Skip to main content
Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,269
+278 vs. Q2 2021
Portfolio value
$3.84B
+$35.6M (+0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Ancora Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KSSKOHLS CorpStock3,560,035$167.6M4.4%+66,449+1.9%AddedHistory
FWRDForward Air CorpCOM1,873,202$155.5M4.0%+27,949+1.5%AddedHistory
GPREGreen Plains Inc.COM3,773,429$123.2M3.2%+3,044,925+418.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF277,318$109.4M2.8%−37,997−12.1%Reduced–
AAPLApple Inc.Stock635,479$89.9M2.3%+4,933+0.8%AddedHistory
MSFTMicrosoft CorpStock240,007$67.7M1.8%+5,223+2.2%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,214,479$61.6M1.6%+190,475+18.6%Added–
Vanguard World FD921910873MEGA CAP INDEX401,062$61.1M1.6%−100.0%Reduced–
JPMJPMorgan Chase & CoStock299,187$49.0M1.3%+9,830+3.4%AddedHistory
iShares Tr464287150CORE S&P TTL STK480,669$47.3M1.2%+23,653+5.2%Added–
JNJJohnson & JohnsonStock267,354$43.2M1.1%+9,162+3.5%AddedHistory
BACBank of America CorpStock946,672$40.2M1.0%+29,652+3.2%AddedHistory
BERYBerry Global Group, Inc.COM626,080$38.1M1.0%+35,851+6.1%AddedHistory
HONHoneywell International IncCOM178,063$37.8M1.0%+5,332+3.1%AddedHistory
HDHome Depot, Inc.Stock113,579$37.3M1.0%+6,272+5.8%AddedHistory
DISWalt Disney CoStock218,863$37.0M1.0%+6,109+2.9%AddedHistory
AVGOBroadcom Inc.Stock70,154$34.0M0.9%+2,469+3.6%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF325,090$33.8M0.9%−24,784−7.1%Reduced–
CVSCVS Health CorpStock398,135$33.8M0.9%+33,610+9.2%AddedHistory
ABBVAbbVie Inc.Stock308,646$33.3M0.9%+33,927+12.3%AddedHistory
UNHUnitedHealth Group IncStock84,066$32.8M0.9%+2,561+3.1%AddedHistory
CVXChevron CorpStock312,866$31.7M0.8%+9,437+3.1%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock131,053$28.9M0.8%+901+0.7%AddedHistory
Nestle SA ADR641069406COM238,353$28.8M0.7%+7,131+3.1%Added–
ETNEaton Corp plcStock192,441$28.7M0.7%+4,204+2.2%AddedHistory
CFGCitizens Financial Group IncCOM611,299$28.7M0.7%+15,686+2.6%AddedHistory
ACNAccenture plcStock88,424$28.3M0.7%+6,134+7.5%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF154,646$28.2M0.7%−34,221−18.1%Reduced–
PGProcter & Gamble CoStock194,164$27.1M0.7%+5,408+2.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF62,564$27.0M0.7%+238+0.4%Added–
AVTAAvantax, Inc.COM1,668,232$26.0M0.7%+30,875+1.9%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF473,245$25.7M0.7%−68,943−12.7%Reduced–
HLIHoulihan Lokey, Inc.CL A272,936$25.1M0.7%+1,191+0.4%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF104,932$24.8M0.6%+828+0.8%Added–
NKENIKE, Inc.Stock170,429$24.8M0.6%+3,626+2.2%AddedHistory
CSCOCisco Systems, Inc.Stock450,763$24.5M0.6%+15,230+3.5%AddedHistory
BRK.BBerkshire Hathaway IncStock89,754$24.5M0.6%+715+0.8%AddedHistory
BLKBlackRock, Inc.COM27,898$23.4M0.6%+727+2.7%AddedHistory
MCDMcDonalds CorpStock95,431$23.0M0.6%+2,271+2.4%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM293,608$22.7M0.6%+22,810+8.4%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF146,508$22.5M0.6%+4,188+2.9%Added–
EMNEastman Chemical CoStock221,895$22.4M0.6%+80,139+56.5%AddedHistory
DFSDiscover Financial ServicesCOM181,630$22.3M0.6%+4,555+2.6%AddedHistory
TXNTexas Instruments IncStock110,418$21.2M0.6%+3,103+2.9%AddedHistory
OSPNOneSpan Inc.COM1,091,366$20.5M0.5%+37,481+3.6%AddedHistory
AMZNAmazon Com IncStock6,235$20.5M0.5%+213+3.5%AddedHistory
MDTMedtronic plcStock160,416$20.1M0.5%+4,630+3.0%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF397,954$19.9M0.5%+3,001+0.8%Added–
iShares Core MSCI Eafe ETF46432F842ETF258,074$19.2M0.5%+28,920+12.6%Added–
GOOGAlphabet Inc.Stock7,161$19.1M0.5%−18−0.3%ReducedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF117,506$18.6M0.5%−23,363−16.6%Reduced–
APGAPi Group CorpCOM STK902,411$18.4M0.5%+80,761+9.8%AddedHistory
WYWeyerhaeuser CoCOM NEW509,581$18.1M0.5%+14,396+2.9%AddedHistory
Vanguard Real Estate ETF922908553ETF175,494$17.9M0.5%+1,085+0.6%Added–
Invesco QQQ Trust Series I46090E103ETF48,223$17.3M0.4%+5,555+13.0%Added–
ASHAshland Inc.COM190,453$17.0M0.4%−434−0.2%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A1,458,940$16.7M0.4%+1,458,940NewHistory
Vonage Holdings Corp92886T201COM1,000,473$16.1M0.4%−33,531−3.2%Reduced–
MARMarriott International IncStock106,967$15.8M0.4%+4,378+4.3%AddedHistory
DBDDiebold Nixdorf, IncCOM1,558,833$15.8M0.4%−16,408−1.0%ReducedHistory
MDUMdu Resources Group IncStock526,261$15.6M0.4%−73,174−12.2%ReducedHistory
VNTVontier CorpStock461,689$15.5M0.4%+62,025+15.5%AddedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM320,837$15.2M0.4%+55,642+21.0%Added–
Vanguard Short-Term Bond ETF921937827ETF180,988$14.8M0.4%+14,627+8.8%Added–
UGIUgi CorpStock347,057$14.8M0.4%+4,897+1.4%AddedHistory
WWWWolverine World Wide IncCOM484,965$14.5M0.4%+2,533+0.5%AddedHistory
JXNJackson Financial Inc.COM CL A552,430$14.4M0.4%+552,430NewHistory
MAMastercard IncStock40,767$14.2M0.4%+1,056+2.7%AddedHistory
EOGEOG Resources IncStock168,478$13.5M0.4%+38,366+29.5%AddedHistory
CNXCConcentrix CorpStock76,380$13.5M0.4%+2,325+3.1%AddedHistory
HSICHenry Schein IncCOM176,476$13.4M0.3%+2,552+1.5%AddedHistory
CLBKColumbia Financial, Inc.COM724,340$13.4M0.3%+10,950+1.5%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF61,172$13.4M0.3%+343+0.6%Added–
RJFRaymond James Financial IncCOM142,029$13.1M0.3%+37,489+35.9%AddedHistory
GOOGLAlphabet Inc.Stock4,378$11.7M0.3%+211+5.1%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK252,424$11.7M0.3%+252,424NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF100,432$11.5M0.3%+25,179+33.5%Added–
iShares Core S&P Mid-Cap ETF464287507ETF43,461$11.4M0.3%+3,581+9.0%Added–
PRGPROG Holdings, Inc.Stock266,172$11.2M0.3%+55,259+26.2%AddedHistory
PEPPepsiCo IncStock70,888$10.7M0.3%−368−0.5%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT873,195$10.5M0.3%+21,066+2.5%AddedHistory
BXBlackstone Inc.COM90,170$10.5M0.3%−6,149−6.4%ReducedHistory
ESIElement Solutions IncCOM482,385$10.5M0.3%−238,384−33.1%ReducedHistory
ARNCArconic CorpCOM331,417$10.5M0.3%−115,441−25.8%ReducedHistory
INTCIntel CorpStock195,269$10.4M0.3%+31,065+18.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF24,192$10.4M0.3%−135−0.6%ReducedHistory
AMGNAmgen IncStock48,463$10.3M0.3%−72,360−59.9%ReducedHistory
Regional Brands Inc Com New75903Q201COM607,750$10.2M0.3%00.0%Unchanged–
iShares Core S&P Small Cap ETF464287804ETF92,390$10.1M0.3%+3,424+3.8%Added–
MBCNMiddlefield Banc CorpCOM NEW417,374$9.95M0.3%−2000.0%ReducedHistory
PBPBPotbelly CorpCOM1,415,395$9.60M0.2%−244,272−14.7%ReducedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60081,503$9.53M0.2%00.0%Unchanged–
GMGeneral Motors CoCOM173,897$9.17M0.2%+10,066+6.1%AddedHistory
SPHRSphere Entertainment Co.CL A125,895$9.15M0.2%−70−0.1%ReducedHistory
VISNVistance Networks, Inc.COM672,348$9.14M0.2%−1,512−0.2%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF179,039$9.04M0.2%+4,976+2.9%Added–
Schwab International Equity ETF808524805ETF233,031$9.02M0.2%−10,367−4.3%Reduced–
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP340,880$9.01M0.2%+4,560+1.4%AddedHistory
OGNOrganon & Co.Stock272,394$8.93M0.2%+268,015+6,120.5%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF52,579$8.90M0.2%+5,947+12.8%Added–

Options (31)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$8.54M–
Green Plains Partners LP393221956PUT$6.81M–
iShares Tr464287952PUT$5.91M–
SPDR S&P 500 ETF Tr78462F953PUT$1.82M–
SPDR Series Trust78464A714ST STR SP RETAIL$840.0K–
SPDR Ser Tr78464A958PUT$776.0K–
SPX Corp784635954PUT$699.0K–
iShares Tr464287950PUT$591.0K–
Ashland Global Hldgs Inc044186954PUT$500.0K–
Diebold Inc253651953PUT$442.0K–
FedEx Corp31428X956PUT$380.0K–
Norfolk Southn Corp655844958PUT$185.0K–
Invesco QQQ Tr46090E953PUT$180.0K–
ProShares Tr74347B958PUT$180.0K–
Union Pac Corp907818958PUT$171.0K–
CSX Corp126408953PUT$144.0K–
Omeros Corp682143902CALL–$133.0K
iShares Tr464287905CALL–$98.0K
Diebold Inc253651903CALL–$84.0K
Expeditors Intl Wash Inc302130959PUT$67.0K–
SPDR Series Trust78464A954PUT$61.0K–
SPDR S&P 500 ETF Tr78462F903CALL–$54.0K
iShares Tr464288959PUT$41.0K–
BKLN 210416P0001500046138G958PUT$34.0K–
iShares Tr464288953PUT$30.0K–
ProShares Tr74347W900CALL–$19.0K
Select Sector SPDR Tr81369Y955put$18.0K–
iShares Silver Tr46428Q909CALL–$5.00K
Fubotv Inc35953D954PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$2.00K–
SPDR Ser Tr78468R906CALL–$2.00K

Sold out since Q2 2021 (164)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 164 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NatixisF6483L100COM4,484,153$21.3M0.6%–
TUEMTuesday Morning CorpCOM859,880$3.87M0.1%History
First Tr Exchange Traded FD Ny03733E203INDX FD21,648$3.74M0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM132,203$3.37M0.1%History
WWWW International, Inc.COM88,165$3.19M0.1%History
MTZMastec IncCOM28,450$3.02M0.1%History
GOROGoldgroup Mining Inc.COM1,013,500$2.62M0.1%History
NJRNew Jersey Resources CorpStock61,090$2.42M0.1%History
BCOBrinks CoCOM13,724$1.05M<0.1%History
FMCFMC CorpCOM NEW7,850$849.0K<0.1%History
ASIXAdvanSix Inc.COM28,300$845.0K<0.1%History
SJISouth Jersey Industries IncCOM30,954$803.0K<0.1%History
IBCPIndependent Bank CorpCOM NEW33,590$729.0K<0.1%History
Ca Healthcare Acquisition Co12510W107COM CL A63,000$623.0K<0.1%–
MXIMMaxim Integrated Products IncCOM5,340$562.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM29,740$542.0K<0.1%History
AHCOAdaptHealth Corp.COMMON STOCK18,570$509.0K<0.1%History
TLYSTilly's, Inc.CL A31,650$506.0K<0.1%History
PFSWPfsweb IncCOM NEW59,286$438.0K<0.1%History
INFOIHS Markit Ltd.SHS3,800$428.0K<0.1%History
EHCEncompass Health CorpCOM5,100$398.0K<0.1%History
DENNDENNY'S CorpCOM22,400$369.0K<0.1%History
Starboard Value Acquisitn Co85521J109COM CL A34,373$344.0K<0.1%–
Tradeup Global CorporationG89877123UNIT 99/99/999933,896$336.0K<0.1%–
TLNDTalend S.A.ADS3,989$262.0K<0.1%History
529 American Funds529FUNDS1COM249,091$249.0K<0.1%–
WTWWillis Towers Watson PLCSHS1,000$230.0K<0.1%History
Translate Bio, Inc.89374L104COM8,000$220.0K<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/202619,310$209.0K<0.1%–
ETXEaton Vance Municipal Income 2028 Term TrustSHS7,782$181.0K<0.1%History
OTRKOntrak, Inc.COM5,178$168.0K<0.1%History
XLNXXilinx IncCOM1,000$145.0K<0.1%History
Great Canadian Gaming Corp389914102COM4,000$144.0K<0.1%–
OPBKOP BancorpCOM13,659$137.0K<0.1%History
MHFWestern Asset Municipal High Income Fund Inc.COM15,864$134.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A2,500$111.0K<0.1%History
ALSKAlaska Communications Systems Group IncCOM30,600$102.0K<0.1%History
Macquarie Group Limited ADR Ne55607P204ADR861$101.0K<0.1%–
Summit Healthcre Acquistn CoG8566R128UNIT 06/03/202610,100$101.0K<0.1%–
SWK Holdings Corp78501P203COM NEW5,400$95.0K<0.1%–
Centricus Acquisition CorpG2072Q104CL A SHS8,300$82.0K<0.1%–
CDNSCadence Design Systems IncStock594$81.0K<0.1%History
BHPBHP Group LtdADR1,019$74.0K<0.1%History
RKTRocket Companies, Inc.Stock3,500$68.0K<0.1%History
CAPSCapstone Holding Corp.COM1,786$64.0K<0.1%History
Liberated Syndication Inc.53013F100COM15,952$62.0K<0.1%–
Exfo Inc302046107SUB VTG SHS10,000$59.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM300$55.0K<0.1%History
SPWHSportsman's Warehouse Holdings, Inc.COM3,000$53.0K<0.1%History
Churchill Capital Corp IV171439102CL A1,831$53.0K<0.1%–
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/20265,000$50.0K<0.1%–
Valor Latitude Acquisitn CorG9460N114UNIT 04/02/20265,000$50.0K<0.1%–
SCIService Corp InternationalCOM873$47.0K<0.1%History
WSBCWesbanco IncCOM1,180$42.0K<0.1%History
PROSProSight Global, Inc.COM3,100$40.0K<0.1%History
CMTLComtech Telecommunications CorpCOM NEW1,551$37.0K<0.1%History
LUBLub Liquidating TrustCOM9,700$37.0K<0.1%History
SRCLStericycle IncCOM500$36.0K<0.1%History
Ca Healthcare Acquisition Co12510W115*W EXP 12/25/20234,800$34.0K<0.1%–
GRNDGrindr Inc.SHS CL A3,000$30.0K<0.1%History
Aries I Acquisition CorpG0542N115UNIT 03/18/20263,000$30.0K<0.1%–
Skydeck Acquisition Corp.G82220107UNIT 05/13/20263,000$30.0K<0.1%–
Portman Ridge Fin Corp73688F102COM12,313$29.0K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF150$28.0K<0.1%–
OPTUOptimum Communications, Inc.CL A820$28.0K<0.1%History
TALKTalkspace, Inc.COM3,000$25.0K<0.1%History
Perpetual Fed SVGS BK Com714273109COM630$25.0K<0.1%–
BNP Paribas Sponsored ADR05565A202ADR770$24.0K<0.1%–
BBDCBarings BDC, Inc.COM2,159$23.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM990$21.0K<0.1%History
Sandbridge Acquisition Corp799793104COM CL A2,100$21.0K<0.1%–
NLSNNielsen Holdings plcSHS EUR800$20.0K<0.1%History
Osiris Acquisition Corp.68829A202UNIT 99/99/99992,000$20.0K<0.1%–
FFIVF5, Inc.Stock100$19.0K<0.1%History
TRPTC Energy CorpCOM374$19.0K<0.1%History
ZGYHYunhong InternationalCL A SHS1,900$19.0K<0.1%History
MIDDMIDDLEBY CorpCOM100$17.0K<0.1%History
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE150$16.0K<0.1%History
Adidas AG ADR00687A107ADR88$16.0K<0.1%–
NKLANikola CorpCOM874$16.0K<0.1%History
Climate Change Crisis Real I18716C100CL A COM1,000$15.0K<0.1%–
Kddi Corp ADR48667L106ADR973$15.0K<0.1%–
ETREntergy CorpCOM144$14.0K<0.1%History
NINisource Inc.COM590$14.0K<0.1%History
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%–
Reinvent Technology PartnersG7483N129CL A1,400$14.0K<0.1%–
CLP Holdings Ltd Sponsored ADR18946Q101Common Stock1,258$12.0K<0.1%–
PERSSandRidge Permian TrustCOM27,600$12.0K<0.1%History
GMEGameStop Corp.Stock50$11.0K<0.1%History
CAHCardinal Health IncStock200$11.0K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE163$10.0K<0.1%History
AMPSAltus Power, Inc.COM CL A1,000$10.0K<0.1%History
Roth CH Acquisition III Co77867Q201UNIT 02/26/2026900$9.00K<0.1%–
PRAHPRA Health Sciences, Inc.COM50$8.00K<0.1%History
SYNHSyneos Health, Inc.CL A85$8.00K<0.1%History
Recon Cap Nasdaq 100 Covered C75623U102INDX FD375$8.00K<0.1%–
Goldenbridge Acquisition LtdG3970D138RIGHT 10/28/202520,789$8.00K<0.1%–
WisdomTree Tr97717W315EMER MKT HIGH FD150$7.00K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN370$7.00K<0.1%–
SLABSilicon Laboratories Inc.Stock41$6.00K<0.1%History