Sigma Planning Corp

SEC CIK: 0001449126
Latest filing: Aug 7, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Feb 3, 2025. Long positions only; changes compare share counts with Q3 2024.

Positions: 1,158; −47 vs. Q3 2024
Portfolio value: $3.18B; −$79.7M (−2.4%) vs. Q3 2024
Filed: Feb 3, 2025; SEC

Holdings of Sigma Planning Corp in Q4 2024
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Timothy Plan887432359	US LRGMD CP CORE	5,073	$217.3K	<0.1%	−298−5.5%	Reduced	–
ALLEAllegion plc	ORD SHS	1,666	$217.7K	<0.1%	+122+7.9%	Added	History
ProShares Tr74347B680	S&P MDCP 400 DIV	2,700	$217.8K	<0.1%	00.0%	Unchanged	–
PCARPaccar Inc	COM	2,096	$218.0K	<0.1%	−78−3.6%	Reduced	History
BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust	COM	9,350	$219.1K	<0.1%	+250+2.7%	Added	History
SPDR Series Trust78464A722	ST STR SP PHARMA	5,147	$221.3K	<0.1%	+5,147	New	–
Vanguard Total World Stock ETF922042742	ETF	1,883	$221.3K	<0.1%	+13+0.7%	Added	–
VanEck ETF Trust92189H607	OIL SERVICES ETF	817	$221.5K	<0.1%	−176−17.7%	Reduced	–
Cyberark Software LtdM2682V108	SHS	665	$221.7K	<0.1%	+665	New	–
Vanguard Scottsdale FDS92206C680	VNG RUS1000GRW	2,150	$222.1K	<0.1%	−291−11.9%	Reduced	–
SPDR Series Trust78468R622	ST BLOO HIGH ETF	2,328	$222.3K	<0.1%	−88−3.6%	Reduced	–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880	ETF	8,950	$222.5K	<0.1%	+44+0.5%	Added	–
iShares U.S. Healthcare Providers ETF464288828	ETF	4,646	$223.0K	<0.1%	−1,028−18.1%	Reduced	–
J P Morgan Exchange-Traded F46641Q738	BETBULD MSCI	2,385	$223.4K	<0.1%	+307+14.8%	Added	–
First Tr Exchange Traded FD33738R696	DORSEYWRIGHT MOM	5,929	$224.0K	<0.1%	+5,929	New	–
EXRExtra Space Storage Inc.	COM	1,502	$224.7K	<0.1%	−143−8.7%	Reduced	History
iShares Tr464287770	U.S. FIN SVC ETF	2,888	$224.7K	<0.1%	−21−0.7%	Reduced	–
Pacer Trendpilot US Mid Cap ETF69374H204	ETF	6,093	$224.8K	<0.1%	−124−2.0%	Reduced	–
ProShares Tr74347R842	PSHS ULTRUSS2000	5,384	$225.3K	<0.1%	+5,384	New	–
iShares Tr464287622	RUS 1000 ETF	700	$225.6K	<0.1%	+6+0.9%	Added	–
JBLJabil Inc	Stock	1,568	$225.6K	<0.1%	−1,130−41.9%	Reduced	History
SPDR Series Trust78468R531	SPDR S&P 500 ESG	4,010	$226.5K	<0.1%	−28−0.7%	Reduced	–
ZIONZions Bancorporation, National Association	COM	4,189	$227.2K	<0.1%	−2,738−39.5%	Reduced	History
HALHalliburton Co	Stock	8,383	$227.9K	<0.1%	−1,998−19.2%	Reduced	History
IVTInvenTrust Properties Corp.	COM NEW	7,571	$228.1K	<0.1%	−1,398−15.6%	Reduced	History
FSLRFirst Solar, Inc.	Stock	1,295	$228.3K	<0.1%	−155−10.7%	Reduced	History
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	1,983	$228.4K	<0.1%	+43+2.2%	Added	–
Innovator ETFs Trust45782C474	US SML CP PWR B	6,127	$228.8K	<0.1%	+55+0.9%	Added	–
WBAWalgreens Boots Alliance, Inc.	COM	24,763	$231.0K	<0.1%	−6,869−21.7%	Reduced	History
Innovator ETFs Trust45783Y541	EQUITY DEF PROTN	8,337	$231.5K	<0.1%	00.0%	Unchanged	–
GWWW.W. Grainger, Inc.	Stock	221	$233.2K	<0.1%	+221	New	History
METMetlife Inc	Stock	2,857	$233.9K	<0.1%	−269−8.6%	Reduced	History
Capital Group GBL Growth EQT14020X104	SHS CREAT UNIT	8,020	$234.4K	<0.1%	−13,521−62.8%	Reduced	–
WTRGEssential Utilities, Inc.	COM	6,470	$235.0K	<0.1%	−1,680−20.6%	Reduced	History
SNDXSyndax Pharmaceuticals Inc	COM	17,785	$235.1K	<0.1%	−950−5.1%	Reduced	History
UNGUnited States Natural Gas Fund, LP	ETF	14,049	$236.2K	<0.1%	−5,424−27.9%	Reduced	History
CTVACorteva, Inc.	Stock	4,170	$237.5K	<0.1%	−3,458−45.3%	Reduced	History
iShares U.S. Treasury Bond ETF46429B267	ETF	10,371	$238.3K	<0.1%	−3,341−24.4%	Reduced	–
iShares Inc464286475	EM MKT SM-CP ETF	4,105	$238.6K	<0.1%	−569−12.2%	Reduced	–
SWKSSkyworks Solutions, Inc.	Stock	2,698	$239.3K	<0.1%	−286−9.6%	Reduced	History
PEGPublic Service Enterprise Group Inc	COM	2,835	$239.5K	<0.1%	−1,396−33.0%	Reduced	History
CHTRCharter Communications, Inc.	CL A	701	$240.3K	<0.1%	00.0%	Unchanged	History
Invesco Exch Traded FD Tr II46138E263	S&P GBL WATER	4,434	$240.3K	<0.1%	−157−3.4%	Reduced	–
DOCHealthpeak Properties, Inc.	COM	11,861	$240.4K	<0.1%	+1,011+9.3%	Added	History
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund	COM	16,687	$240.5K	<0.1%	+3,597+27.5%	Added	History
Invesco Exch TRD SLF Idx FD46138J510	BULSHS 2026 MUNI	10,211	$240.7K	<0.1%	+10,211	New	–
AMPAmeriprise Financial Inc	COM	452	$240.7K	<0.1%	+4+0.9%	Added	History
ARK Next Generation Technology ETF00214Q401	ETF	2,231	$240.9K	<0.1%	+2,231	New	–
ASIXAdvanSix Inc.	COM	8,460	$241.0K	<0.1%	−270−3.1%	Reduced	History
Franklin Templeton ETF Tr35473P868	FRANKLIN DYN MUN	9,873	$241.2K	<0.1%	+371+3.9%	Added	–
iShares Tr46434V381	FUTU EXPO TE ETF	4,044	$241.3K	<0.1%	00.0%	Unchanged	–
ONONOn Holding AG	Stock	4,407	$241.4K	<0.1%	−23,464−84.2%	Reduced	History
NEANuveen AMT-Free Quality Municipal Income Fund	COM	21,441	$241.8K	<0.1%	+120+0.6%	Added	History
CVNACarvana Co.	CL A	1,190	$241.9K	<0.1%	−121−9.2%	Reduced	History
Schwab U.S. Large-Cap Value ETF808524409	ETF	9,311	$242.7K	<0.1%	−1,102−10.6%	ReducedConverted for a 3-for-1 split	–
Fidelity Merrimack STR Tr316188101	CORP BOND ETF	5,329	$247.1K	<0.1%	+456+9.4%	Added	–
MFCManulife Financial Corp	COM	8,074	$247.9K	<0.1%	+53+0.7%	Added	History
WHRWhirlpool Corp	Stock	2,167	$248.1K	<0.1%	−3−0.1%	Reduced	History
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	13,559	$248.3K	<0.1%	−638−4.5%	Reduced	–
UTFCohen & Steers Infrastructure Fund Inc	COM	10,329	$248.3K	<0.1%	+1,074+11.6%	Added	History
INGRIngredion Inc	COM	1,806	$248.4K	<0.1%	−2−0.1%	Reduced	History
TXRHTexas Roadhouse, Inc.	COM	1,383	$249.5K	<0.1%	−13−0.9%	Reduced	History
CPCanadian Pacific Kansas City Ltd	COM	3,449	$249.6K	<0.1%	−325−8.6%	Reduced	History
First Tr Exchng Traded FD VI33740F771	FT VEST US	5,849	$249.7K	<0.1%	−14,812−71.7%	Reduced	–
iShares Inc464286525	MSCI GBL MIN VOL	2,339	$255.4K	<0.1%	−1,858−44.3%	Reduced	–
BIPBrookfield Infrastructure Partners L.P.	LP INT UNIT	8,035	$255.4K	<0.1%	−8−0.1%	Reduced	History
iShares Tr464287812	US CONSM STAPLES	3,906	$256.2K	<0.1%	+10.0%	Added	–
TPLTexas Pacific Land Corp	Stock	232	$256.3K	<0.1%	−15−6.1%	Reduced	History
Invesco Exchange Traded FD T46137V266	S&P500 PUR GWT	6,214	$256.4K	<0.1%	−109−1.7%	Reduced	–
LRNStride, Inc.	COM	2,470	$256.7K	<0.1%	−734−22.9%	Reduced	History
Fidelity Covington Trust31609A404	ENHANCED INTL	9,355	$257.5K	<0.1%	+36+0.4%	Added	–
CBRECbre Group, Inc.	CL A	1,970	$258.6K	<0.1%	+131+7.1%	Added	History
EIXEdison International	Stock	3,240	$258.7K	<0.1%	−44−1.3%	Reduced	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	10,150	$259.6K	<0.1%	+722+7.7%	Added	–
XERSXeris Biopharma Holdings, Inc.	COM	76,950	$260.9K	<0.1%	−1,500−1.9%	Reduced	History
J P Morgan Exchange Traded F46641Q852	INTL BD OPP ETF	5,583	$263.8K	<0.1%	+73+1.3%	Added	–
STXSeagate Technology Holdings plc	ORD SHS	3,058	$263.9K	<0.1%	−96−3.0%	Reduced	History
First Tr Exchange Traded FD33741L108	DORSY WR MOMNT	7,813	$264.7K	<0.1%	−140−1.8%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J528	BULSHS 2025 MUNI	10,824	$265.3K	<0.1%	+10,824	New	–
Invesco Exch Traded FD Tr II46138G698	S&P 500 REVENUE	2,712	$265.5K	<0.1%	+97+3.7%	Added	–
Dimensional ETF Trust25434V849	NATL MUN BD ETF	5,565	$265.8K	<0.1%	+357+6.9%	Added	–
Innovator ETFs Trust45782C284	US SML CP PWR B	9,081	$267.3K	<0.1%	−4,285−32.1%	Reduced	–
Doubleline ETF Trust25861R105	OPPO CORE BD ETF	5,912	$267.7K	<0.1%	+363+6.5%	Added	–
INABIN8BIO, Inc.	COM	1,041,380	$267.8K	<0.1%	+190,100+22.3%	Added	History
AZNAstraZeneca PLC	SPONSORED ADR	4,112	$269.4K	<0.1%	−510−11.0%	Reduced	History
Innovator ETFs Trust45782C870	US EQT PWR BUF	7,354	$269.9K	<0.1%	−50−0.7%	Reduced	–
iShares Tr464287796	U.S. ENERGY ETF	5,948	$271.0K	<0.1%	−156−2.6%	Reduced	–
JCIJohnson Controls International plc	Stock	3,439	$271.5K	<0.1%	−1,359−28.3%	Reduced	History
GNTXGentex Corp	COM	9,462	$271.9K	<0.1%	−674−6.6%	Reduced	History
First Tr Exchange-Traded Alp33737M201	MID CAP VAL FD	5,091	$272.4K	<0.1%	−63−1.2%	Reduced	–
CRMDCorMedix Inc.	COM	33,693	$272.9K	<0.1%	−6,254−15.7%	Reduced	History
CQPCheniere Energy Partners, L.P.	COM UNIT	5,161	$274.1K	<0.1%	+243+4.9%	Added	History
AGNTAGNT, Inc.	COM	23,973	$275.9K	<0.1%	−2,125−8.1%	Reduced	History
UGIUgi Corp	Stock	9,775	$275.9K	<0.1%	−406−4.0%	Reduced	History
First Tr Exchange Traded FD33738R308	BUYWRIT INCM ETF	11,877	$276.4K	<0.1%	+788+7.1%	Added	–
First Tr Exchng Traded FD VI33740U786	FT VEST U.S	7,411	$276.4K	<0.1%	00.0%	Unchanged	–
ARMArm Holdings PLC	ADR	2,246	$277.0K	<0.1%	−14,755−86.8%	Reduced	History
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	4,788	$277.7K	<0.1%	+4,788	New	–
Fidelity Covington Trust316092709	MSCI INDL INDX	3,950	$277.7K	<0.1%	+204+5.4%	Added	–
RGTIRigetti Computing, Inc.	COMMON STOCK	18,254	$278.6K	<0.1%	−492−2.6%	Reduced	History

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q4 2024
Security	Class	Puts	Calls
OLEDUniversal Display Corp	COM	$97.3K	–
INTCIntel Corp	Stock	–	$52.2K
XRXXerox Holdings Corp	COM NEW	$4.57K	–
UBSUBS Group AG	Stock	–	$250

Sold out since Q3 2024 (113)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of Sigma Planning Corp sold out since Q3 2024
Security	Class	Shares in Q3 2024	Value in Q3 2024	% of portfolio in Q3 2024	History
SPDR Index Shs FDS78463X202	ST STR EU 50 ETF	71,422	$3.80M	0.1%	–
CASYCaseys General Stores Inc	COM	6,146	$2.31M	0.1%	History
First Tr Exchng Traded FD VI33740U208	FT VEST US EQT	45,014	$2.17M	0.1%	–
VRSNVerisign Inc	COM	11,125	$2.11M	0.1%	History
iShares Tr46434VBG4	IBONDS DEC24 ETF	69,545	$1.75M	0.1%	–
CGCarlyle Group Inc.	COM	33,136	$1.43M	<0.1%	History
First Tr Exchng Traded FD VI33740F516	FT VEST US EQT	35,574	$1.35M	<0.1%	–
Innovator ETFs Trust45782C730	US EQT ULTRA BF	37,321	$1.24M	<0.1%	–
VKTXViking Therapeutics, Inc.	COM	15,119	$957.2K	<0.1%	History
Invesco Exch TRD SLF Idx FD46138J841	BULSHS 2024 CB	42,326	$893.9K	<0.1%	–
EQIXEquinix Inc	COM	968	$859.0K	<0.1%	History
iShares Tr46436E874	IBONDS 24 TRM TS	28,173	$676.2K	<0.1%	–
Invesco Actively Managed Exc46090A879	VAR RATE INVT	23,863	$598.6K	<0.1%	–
iShares Tr46435U184	IBONDS 24 TRM HG	23,449	$546.1K	<0.1%	–
SPDR Series Trust78468R606	ST PORT HIGH ETF	21,559	$518.5K	<0.1%	–
Capital Group Dividend Growe14021L109	SHS ETF	16,581	$509.4K	<0.1%	–
BF.BBrown Forman Corp	Stock	9,768	$480.6K	<0.1%	History
HUNHuntsman CORP	COM	18,964	$458.9K	<0.1%	History
RVTRoyce Small-Cap Trust, Inc.	COM	28,972	$454.9K	<0.1%	History
VMIValmont Industries Inc	COM	1,539	$446.2K	<0.1%	History
iShares Tr464288273	EAFE SML CP ETF	6,538	$442.6K	<0.1%	–
Simplify Exchange Traded Fun82889N632	ENHANCED INM ETF	18,476	$433.2K	<0.1%	–
ZTRVirtus Total Return Fund Inc.	COM	68,650	$425.6K	<0.1%	History
iShares Tr46434V290	US SML CAP EQT	6,200	$411.4K	<0.1%	–
MROMarathon Oil Corp	COM	15,299	$407.4K	<0.1%	History
BMAMacro Bank Inc.	SPON ADR B	6,275	$398.4K	<0.1%	History
Invesco Exchange Traded FD T46137V332	S&P500 EQL HLT	12,291	$396.1K	<0.1%	–
Aim ETF Products Trust00888H646	ALLIANZIM U S LA	14,799	$388.9K	<0.1%	–
Innovator ETFs Trust45782C367	INTRNL DEV APRL	13,292	$377.7K	<0.1%	–
LEVILevi Strauss & Co	CL A COM STK	17,241	$375.9K	<0.1%	History
First Tr Exchng Traded FD VI33740F763	FT VEST US EQT	7,693	$373.6K	<0.1%	–
Innovator ETFs Trust45784N304	US SMALL CAP POW	14,375	$366.7K	<0.1%	–
WFRDWeatherford International plc	ORD SHS	4,317	$366.6K	<0.1%	History
DGDollar General Corp	COM	4,299	$363.6K	<0.1%	History
Dimensional ETF Trust25434V823	US REAL ESTA ETF	14,117	$362.0K	<0.1%	–
CARAvis Budget Group, Inc.	COM	4,025	$352.6K	<0.1%	History
BKHBlack Hills Corp	COM	5,571	$340.5K	<0.1%	History
ILMNIllumina, Inc.	COM	2,559	$333.7K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,856	$313.4K	<0.1%	–
iShares Tr46435G524	INTL DIV GRWTH	4,201	$313.3K	<0.1%	–
ADMAAdma Biologics, Inc.	COM	15,000	$299.9K	<0.1%	History
ETF Ser Solutions26922A172	NATIONWIDE RSK	11,182	$285.6K	<0.1%	–
Innovator ETFs Trust45782C748	US EQTY PWR BUF	7,709	$284.3K	<0.1%	–
DINOHF Sinclair Corp	COM	6,309	$281.2K	<0.1%	History
iShares 1-10 Year U.S. Aggregate Bond ETF464288596	ETF	2,632	$281.2K	<0.1%	–
CFLTConfluent, Inc.	CLASS A COM	13,639	$278.0K	<0.1%	History
BLDRBuilders FirstSource, Inc.	Stock	1,432	$277.6K	<0.1%	History
Nushares ETF Tr67092P201	NUVEEN ESG LRGCP	3,355	$277.2K	<0.1%	–
ASPNAspen Aerogels Inc	COM	9,880	$273.6K	<0.1%	History
NEMNEWMONT Corp	Stock	5,083	$271.7K	<0.1%	History
iShares Core MSCI Europe ETF46434V738	ETF	4,387	$267.3K	<0.1%	–
SPDR Series Trust78468R861	STATE STRET SPDR	13,943	$264.2K	<0.1%	–
STRSitio Royalties Corp.	CLASS A COM	12,564	$261.8K	<0.1%	History
PINSPinterest, Inc.	CL A	8,047	$260.5K	<0.1%	History
PHMPultegroup Inc	COM	1,802	$258.6K	<0.1%	History
UHSUniversal Health Services Inc	CL B	1,119	$256.4K	<0.1%	History
Fidelity MSCI Materials Index ETF316092881	ETF	4,728	$256.3K	<0.1%	–
Invesco Exch Traded FD Tr II46138E784	EMRNG MKT SVRG	11,750	$252.6K	<0.1%	–
Vanguard Mun BD FDS922907738	INTERMEDIATE TRM	2,475	$250.4K	<0.1%	–
MURMurphy Oil Corp	COM	7,395	$249.5K	<0.1%	History
ICLRIcon PLC	COM	852	$244.8K	<0.1%	History
MGMMGM Resorts International	Stock	6,186	$241.8K	<0.1%	History
NGGNational Grid PLC	SPONSORED ADR NE	3,467	$241.5K	<0.1%	History
SOLVSolventum Corp	Stock	3,450	$240.6K	<0.1%	History
First Tr Exchange-Traded FD33734X168	MATERIALS ALPH	3,571	$239.4K	<0.1%	–
PSAPublic Storage	COM	654	$238.0K	<0.1%	History
Cambria ETF Tr132061300	CAMBRIA FGN SHR	8,524	$237.4K	<0.1%	–
BHPBHP Group Ltd	ADR	3,767	$234.7K	<0.1%	History
WBSWebster Financial Corp	COM	5,029	$234.4K	<0.1%	History
WDAYWorkday, Inc.	CL A	954	$233.2K	<0.1%	History
iShares Tr464288612	INTRM GOV CR ETF	2,173	$232.7K	<0.1%	–
LUVSouthwest Airlines Co	COM	7,843	$232.4K	<0.1%	History
LKQLKQ Corp	COM	5,813	$232.1K	<0.1%	History
NBIXNeurocrine Biosciences Inc	Stock	2,000	$230.4K	<0.1%	History
Etfis Ser Tr I26923G772	INFRAC ACT MLP	5,517	$223.9K	<0.1%	–
PPLPPL Corp	COM	6,730	$222.6K	<0.1%	History
OMCOmnicom Group Inc.	COM	2,153	$222.6K	<0.1%	History
SCCOSouthern Copper Corp	Stock	1,914	$221.3K	<0.1%	History
First Tr Exchng Traded FD VI33740F847	FT VEST US EQT	4,660	$219.8K	<0.1%	–
EBAYeBay Inc	COM	3,328	$216.7K	<0.1%	History
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	2,811	$215.6K	<0.1%	–
HIGHartford Insurance Group, Inc.	Stock	1,825	$214.6K	<0.1%	History
JDJD.com, Inc.	SPON ADS CL A	5,363	$214.5K	<0.1%	History
SYBTStock Yards Bancorp, Inc.	COM	3,455	$214.2K	<0.1%	History
NMAINuveen Multi-Asset Income Fund	COM	16,167	$213.7K	<0.1%	History
OTISOtis Worldwide Corp	Stock	2,048	$212.9K	<0.1%	History
GPKGraphic Packaging Holding Co	COM	7,145	$211.4K	<0.1%	History
CNCCentene Corp	Stock	2,803	$211.0K	<0.1%	History
MCHPMicrochip Technology Inc	Stock	2,621	$210.5K	<0.1%	History
ENPHEnphase Energy, Inc.	Stock	1,859	$210.1K	<0.1%	History
RRyder System Inc	COM	1,429	$208.4K	<0.1%	History
AEMAgnico Eagle Mines Ltd	Stock	2,580	$207.9K	<0.1%	History
Vanguard Admiral FDS Inc921932885	MIDCP 400 IDX	1,963	$207.4K	<0.1%	–
GNRCGenerac Holdings Inc.	Stock	1,302	$206.8K	<0.1%	History
KEYKeycorp	COM	12,285	$205.8K	<0.1%	History
First Tr Exchng Traded FD VI33740F862	FT VEST US EQT	4,474	$204.7K	<0.1%	–
First Tr Exchng Traded FD VI33740F276	FT ENER INCO ETF	10,546	$204.1K	<0.1%	–
Invesco Exch Traded FD Tr II46138E537	NATL AMT MUNI	8,426	$203.5K	<0.1%	–
Abrdn ETFs003261104	BBRG ALL COMD K1	9,935	$203.1K	<0.1%	–
iShares Esg Aware US Aggregate Bond ETF46435U549	ETF	4,174	$202.8K	<0.1%	–