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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,445
+176 vs. Q3 2021
Portfolio value
$4.20B
+$361.4M (+9.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF6$1.00K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q807SPACE & DEFENSE52$1.00K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW14$1.00K<0.1%+14New–
HAEHaemonetics CorpCOM25$1.00K<0.1%00.0%UnchangedHistory
XPXP Inc.CL A28$1.00K<0.1%+28NewHistory
iShares Tr464288208MRGSTR MD CP ETF8$1.00K<0.1%00.0%Unchanged–
SSYSStratasys Ltd.SHS40$1.00K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM7$1.00K<0.1%+7NewHistory
ZTRVirtus Total Return Fund Inc.COM121$1.00K<0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A21$1.00K<0.1%00.0%UnchangedHistory
CNDTCONDUENT IncCOM200$1.00K<0.1%−200−50.0%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$1.00K<0.1%00.0%Unchanged–
OKLOOklo Inc.COM CL A100$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A516ST INTL BBG ETF36$1.00K<0.1%00.0%Unchanged–
ALKAlaska Air Group, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
AOSSmith A O CorpCOM8$1.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF13$1.00K<0.1%+13New–
ANIXAnixa Biosciences IncCOM500$1.00K<0.1%+500NewHistory
DDSDillard's, Inc.CL A4$1.00K<0.1%+4NewHistory
KOPNKopin CorpCOM200$1.00K<0.1%+200NewHistory
LILALiberty Latin America Ltd.COM CL A58$1.00K<0.1%00.0%UnchangedHistory
SEVNSeven Hills Realty TrustCOM135$1.00K<0.1%+135NewHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A16$1.00K<0.1%00.0%UnchangedHistory
LOTZCarLotz, Inc.COM CL A400$1.00K<0.1%00.0%UnchangedHistory
Class Acceleration Corp18274B106COM100$1.00K<0.1%00.0%Unchanged–
Executive Network Partnering30158L118*W EXP 09/25/2021,075$1.00K<0.1%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026100$1.00K<0.1%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$1.00K<0.1%00.0%Unchanged–
Flutter Entmt PLC Unsponsored ADS344044102ADR14$1.00K<0.1%00.0%Unchanged–
Hamilton Lane Alliance Hldgs40749M202UNIT 99/99/999987$1.00K<0.1%00.0%Unchanged–
Harvest Nat Res41754V202COM45,000$1.00K<0.1%00.0%Unchanged–
HGR Liquidating Trust42837P105COM1,093$1.00K<0.1%00.0%Unchanged–
JYACJiya Acquisition Corp.COM CL A100$1.00K<0.1%00.0%UnchangedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS50$1.00K<0.1%00.0%Unchanged–
ProShares Tr74347G887ULSH 20YRTRE NEW26$1.00K<0.1%00.0%Unchanged–
PVCTProvectus Biopharmaceuticals, Inc.COM14,770$1.00K<0.1%00.0%UnchangedHistory
QMC Quantum Minerals Corporati74734C101COM5,000$1.00K<0.1%00.0%Unchanged–
Royal Dutch Shell PLC780259107SPON ADR B34$1.00K<0.1%−1−2.9%Reduced–
CARMCarisma Therapeutics Inc.COM1,302$1.00K<0.1%00.0%UnchangedHistory
SIXSix Flags Entertainment CorpCOM25$1.00K<0.1%00.0%UnchangedHistory
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$1.00K<0.1%+2,000New–
Tishman Speyer Innovation Co88825H209UNIT 02/11/2026111$1.00K<0.1%00.0%Unchanged–
Travelcenters Americ894174101COM16$1.00K<0.1%00.0%Unchanged–
VLDRVelodyne Lidar, Inc.COM250$1.00K<0.1%00.0%UnchangedHistory
ScION Tech Growth IIG31070124UNIT 99/99/9999100$1.00K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032114UNIT 99/99/9999100$1.00K<0.1%00.0%Unchanged–
Alberton Acquisition CorpG35006124*W EXP 04/26/2023,780$1.00K<0.1%+3,780New–
Marlin Technology Corp.G58411110*W EXP 01/12/2021,666$1.00K<0.1%00.0%Unchanged–
North Atlantic Acquisitn CorG66139125*W EXP 10/20/2021,600$1.00K<0.1%00.0%Unchanged–
Pioneer Merger Corp.G7S24C103CL A SHS126$1.00K<0.1%+126New–
AKICUSports Ventures Acquisition Corp.UNIT 99/99/9999100$1.00K<0.1%00.0%UnchangedHistory
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2022,067$1.00K<0.1%00.0%Unchanged–
B Riley Principal 150 Merger05601V111*W EXP 03/01/202666$1.00K<0.1%−1,000−60.0%Reduced–
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/2021,666$1.00K<0.1%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/202500$1.00K<0.1%00.0%Unchanged–
Colicity Inc194170114*W EXP 02/24/202800$1.00K<0.1%00.0%Unchanged–
FGPRFerrellgas Partners L PCOM95$1.00K<0.1%00.0%UnchangedHistory
Fortress Value Acquisi Corp34964K116*W EXP 03/18/202625$1.00K<0.1%00.0%Unchanged–
Global Consumer Acquisitn Co37892B207UNIT 05/21/2026100$1.00K<0.1%00.0%Unchanged–
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/2021,000$1.00K<0.1%00.0%Unchanged–
Revolution Healthcar Aq Corp76155Y116*W EXP 12/31/2021,259$1.00K<0.1%00.0%Unchanged–
Sandbridge X2 Corp799792114*W EXP 03/11/2021,666$1.00K<0.1%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/9992,147$1.00K<0.1%00.0%Unchanged–
Tax Exempt Mun Tr Ut 26th Natl87676A412COM23$1.00K<0.1%00.0%Unchanged–
Alpha Capital Acquisition CoG0316P122*W EXP 02/16/2021,550$1.00K<0.1%−1,000−39.2%Reduced–
Catalyst Partnrs Acquisitn CG19550113UNIT 99/99/9999100$1.00K<0.1%00.0%Unchanged–
European Biotech Acqutn CorpG3167F128*W EXP 03/06/2022,332$1.00K<0.1%00.0%Unchanged–
BEEPMobile Infrastructure CorpCLASS A ORD SHS100$1.00K<0.1%00.0%UnchangedHistory
SPWRWSunPower Inc.*W EXP 99/99/9991,038$1.00K<0.1%00.0%UnchangedHistory
Fintech Evolution Acquis GroG3R19A120*W EXP 03/31/202976$1.00K<0.1%00.0%Unchanged–
Lead Edge Growth Oprtunts LTG54085116*W EXP 04/01/2021,750$1.00K<0.1%00.0%Unchanged–
LDH Growth Corp IG54094126*W EXP 03/17/2021,200$1.00K<0.1%00.0%Unchanged–
MSD Acquisition Corp.G5709C125*W EXP 03/25/2021,000$1.00K<0.1%00.0%Unchanged–
MACAMoringa Acquisition CorpCL A SHS137$1.00K<0.1%00.0%UnchangedHistory
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/2021,250$1.00K<0.1%00.0%Unchanged–
Slam Corp.G8210L121*W EXP 02/23/2021,825$1.00K<0.1%00.0%Unchanged–
TB SA Acquisition CorpG8657L105CLASS A ORD SHS100$1.00K<0.1%00.0%Unchanged–
Supernova Partn Acq Co III LG8T90F128*W EXP 99/99/9991,400$1.00K<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/2021,139$1.00K<0.1%00.0%UnchangedHistory
Valor Latitude Acquisitn CorG9460N122*W EXP 04/02/2021,666$1.00K<0.1%00.0%Unchanged–
Benson Hill, Inc.082490111*W EXP 99/99/9991,000$1.00K<0.1%+1,000New–
DPRODraganfly Inc.COM NEW500$1.00K<0.1%+500NewHistory
GSTCGlobeStar Therapeutics CorpCOM88,000$1.00K<0.1%+36,000+69.2%AddedHistory
Jaws Hurricane Acquisitn Cor47201B111*W EXP 03/26/2021,250$1.00K<0.1%00.0%Unchanged–
Moneylion Inc.60938K114*W EXP 09/22/2022,000$1.00K<0.1%00.0%Unchanged–
Osiris Acquisition Corp.68829A111*W EXP 05/01/2021,332$1.00K<0.1%00.0%Unchanged–
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/202859$1.00K<0.1%00.0%Unchanged–
Angel Pond Holdings CorpG0447J128*W EXP 99/99/9991,900$1.00K<0.1%00.0%Unchanged–
Aries I Acquisition CorpG0542N123*W EXP 03/18/2021,500$1.00K<0.1%00.0%Unchanged–
Blue Whale Acquisition CorpG1330M129*W EXP 07/30/2021,225$1.00K<0.1%00.0%Unchanged–
FICVFrontier Investment CorpCLASS100$1.00K<0.1%00.0%UnchangedHistory
Skydeck Acquisition Corp.G82220115*W EXP 05/13/2021,000$1.00K<0.1%00.0%Unchanged–
BIRDSmartbird, Inc.COM CL A50$1.00K<0.1%+50NewHistory
Arena Fortify Acquisition Corp.04005A203UNIT 11/10/2026100$1.00K<0.1%+100New–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$1.00K<0.1%+2,500New–
Focus Impact Acquisition Cor34417L117*W EXP 10/28/2022,600$1.00K<0.1%+2,600New–
Juniper II Corp48203N111*W EXP 99/99/9991,450$1.00K<0.1%+1,450New–
Lionheart III Corp536262116*W EXP 11/09/2021,194$1.00K<0.1%+1,194New–
Marblegate Acquisition Corp.56608A113*W EXP 08/31/2022,500$1.00K<0.1%+2,500New–
NETC.UNabors Energy Transition Corp.UNIT 99/99/9999100$1.00K<0.1%+100NewHistory

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2021
SecurityClassPutsCalls
Green Plains Partners LP393221956PUT$4.83M–
C H Robinson Worldwide Inc12541W909CALL–$2.19M
iShares Tr464287955PUT$2.18M–
SPDR Series Trust78464A954PUT$1.51M–
iShares Tr464287952PUT$1.37M–
SPDR S&P 500 ETF Tr78462F953PUT$864.0K–
SPDR Ser Tr78464A958PUT$655.0K–
Diebold Inc253651953PUT$455.0K–
Select Sector SPDR Tr81369Y954PUT$370.0K–
Ashland Global Hldgs Inc044186954PUT$295.0K–
iShares Tr464287950PUT$246.0K–
FedEx Corp31428X956PUT$167.0K–
Fubotv Inc35953D954PUT$49.0K–
iShares Tr464287905CALL–$42.0K
ProShares Tr74347B950PUT$38.0K–
Diebold Inc253651903CALL–$31.0K
BKLN 210416P0001500046138G958PUT$21.0K–
Turning PT Brands Inc90041L905CALL–$18.0K
United States STL Corp New912909958PUT$8.00K–
CSX Corp126408953PUT$5.00K–
Invesco QQQ Tr46090E953PUT$5.00K–
Omeros Corp682143902CALL–$3.00K
Norfolk Southn Corp655844958PUT$2.00K–
Union Pac Corp907818958PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$1.00K–

Sold out since Q3 2021 (180)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VISNVistance Networks, Inc.COM672,348$9.14M0.2%History
MDPHawkeye Acquisition, Inc.COM87,531$4.88M0.1%History
CLDBCortland Bancorp IncCOM166,239$4.62M0.1%History
OPLNOPENLANE, Inc.COM166,650$2.73M0.1%History
FREEWhole Earth Brands, Inc.COM CL A109,918$1.27M<0.1%History
KURIAlkuri Global Acquisition Corp.COM CL A107,999$1.08M<0.1%History
GAIAGaia, IncCL A98,578$934.0K<0.1%History
Jupiter Acquisition Corp482082203UNIT 09/11/202791,094$895.0K<0.1%–
FTCOFortitude Gold CorpCommon Stock126,672$856.0K<0.1%History
ADTHAdTheorent Holding Company, Inc.COM CL A77,109$761.0K<0.1%History
VOSOVirtuoso Acquisition Corp.COM CL A73,378$727.0K<0.1%History
TSCTriState Capital Holdings, Inc.COM34,253$724.0K<0.1%History
Landmark Infrastructure Partne51508J405LP24,000$610.0K<0.1%–
MRBKMeridian CorpCOM20,000$573.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM54,583$538.0K<0.1%–
AMPYAmplify Energy Corp.COM97,500$519.0K<0.1%History
Athena Technology Acquisi Co04687A109COM CLASS A44,111$438.0K<0.1%–
P3 Health Partners Inc.34552Y106CL A44,114$435.0K<0.1%–
Alimen Couche01626P403ADR10,775$412.0K<0.1%–
NVRIEnviri CorpCOM23,106$392.0K<0.1%History
TXNMTXNM Energy IncCOM7,700$381.0K<0.1%History
KSUKansas City SouthernCOM NEW1,400$379.0K<0.1%History
APOApollo Global Management, Inc.COM CL A5,854$361.0K<0.1%History
CORCencora, Inc.Stock2,975$355.0K<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD20,100$329.0K<0.1%History
Leo Holdings III CorpG5463T108SHS CL A32,600$324.0K<0.1%–
EXPREXP OldCo Winddown, Inc.COM65,550$309.0K<0.1%History
Live Oak Crestview Climate A538086208UNIT 99/99/999931,500$309.0K<0.1%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS29,310$290.0K<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/202626,300$260.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF10,320$255.0K<0.1%–
Endurance Acquisition Corp.G3041W123UNIT 09/01/202625,522$254.0K<0.1%–
Altimar Acquisition Corp IIG03709105SHS CL A25,700$253.0K<0.1%–
GPXGP Strategies CorpCOM12,000$248.0K<0.1%History
Seven Oaks Acquisition Corp81787X106COM CL A24,100$239.0K<0.1%–
Direct Selling Acquisitin Co25460L202UNIT 99/99/999923,400$236.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB10,700$226.0K<0.1%History
DWSNDawson Geophysical CoCOM90,567$225.0K<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/202819,400$197.0K<0.1%–
CADECadence BancorporationCL A8,900$195.0K<0.1%History
HYPRHyperfine, Inc.CL A SHS19,299$191.0K<0.1%History
JAXJ. Alexander's Holdings, Inc.COM13,460$188.0K<0.1%History
Isos Acquisition CorporationG4962C112SHARES CL A18,282$182.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM16,858$167.0K<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A15,000$149.0K<0.1%–
SWBKSwitchback II CorpCOM CL A15,000$149.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/202815,000$148.0K<0.1%History
Berenson Acquisition Corp. I083690206UNIT 99/99/999914,370$142.0K<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT8,456$132.0K<0.1%–
GENIGenius Sports LtdSHARES CL A6,700$125.0K<0.1%History
LORLLoral Space & Communications Inc.COM2,795$120.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,000$115.0K<0.1%History
Soar Technology Acquisn CorpG82472104UNIT 99/99/999910,400$106.0K<0.1%–
CHNGChange Healthcare Inc.COM5,000$105.0K<0.1%History
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD5,000$103.0K<0.1%History
EUSGEuropean Sustainable Growth Acquisition Corp.CL A SHS10,100$100.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393104SHS CL A10,098$100.0K<0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/999910,000$100.0K<0.1%–
Thimble Point Acquisition Co88408P107COM CL A10,000$99.0K<0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A10,000$99.0K<0.1%–
Hennessy Capital Invst Corp42600H207UNIT 99/99/999910,000$99.0K<0.1%–
SILVERspac Inc.G8136V120UNIT 09/09/202610,000$99.0K<0.1%–
EQRXEQRx, Inc.CLASS A COM9,800$97.0K<0.1%History
CANETeucrium Commodity TrustSUGAR FD10,000$95.0K<0.1%History
PSFEPaysafe LtdORD12,000$93.0K<0.1%History
LNSRLENSAR, Inc.COM11,024$87.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM2,000$87.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS4,504$85.0K<0.1%History
Deutsche BK AG London BRH Leve25156D423CV PFD3,500$76.0K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG1,302$75.0K<0.1%–
ARCBArcbest CorpCOM800$65.0K<0.1%History
KEY.PJKeycorpPFD2,400$64.0K<0.1%History
SPGSimon Property Group Inc.REIT475$62.0K<0.1%History
CLDRCloudera, Inc.COM3,800$61.0K<0.1%History
MXMagnachip Semiconductor CorpCOM3,000$53.0K<0.1%History
Crown PropTech AcquisitionsG25741128UNIT 99/99/99995,000$49.0K<0.1%–
HZONHorizon Acquisition Corp IISHS CL A4,458$44.0K<0.1%History
BGSB&G Foods, Inc.COM1,300$39.0K<0.1%History
SoFi Technologies, Inc.83406F110*W EXP 05/28/2026,000$38.0K<0.1%–
KAMNKAMAN CorpCOM1,011$36.0K<0.1%History
SES AI CorpG4R87P114COM CL A3,601$36.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW1,820$35.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/20224,924$35.0K<0.1%–
PRMWPrimo Water CorpCOM2,220$35.0K<0.1%History
WYNNWynn Resorts LtdCOM400$34.0K<0.1%History
Bombardier Inc-B097751200Common / Ordinary Stock18,500$32.0K<0.1%–
Pernod Ricard SA ADR714264207ADR671$30.0K<0.1%–
Virtuoso Acquisition Corp.92837J112*W EXP 01/31/20225,898$30.0K<0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS3,000$30.0K<0.1%–
AYXAlteryx, Inc.COM CL A400$29.0K<0.1%History
Laaco Ltd505346106COM7$29.0K<0.1%–
WRKWestRock CoCOM560$28.0K<0.1%History
MNSTMonster Beverage CorpCOM297$26.0K<0.1%History
Natura &CO Hldg S A63884N108ADS1,500$25.0K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF546$23.0K<0.1%–
JACKJack in the Box IncCOM230$22.0K<0.1%History
ATRIAtrion CorpCOM30$21.0K<0.1%History
Mitsui & Co Ltd606827202COM47$21.0K<0.1%–
Athena Technology Acquisi Co04687A117*W EXP 03/31/20215,244$21.0K<0.1%–
Bains de Mer Et du Cercle DeseF06489102COM250$20.0K<0.1%–