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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,751
−23 vs. Q3 2023
Portfolio value
$4.22B
+$483.9M (+13.0%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Ancora Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VFSVinFast Auto Ltd.SHS10$84<0.1%00.0%UnchangedHistory
HUBCWHub Cyber Security Ltd.*W EXP 02/27/2026,293$88<0.1%00.0%UnchangedHistory
Focus Impact Acquisition Cor34417L117*W EXP 10/28/2022,600$91<0.1%00.0%Unchanged–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/2024,550$91<0.1%00.0%Unchanged–
APLMWApollomics Inc.*W EXP 04/01/2023,700$92<0.1%00.0%UnchangedHistory
SDCL EDGE Acquisition CorpG79471127*W EXP 99/99/9993,000$94<0.1%00.0%Unchanged–
Revelstone Capital Acqstn Co76137R114*W EXP 09/15/2022,249$96<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136116*W EXP 04/01/2027,900$99<0.1%00.0%Unchanged–
Blue Ocean Acquisition CorpG1330L121*W EXP 12/02/2025,000$100<0.1%00.0%Unchanged–
American Oncology Network IN028719110*W EXP 09/20/202500$100<0.1%−19,674−97.5%Reduced–
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$104<0.1%00.0%Unchanged–
Stryve Foods, Inc.863685111*W EXP 07/31/20217,300$104<0.1%00.0%Unchanged–
DP Cap Acquisition Corp IG2R05B126*W EXP 11/08/2025,200$104<0.1%00.0%Unchanged–
Zyversa Therapeut 27 WTF Warra98987D110WT1,500$105<0.1%00.0%Unchanged–
Selina Hospitality PLCG8059B119*W EXP 10/27/20225,263$106<0.1%00.0%Unchanged–
Sears Holdings Corporation Com812350106COM4$111<0.1%+4New–
Liberty Res Acquisition Corp53118A113*W EXP 10/31/20223,200$116<0.1%00.0%Unchanged–
Global Technolgy Acqstn CorpG3934N115*W EXP 10/19/2023,100$117<0.1%00.0%Unchanged–
Vanguard Communication Services ETF92204A884ETF1$118<0.1%00.0%Unchanged–
FLDDWFold Holdings, Inc.*W EXP 10/19/2022,200$126<0.1%00.0%UnchangedHistory
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/2024,300$129<0.1%00.0%Unchanged–
Global Partner Acqistn CorpG3934P128*W EXP 01/14/2025,282$133<0.1%00.0%Unchanged–
Lumiradx LimitedG5709L117*W EXP 09/28/20215,470$133<0.1%00.0%Unchanged–
Fat Projects Acquisition CorG3400W110*W EXP 08/31/20212,100$133<0.1%00.0%Unchanged–
Greencity Acquisition CorpG4086B123*W EXP 04/28/2028,400$136<0.1%00.0%Unchanged–
CMCWFPiermont Valley Acquisition Corp*W EXP 11/19/2025,000$137<0.1%00.0%UnchangedHistory
Direct Selling Acquisitin Co25460L111*W EXP 09/30/20213,850$138<0.1%00.0%Unchanged–
Berenson Acquisition Corp. I083690115*W EXP 08/01/20211,585$139<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/2023,000$142<0.1%00.0%Unchanged–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT8$150<0.1%00.0%Unchanged–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2021,858$151<0.1%00.0%Unchanged–
CYCUWCycurion, Inc.*W EXP 09/01/2024,800$153<0.1%00.0%UnchangedHistory
Blockchain Coinvstrs Acq CRPG11765115*W EXP 11/01/2022,500$154<0.1%00.0%Unchanged–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/2026,132$155<0.1%00.0%Unchanged–
Fortune Rise Acquisition Cor34969G110*W EXP 12/06/2028,620$155<0.1%00.0%Unchanged–
LAMF Global Ventures Corp. IG5338L124*W EXP 11/05/2026,194$155<0.1%00.0%Unchanged–
Trajectory Alpha Acquisition89301B112*W EXP 99/99/9994,000$159<0.1%00.0%Unchanged–
XBPEWXBP Global Holdings, Inc.*W EXP 11/30/2023,175$159<0.1%+3,175NewHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$160<0.1%00.0%UnchangedHistory
Infint Acquisition CorpG47862126*W EXP 99/99/99920,213$164<0.1%00.0%Unchanged–
BENFWBeneficient*W EXP 06/07/20216,773$168<0.1%00.0%UnchangedHistory
Ace Global Business Acqu LtdG0083E110*W EXP 02/20/20210,000$172<0.1%00.0%Unchanged–
Armada Acquisition Corp. I04208V111*W EXP 08/13/20210,050$181<0.1%00.0%Unchanged–
CCSIConsensus Cloud Solutions, Inc.COM7$183<0.1%−40,731−100.0%ReducedHistory
Roth CH Acquisition V Co.77867R118*W EXP 12/10/2024,563$183<0.1%00.0%Unchanged–
CARMCarisma Therapeutics Inc.COM65$190<0.1%00.0%UnchangedHistory
Ys Biopharma Co LtdG9845F117*W EXP 03/15/2025,050$192<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM NEW39$199<0.1%−45−53.5%ReducedConverted for a 1-for-10 splitHistory
Moneylion Inc.60938K114*W EXP 09/22/2022,000$200<0.1%00.0%Unchanged–
Esgen Acquisition CorpG3R95N111*W EXP 10/18/2025,050$202<0.1%00.0%Unchanged–
BAERWBridger Aerospace Group Holdings, Inc.*W EXP 01/24/2021,000$211<0.1%00.0%UnchangedHistory
Integral Acquisition Corp 145827K119*W EXP 05/31/2022,500$212<0.1%00.0%Unchanged–
VMEOVimeo, Inc.COMMON STOCK56$220<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock50$225<0.1%00.0%UnchangedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A23$227<0.1%00.0%UnchangedHistory
Stonebridge Acquisition CorpG85094129*W EXP 03/31/2027,500$231<0.1%00.0%Unchanged–
ARK ETF Tr00214Q5003D PRINTING ETF10$232<0.1%00.0%Unchanged–
DPRODraganfly Inc.COM NEW500$240<0.1%00.0%UnchangedHistory
Swiftmerge Acquisition CorpG63836111*W EXP 12/13/2026,500$240<0.1%00.0%Unchanged–
Dimensional Emerging Core Equity Market ETF25434V302ETF10$241<0.1%00.0%Unchanged–
Semper Paratus Acquisition CG8028L131*W EXP 11/04/2026,204$248<0.1%00.0%Unchanged–
HAMRFSilver Hammer Mining CorpCOM2,150$260<0.1%00.0%UnchangedHistory
Noble Rock Acquisition CorpG6546R119*W EXP 01/31/20217,542$263<0.1%00.0%Unchanged–
Tristar Acquisition I Corp.G9074V114*W EXP 99/99/99910,449$274<0.1%00.0%Unchanged–
CHWYChewy, Inc.CL A12$284<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT50$286<0.1%00.0%UnchangedHistory
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/2023,669$294<0.1%00.0%Unchanged–
VIPVulcan Infrastructure & Power Inc.CLASS A COM44$295<0.1%00.0%UnchangedHistory
EMBCEmbecta Corp.Stock16$303<0.1%−876−98.2%ReducedHistory
NVNIWNvni Group Ltd*W EXP 11/01/2028,400$307<0.1%+8,400NewHistory
Ault Disruptive Techs Corp05150A112*W EXP 99/99/99943,850$311<0.1%00.0%Unchanged–
Eve Mobility Acquisition CorG3218G117*W EXP 12/31/2026,000$315<0.1%00.0%Unchanged–
DIDIYDiDi Global Inc.SPONSORED ADS80$316<0.1%00.0%UnchangedHistory
CTSWFCactus Acquisition Corp. 1 Ltd*W EXP 08/17/20210,850$325<0.1%00.0%UnchangedHistory
Blue World Acquisition CorpG1263E136*W EXP 01/10/2028,800$330<0.1%00.0%Unchanged–
DHC Acquisition CorpG2758T117*W EXP 02/25/20217,548$351<0.1%00.0%Unchanged–
ExcelFin Acquisition Corp.30069X110*W EXP 10/25/20210,000$351<0.1%00.0%Unchanged–
Sandstorm Gold Ltd Com New80013R206Stock70$352<0.1%+70New–
SOARWVolato Group, Inc.*W EXP 99/99/9993,350$372<0.1%00.0%UnchangedHistory
DSDrive Shack Inc.COM2,000$380<0.1%00.0%UnchangedHistory
Ouster, Inc.68989M111*W EXP 03/11/2025,318$383<0.1%00.0%Unchanged–
MSAIWMultiSensor AI Holdings, Inc.*W EXP 12/19/2028,347$384<0.1%+8,347NewHistory
HTZHertz Global Holdings, IncCOM NEW38$395<0.1%00.0%UnchangedHistory
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20218,700$396<0.1%00.0%Unchanged–
Portage Fintech Acquisitn CoG7185D114*W EXP 07/08/2023,333$400<0.1%00.0%Unchanged–
IXQWFIX Acquisition Corp.*W EXP 07/31/20225,000$400<0.1%00.0%UnchangedHistory
BHCBausch Health Companies Inc.Stock50$401<0.1%00.0%UnchangedHistory
ZCARWZoomcar Holdings, Inc.*W EXP 05/31/2025,050$404<0.1%+5,050NewHistory
KOPNKopin CorpCOM200$406<0.1%00.0%UnchangedHistory
Kismet Acquisition Two CorpG52807115*W EXP 06/30/20223,040$406<0.1%00.0%Unchanged–
LILALiberty Latin America Ltd.COM CL A58$424<0.1%00.0%UnchangedHistory
AVNSAvanos Medical, Inc.Stock19$426<0.1%00.0%UnchangedHistory
MOBXWMobix Labs, Inc*W EXP 12/21/2026,325$444<0.1%+6,325NewHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$474<0.1%00.0%Unchanged–
Achari Ventures Hldgs Corp I00444X119*W EXP 01/01/20232,000$480<0.1%00.0%Unchanged–
Barrick Gold Corp067901108COM27$488<0.1%−310−92.0%Reduced–
COCHWEnvoy Medical, Inc.Equity WRT24,522$490<0.1%+24,522NewHistory
Battery Future Acquisition CG0888J124*W EXP 99/99/9996,000$503<0.1%00.0%Unchanged–
Twelve Seas Investment Co. II90118T114*W EXP 03/02/20213,455$505<0.1%00.0%Unchanged–
Highlands REIT, Inc.43110A104COM1,597$511<0.1%−3,832−70.6%Reduced–

Options (55)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$7.79M
Elanco Animal Health Inc28414H903CALL–$6.84M
ProShares Tr74348A950PUT$5.15M–
iShares Tr464287955PUT$3.61M–
Select Sector SPDR Tr81369Y954PUT$1.92M–
Kohls Corp500255904CALL–$1.81M
SPX Corp784635954PUT$1.43M–
SPDR S&P 500 ETF Tr78462F953PUT$1.37M–
Berry Global Group Inc08579W903CALL–$1.33M
Arcbest Corp03937C955PUT$1.27M–
Old Dominion Freight Line IN679580950PUT$960.1K–
Xpo Logistics Inc983793950PUT$950.0K–
Select Sector SPDR Tr81369Y950PUT$827.7K–
Saia Inc78709Y955PUT$789.3K–
SPDR Series Trust78464A904CALL–$787.4K
iShares Tr464287905CALL–$730.2K
Green Plains Partners LP393221956PUT$729.7K–
RB Global Inc74935Q907CALL–$616.7K
ProShares Tr74347W900CALL–$527.2K
SPDR Series Trust78464A954PUT$350.4K–
iShares Tr464287952PUT$339.5K–
Invesco Exchange Traded FD T46137V957PUT$262.5K–
Harmonic Inc413160902CALL–$210.6K
Direxion Shs ETF Tr25459Y957PUT$187.7K–
CSX Corp126408953PUT$182.5K–
Select Sector SPDR Tr81369Y952COMMUNUNICATIONS$161.6K–
Select Sector SPDR Tr81369Y955put$148.1K–
Uber Technologies Inc90353T950PUT$122.8K–
Kohls Corp500255954PUT$102.2K–
FedEx Corp31428X956PUT$97.8K–
Invesco Exchange Traded FD T46137V952PUT$84.1K–
United Parcel Service Inc911312956PUT$83.8K–
Icahn Enterprises LP451100901CALL–$73.1K
Hunt J B Trans Svcs Inc445658957PUT$64.7K–
Winnebago Inds Inc974637950PUT$43.0K–
Patrick Inds Inc703343953PUT$34.3K–
iShares Tr464287958PUT$29.8K–
Expedia Group Inc30212P953PUT$19.6K–
United STS Gasoline FD LP91201T902CALL–$15.1K
RB Global Inc74935Q957PUT$14.6K–
Listed FD Tr53656F959PUT$10.0K–
Lci Inds50189K903CALL$8.75K–
Select Sector SPDR Tr81369Y900CALL–$8.75K
Elanco Animal Health Inc28414H953PUT$7.00K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$4.00K
BKLN 210416P0001500046138G958PUT$2.50K–
Ampco-Pittsburg Corp032037953PUT$2.50K–
Pitney Bowes Inc724479950PUT$2.00K–
Sportsmans Whse Hldgs Inc84920Y956PUT$2.00K–
Apple Inc037833950PUT$1.44K–
Digital Rlty Tr Inc253868953PUT$850–
Green Plains Partners LP393221906CALL–$500
United STS Gasoline FD LP91201T952PUT$404–
Forward Air Corp349853901CALL–$155
Valkyrie ETF Trust II91917A957PUT$25–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
AQNAlgonquin Power & Utilities Corp.COM1,975,000$11.7M0.3%History
PAYCPaycom Software, Inc.Stock16,000$4.15M0.1%History
INSEInspired Entertainment, Inc.COM260,323$3.11M0.1%History
Vanguard World FD921910709EXTENDED DUR37,000$2.59M0.1%–
THRYThryv Holdings, Inc.COM NEW116,177$2.18M0.1%History
SPSP Plus CorpCOM32,440$1.17M<0.1%History
PETSPetmed Express IncCOM93,450$957.9K<0.1%History
FREEWhole Earth Brands, Inc.COM CL A231,539$833.5K<0.1%History
RCKYRocky Brands, Inc.COM54,133$795.8K<0.1%History
WEYSWeyco Group IncCOM24,410$618.8K<0.1%History
POSTPost Holdings, Inc.COM7,085$607.5K<0.1%History
CRAICra International, Inc.COM5,881$592.6K<0.1%History
PLCEChildrens Place, Inc.COM21,820$589.8K<0.1%History
Analog Devices Inc Com326541059COM2,744$480.4K<0.1%–
WCCWesco International IncCOM3,072$441.8K<0.1%History
HLMNHillman Solutions Corp.COM49,350$407.1K<0.1%History
ALLTAllot Ltd.SHS145,690$317.6K<0.1%History
PCTIPC Tel IncCOM65,280$271.6K<0.1%History
CGCarlyle Group Inc.COM7,500$226.2K<0.1%History
ATVIActivision Blizzard, Inc.COM2,295$214.9K<0.1%History
BWABorgwarner IncCOM4,470$180.5K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,000$156.0K<0.1%History
JVACoffee Holding Co IncCOM164,097$142.8K<0.1%History
PMMFranklin Managed Municipal Income TrustCOM25,590$140.0K<0.1%History
Atmos Energy Corp Com495601056COM1,141$120.9K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,000$113.0K<0.1%History
XYLXylem Inc.COM1,000$91.0K<0.1%History
CLBKColumbia Financial, Inc.COM5,440$85.5K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB3,470$73.7K<0.1%–
SGENSeagen Inc.COM304$64.5K<0.1%History
WATWaters CorpCOM225$61.7K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK2,600$54.5K<0.1%History
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV2,298$44.1K<0.1%–
NGVTIngevity CorpCOM880$41.9K<0.1%History
ALLEAllegion plcORD SHS380$39.6K<0.1%History
OECOrion S.A.COM1,560$33.2K<0.1%History
GAPGap IncCOM2,821$30.0K<0.1%History
SPHRSphere Entertainment Co.CL A685$25.5K<0.1%History
KEYSKeysight Technologies, Inc.Stock189$25.0K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S1,954$23.4K<0.1%–
TAPMolson Coors Beverage CoCL B367$23.3K<0.1%History
EXASExact Sciences CorpCOM325$22.2K<0.1%History
DLADelta Apparel, IncCOM3,300$21.9K<0.1%History
SCWXSecureWorks CorpCL A3,500$21.7K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS1,000$21.3K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW1,744$19.0K<0.1%–
WWWWolverine World Wide IncCOM2,290$18.5K<0.1%History
iShares Tr46435U366SELF DRIVNG EV496$18.4K<0.1%–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS1,782$17.7K<0.1%History
NEWRNew Relic, Inc.COM200$17.1K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX351$16.6K<0.1%–
SLDPSolid Power, Inc.CLASS A COM8,000$16.2K<0.1%History
Flagstar Bank, National Association649445103COM1,400$15.9K<0.1%–
SHCSotera Health CoCOM1,000$15.0K<0.1%History
VMWVmware LLCCL A COM88$14.7K<0.1%History
Global X Uranium ETF37954Y871ETF500$13.5K<0.1%–
Air Calif Com009086109INDX FD241$13.3K<0.1%–
SEATVivid Seats Inc.COM CL A2,000$12.8K<0.1%History
GROWU S Global Investors IncCL A4,000$11.4K<0.1%History
DDOGDatadog, Inc.CL A COM125$11.4K<0.1%History
Nextera Energy Inc Corporate65339F820COM300$11.3K<0.1%–
SRESempraStock162$11.0K<0.1%History
iShares Semiconductor ETF464287523ETF22$10.3K<0.1%–
MGAMagna International IncCOM190$10.2K<0.1%History
Samsung Electronic796050888COM8$10.1K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF108$9.49K<0.1%–
RDIReading International IncCL A4,000$8.48K<0.1%History
Invesco Exchange Traded FD T46137V159S&P SPIN OFF150$8.40K<0.1%–
iShares Tr464288562RESIDENTIAL MULT120$7.94K<0.1%–
GGenpact LTDSHS200$7.24K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD55$7.12K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS189$6.93K<0.1%History
iShares Tr464288836U.S. PHARMA ETF37$6.55K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY284$6.38K<0.1%–
Vmware Inc Merger Election Fr928STK045COM34$5.66K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK200$5.47K<0.1%History
iShares Tr46428951110+ YR INVST GRD107$5.04K<0.1%–
Healthwell Acquisition Corp42227R117*W EXP 08/05/20221,950$4.50K<0.1%–
EDREndeavor Group Holdings, Inc.CL A COM215$4.28K<0.1%History
MDBMongoDB, Inc.CL A12$4.15K<0.1%History
FOSLFossil Group, Inc.COM2,000$4.12K<0.1%History
XRXXerox Holdings CorpCOM NEW250$3.92K<0.1%History
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF85$3.87K<0.1%–
iShares Tr46434V4070-5YR HI YL CP81$3.32K<0.1%–
FTKFlotek Industries IncCOM NEW666$2.95K<0.1%History
FNCHFinch Therapeutics Group, Inc.COM NEW533$2.76K<0.1%History
VRNOVerano Holdings Corp.COM SUB VTG SHS500$2.27K<0.1%History
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/20224,522$2.08K<0.1%–
Mercato Partners Acquisition Corp58759A116*W EXP 99/99/9998,400$1.76K<0.1%–
Direxion Shs ETF Tr25460E521DAILY FTSE CHINA150$1.64K<0.1%–
Jupiter Acquisition Corp482082112*W EXP 08/17/20244,577$1.56K<0.1%–
Twin Ridge Capital Acquis CoG9151L120*W EXP 03/07/20220,339$1.53K<0.1%–
SPDR Ser Tr78468R689S&P KENSHO SMART43$1.33K<0.1%–
WERNWerner Enterprises IncCOM33$1.28K<0.1%History
IOBTIO Biotech, Inc.COM908$1.28K<0.1%History
Vanguard World FD921910733ESG US STK ETF17$1.28K<0.1%–
Black Mountain Acq Corp09216A116*W EXP 10/15/20228,150$1.24K<0.1%–
Direxion Shs ETF Tr25460E661DLY AEROSPC 3X75$1.12K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS100$1.04K<0.1%History
RUMRUM Group Inc.Stock185$943<0.1%History