1.13M<0.1%–
FETForum Energy Technologies, Inc.COM56,311$1.04M<0.1%History
Hollysys Automation Tchngy LG45667105SHS81,771$1.02M<0.1%–
Artius Acquisition Inc04316G105COM CL A100,000$1.01M<0.1%–
OMFOneMain Holdings, Inc.COM18,759$1.01M<0.1%History
NVAXNovavax IncCOM NEW5,585$971.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF38,455$964.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A14,131$877.0K<0.1%History
SONOSonos IncCOM23,270$837.0K<0.1%History
RDNRadian Group IncCOM32,859$764.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK47,785$706.0K<0.1%History
INVAInnoviva, Inc.COM56,510$675.0K<0.1%History
UIUbiquiti Inc.COM2,256$662.0K<0.1%History
CDXSCodexis, Inc.COM27,725$635.0K<0.1%History
SAICScience Applications International CorpCOM7,672$630.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM14,200$598.0K<0.1%History
MSONMisonix IncCOM30,300$594.0K<0.1%History
TPICQTpi Composites, IncCOM10,409$587.0K<0.1%History
CGCCanopy Growth CorpCOM16,491$533.0K<0.1%History
EVTCEVERTEC, Inc.COM13,968$520.0K<0.1%History
Aphria Inc03765K104COM28,129$517.0K<0.1%–
JOANJOANN Inc.COM49,700$504.0K<0.1%History
LIQTLiqtech International IncCOM59,999$485.0K<0.1%History
Deerfield Healthcare Tech Ac244413118*W EXP 07/16/202209,256$484.0K<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A28,825$459.0K<0.1%History
EWBCEast West Bancorp IncCOM6,175$449.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,757$437.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS21,902$423.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM34,896$415.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,240$395.0K<0.1%History
INGRIngredion IncCOM4,416$382.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW5,700$376.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,839$360.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,526$358.0K<0.1%–
ORBCOMM Inc.68555P100COM44,850$342.0K<0.1%–
POSTPost Holdings, Inc.COM3,261$332.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM34,676$328.0K<0.1%History
Colony Cap Inc New19626G108CL A COM48,333$301.0K<0.1%–
CAKECheesecake Factory IncCOM5,296$299.0K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,750$274.0K<0.1%–
BMIBadger Meter IncCOM2,783$259.0K<0.1%History
CVECenovus Energy Inc.COM33,749$257.0K<0.1%History