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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Trust for Professional Manag89834G760CONVERGENCE LNG14,905$348.3K<0.1%−9,718−39.5%Reduced–
FITBFifth Third BancorpCOM8,497$349.5K<0.1%+1,636+23.8%AddedHistory
RSReliance, Inc.COM1,122$352.2K<0.1%−564−33.5%ReducedHistory
NETCloudflare, Inc.CL A COM1,800$352.5K<0.1%−484−21.2%ReducedHistory
UVVUniversal CorpCOM6,059$352.9K<0.1%+405+7.2%AddedHistory
Invesco Exchange Traded FD T46137V886DWA STAPLES3,203$354.5K<0.1%+69+2.2%Added–
iShares Tr46432F388MSCI USA VALUE3,140$355.5K<0.1%+258+9.0%Added–
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,207$355.7K<0.1%−379−2.4%Reduced–
FLOCFlowco Holdings Inc.COM CL A20,000$356.2K<0.1%+6,000+42.9%AddedHistory
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,687$356.3K<0.1%−416−2.4%Reduced–
iShares Tr46435G524INTL DIV GRWTH4,530$357.4K<0.1%+4,530New–
RBB FD Inc74933W478US TREASRY 12 MT7,136$358.2K<0.1%−2,120−22.9%Reduced–
HOODRobinhood Markets, Inc.Stock3,830$358.6K<0.1%+3,830NewHistory
BKRBaker Hughes CoCL A9,354$358.6K<0.1%+9,354NewHistory
PEverpure, Inc.CL A6,235$359.0K<0.1%−923−12.9%ReducedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL4,204$359.7K<0.1%−1,184−22.0%Reduced–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT11,341$362.6K<0.1%−792−6.5%Reduced–
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN14,208$364.2K<0.1%+5,460+62.4%Added–
DVNDevon Energy CorpStock11,463$364.6K<0.1%−8,305−42.0%ReducedHistory
DGDollar General CorpCOM3,189$364.7K<0.1%−60−1.8%ReducedHistory
Global X FDS37954Y830GLOBAL X COPPER8,077$364.7K<0.1%+8,077New–
FNVFranco Nevada CorpStock2,226$364.9K<0.1%+441+24.7%AddedHistory
VRSKVerisk Analytics, Inc.COM1,174$365.8K<0.1%+1,174NewHistory
Invesco Exchange Traded FD T46137V597RAFI US 15009,006$366.3K<0.1%−48−0.5%Reduced–
iShares Tr46435G474FALN ANGLS USD13,519$366.9K<0.1%−14−0.1%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT83,917$368.4K<0.1%−1,008−1.2%ReducedHistory
CNQCanadian Natural Resources LtdCOM11,761$369.3K<0.1%+2,447+26.3%AddedHistory
Innovator ETFs Trust45783Y277US SM CA PW JUNE14,320$370.2K<0.1%+14,320New–
GIBCgi IncCL A3,531$370.2K<0.1%+2+0.1%AddedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK10,590$371.0K<0.1%−105−1.0%ReducedHistory
Dimensional U.S. Small Cap ETF25434V500ETF5,838$372.0K<0.1%−3,431−37.0%Reduced–
ODDOddity Tech LtdSHS CL A4,932$372.2K<0.1%+4,932NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,346$372.8K<0.1%−19−1.4%Reduced–
CCSCentury Communities, Inc.COM6,625$373.1K<0.1%+1,700+34.5%AddedHistory
AMBAAmbarella IncSHS5,653$373.5K<0.1%+5,653NewHistory
ESTCElastic N.V.ORD SHS4,471$377.0K<0.1%+537+13.7%AddedHistory
TERTeradyne, IncStock4,195$377.2K<0.1%+1,026+32.4%AddedHistory
SPDR Series Trust78464A821ST STR SP400GRW4,346$377.6K<0.1%+345+8.6%Added–
WisdomTree Tr97717W505US MIDCAP DIVID7,551$378.5K<0.1%+118+1.6%Added–
iShares Tr464289842MSCI PERU GL ETF7,790$378.5K<0.1%+1,814+30.4%Added–
SJMJ M SMUCKER CoStock3,860$379.1K<0.1%+289+8.1%AddedHistory
JBLJabil IncStock1,739$379.3K<0.1%−26−1.5%ReducedHistory
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$379.7K<0.1%+2,125+39.5%Added–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY8,417$380.5K<0.1%+1,485+21.4%Added–
MSIMotorola Solutions, Inc.Stock905$380.6K<0.1%+426+88.9%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI7,033$381.4K<0.1%−23−0.3%Reduced–
YUMYum Brands IncStock2,574$381.4K<0.1%+127+5.2%AddedHistory
iShares Inc464286640MSCI CHILE ETF12,134$381.6K<0.1%+2,619+27.5%Added–
CHTRCharter Communications, Inc.CL A935$382.3K<0.1%+935NewHistory
ARMArm Holdings PLCADR2,373$383.9K<0.1%−36−1.5%ReducedHistory
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$384.0K<0.1%+12,000+100.0%AddedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS13,109$384.6K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF4,274$385.2K<0.1%−12,732−74.9%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,084$385.5K<0.1%+49+0.5%Added–
SNASnap-on IncCOM1,243$386.9K<0.1%−589−32.2%ReducedHistory
iShares Tr464288794US BR DEL SE ETF2,291$387.4K<0.1%−8−0.3%Reduced–
RNTXRein Therapeutics, Inc.COM NEW276,777$387.5K<0.1%−28,398−9.3%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock2,128$390.5K<0.1%−100−4.5%ReducedHistory
Global X FDS37954Y459RUSSELL 200026,260$391.5K<0.1%−4,686−15.1%Reduced–
APOApollo Global Management, Inc.COM2,761$391.6K<0.1%+206+8.1%AddedHistory
iShares Tr46436E569ESG SELECT SCRE8,217$391.9K<0.1%+619+8.1%Added–
IRMIron Mountain IncCOM3,829$392.9K<0.1%−311−7.5%ReducedHistory
Listed FDS Tr53656F623HORI KI INFL ETF9,388$395.9K<0.1%+9+0.1%Added–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT7,152$397.8K<0.1%−400−5.3%Reduced–
Tidal Tr II88636R586RETURN STACKED B18,950$397.8K<0.1%+18,950New–
First Tr Exchng Traded FD VI33740F466FT VEST U.S16,604$398.0K<0.1%+2,010+13.8%Added–
SLBSLB LimitedStock11,756$398.0K<0.1%−738−5.9%ReducedHistory
CRHCRH Public Ltd CoORD4,342$398.6K<0.1%−29−0.7%ReducedHistory
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ15,653$399.3K<0.1%−389−2.4%Reduced–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M16,458$401.6K<0.1%−409−2.4%Reduced–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN16,617$403.1K<0.1%+7,106+74.7%Added–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE16,483$403.5K<0.1%−408−2.4%Reduced–
Fidelity Covington Trust316092360FUN LAR COR ETF8,306$405.8K<0.1%−195−2.3%Reduced–
CHICalamos Convertible Opportunities & Income FundSH BEN INT38,755$407.7K<0.1%−21,579−35.8%ReducedHistory
DOVDOVER CorpCOM2,234$409.4K<0.1%+67+3.1%AddedHistory
FTITechnipFMC plcCOM11,917$410.4K<0.1%+558+4.9%AddedHistory
CVNACarvana Co.CL A1,218$410.4K<0.1%−82−6.3%ReducedHistory
WPCW. P. Carey Inc.COM6,625$413.3K<0.1%−171−2.5%ReducedHistory
LZBLa-Z-Boy IncCOM11,122$413.4K<0.1%+20.0%AddedHistory
SRPTSarepta Therapeutics, Inc.COM24,231$414.4K<0.1%+15,012+162.8%AddedHistory
Vanguard S&P 500 Value ETF921932703ETF2,203$415.8K<0.1%+66+3.1%Added–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,482$416.1K<0.1%−19,057−77.7%Reduced–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,764$416.7K<0.1%+368+5.0%Added–
iShares Tr464287739U.S. REAL ES ETF4,399$416.9K<0.1%−173−3.8%Reduced–
TXRHTexas Roadhouse, Inc.COM2,228$417.6K<0.1%+166+8.1%AddedHistory
BNYBank of New York Mellon CorpStock4,601$419.2K<0.1%−869−15.9%ReducedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,096$419.2K<0.1%+389+6.8%Added–
RBLXRoblox CorpStock4,000$420.7K<0.1%+4,000NewHistory
First Tr Exchng Traded FD VI33740U729FT VEST LAD16,900$421.3K<0.1%−54,504−76.3%Reduced–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR33,453$422.0K<0.1%−51,092−60.4%ReducedHistory
DAVEDave Inc.CLASS A COM NEW1,582$424.6K<0.1%+1,582NewHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,889$424.7K<0.1%−2,760−41.5%Reduced–
TCW ETF Trust29287L502ARTIF INTEL ETF13,884$426.9K<0.1%−1,710−11.0%Reduced–
SPDR Series Trust78468R796ST STR SP500FF8,396$427.6K<0.1%+1,313+18.5%Added–
iShares Tr464288703MRNING SM CP ETF7,051$432.9K<0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF7,973$433.6K<0.1%−10.0%Reduced–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF10,612$433.9K<0.1%−5,923−35.8%Reduced–
DKNGDraftKings Inc.Stock10,129$434.4K<0.1%+16+0.2%AddedHistory
CVLTCommvault Systems IncCOM2,509$437.4K<0.1%+2,509NewHistory
Fidelity Covington Trust31609A305ENHANCED LARGE11,822$437.8K<0.1%−160−1.3%Reduced–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History