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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,774
−28 vs. Q2 2023
Portfolio value
$3.73B
−$52.2M (−1.4%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
XAGEWLongevity Health Holdings, Inc.Warrant2,791$586<0.1%+2,791NewHistory
UNITUniti Group Inc.COM127$599<0.1%+115+958.3%AddedHistory
Atlantic Coastal Acquistn Co048453112*W EXP 03/02/20221,701$608<0.1%00.0%Unchanged–
Twelve Seas Investment Co. II90118T114*W EXP 03/02/20213,455$612<0.1%00.0%Unchanged–
JDJD.com, Inc.SPON ADS CL A22$634<0.1%00.0%UnchangedHistory
Ouster, Inc.68989M111*W EXP 03/11/2025,318$638<0.1%00.0%Unchanged–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/20212,552$643<0.1%00.0%Unchanged–
BENFWBeneficient*W EXP 06/07/20216,773$646<0.1%00.0%UnchangedHistory
RWTRedwood Trust IncCOM91$649<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM838$656<0.1%00.0%UnchangedHistory
Battery Future Acquisition CG0888J124*W EXP 99/99/9996,000$660<0.1%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R119*W EXP 01/31/20217,542$665<0.1%00.0%Unchanged–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF26$685<0.1%00.0%Unchanged–
BHFBrighthouse Financial, Inc.COM14$685<0.1%00.0%UnchangedHistory
Armada Acquisition Corp. I04208V111*W EXP 08/13/20210,050$688<0.1%00.0%Unchanged–
Fortune Rise Acquisition Cor34969G110*W EXP 12/06/2028,620$690<0.1%00.0%Unchanged–
RXORXO, Inc.COMMON STOCK35$691<0.1%−48,085−99.9%ReducedHistory
CNDTCONDUENT IncCOM200$696<0.1%00.0%UnchangedHistory
Ault Disruptive Techs Corp05150A112*W EXP 99/99/99943,850$706<0.1%00.0%Unchanged–
ARK ETF Tr00214Q807SPACE & DEFENSE52$717<0.1%00.0%Unchanged–
Project Energy Reimagined AcG72556114*W EXP 10/28/2026,000$720<0.1%00.0%Unchanged–
ING Global Eqty DV & P Com45684E107CLSD FD149$730<0.1%00.0%Unchanged–
TMETencent Music Entertainment GroupSPON ADS116$740<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM20$742<0.1%00.0%UnchangedHistory
FGPRFerrellgas Partners L PCOM95$752<0.1%00.0%UnchangedHistory
Tristar Acquisition I Corp.G9074V114*W EXP 99/99/99910,449$753<0.1%00.0%Unchanged–
Burtech Acquisition Corp123013112*W EXP 12/18/20244,500$756<0.1%00.0%Unchanged–
Infint Acquisition CorpG47862126*W EXP 99/99/99920,213$760<0.1%00.0%Unchanged–
SPDR Series Trust78464A516ST INTL BBG ETF36$765<0.1%00.0%Unchanged–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/99911,300$789<0.1%00.0%Unchanged–
CF Acquisition Corp VIII12520C117*W EXP 03/31/2023,175$794<0.1%00.0%Unchanged–
LYFTLyft, Inc.CL A COM78$822<0.1%00.0%UnchangedHistory
KMXCarMax IncCOM12$828<0.1%00.0%UnchangedHistory
Mercury Ecom Acquisition Cor589381110*W EXP 07/27/2028,403$840<0.1%00.0%Unchanged–
Kensington Capital AcquisitiG5251K129*W EXP 99/99/9997,300$844<0.1%00.0%Unchanged–
Xpac Acquisition CorpG9831X122*W EXP 99/99/99912,558$848<0.1%00.0%Unchanged–
QVCGAOld QVC Group, Inc.COM SER A1,400$849<0.1%00.0%UnchangedHistory
Liberty Res Acquisition Corp53118A113*W EXP 10/31/20223,200$872<0.1%00.0%Unchanged–
PTONPeloton Interactive, Inc.CL A COM174$879<0.1%−35−16.7%ReducedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM75$883<0.1%00.0%UnchangedHistory
WDSWoodside Energy Group LtdADR39$908<0.1%00.0%UnchangedHistory
Artemis Strategic Invt Corp04303A111*W EXP 09/30/20222,628$910<0.1%00.0%Unchanged–
Insight Acquisition Corp45784L118*W EXP 08/26/20228,000$910<0.1%00.0%Unchanged–
Stephan Co858603103COM847$915<0.1%−100−10.6%Reduced–
RUMRUM Group Inc.Stock185$943<0.1%00.0%UnchangedHistory
Springwater SPL Situations C85205U115WARRANT11,000$946<0.1%00.0%Unchanged–
Sizzle Acquisition Corp.83014E117*W EXP 11/02/2026,340$952<0.1%00.0%Unchanged–
LENLennar CorpCL A9$959<0.1%00.0%UnchangedHistory
SLGCWSomaLogic, Inc.*W EXP 03/01/2024,360$960<0.1%00.0%UnchangedHistory
IXQWFIX Acquisition Corp.*W EXP 07/31/20225,000$972<0.1%00.0%UnchangedHistory
VFFVillage Farms International, Inc.COM1,225$977<0.1%00.0%UnchangedHistory
iShares Core MSCI Europe ETF46434V738ETF20$993<0.1%00.0%Unchanged–
Rocket Pharmaceuticals, Inc.77313F114*W EXP 09/02/2026,000$1.02K<0.1%00.0%Unchanged–
BOEBlackRock Enhanced Global Dividend TrustCOM110$1.04K<0.1%00.0%UnchangedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS100$1.04K<0.1%00.0%UnchangedHistory
FMCFMC CorpCOM NEW16$1.07K<0.1%00.0%UnchangedHistory
Aetherium Acquisition Corp00809J119*W EXP 12/21/20271,000$1.08K<0.1%00.0%Unchanged–
Canna Global Acquisition Cor13767K119*W EXP 11/30/20259,000$1.09K<0.1%00.0%Unchanged–
HCAHCA Healthcare, Inc.COM4$1.10K<0.1%00.0%UnchangedHistory
DHIHorton D R IncCOM10$1.10K<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM21$1.10K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM3$1.11K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460E661DLY AEROSPC 3X75$1.12K<0.1%00.0%Unchanged–
RMCOWRoyalty Management Holding Corp*W EXP 05/28/20216,000$1.13K<0.1%00.0%UnchangedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM100$1.13K<0.1%00.0%UnchangedHistory
Kismet Acquisition Two CorpG52807115*W EXP 06/30/20223,040$1.15K<0.1%00.0%Unchanged–
ARDXArdelyx, Inc.COM287$1.17K<0.1%00.0%UnchangedHistory
iShares Tr464287861EUROPE ETF25$1.19K<0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM50$1.20K<0.1%00.0%UnchangedHistory
DBBInvesco DB Base Metals FundBASE METALS FD63$1.21K<0.1%00.0%UnchangedHistory
BMEZBlackRock Health Sciences Term TrustCOM SHS85$1.23K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING24$1.24K<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N111*W EXP 08/02/20233,458$1.24K<0.1%00.0%Unchanged–
Black Mountain Acq Corp09216A116*W EXP 10/15/20228,150$1.24K<0.1%00.0%Unchanged–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD54$1.24K<0.1%+54NewHistory
WABWestinghouse Air Brake Technologies CorpStock12$1.28K<0.1%+3+33.3%AddedHistory
Vanguard World FD921910733ESG US STK ETF17$1.28K<0.1%+17New–
IOBTIO Biotech, Inc.COM908$1.28K<0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock100$1.28K<0.1%00.0%UnchangedHistory
WERNWerner Enterprises IncCOM33$1.28K<0.1%00.0%UnchangedHistory
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20218,700$1.29K<0.1%00.0%Unchanged–
MMNFFMedMen Enterprises, Inc.Common Stock50,540$1.31K<0.1%00.0%UnchangedHistory
Blue World Acquisition CorpG1263E136*W EXP 01/10/2028,800$1.31K<0.1%00.0%Unchanged–
BHRBraemar Hotels & Resorts Inc.COM479$1.33K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART43$1.33K<0.1%00.0%Unchanged–
WOLFWolfspeed, Inc.Stock35$1.33K<0.1%00.0%UnchangedHistory
Harvest Nat Res41754V202COM45,000$1.35K<0.1%00.0%Unchanged–
COINCoinbase Global, Inc.COM CL A18$1.35K<0.1%00.0%UnchangedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT185$1.40K<0.1%00.0%UnchangedHistory
DHC Acquisition CorpG2758T117*W EXP 02/25/20217,548$1.40K<0.1%00.0%Unchanged–
Bagger Daves Burger Tavern056646201COM25,000$1.45K<0.1%00.0%Unchanged–
Tortoiseecofin Acquisition CG8956E117*W EXP 07/22/2028,791$1.45K<0.1%−1,249−12.4%Reduced–
KLACKLA CorpCOM NEW3$1.47K<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW300$1.47K<0.1%00.0%UnchangedHistory
SEVNSeven Hills Realty TrustCOM135$1.47K<0.1%00.0%UnchangedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT100$1.48K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF20$1.50K<0.1%00.0%Unchanged–
AVBAvalonbay Communities IncCOM9$1.51K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock6$1.51K<0.1%00.0%UnchangedHistory
Highlands REIT, Inc.43110A104COM5,429$1.52K<0.1%00.0%Unchanged–

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPX Corp784635954PUT$7.20M–
ProShares Tr74348A950PUT$4.98M–
iShares Tr464287955PUT$4.69M–
Select Sector SPDR Tr81369Y954PUT$3.26M–
Select Sector SPDR Tr81369Y904CALL–$2.96M
SPDR S&P 500 ETF Tr78462F953PUT$2.36M–
Invesco QQQ Tr46090E953PUT$1.58M–
Select Sector SPDR Tr81369Y953OPT$1.06M–
Ritchie Bros Auctioneers767744905CALL–$928.3K
Berry Global Group Inc08579W903CALL–$731.5K
Kohls Corp500255954PUT$655.0K–
Select Sector SPDR Tr81369Y950PUT$582.8K–
Select Sector SPDR Tr81369Y955put$566.8K–
Green Plains Inc393222954PUT$539.5K–
iShares Tr464287905CALL–$481.7K
Invesco Exchange Traded FD T46137V957PUT$449.0K–
Kohls Corp500255904CALL–$433.9K
ProShares Tr74347W900CALL–$428.8K
United STS Gasoline FD LP91201T902CALL–$322.9K
SPDR Series Trust78464A954PUT$250.5K–
Invesco QQQ Tr46090E903UNIT SER 1–$212.6K
Invesco Exchange Traded FD T46137V952PUT$212.5K–
Invesco Exch Traded FD Tr II46138G959PUT$200.2K–
PIMCO ETF Tr72201R952PUT$157.0K–
Select Sector SPDR Tr81369Y900CALL–$127.8K
SPXW 230929P03985000FSPXC4150PUT$86.9K–
iShares Tr464288954PUT$55.0K–
Ampco-Pittsburg Corp032037953PUT$48.0K–
Green Plains Partners LP393221956PUT$45.7K–
United STS Gasoline FD LP91201T952PUT$40.4K–
Icahn Enterprises LP451100901CALL–$39.8K
Berry Global Group Inc08579W953COM$38.9K–
RB Global Inc74935Q957PUT$26.4K–
Elanco Animal Health Inc28414H953PUT$17.0K–
Apple Inc037833950PUT$15.4K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$14.5K
Cambria ETF Tr132061951PUT$13.0K–
Ally Finl Inc02005N950PUT$6.50K–
Sportsmans Whse Hldgs Inc84920Y956PUT$4.00K–
Digital Rlty Tr Inc253868953PUT$2.50K–
Forward Air Corp349853901CALL–$2.10K
Ally Finl Inc02005N900CALL–$2.00K
Keycorp493267958PUT$2.00K–
Pitney Bowes Inc724479950PUT$1.05K–
iShares Tr464288950PUT$750–
Valkyrie ETF Trust II91917A957PUT$350–

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
HHCHoward Hughes CorpCOM68,925$5.44M0.1%History
PLAYDave & Buster's Entertainment, Inc.COM83,620$3.73M0.1%History
ACVAACV Auctions Inc.COM CL A104,425$1.80M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM48,322$1.58M<0.1%–
CTGComputer Task Group IncCOM194,587$1.48M<0.1%History
POLPolished.com Inc.COM2,765,392$1.27M<0.1%History
Digital River25388B104COM349,999$1.22M<0.1%–
MODVModivCare IncCOM24,025$1.09M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP12,618$786.4K<0.1%History
FERGFerguson Enterprises Inc.SHS3,230$508.1K<0.1%History
DINDine Brands Global, Inc.COM8,610$499.6K<0.1%History
FRGFranchise Group, Inc.COM17,275$494.8K<0.1%History
ZDZiff Davis, Inc.COM5,250$367.8K<0.1%History
RYAMRayonier Advanced Materials Inc.COM78,650$336.6K<0.1%History
FSTRFoster L B CoCOM19,471$278.0K<0.1%History
TSQTownsquare Media, Inc.CL A21,299$253.7K<0.1%History
529 American Funds529FUNDS1COM249,749$249.7K<0.1%–
HAYWHayward Holdings, Inc.COM17,570$225.8K<0.1%History
PCYOPure Cycle CorpCOM NEW19,691$216.6K<0.1%History
GORVLazydays Holdings, Inc.COM13,940$161.1K<0.1%History
PFSWPfsweb IncCOM NEW35,087$158.6K<0.1%History
ODCOil-Dri Corp of AmericaCOM2,650$156.3K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM3,544$116.3K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF1,482$111.3K<0.1%–
EOCWElliott Opportunity II Corp.SHS CL A10,000$103.6K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -800$73.5K<0.1%History
BKIBlack Knight, Inc.COM895$53.5K<0.1%History
BDCBelden Inc.COM538$51.5K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF635$45.4K<0.1%–
AEONAEON Biopharma, Inc.CL A5,800$41.1K<0.1%History
Mitsui & Co Ltd606827202COM47$35.2K<0.1%–
IIIInformation Services Group Inc.COM6,198$33.2K<0.1%History
ETSYEtsy IncCOM300$25.4K<0.1%History
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT303$24.8K<0.1%–
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO941$23.6K<0.1%–
Advisors Inner Circle FD III00775Y645STRATEGAS MACRO929$21.7K<0.1%–
GHGuardant Health, Inc.COM600$21.5K<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG804$21.2K<0.1%–
BlackRock CR All IV Com925081002CLSD FD2,000$20.3K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR600$14.4K<0.1%History
TBCHTurtle Beach CorpCOM NEW1,200$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF1,092$12.4K<0.1%–
Listed FDS Tr53656F623HORI KI INFL ETF400$12.2K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN206$12.1K<0.1%History
SPGSimon Property Group Inc.REIT97$11.2K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM100$10.4K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM100$9.32K<0.1%History
Topicus.com Inc89072T102COM107$8.79K<0.1%–
PDIPIMCO Dynamic Income FundSHS453$8.49K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST273$7.96K<0.1%–
ARESAres Management CorpCL A COM STK81$7.80K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD230$6.97K<0.1%History
EVBGEverbridge, Inc.COM225$6.05K<0.1%History
AAPAdvance Auto Parts IncCOM75$5.27K<0.1%History
BBDCBarings BDC, Inc.COM500$3.92K<0.1%History
DSKEDaseke, Inc.COM533$3.80K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD63$2.91K<0.1%–
CANOCano Health, Inc.COM CL A2,000$2.78K<0.1%History
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20220,174$2.71K<0.1%–
NFENew Fortress Energy Inc.COM CL A100$2.68K<0.1%History
ABATAmerican Battery Technology CoCOM3,330$2.56K<0.1%History
AMEAmetek IncCOM15$2.43K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 10420$2.29K<0.1%History
CGEMCullinan Therapeutics, Inc.COM200$2.15K<0.1%History
HAEHaemonetics CorpCOM25$2.13K<0.1%History
UBSUBS Group AGStock100$2.03K<0.1%History
CRSCarpenter Technology CorpCOM35$1.97K<0.1%History
African Gold Acquisition CorG0112R124*W EXP 03/31/202176,695$1.77K<0.1%–
AVTRAvantor, Inc.COM85$1.75K<0.1%History
LMNDLemonade, Inc.Stock100$1.69K<0.1%History
FFAIFaraday Future Intelligent Electric Inc.COM7,317$1.46K<0.1%History
Ganfeng Lithium COY2690M105Common Stock200$1.30K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/20269,900$1.17K<0.1%–
MMTZFMindMaze Therapeutics Holding SACOM375$1.16K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6$915<0.1%–
PVCTProvectus Biopharmaceuticals, Inc.COM7,650$865<0.1%History
Deep Medicine Acquisition Co243733110RIGHT 09/30/20285,155$722<0.1%–
PBIPitney Bowes IncCOM200$708<0.1%History
Alpha Healthcare Acqu Corp I02073F112*W EXP 04/01/2023,190$638<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20230,525$592<0.1%–
Accretion Acquisition Corp00438Y123RIGHT 03/01/20285,394$585<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20210,000$550<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT10$477<0.1%–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/20213,332$471<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/20262,800$392<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock70$358<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF4$249<0.1%–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$212<0.1%–
LACLithium Americas Corp.COM NEW10$202<0.1%History
FIRYFiry Inc.COM CL A20$182<0.1%History
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/2025,000$172<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/2022,000$145<0.1%–
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/2025,032$131<0.1%–
Apeiron Capital Invest Corp03752A119*W EXP 04/02/20210,754$128<0.1%–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$119<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$95<0.1%–
Pure Energy Minerals74624B700COM55$63<0.1%–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%–
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99920,000$40<0.1%–
ALPPAlpine 4 Holdings, Inc.CL A NEW13$26<0.1%History