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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,445
+176 vs. Q3 2021
Portfolio value
$4.20B
+$361.4M (+9.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FWRDForward Air CorpCOM1,484,354$179.7M4.3%−388,848−20.8%ReducedHistory
KSSKOHLS CorpStock3,515,874$173.6M4.1%−44,161−1.2%ReducedHistory
GPREGreen Plains Inc.COM3,922,613$136.3M3.2%+149,184+4.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF279,602$122.1M2.9%+2,284+0.8%Added–
AAPLApple Inc.Stock640,585$113.7M2.7%+5,106+0.8%AddedHistory
MSFTMicrosoft CorpStock241,770$81.3M1.9%+1,763+0.7%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX401,069$67.4M1.6%+70.0%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,215,445$61.4M1.5%+966+0.1%Added–
CHRWC. H. Robinson Worldwide, Inc.COM NEW532,006$57.3M1.4%+532,006NewHistory
iShares Tr464287150CORE S&P TTL STK506,913$54.2M1.3%+26,244+5.5%Added–
BERYBerry Global Group, Inc.COM680,411$50.2M1.2%+54,331+8.7%AddedHistory
AVGOBroadcom Inc.Stock73,238$48.7M1.2%+3,084+4.4%AddedHistory
JPMJPMorgan Chase & CoStock303,182$48.0M1.1%+3,995+1.3%AddedHistory
HDHome Depot, Inc.Stock115,218$47.8M1.1%+1,639+1.4%AddedHistory
JNJJohnson & JohnsonStock272,937$46.7M1.1%+5,583+2.1%AddedHistory
UNHUnitedHealth Group IncStock87,489$43.9M1.0%+3,423+4.1%AddedHistory
ABBVAbbVie Inc.Stock321,154$43.5M1.0%+12,508+4.1%AddedHistory
BACBank of America CorpStock957,895$42.6M1.0%+11,223+1.2%AddedHistory
CVSCVS Health CorpStock397,882$41.0M1.0%−253−0.1%ReducedHistory
HONHoneywell International IncCOM183,431$38.2M0.9%+5,368+3.0%AddedHistory
CVXChevron CorpStock320,268$37.6M0.9%+7,402+2.4%AddedHistory
ACNAccenture plcStock89,216$37.0M0.9%+792+0.9%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF303,683$34.6M0.8%−21,407−6.6%Reduced–
ETNEaton Corp plcStock195,839$33.8M0.8%+3,398+1.8%AddedHistory
Nestle SA ADR641069406COM241,413$33.8M0.8%+3,060+1.3%Added–
PGProcter & Gamble CoStock196,640$32.2M0.8%+2,476+1.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF64,048$30.6M0.7%+1,484+2.4%Added–
CFGCitizens Financial Group IncCOM620,106$29.3M0.7%+8,807+1.4%AddedHistory
AVTAAvantax, Inc.COM1,689,222$29.3M0.7%+20,990+1.3%AddedHistory
NKENIKE, Inc.Stock172,946$28.8M0.7%+2,517+1.5%AddedHistory
CSCOCisco Systems, Inc.Stock454,670$28.8M0.7%+3,907+0.9%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock132,950$28.4M0.7%+1,897+1.4%AddedHistory
DISWalt Disney CoStock181,641$28.1M0.7%−37,222−17.0%ReducedHistory
EMNEastman Chemical CoStock230,257$27.8M0.7%+8,362+3.8%AddedHistory
BRK.BBerkshire Hathaway IncStock91,601$27.4M0.7%+1,847+2.1%AddedHistory
BLKBlackRock, Inc.COM28,720$26.3M0.6%+822+2.9%AddedHistory
MCDMcDonalds CorpStock97,194$26.1M0.6%+1,763+1.8%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF101,990$26.0M0.6%−2,942−2.8%Reduced–
WHWyndham Hotels & Resorts, Inc.COM286,839$25.7M0.6%−6,769−2.3%ReducedHistory
HLIHoulihan Lokey, Inc.CL A247,334$25.6M0.6%−25,602−9.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF147,680$25.4M0.6%+1,172+0.8%Added–
Schwab US Aggregate Bond ETF808524839ETF439,504$23.7M0.6%−33,741−7.1%Reduced–
JXNJackson Financial Inc.COM CL A536,098$22.4M0.5%−16,332−3.0%ReducedHistory
AMZNAmazon Com IncStock6,642$22.1M0.5%+407+6.5%AddedHistory
WYWeyerhaeuser CoCOM NEW534,539$22.0M0.5%+24,958+4.9%AddedHistory
DFSDiscover Financial ServicesCOM185,052$21.4M0.5%+3,422+1.9%AddedHistory
TXNTexas Instruments IncStock111,972$21.1M0.5%+1,554+1.4%AddedHistory
APGAPi Group CorpCOM STK817,911$21.1M0.5%−84,500−9.4%ReducedHistory
GOOGAlphabet Inc.Stock7,205$20.8M0.5%+44+0.6%AddedHistory
ASHAshland Inc.COM190,133$20.5M0.5%−320−0.2%ReducedHistory
Vanguard Real Estate ETF922908553ETF175,561$20.4M0.5%+670.0%Added–
MDUMdu Resources Group IncStock649,251$20.0M0.5%+122,990+23.4%AddedHistory
ALITAlight, Inc. / DelawareCOM CL A1,735,650$18.8M0.4%+276,710+19.0%AddedHistory
MARMarriott International IncStock108,336$17.9M0.4%+1,369+1.3%AddedHistory
OSPNOneSpan Inc.COM1,049,395$17.8M0.4%−41,971−3.8%ReducedHistory
MDTMedtronic plcStock161,397$16.7M0.4%+981+0.6%AddedHistory
EOGEOG Resources IncStock180,323$16.0M0.4%+11,845+7.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF214,046$16.0M0.4%−44,028−17.1%Reduced–
RJFRaymond James Financial IncCOM158,119$15.9M0.4%+16,090+11.3%AddedHistory
Invesco QQQ Trust Series I46090E103ETF38,384$15.3M0.4%−9,839−20.4%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF308,193$15.2M0.4%−89,761−22.6%Reduced–
Vanguard Short-Term Bond ETF921937827ETF183,417$14.8M0.4%+2,429+1.3%Added–
MAMastercard IncStock40,781$14.7M0.3%+140.0%AddedHistory
VNTVontier CorpStock466,309$14.3M0.3%+4,620+1.0%AddedHistory
Vonage Holdings Corp92886T201COM680,465$14.1M0.3%−320,008−32.0%Reduced–
Liberty Media Corp Del531229607COM C SIRIUSXM273,775$13.9M0.3%−47,062−14.7%Reduced–
DBDDiebold Nixdorf, IncCOM1,533,943$13.9M0.3%−24,890−1.6%ReducedHistory
SLVMSylvamo CorpCOMMON STOCK494,400$13.8M0.3%+494,400NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF119,553$13.6M0.3%+19,121+19.0%Added–
UGIUgi CorpStock293,947$13.5M0.3%−53,110−15.3%ReducedHistory
CLBKColumbia Financial, Inc.COM646,881$13.5M0.3%−77,459−10.7%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF59,447$13.4M0.3%−1,725−2.8%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF46,905$13.3M0.3%+3,444+7.9%Added–
HSICHenry Schein IncCOM170,221$13.2M0.3%−6,255−3.5%ReducedHistory
GOOGLAlphabet Inc.Stock4,429$12.8M0.3%+51+1.2%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK267,080$12.8M0.3%+14,656+5.8%AddedHistory
ARNCArconic CorpCOM379,969$12.5M0.3%+48,552+14.6%AddedHistory
PEPPepsiCo IncStock69,116$12.0M0.3%−1,772−2.5%ReducedHistory
NFYSEnphys Acquisition Corp.CL A ORD SHS1,230,330$11.9M0.3%+1,230,330NewHistory
ZDZiff Davis, Inc.COM104,160$11.5M0.3%+104,160NewHistory
MBCNMiddlefield Banc CorpCOM NEW458,429$11.4M0.3%+41,055+9.8%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF61,883$11.3M0.3%−92,763−60.0%Reduced–
ESIElement Solutions IncCOM465,928$11.3M0.3%−16,457−3.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF23,629$11.2M0.3%−563−2.3%ReducedHistory
WWWWolverine World Wide IncCOM384,886$11.1M0.3%−100,079−20.6%ReducedHistory
BXBlackstone Inc.COM84,570$10.9M0.3%−5,600−6.2%ReducedHistory
PFEPfizer IncStock184,129$10.9M0.3%−771−0.4%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF93,240$10.7M0.3%+850+0.9%Added–
INTCIntel CorpStock206,615$10.6M0.3%+11,346+5.8%AddedHistory
PCHPotlatchdeltic CorpCOM176,459$10.6M0.3%+79,714+82.4%AddedHistory
GMGeneral Motors CoCOM179,461$10.5M0.3%+5,564+3.2%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF58,693$10.5M0.2%+6,114+11.6%Added–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60085,041$10.5M0.2%+3,538+4.3%Added–
COSTCostco Wholesale CorpStock18,399$10.4M0.2%+467+2.6%AddedHistory
RILYBRC Group Holdings, Inc.COM116,303$10.3M0.2%+1,076+0.9%AddedHistory
AMGNAmgen IncStock45,931$10.3M0.2%−2,532−5.2%ReducedHistory
Regional Brands Inc Com New75903Q201COM607,750$10.2M0.2%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock90,534$9.88M0.2%+89,868+13,493.7%AddedHistory
AANAaron's Company, Inc.COM398,065$9.81M0.2%+95,319+31.5%AddedHistory
IAAIAA, Inc.COM190,873$9.66M0.2%+67,000+54.1%AddedHistory

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2021
SecurityClassPutsCalls
Green Plains Partners LP393221956PUT$4.83M–
C H Robinson Worldwide Inc12541W909CALL–$2.19M
iShares Tr464287955PUT$2.18M–
SPDR Series Trust78464A954PUT$1.51M–
iShares Tr464287952PUT$1.37M–
SPDR S&P 500 ETF Tr78462F953PUT$864.0K–
SPDR Ser Tr78464A958PUT$655.0K–
Diebold Inc253651953PUT$455.0K–
Select Sector SPDR Tr81369Y954PUT$370.0K–
Ashland Global Hldgs Inc044186954PUT$295.0K–
iShares Tr464287950PUT$246.0K–
FedEx Corp31428X956PUT$167.0K–
Fubotv Inc35953D954PUT$49.0K–
iShares Tr464287905CALL–$42.0K
ProShares Tr74347B950PUT$38.0K–
Diebold Inc253651903CALL–$31.0K
BKLN 210416P0001500046138G958PUT$21.0K–
Turning PT Brands Inc90041L905CALL–$18.0K
United States STL Corp New912909958PUT$8.00K–
CSX Corp126408953PUT$5.00K–
Invesco QQQ Tr46090E953PUT$5.00K–
Omeros Corp682143902CALL–$3.00K
Norfolk Southn Corp655844958PUT$2.00K–
Union Pac Corp907818958PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$1.00K–

Sold out since Q3 2021 (180)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VISNVistance Networks, Inc.COM672,348$9.14M0.2%History
MDPHawkeye Acquisition, Inc.COM87,531$4.88M0.1%History
CLDBCortland Bancorp IncCOM166,239$4.62M0.1%History
OPLNOPENLANE, Inc.COM166,650$2.73M0.1%History
FREEWhole Earth Brands, Inc.COM CL A109,918$1.27M<0.1%History
KURIAlkuri Global Acquisition Corp.COM CL A107,999$1.08M<0.1%History
GAIAGaia, IncCL A98,578$934.0K<0.1%History
Jupiter Acquisition Corp482082203UNIT 09/11/202791,094$895.0K<0.1%–
FTCOFortitude Gold CorpCommon Stock126,672$856.0K<0.1%History
ADTHAdTheorent Holding Company, Inc.COM CL A77,109$761.0K<0.1%History
VOSOVirtuoso Acquisition Corp.COM CL A73,378$727.0K<0.1%History
TSCTriState Capital Holdings, Inc.COM34,253$724.0K<0.1%History
Landmark Infrastructure Partne51508J405LP24,000$610.0K<0.1%–
MRBKMeridian CorpCOM20,000$573.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM54,583$538.0K<0.1%–
AMPYAmplify Energy Corp.COM97,500$519.0K<0.1%History
Athena Technology Acquisi Co04687A109COM CLASS A44,111$438.0K<0.1%–
P3 Health Partners Inc.34552Y106CL A44,114$435.0K<0.1%–
Alimen Couche01626P403ADR10,775$412.0K<0.1%–
NVRIEnviri CorpCOM23,106$392.0K<0.1%History
TXNMTXNM Energy IncCOM7,700$381.0K<0.1%History
KSUKansas City SouthernCOM NEW1,400$379.0K<0.1%History
APOApollo Global Management, Inc.COM CL A5,854$361.0K<0.1%History
CORCencora, Inc.Stock2,975$355.0K<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD20,100$329.0K<0.1%History
Leo Holdings III CorpG5463T108SHS CL A32,600$324.0K<0.1%–
EXPREXP OldCo Winddown, Inc.COM65,550$309.0K<0.1%History
Live Oak Crestview Climate A538086208UNIT 99/99/999931,500$309.0K<0.1%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS29,310$290.0K<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/202626,300$260.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF10,320$255.0K<0.1%–
Endurance Acquisition Corp.G3041W123UNIT 09/01/202625,522$254.0K<0.1%–
Altimar Acquisition Corp IIG03709105SHS CL A25,700$253.0K<0.1%–
GPXGP Strategies CorpCOM12,000$248.0K<0.1%History
Seven Oaks Acquisition Corp81787X106COM CL A24,100$239.0K<0.1%–
Direct Selling Acquisitin Co25460L202UNIT 99/99/999923,400$236.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB10,700$226.0K<0.1%History
DWSNDawson Geophysical CoCOM90,567$225.0K<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/202819,400$197.0K<0.1%–
CADECadence BancorporationCL A8,900$195.0K<0.1%History
HYPRHyperfine, Inc.CL A SHS19,299$191.0K<0.1%History
JAXJ. Alexander's Holdings, Inc.COM13,460$188.0K<0.1%History
Isos Acquisition CorporationG4962C112SHARES CL A18,282$182.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM16,858$167.0K<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A15,000$149.0K<0.1%–
SWBKSwitchback II CorpCOM CL A15,000$149.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/202815,000$148.0K<0.1%History
Berenson Acquisition Corp. I083690206UNIT 99/99/999914,370$142.0K<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT8,456$132.0K<0.1%–
GENIGenius Sports LtdSHARES CL A6,700$125.0K<0.1%History
LORLLoral Space & Communications Inc.COM2,795$120.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,000$115.0K<0.1%History
Soar Technology Acquisn CorpG82472104UNIT 99/99/999910,400$106.0K<0.1%–
CHNGChange Healthcare Inc.COM5,000$105.0K<0.1%History
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD5,000$103.0K<0.1%History
EUSGEuropean Sustainable Growth Acquisition Corp.CL A SHS10,100$100.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393104SHS CL A10,098$100.0K<0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/999910,000$100.0K<0.1%–
Thimble Point Acquisition Co88408P107COM CL A10,000$99.0K<0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A10,000$99.0K<0.1%–
Hennessy Capital Invst Corp42600H207UNIT 99/99/999910,000$99.0K<0.1%–
SILVERspac Inc.G8136V120UNIT 09/09/202610,000$99.0K<0.1%–
EQRXEQRx, Inc.CLASS A COM9,800$97.0K<0.1%History
CANETeucrium Commodity TrustSUGAR FD10,000$95.0K<0.1%History
PSFEPaysafe LtdORD12,000$93.0K<0.1%History
LNSRLENSAR, Inc.COM11,024$87.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM2,000$87.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS4,504$85.0K<0.1%History
Deutsche BK AG London BRH Leve25156D423CV PFD3,500$76.0K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG1,302$75.0K<0.1%–
ARCBArcbest CorpCOM800$65.0K<0.1%History
KEY.PJKeycorpPFD2,400$64.0K<0.1%History
SPGSimon Property Group Inc.REIT475$62.0K<0.1%History
CLDRCloudera, Inc.COM3,800$61.0K<0.1%History
MXMagnachip Semiconductor CorpCOM3,000$53.0K<0.1%History
Crown PropTech AcquisitionsG25741128UNIT 99/99/99995,000$49.0K<0.1%–
HZONHorizon Acquisition Corp IISHS CL A4,458$44.0K<0.1%History
BGSB&G Foods, Inc.COM1,300$39.0K<0.1%History
SoFi Technologies, Inc.83406F110*W EXP 05/28/2026,000$38.0K<0.1%–
KAMNKAMAN CorpCOM1,011$36.0K<0.1%History
SES AI CorpG4R87P114COM CL A3,601$36.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW1,820$35.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/20224,924$35.0K<0.1%–
PRMWPrimo Water CorpCOM2,220$35.0K<0.1%History
WYNNWynn Resorts LtdCOM400$34.0K<0.1%History
Bombardier Inc-B097751200Common / Ordinary Stock18,500$32.0K<0.1%–
Pernod Ricard SA ADR714264207ADR671$30.0K<0.1%–
Virtuoso Acquisition Corp.92837J112*W EXP 01/31/20225,898$30.0K<0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS3,000$30.0K<0.1%–
AYXAlteryx, Inc.COM CL A400$29.0K<0.1%History
Laaco Ltd505346106COM7$29.0K<0.1%–
WRKWestRock CoCOM560$28.0K<0.1%History
MNSTMonster Beverage CorpCOM297$26.0K<0.1%History
Natura &CO Hldg S A63884N108ADS1,500$25.0K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF546$23.0K<0.1%–
JACKJack in the Box IncCOM230$22.0K<0.1%History
ATRIAtrion CorpCOM30$21.0K<0.1%History
Mitsui & Co Ltd606827202COM47$21.0K<0.1%–
Athena Technology Acquisi Co04687A117*W EXP 03/31/20215,244$21.0K<0.1%–
Bains de Mer Et du Cercle DeseF06489102COM250$20.0K<0.1%–