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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,802
−149 vs. Q1 2023
Portfolio value
$3.78B
+$274.7M (+7.8%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Apeiron Capital Invest Corp03752A119*W EXP 04/02/20210,754$128<0.1%00.0%Unchanged–
Revelstone Capital Acqstn Co76137R114*W EXP 09/15/2022,249$128<0.1%00.0%Unchanged–
BioPlus Acquisition Corp.G11217125*W EXP 12/02/2021,006$129<0.1%00.0%Unchanged–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT8$131<0.1%00.0%Unchanged–
Golden Arrow Merger Corp380799114*W EXP 07/31/2024,366$131<0.1%00.0%Unchanged–
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/2025,032$131<0.1%00.0%Unchanged–
Vision Sensing Acquisition C92838J111*W EXP 10/21/2023,750$131<0.1%00.0%Unchanged–
FLDDWFold Holdings, Inc.*W EXP 10/19/2022,200$132<0.1%00.0%UnchangedHistory
CHGGChegg, IncCOM15$133<0.1%00.0%UnchangedHistory
Portage Fintech Acquisitn CoG7185D114*W EXP 07/08/2023,333$133<0.1%00.0%Unchanged–
BLMNBloomin' Brands, Inc.COM5$134<0.1%00.0%UnchangedHistory
Ap Acquisition CorpG04058114*W EXP 12/07/2022,500$137<0.1%00.0%Unchanged–
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/2024,300$137<0.1%00.0%Unchanged–
Direct Selling Acquisitin Co25460L111*W EXP 09/30/20213,850$138<0.1%00.0%Unchanged–
Blockchain Coinvstrs Acq CRPG11765115*W EXP 11/01/2022,500$139<0.1%00.0%Unchanged–
Marblegate Acquisition Corp.56608A113*W EXP 08/31/2022,500$140<0.1%00.0%Unchanged–
SNFIStark Novus Financial Inc.CL A NEW66$141<0.1%−1−1.0%ReducedConverted for a 1-for-15 splitHistory
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/2022,000$145<0.1%00.0%Unchanged–
Rubicon Technologies, Inc.78112J117*W EXP 04/01/2028,150$146<0.1%00.0%Unchanged–
Home Plate Acquisition Corp43734R111*W EXP 09/30/2027,200$153<0.1%00.0%Unchanged–
CF Acquisition Corp VIII12520C117*W EXP 03/31/2023,175$157<0.1%00.0%Unchanged–
Northern Star Invest Corp IV66575B119*W EXP 02/25/2023,149$157<0.1%00.0%Unchanged–
Coliseum Acquisition Corp.G2263T107*W EXP 08/22/2021,073$161<0.1%−600−35.9%Reduced–
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/2022,500$163<0.1%00.0%UnchangedHistory
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/2025,000$172<0.1%00.0%Unchanged–
Ayr Wellness Inc05475P109com200$174<0.1%00.0%Unchanged–
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/2022,000$180<0.1%00.0%Unchanged–
FIRYFiry Inc.COM CL A20$182<0.1%00.0%UnchangedConverted for a 1-for-20 splitHistory
Global Technolgy Acqstn CorpG3934N115*W EXP 10/19/2023,100$183<0.1%00.0%Unchanged–
Global Partner Acqistn CorpG3934P128*W EXP 01/14/2025,282$185<0.1%00.0%Unchanged–
Integral Acquisition Corp 145827K119*W EXP 05/31/2022,500$200<0.1%00.0%Unchanged–
LACLithium Americas Corp.COM NEW10$202<0.1%00.0%UnchangedHistory
Focus Impact Acquisition Cor34417L117*W EXP 10/28/2022,600$203<0.1%00.0%Unchanged–
BAERWBridger Aerospace Group Holdings, Inc.*W EXP 01/24/2021,000$203<0.1%00.0%UnchangedHistory
Crixus BH3 Acquisition Co22677T110*W EXP 10/04/20210,000$208<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136116*W EXP 04/01/2027,900$208<0.1%00.0%Unchanged–
Springwater SPL Situations C85205U115WARRANT11,000$209<0.1%00.0%Unchanged–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$212<0.1%00.0%Unchanged–
Worldwide Webb Acquisition CG97775111*W EXP 10/20/2029,996$219<0.1%−10.0%Reduced–
Stonebridge Acquisition CorpG85094129*W EXP 03/31/2027,500$224<0.1%00.0%Unchanged–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/2024,550$224<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/2028,600$230<0.1%00.0%UnchangedHistory
Eve Mobility Acquisition CorG3218G117*W EXP 12/31/2026,000$233<0.1%00.0%Unchanged–
Dimensional Emerging Core Equity Market ETF25434V302ETF10$235<0.1%00.0%Unchanged–
ARK ETF Tr00214Q5003D PRINTING ETF10$235<0.1%−284−96.6%Reduced–
DP Cap Acquisition Corp IG2R05B126*W EXP 11/08/2025,200$237<0.1%00.0%Unchanged–
Ys Biopharma Co LtdG9845F117*W EXP 03/15/2025,050$237<0.1%00.0%Unchanged–
DIDIYDiDi Global Inc.SPONSORED ADS80$240<0.1%00.0%UnchangedHistory
CRONCronos Group Inc.COM123$242<0.1%00.0%UnchangedHistory
Blue Ocean Acquisition CorpG1330L121*W EXP 12/02/2025,000$242<0.1%00.0%Unchanged–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99912,098$243<0.1%00.0%UnchangedHistory
VMEOVimeo, Inc.COMMON STOCK59$243<0.1%00.0%UnchangedHistory
SOARWVolato Group, Inc.*W EXP 99/99/9993,350$243<0.1%00.0%UnchangedHistory
Perception Capital Corp IIG7007D110*W EXP 10/25/2022,500$246<0.1%00.0%Unchanged–
Vanguard Emerging Markets Government Bond ETF921946885ETF4$249<0.1%00.0%Unchanged–
HUBCWHub Cyber Security Ltd.*W EXP 02/27/2026,293$251<0.1%00.0%UnchangedHistory
Semper Paratus Acquisition CG8028L131*W EXP 11/04/2026,204$256<0.1%00.0%Unchanged–
CNDAWConcord Acquisition Corp II*W EXP 99/99/9996,450$258<0.1%00.0%UnchangedHistory
M3-Brigade Acquisition II Corp.553800111*W EXP 09/03/2027,312$265<0.1%−5,300−42.0%Reduced–
Chavant Capital Acquisitn CoG2058L111*W EXP 99/99/9996,325$272<0.1%00.0%Unchanged–
SDCL EDGE Acquisition CorpG79471127*W EXP 99/99/9993,000$274<0.1%00.0%Unchanged–
Tristar Acquisition I Corp.G9074V114*W EXP 99/99/99910,449$282<0.1%−10.0%Reduced–
HAMRFSilver Hammer Mining CorpCOM2,150$282<0.1%00.0%UnchangedHistory
FNMAFederal National Mortgage Association Fannie MaeCOM645$284<0.1%00.0%UnchangedHistory
CYCUWCycurion, Inc.*W EXP 09/01/2024,800$292<0.1%00.0%UnchangedHistory
Mercury Ecom Acquisition Cor589381110*W EXP 07/27/2028,403$300<0.1%00.0%Unchanged–
APLMWApollomics Inc.*W EXP 04/01/2023,700$305<0.1%00.0%UnchangedHistory
Sportsmap Tech Acquisitin Co84921J116*W EXP 09/01/2028,347$312<0.1%00.0%Unchanged–
Innovative Intl Acqusitin CoG4809M125*W EXP 07/01/2025,050$314<0.1%00.0%Unchanged–
Ouster, Inc.68989M111*W EXP 03/11/2025,318$319<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$320<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM838$325<0.1%+674+411.0%AddedHistory
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99910,825$325<0.1%00.0%Unchanged–
ONLOrion Properties Inc.REIT50$330<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM NEW390$339<0.1%00.0%UnchangedHistory
Cepton, Inc.15673X119*W EXP 06/01/2026,250$341<0.1%00.0%Unchanged–
Project Energy Reimagined AcG72556114*W EXP 10/28/2026,000$347<0.1%00.0%Unchanged–
Sandstorm Gold Ltd Com New80013R206Stock70$358<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y128RIGHT 07/15/20263,000$363<0.1%00.0%Unchanged–
Roth CH Acquisition V Co.77867R118*W EXP 12/10/2024,563$365<0.1%00.0%Unchanged–
CMCWFPiermont Valley Acquisition Corp*W EXP 11/19/2025,000$367<0.1%00.0%UnchangedHistory
Crescera Cap Acquisition CorG26507114*W EXP 11/18/2027,718$374<0.1%00.0%Unchanged–
Xpac Acquisition CorpG9831X122*W EXP 99/99/99912,558$377<0.1%00.0%Unchanged–
Esgen Acquisition CorpG3R95N111*W EXP 10/18/2025,050$379<0.1%00.0%Unchanged–
Listed FD Tr53656F789ROUNDHILL SPORTS22$385<0.1%00.0%Unchanged–
Trajectory Alpha Acquisition89301B112*W EXP 99/99/9994,000$392<0.1%00.0%Unchanged–
The Growth for Good Acqu CorG41522130RIGHT 11/12/20262,800$392<0.1%00.0%Unchanged–
GSTCGlobeStar Therapeutics CorpCOM88,000$396<0.1%00.0%UnchangedHistory
DKNGDraftKings Inc.Stock15$399<0.1%00.0%UnchangedHistory
BHCBausch Health Companies Inc.Stock50$400<0.1%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF21$406<0.1%00.0%Unchanged–
Global X FDS37954Y152GBL X HYDROGEN45$414<0.1%+45New–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2021,858$426<0.1%−209−10.1%Reduced–
KOPNKopin CorpCOM200$430<0.1%00.0%UnchangedHistory
POSTPost Holdings, Inc.COM5$433<0.1%00.0%UnchangedHistory
Omnilit Acquisition Corp68218C116*W EXP 11/08/2028,006$446<0.1%00.0%Unchanged–
CTSWFCactus Acquisition Corp. 1 Ltd*W EXP 08/17/20210,850$447<0.1%00.0%UnchangedHistory
RMCOWRoyalty Management Holding Corp*W EXP 05/28/20216,000$450<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$460<0.1%00.0%Unchanged–
Lumiradx LimitedG5709L117*W EXP 09/28/20215,470$463<0.1%−10,000−39.3%Reduced–

Options (44)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$5.45M
Select Sector SPDR Tr81369Y954PUT$2.57M–
ProShares Tr74348A950PUT$2.16M–
iShares Tr464287955PUT$859.4K–
Invesco Exch Traded FD Tr II46138G959PUT$717.4K–
Kohls Corp500255904CALL–$575.0K
Invesco QQQ Tr46090E953PUT$547.8K–
Select Sector SPDR Tr81369Y955put$538.5K–
SPDR Dow Jones Indl Average78467X959PUT$529.8K–
ProShares Tr74347W900CALL–$443.6K
SPDR S&P 500 ETF Tr78462F953PUT$424.7K–
United STS Gasoline FD LP91201T902CALL–$422.2K
Select Sector SPDR Tr81369Y950PUT$357.5K–
SPXW 230929P03985000FSPXC4150PUT$280.1K–
SPDR Series Trust78464A954PUT$260.6K–
Berry Global Group Inc08579W953COM$207.8K–
United STS Gasoline FD LP91201T952PUT$207.2K–
Icahn Enterprises LP451100901CALL–$205.9K
Invesco Exchange Traded FD T46137V952PUT$130.9K–
Hunt J B Trans Svcs Inc445658957PUT$126.0K–
Select Sector SPDR Tr81369Y900CALL–$113.8K
SPX Corp784635954PUT$104.6K–
Green Plains Partners LP393221956PUT$89.7K–
Expeditors Intl Wash Inc302130959PUT$69.9K–
Select Sector SPDR Tr81369Y957PUT$64.1K–
Invesco Exchange Traded FD T46137V957PUT$57.0K–
Select Sector SPDR Tr81369Y956PUT$50.4K–
B. Riley Financial Inc05580M958PUT$38.4K–
Forward Air Corp349853951PUT$20.7K–
RB Global Inc74935Q957PUT$18.0K–
Cambria ETF Tr132061951PUT$17.0K–
BKLN 210416P0001500046138G958PUT$14.9K–
Keycorp493267958PUT$14.5K–
iShares Tr464288954PUT$12.5K–
Ally Finl Inc02005N950PUT$9.50K–
iShares Tr464287952PUT$9.00K–
Pitney Bowes Inc724479950PUT$8.60K–
Ally Finl Inc02005N900CALL–$5.00K
iShares Tr464288950PUT$1.50K–
iShares Tr464288953PUT$1.10K–
Direxion Shs ETF Tr25459W900CALL–$1.01K
iShares Tr464288903CALL–$1.00K
Diebold Inc253651903CALL–$750
Valkyrie ETF Trust II91917A957PUT$375–

Sold out since Q1 2023 (225)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 225 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
TBNKTerritorial Bancorp Inc.COM102,271$1.97M0.1%History
ARNCArconic CorpCOM66,568$1.75M<0.1%History
CABOCable One, Inc.COM2,480$1.74M<0.1%History
Blackstone Real Estate Income09259K302Equities114,354$1.65M<0.1%–
SCHLScholastic CorpCOM45,492$1.56M<0.1%History
NVECNve CorpCOM NEW16,590$1.38M<0.1%History
Crane Hldgs Co224441113COMMON STOCK21,200$824.7K<0.1%–
LMBLimbach Holdings, Inc.COM47,240$817.3K<0.1%History
DBDDiebold Nixdorf, IncCOM672,560$807.1K<0.1%History
HROWHarrow, Inc.COM37,290$789.1K<0.1%History
JAQCJupiter Acquisition CorpCL A66,884$678.9K<0.1%History
SIGASiga Technologies IncCOM103,735$596.5K<0.1%History
SACHSachem Capital Corp.COM145,853$542.6K<0.1%History
GCOGenesco IncCOM13,085$482.6K<0.1%History
FRGIFiesta Restaurant Group, Inc.COM56,354$463.2K<0.1%History
VOXXVOXX International CorpCL A32,485$400.5K<0.1%History
OBDCBlue Owl Capital CorpCOM31,310$394.8K<0.1%History
JOBGEE Group Inc.COM815,617$338.5K<0.1%History
EPMEvolution Petroleum CorpCOM52,303$330.0K<0.1%History
NWBONorthwest Biotherapeutics IncCOM526,000$328.8K<0.1%History
AMPYAmplify Energy Corp.COM41,610$285.9K<0.1%History
EGEverest Group, Ltd.COM725$259.6K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL7,136$228.1K<0.1%–
VMDViemed Healthcare, Inc.COM19,905$192.3K<0.1%History
CSIICardiovascular Systems IncCOM4,998$99.3K<0.1%History
Avidity Biosciences, Inc.05370A108COM6,000$92.1K<0.1%–
CLPTClearPoint Neuro, Inc.COM10,000$84.4K<0.1%History
ProShares Tr74347B698RUSS 2000 DIVD1,311$80.0K<0.1%–
OGSONE Gas, Inc.COM820$65.0K<0.1%History
Schwab Strategic Tr808524672INTERNL DIVID2,000$47.3K<0.1%–
EMFTempleton Emerging Markets FundCOM4,000$46.8K<0.1%History
NINisource Inc.COM1,464$40.9K<0.1%History
ZAREAres Real Estate Income Trust Inc.COM4,390$38.2K<0.1%History
NUONuveen Ohio Quality Municipal Income FundCOM3,000$38.1K<0.1%History
Northern Star Invest Corp IV66575B200UNIT 02/25/20283,697$37.2K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS50900$34.4K<0.1%–
ULTAUlta Beauty, Inc.Stock57$31.1K<0.1%History
SPDR Index Shs FDS78463X202ST STR EU 50 ETF599$26.9K<0.1%–
TOPSTop Ships Inc.SHS NEW28,856$25.4K<0.1%History
PRVBProvention Bio, Inc.COM1,000$24.1K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP264$22.2K<0.1%–
RMTRoyce Micro-Cap Trust, Inc.COM2,275$20.0K<0.1%History
Dimensional ETF Trust25434V781INTL SMALL CAP V798$19.0K<0.1%–
BKHBlack Hills CorpCOM280$17.7K<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF176$15.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF140$14.4K<0.1%–
INDTIndus Realty Trust, Inc.COM203$13.5K<0.1%History
Vanguard World FD921910725ESG INTL STK ETF232$12.1K<0.1%–
CIIG Capital Partners II, Inc.12561U109COM CL A1,000$10.4K<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT313$10.3K<0.1%–
Invesco S&P 500 Hedged ETF73935B805Equity306$10.0K<0.1%–
ALCOAlico, Inc.COM410$9.92K<0.1%History
SWKStanley Black & Decker, Inc.COM100$8.06K<0.1%History
AESAES CorpStock277$6.67K<0.1%History
iShares Tr464288166AGENCY BOND ETF61$6.60K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR133$6.60K<0.1%–
DBX ETF Tr233051200XTRACK MSCI EAFE175$6.16K<0.1%–
BEBloom Energy CorpCOM CL A300$5.98K<0.1%History
LVSLas Vegas Sands CorpCOM100$5.75K<0.1%History
Adidas AGD0066B185COM32$5.65K<0.1%–
RMBSRambus IncCOM107$5.47K<0.1%History
HASHasbro, Inc.COM100$5.37K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM1,580$4.87K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF150$4.56K<0.1%–
TLRYTilray Brands, Inc.COM CL 21,802$4.56K<0.1%History
UNBUnion Bankshares IncCOM200$4.42K<0.1%History
Credit Suisse AG Nassau BRH Ve22542D316COM25$4.41K<0.1%–
BLNKBlink Charging Co.COM500$4.33K<0.1%History
SWKSSkyworks Solutions, Inc.Stock34$4.01K<0.1%History
TDOCTeladoc Health, Inc.COM150$3.88K<0.1%History
iShares Inc464286426MSCI EM ASIA ETF56$3.71K<0.1%–
FLNCFluence Energy, Inc.COM CL A170$3.44K<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS222$3.24K<0.1%–
Relief Therapeutics Hldg AG Namen AktH6759S100COM150,000$3.20K<0.1%–
COLDAmericold Realty TrustCOM100$2.85K<0.1%History
FBSIFirst Bancshares IncCOM150$2.81K<0.1%History
AMKRAmkor Technology, Inc.COM100$2.60K<0.1%History
Angle PLC Surrey03476V100COM1,100$2.46K<0.1%–
ONTOOnto Innovation Inc.COM28$2.46K<0.1%History
Global X FDS37954Y830GLOBAL X COPPER50$1.94K<0.1%–
SMARSmartsheet IncCOM CL A40$1.91K<0.1%History
BWXTBWX Technologies, Inc.COM30$1.89K<0.1%History
Travelcenters Americ894174101COM21$1.82K<0.1%–
SAIHWSAIHEAT Ltd*W EXP 04/29/20217,646$1.78K<0.1%History
NETCloudflare, Inc.CL A COM27$1.68K<0.1%History
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20222,089$1.53K<0.1%–
Avalon Acquisition Inc05338E119*W EXP 12/31/20216,773$1.51K<0.1%–
OGIOrganigram Global Inc.COM2,300$1.47K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN36$1.46K<0.1%–
Rolls Royce C SharesG76225138Preference177,602$1.42K<0.1%–
Progress Acquisition Corp.74327P113*W EXP 11/11/20224,976$1.38K<0.1%–
PBAPembina Pipeline CorpCOM42$1.36K<0.1%History
FSLYFastly, Inc.CL A72$1.28K<0.1%History
HOODRobinhood Markets, Inc.Stock125$1.21K<0.1%History
CRNCCerence Inc.COM43$1.21K<0.1%History
FAST Acquisition Corp. II311874119*W EXP 03/16/2022,978$1.19K<0.1%–
LQWD Fintech Corp50213W107COM1,900$1.19K<0.1%–
BNGOBionano Genomics, Inc.COM1,000$1.11K<0.1%History
STEMStem, Inc.CL A195$1.10K<0.1%History
Interprivate IV Infratech PR46064T110*W EXP 03/05/2029,632$1.05K<0.1%–