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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,991
+206 vs. Q1 2021
Portfolio value
$3.81B
+$212.2M (+5.9%) vs. Q1 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Ancora Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KSSKOHLS CorpStock3,493,586$192.5M5.1%+176,463+5.3%AddedHistory
FWRDForward Air CorpCOM1,845,253$165.6M4.4%+91,454+5.2%AddedHistory
Vanguard S&P 500 ETF922908363ETF315,315$124.1M3.3%+3,220+1.0%Added–
AAPLApple Inc.Stock630,546$86.4M2.3%−10,469−1.6%ReducedHistory
MSFTMicrosoft CorpStock234,784$63.6M1.7%−4,482−1.9%ReducedHistory
Vanguard World FD921910873MEGA CAP INDEX401,072$61.1M1.6%+230.0%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,024,004$52.0M1.4%−35,166−3.3%Reduced–
iShares Tr464287150CORE S&P TTL STK457,016$45.1M1.2%+1,912+0.4%Added–
JPMJPMorgan Chase & CoStock289,357$45.0M1.2%−2,951−1.0%ReducedHistory
JNJJohnson & JohnsonStock258,192$42.5M1.1%−5,474−2.1%ReducedHistory
BERYBerry Global Group, Inc.COM590,229$38.5M1.0%+106,539+22.0%AddedHistory
HONHoneywell International IncCOM172,731$37.9M1.0%−1,962−1.1%ReducedHistory
BACBank of America CorpStock917,020$37.8M1.0%−11,774−1.3%ReducedHistory
DISWalt Disney CoStock212,754$37.4M1.0%−2,968−1.4%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF349,874$36.4M1.0%−11,759−3.3%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF188,867$35.6M0.9%−309−0.2%Reduced–
HDHome Depot, Inc.Stock107,307$34.2M0.9%−491−0.5%ReducedHistory
UNHUnitedHealth Group IncStock81,505$32.6M0.9%−1,838−2.2%ReducedHistory
AVGOBroadcom Inc.Stock67,685$32.3M0.8%+354+0.5%AddedHistory
CVXChevron CorpStock303,429$31.8M0.8%−1,064−0.3%ReducedHistory
ABBVAbbVie Inc.Stock274,719$30.9M0.8%+16,261+6.3%AddedHistory
CVSCVS Health CorpStock364,525$30.4M0.8%−1,462−0.4%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF542,188$29.6M0.8%+10,518+2.0%Added–
AMGNAmgen IncStock120,823$29.4M0.8%−6,407−5.0%ReducedHistory
Nestle SA ADR641069406COM231,222$28.8M0.8%−2,036−0.9%Reduced–
AVTAAvantax, Inc.COM1,637,357$28.3M0.7%+3290.0%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock130,152$28.1M0.7%−1,063−0.8%ReducedHistory
ETNEaton Corp plcStock188,237$27.9M0.7%−2,500−1.3%ReducedHistory
CFGCitizens Financial Group IncCOM595,613$27.3M0.7%+774+0.1%AddedHistory
OSPNOneSpan Inc.COM1,053,885$26.9M0.7%+152,176+16.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF62,326$26.8M0.7%−1,179−1.9%Reduced–
NKENIKE, Inc.Stock166,803$25.8M0.7%−1,333−0.8%ReducedHistory
PGProcter & Gamble CoStock188,756$25.5M0.7%−1,757−0.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock89,039$24.7M0.7%−1,575−1.7%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF104,104$24.7M0.6%−64−0.1%Reduced–
GPREGreen Plains Inc.COM728,504$24.5M0.6%+728,124+191,611.6%AddedHistory
ACNAccenture plcStock82,290$24.3M0.6%−204−0.2%ReducedHistory
BLKBlackRock, Inc.COM27,171$23.8M0.6%−475−1.7%ReducedHistory
CSCOCisco Systems, Inc.Stock435,533$23.1M0.6%+1,889+0.4%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF140,869$22.6M0.6%00.0%Unchanged–
HLIHoulihan Lokey, Inc.CL A271,745$22.2M0.6%+5,965+2.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF142,320$22.0M0.6%−29,448−17.1%Reduced–
MCDMcDonalds CorpStock93,160$21.5M0.6%−3,754−3.9%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF394,953$21.4M0.6%+9,483+2.5%Added–
NatixisF6483L100COM4,484,153$21.3M0.6%+4,484,153New–
DFSDiscover Financial ServicesCOM177,075$20.9M0.6%−1,221−0.7%ReducedHistory
AMZNAmazon Com IncStock6,022$20.7M0.5%−195−3.1%ReducedHistory
TXNTexas Instruments IncStock107,315$20.6M0.5%−231−0.2%ReducedHistory
DBDDiebold Nixdorf, IncCOM1,575,241$20.2M0.5%−24,552−1.5%ReducedHistory
APDAir Products & Chemicals, Inc.Stock68,377$19.7M0.5%+2,097+3.2%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM270,798$19.6M0.5%+3,737+1.4%AddedHistory
MDTMedtronic plcStock155,786$19.3M0.5%−227−0.1%ReducedHistory
MDUMdu Resources Group IncStock599,435$18.8M0.5%−210,920−26.0%ReducedHistory
GOOGAlphabet Inc.Stock7,179$18.0M0.5%−65−0.9%ReducedHistory
Vanguard Real Estate ETF922908553ETF174,409$17.8M0.5%+911+0.5%Added–
APGAPi Group CorpCOM STK821,650$17.2M0.5%−29,670−3.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF229,154$17.2M0.5%+7,645+3.5%Added–
WYWeyerhaeuser CoCOM NEW495,185$17.0M0.4%−1,370−0.3%ReducedHistory
ESIElement Solutions IncCOM720,769$16.9M0.4%−77,277−9.7%ReducedHistory
ASHAshland Inc.COM190,887$16.7M0.4%+9,355+5.2%AddedHistory
EMNEastman Chemical CoStock141,756$16.6M0.4%+8,477+6.4%AddedHistory
WWWWolverine World Wide IncCOM482,432$16.2M0.4%−39,285−7.5%ReducedHistory
ARNCArconic CorpCOM446,858$15.9M0.4%−9,065−2.0%ReducedHistory
UGIUgi CorpStock342,160$15.8M0.4%−2,295−0.7%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF42,668$15.1M0.4%+544+1.3%Added–
Vonage Holdings Corp92886T201COM1,034,004$14.9M0.4%−34,134−3.2%Reduced–
MAMastercard IncStock39,711$14.5M0.4%−1,706−4.1%ReducedHistory
VISNVistance Networks, Inc.COM673,860$14.4M0.4%+443,280+192.2%AddedHistory
MARMarriott International IncStock102,589$14.0M0.4%+11,106+12.1%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF60,829$13.7M0.4%+2,790+4.8%Added–
Vanguard Short-Term Bond ETF921937827ETF166,361$13.7M0.4%+6,379+4.0%Added–
RJFRaymond James Financial IncCOM104,540$13.6M0.4%−1,695−1.6%ReducedHistory
JAXJ. Alexander's Holdings, Inc.COM1,133,305$13.2M0.3%−4,970−0.4%ReducedHistory
BIGGQFormer BL Stores IncCOM199,595$13.2M0.3%+1,158+0.6%AddedHistory
PBPBPotbelly CorpCOM1,659,667$13.1M0.3%+601,294+56.8%AddedHistory
VNTVontier CorpStock399,664$13.0M0.3%+27,860+7.5%AddedHistory
HSICHenry Schein IncCOM173,924$12.9M0.3%+1,660+1.0%AddedHistory
VOYAVoya Financial, Inc.COM207,870$12.8M0.3%−48,527−18.9%ReducedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM265,195$12.3M0.3%−88,461−25.0%Reduced–
CLBKColumbia Financial, Inc.COM713,390$12.3M0.3%−11,520−1.6%ReducedHistory
VVVValvoline IncCOM371,326$12.1M0.3%−18,475−4.7%ReducedHistory
CNXCConcentrix CorpStock74,055$11.9M0.3%+8,285+12.6%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A899,386$11.8M0.3%+48,940+5.8%AddedHistory
DTEDte Energy CoCOM90,651$11.7M0.3%−12,909−12.5%ReducedHistory
EOGEOG Resources IncStock130,112$10.9M0.3%+130,042+185,774.3%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF39,880$10.7M0.3%+95+0.2%Added–
SPHRSphere Entertainment Co.CL A125,965$10.6M0.3%+7,140+6.0%AddedHistory
PEPPepsiCo IncStock71,256$10.6M0.3%−3,387−4.5%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF24,327$10.4M0.3%+952+4.1%AddedHistory
GOOGLAlphabet Inc.Stock4,167$10.2M0.3%−230−5.2%ReducedHistory
PRGPROG Holdings, Inc.Stock210,913$10.2M0.3%+66,273+45.8%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF88,966$10.1M0.3%−792−0.9%Reduced–
MBCNMiddlefield Banc CorpCOM NEW417,574$9.86M0.3%+4,035+1.0%AddedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60081,503$9.82M0.3%00.0%Unchanged–
CHXChampionX CorpCOM379,954$9.75M0.3%−112,385−22.8%ReducedHistory
GMGeneral Motors CoCOM163,831$9.69M0.3%+4,173+2.6%AddedHistory
Schwab International Equity ETF808524805ETF243,398$9.60M0.3%+8,724+3.7%Added–
ACAArcosa, Inc.COM162,275$9.53M0.3%−83,784−34.1%ReducedHistory
AANAaron's Company, Inc.COM297,835$9.53M0.3%−11,920−3.8%ReducedHistory
Regional Brands Inc Com New75903Q201COM607,750$9.44M0.2%00.0%Unchanged–

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$4.97M–
Kohls Corp500255904CALL–$3.57M
iShares Tr464287952PUT$3.46M–
iShares Tr464287630RUS 2000 VAL ETF$2.70M–
SPDR Ser Tr78464A958PUT$1.60M–
Green Plains Inc393222954PUT$1.00M–
Kohls Corp500255954PUT$1.00M–
SPDR Series Trust78464A954PUT$914.0K–
SPDR S&P 500 ETF Tr78462F953PUT$697.0K–
Invesco QQQ Tr46090E953PUT$369.0K–
Diebold Inc253651903CALL–$355.0K
Shopify Inc82509L907CALL–$194.0K
Diebold Inc253651953PUT$172.0K–
Omeros Corp682143902CALL–$118.0K
Norfolk Southn Corp Put Opt 0160U99SRO1PUT$115.0K–
CSX Corp126408953PUT$114.0K–
FedEx Corp Put Opt 01/22 290.04IY99ALU1PUT$112.0K–
iShares Tr464287958PUT$103.0K–
BKLN 210416P0001500046138G958PUT$98.0K–
Union Pac Corp Put Opt 01/22 23IX99DZD0PUT$97.0K–
Ashland Global Hldgs Inc044186954PUT$81.0K–
Expeditors Intl Wash Inc Put O40B99RDB9PUT$69.0K–
iShares Tr464288953PUT$64.0K–
ProShares Tr74347W900CALL–$58.0K
iShares Tr464288869MICRO-CAP ETF$42.0K–
iShares Silver Tr46428Q909CALL–$28.0K
Select Sector SPDR Tr81369Y955put$21.0K–
SPX Corp784635954PUT$18.0K–
RTH 210618P0015000092189F954PUT$8.00K–
Nordstrom Inc655664950PUT$6.00K–
Macys Inc55616P954PUT$5.00K–
Fubotv Inc35953D954PUT$4.00K–
Aon PLCG0403H958PUT$4.00K–
Collaborative Investmnt Ser19423L952PUT$3.00K–
Invesco Exchng Traded FD Tr46138G956PUT$3.00K–
SPDR Ser Tr78468R906CALL–$3.00K

Sold out since Q1 2021 (249)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 249 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM22,801$4.93M0.1%–
ESXBCommunity Bankers Trust CorpCOM449,361$3.96M0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH21,608$3.47M0.1%–
THSTreeHouse Foods, Inc.COM55,302$2.89M0.1%History
TBBKBancorp, Inc.COM109,396$2.27M0.1%History
Houston Wire & Cable Co44244K109COM326,782$1.71M<0.1%–
Boa Acquisition Corp05601A208UNIT 99/99/9999158,100$1.57M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026152,462$1.50M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028117,140$1.16M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026102,300$1.02M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999102,455$1.02M<0.1%–
SLPSimulations Plus, Inc.COM15,463$978.0K<0.1%History
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202897,099$959.0K<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202696,305$952.0K<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/202893,489$927.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999992,619$914.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202692,090$914.0K<0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999981,400$808.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999980,800$802.0K<0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/202677,786$776.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM25,470$751.0K<0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/202675,205$741.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202574,300$732.0K<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202671,294$706.0K<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/202867,677$672.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202667,497$670.0K<0.1%–
SGCSuperior Group of Companies, Inc.COM23,463$596.0K<0.1%History
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999959,519$592.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202655,400$553.0K<0.1%–
Virtuoso Acquisition Corp.92837J203UNIT 01/14/202551,398$507.0K<0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202650,528$505.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/203049,500$493.0K<0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202548,872$483.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202848,063$476.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202647,000$467.0K<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/202646,600$461.0K<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/999945,136$446.0K<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999945,192$445.0K<0.1%–
Synacor Inc871561106COM200,389$439.0K<0.1%–
IDID Auto, Inc.COM CL A54,888$431.0K<0.1%History
Flame Acquisition Corp33850F207UNIT 99/99/999943,102$428.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202642,846$426.0K<0.1%–
NOTVInotiv, Inc.COM20,340$407.0K<0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999940,369$398.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202639,300$390.0K<0.1%–
RAILFreightCar America, Inc.COM58,553$386.0K<0.1%History
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999938,540$381.0K<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202635,993$358.0K<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202536,100$357.0K<0.1%–
Realpage Inc75606N109COM4,000$349.0K<0.1%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999934,623$344.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999932,600$321.0K<0.1%–
Evo Acquisition Corp30052G207UNIT 99/99/999931,889$317.0K<0.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/999930,929$306.0K<0.1%–
MCSMarcus CorpCOM14,750$295.0K<0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/202828,600$283.0K<0.1%–
Synacor Inc Com871995155COM127,948$280.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202627,600$272.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202827,071$269.0K<0.1%–
TWITitan International IncCOM28,340$263.0K<0.1%History
Corelogic Inc21871D103COM3,100$246.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202822,800$226.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999922,805$225.0K<0.1%–
Tech and Energy Transition87823R201UNIT 03/31/202822,100$221.0K<0.1%–
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202621,989$220.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,000$217.0K<0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202819,629$194.0K<0.1%–
Af Acquisition Corp001040203UNIT 03/31/202819,000$187.0K<0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/999918,282$182.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202818,083$180.0K<0.1%–
Pinnacle Renewable Energy IN72349J107COM20,000$179.0K<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/202618,098$179.0K<0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/999917,600$172.0K<0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999916,770$167.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999916,200$161.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999916,093$159.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999915,900$159.0K<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/999916,000$158.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202815,805$157.0K<0.1%–
Aurora Acquisition CorpG0698L111UNIT 03/02/202614,800$153.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,200$152.0K<0.1%–
Tuatara Capital Acquisitn CoG9118J127UNIT 99/99/999915,200$152.0K<0.1%–
FRPHFRP Holdings, Inc.COM3,063$151.0K<0.1%History
Forum Merger IV Corp349875203UNIT 03/15/202815,000$148.0K<0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/202614,762$147.0K<0.1%–
Sagen Mi Canada Inc786688101EQUITY CN4,100$142.0K<0.1%–
NEWTNewtekOne, Inc.COM NEW5,112$137.0K<0.1%History
Perspecta Inc715347100COM4,501$131.0K<0.1%–
Otelco Inc688823301CL A NEW10,980$129.0K<0.1%–
CF Acquisition Corp VIII12520C208UNIT 03/31/202812,700$126.0K<0.1%–
Shopify Inc82509L907CALL2$125.0K<0.1%–
SMTC Corp832682207COM NEW20,253$122.0K<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/202612,047$120.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF2,320$118.0K<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999911,900$117.0K<0.1%–
Flir Sys Inc302445101COM2,000$113.0K<0.1%–
HMS Hldgs Corp40425J101COM2,850$106.0K<0.1%–
Varian Med Sys Inc92220P105COM588$104.0K<0.1%–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202510,337$103.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,100$101.0K<0.1%–