Ancora Advisors, LLC

SEC CIK: 0001446114
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Positions: 2,445; +176 vs. Q3 2021
Portfolio value: $4.20B; +$361.4M (+9.4%) vs. Q3 2021
Filed: Feb 14, 2022; SEC

Holdings of Ancora Advisors, LLC in Q4 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
TEVATeva Pharmaceutical Industries Ltd	SPONSORED ADS	12	$0	0.0%	00.0%	Unchanged	History
Vanguard Intl Equity Index F922042676	GLB EX US ETF	6	$0	0.0%	00.0%	Unchanged	–
J P Morgan Exchange Traded F46641Q217	BETABULDRS JAPAN	4	$0	0.0%	+4	New	–
iShares Tr46435U853	BROAD USD HIGH	5	$0	0.0%	00.0%	Unchanged	–
ARDXArdelyx, Inc.	COM	287	$0	0.0%	00.0%	Unchanged	History
CHGGChegg, Inc	COM	15	$0	0.0%	00.0%	Unchanged	History
HRTXHeron Therapeutics, Inc.	COM	50	$0	0.0%	00.0%	Unchanged	History
HTZHertz Global Holdings, Inc	COM NEW	2	$0	0.0%	00.0%	Unchanged	History
MNKDMannkind Corp	COM NEW	37	$0	0.0%	+37	New	History
Anc Rent Corp001813104	COM	25	$0	0.0%	00.0%	Unchanged	–
Affymax Inc00826A109	COM	500	$0	0.0%	00.0%	Unchanged	–
Adeptus Health00ESC5984	COM	250	$0	0.0%	00.0%	Unchanged	–
Escrow All American Semiconduc016ESC402	COM	100,350	$0	0.0%	00.0%	Unchanged	–
Escrow Ambassadors Group Inc C023ESC999	COM	4,900	$0	0.0%	00.0%	Unchanged	–
American Green Inc02640N200	COM	750	$0	0.0%	00.0%	Unchanged	–
Esc American Medical Alert Cor027904986	COM	35,100	$0	0.0%	00.0%	Unchanged	–
APENApollo Endosurgery, Inc.	COM	18	$0	0.0%	00.0%	Unchanged	History
ASTIAscent Solar Technologies, Inc.	COM	2,500	$0	0.0%	00.0%	Unchanged	History
Atlantis Plastics Inc049156102	COM	640	$0	0.0%	00.0%	Unchanged	–
ACBAurora Cannabis Inc	COM	20	$0	0.0%	−16−44.4%	Reduced	History
Brampton Crest Intl Inc Com10511R101	COM	4	$0	0.0%	00.0%	Unchanged	–
Buckeye State Bank118240209	COM	2,000	$0	0.0%	00.0%	Unchanged	–
Canadian Cannabis Co135442101	COM	100	$0	0.0%	00.0%	Unchanged	–
Cannalink Inc Com13765B103	COM	28	$0	0.0%	00.0%	Unchanged	–
Escrow Concord Camera Corp Com206ESC998	COM	2,500	$0	0.0%	+2,500	New	–
CORRCorEnergy Infrastructure Trust, Inc.	COM NEW	87	$0	0.0%	00.0%	Unchanged	History
E Med Future Inc Com26875D108	COM	3,000	$0	0.0%	00.0%	Unchanged	–
Earthshell Corp Com New27032B209	COM	250	$0	0.0%	00.0%	Unchanged	–
Abacus Global Management, Inc.274681105	COM CL A	3	$0	0.0%	00.0%	Unchanged	–
Fab Unvl Corp Com302771100	COM	142	$0	0.0%	00.0%	Unchanged	–
First PL Finl Corp Com33610T109	COM	5,450	$0	0.0%	00.0%	Unchanged	–
Green Earth Techs39303R102	COM	10,000	$0	0.0%	00.0%	Unchanged	–
Gulf Energy Corp402274104	COM	500	$0	0.0%	00.0%	Unchanged	–
Highlands REIT, Inc.43110A104	COM	1,597	$0	0.0%	00.0%	Unchanged	–
Hycroft Mining Holding Corp44862P125	*W EXP 10/12/202	28	$0	0.0%	00.0%	Unchanged	–
Hyster B449172204	COM	1	$0	0.0%	00.0%	Unchanged	–
Iexalt Inc Com New451691208	COM	20	$0	0.0%	00.0%	Unchanged	–
Escrow Lehman Bros Hldgs Inc C524ESC100	COM	187	$0	0.0%	00.0%	Unchanged	–
LTRPALiberty TripAdvisor Holdings, Inc.	COM SER A	188	$0	0.0%	00.0%	Unchanged	History
LGNDZLigand Pharmaceuticals Inc	COM	12,000	$0	0.0%	+12,000	New	History
Escrow Linnco LLC Com Shs Repstg Ltd Liabilityints535ESC107	COM	500	$0	0.0%	00.0%	Unchanged	–
Lone Pine Res Inc Com54222A106	COM	1,000,000	$0	0.0%	00.0%	Unchanged	–
Natur International Corporatio63883U103	COM	142	$0	0.0%	00.0%	Unchanged	–
BFXBowflex Inc.	COM	36	$0	0.0%	00.0%	Unchanged	History
Neurobiological Tech Inc Com N64124W304	COM	2,544,675	$0	0.0%	00.0%	Unchanged	–
NBSENeuBase Therapeutics, Inc.	COM	100	$0	0.0%	00.0%	Unchanged	History
Oilsands Quest Inc Com678046103	COM	1,000	$0	0.0%	00.0%	Unchanged	–
PDL Biopharma Inc Com69329Y104	COM	4,948	$0	0.0%	00.0%	Unchanged	–
Penn Treaty Amern Corp Com New707874400	COM	50,000	$0	0.0%	00.0%	Unchanged	–
PLNHPlanet 13 Holdings Inc.	COM	75	$0	0.0%	00.0%	Unchanged	History
Potbelly Corp Restricted Warra737991349	WT	97,709	$0	0.0%	00.0%	Unchanged	–
UCOProShares Trust II	ULTA BLMBG 2017	5	$0	0.0%	00.0%	Unchanged	History
Progenics Pharmaceuticals Inc743CVR037	COM	47,700	$0	0.0%	00.0%	Unchanged	–
Sgi Intl Com New784185209	COM	2,000	$0	0.0%	00.0%	Unchanged	–
Smart SMS Corp Com83171W207	COM	2,500	$0	0.0%	00.0%	Unchanged	–
Spinnaker ETF Series84858T400	CANNABIS ETF	25	$0	0.0%	−7−21.9%	Reduced	–
Spirit MTA REIT848ESC018	Common Stock	80,000	$0	0.0%	−10,000−11.1%	Reduced	–
Sport Haley Hldgs84917J104	COM	2,500	$0	0.0%	00.0%	Unchanged	–
Syncronys Softcorp Inc Com871578100	COM	120	$0	0.0%	00.0%	Unchanged	–
Tactical Air Defense Svcs Com87356M108	COM	140,000	$0	0.0%	00.0%	Unchanged	–
Tapestry Pharma Inc Com New876031204	COM	1,248,000	$0	0.0%	00.0%	Unchanged	–
Thai Fund882ESC106	COM	594	$0	0.0%	00.0%	Unchanged	–
Escrow Turkish Invst FD900ESC104	COM	318	$0	0.0%	00.0%	Unchanged	–
UNITUniti Group Inc.	COM	10	$0	0.0%	00.0%	Unchanged	History
VanEck Vectors ETF Tr92189H839	SOCIAL SENTIMENT	8	$0	0.0%	00.0%	Unchanged	–
SPCEVirgin Galactic Holdings, Inc	COM	10	$0	0.0%	+10	New	History
Virtus Oil and Gas Corporation92834V209	COM	66	$0	0.0%	00.0%	Unchanged	–
Potbelly Warrants929999845	WT	48,846	$0	0.0%	00.0%	Unchanged	–
Web Blockchain Media Inc94734A103	COM	1,000	$0	0.0%	00.0%	Unchanged	–
Zagg Inc CVR988CVR015	COM	278,690	$0	0.0%	00.0%	Unchanged	–
WTS QLT Inc9941239W9	WT	200,000	$0	0.0%	00.0%	Unchanged	–
COVA Acquisition Corp.G2554Y120	*W EXP 02/05/202	750	$0	0.0%	00.0%	Unchanged	–
ITRMIterum Therapeutics plc	SHS	578	$0	0.0%	00.0%	Unchanged	History
Sports Ventures Acquisin CorG8372A129	*W EXP 11/30/202	566	$0	0.0%	00.0%	Unchanged	–
Japan Tobacco IncJ27869106	ADUS	5	$0	0.0%	00.0%	Unchanged	–
BSKYBig Sky Growth Partners, Inc.	CLASS A COM	32	$0	0.0%	00.0%	Unchanged	History
Big Sky Growth Partners, Inc.08954L110	*W EXP 04/01/202	8	$0	0.0%	00.0%	Unchanged	–
Diamond Offshore Drilling Inc WT Exp25271C110	Com	109	$0	0.0%	00.0%	Unchanged	–
Esc Diamond Offshore D Escrow252ESC017	Com	2,000	$0	0.0%	00.0%	Unchanged	–
Northern Star Invest Corp II66574L118	*W EXP 02/25/202	400	$0	0.0%	00.0%	Unchanged	–
Pivotal Investment Corp III72582M114	*W EXP 01/28/202	279	$0	0.0%	00.0%	Unchanged	–
Apollo Strategic GRWT CPTL IG0412A128	*W EXP 02/12/202	359	$0	0.0%	00.0%	Unchanged	–
Brookfield Asset Mgmt ReinsG16169107	CL A EXCH LT VTG	3	$0	0.0%	−23−88.5%	Reduced	–
Naked Wines PLC Ord GBP0075 Isin GB00B021F836 Sedol B021F83G6361W102	COMMONSTOCK	38	$0	0.0%	+38	New	–
VPC Impact Acquisition HldgG9460L118	*W EXP 03/05/202	450	$0	0.0%	00.0%	Unchanged	–
Ap Henderson Group00186G100	COM	2,000	$0	0.0%	00.0%	Unchanged	–
Atna Resources04957F101	COM	400	$0	0.0%	00.0%	Unchanged	–
HTZWWHertz Global Holdings, Inc	Common Stock	16	$0	0.0%	00.0%	Unchanged	History
Pure Energy Minerals74624B700	COM	55	$0	0.0%	00.0%	Unchanged	–
Frontier Investment CorpG36816125	*W EXP 06/29/202	32	$0	0.0%	00.0%	Unchanged	–
Macondray Cap Acquisitn CorpG5853A115	*W EXP 05/31/202	468	$0	0.0%	00.0%	Unchanged	–
GT Advanced Techno Escrow361ESC023	COM	19	$0	0.0%	+19	New	–
M3-Brigade Acquisition III Corp.55407R111	*W EXP 07/31/202	232	$0	0.0%	+232	New	–
Millennial Lithium Corp60040W105	COM	100	$0	0.0%	+100	New	–
Sierra Lake Acquisition Corp.826332116	*W EXP 12/17/202	200	$0	0.0%	+200	New	–
World Quantum Growth AcquisiG5596W127	*W EXP 08/04/202	500	$0	0.0%	+500	New	–
BHCBausch Health Companies Inc.	Stock	50	$1.00K	<0.1%	00.0%	Unchanged	History
WABWestinghouse Air Brake Technologies Corp	Stock	16	$1.00K	<0.1%	00.0%	Unchanged	History
Schwab Fundamental Emerging Markets Equity ETF808524730	ETF	24	$1.00K	<0.1%	00.0%	Unchanged	–
SFIXStitch Fix, Inc.	Stock	60	$1.00K	<0.1%	00.0%	Unchanged	History

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2021
Security	Class	Puts	Calls
Green Plains Partners LP393221956	PUT	$4.83M	–
C H Robinson Worldwide Inc12541W909	CALL	–	$2.19M
iShares Tr464287955	PUT	$2.18M	–
SPDR Series Trust78464A954	PUT	$1.51M	–
iShares Tr464287952	PUT	$1.37M	–
SPDR S&P 500 ETF Tr78462F953	PUT	$864.0K	–
SPDR Ser Tr78464A958	PUT	$655.0K	–
Diebold Inc253651953	PUT	$455.0K	–
Select Sector SPDR Tr81369Y954	PUT	$370.0K	–
Ashland Global Hldgs Inc044186954	PUT	$295.0K	–
iShares Tr464287950	PUT	$246.0K	–
FedEx Corp31428X956	PUT	$167.0K	–
Fubotv Inc35953D954	PUT	$49.0K	–
iShares Tr464287905	CALL	–	$42.0K
ProShares Tr74347B950	PUT	$38.0K	–
Diebold Inc253651903	CALL	–	$31.0K
BKLN 210416P0001500046138G958	PUT	$21.0K	–
Turning PT Brands Inc90041L905	CALL	–	$18.0K
United States STL Corp New912909958	PUT	$8.00K	–
CSX Corp126408953	PUT	$5.00K	–
Invesco QQQ Tr46090E953	PUT	$5.00K	–
Omeros Corp682143902	CALL	–	$3.00K
Norfolk Southn Corp655844958	PUT	$2.00K	–
Union Pac Corp907818958	PUT	$2.00K	–
Invesco Exchng Traded FD Tr46138G956	PUT	$1.00K	–

Sold out since Q3 2021 (180)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2021
Security	Class	Shares in Q3 2021	Value in Q3 2021	% of portfolio in Q3 2021	History
VISNVistance Networks, Inc.	COM	672,348	$9.14M	0.2%	History
MDPHawkeye Acquisition, Inc.	COM	87,531	$4.88M	0.1%	History
CLDBCortland Bancorp Inc	COM	166,239	$4.62M	0.1%	History
OPLNOPENLANE, Inc.	COM	166,650	$2.73M	0.1%	History
FREEWhole Earth Brands, Inc.	COM CL A	109,918	$1.27M	<0.1%	History
KURIAlkuri Global Acquisition Corp.	COM CL A	107,999	$1.08M	<0.1%	History
GAIAGaia, Inc	CL A	98,578	$934.0K	<0.1%	History
Jupiter Acquisition Corp482082203	UNIT 09/11/2027	91,094	$895.0K	<0.1%	–
FTCOFortitude Gold Corp	Common Stock	126,672	$856.0K	<0.1%	History
ADTHAdTheorent Holding Company, Inc.	COM CL A	77,109	$761.0K	<0.1%	History
VOSOVirtuoso Acquisition Corp.	COM CL A	73,378	$727.0K	<0.1%	History
TSCTriState Capital Holdings, Inc.	COM	34,253	$724.0K	<0.1%	History
Landmark Infrastructure Partne51508J405	LP	24,000	$610.0K	<0.1%	–
MRBKMeridian Corp	COM	20,000	$573.0K	<0.1%	History
GIGCAPITAL4 Inc37518G101	COM	54,583	$538.0K	<0.1%	–
AMPYAmplify Energy Corp.	COM	97,500	$519.0K	<0.1%	History
Athena Technology Acquisi Co04687A109	COM CLASS A	44,111	$438.0K	<0.1%	–
P3 Health Partners Inc.34552Y106	CL A	44,114	$435.0K	<0.1%	–
Alimen Couche01626P403	ADR	10,775	$412.0K	<0.1%	–
NVRIEnviri Corp	COM	23,106	$392.0K	<0.1%	History
TXNMTXNM Energy Inc	COM	7,700	$381.0K	<0.1%	History
KSUKansas City Southern	COM NEW	1,400	$379.0K	<0.1%	History
APOApollo Global Management, Inc.	COM CL A	5,854	$361.0K	<0.1%	History
CORCencora, Inc.	Stock	2,975	$355.0K	<0.1%	History
LMRKLandmark Infrastructure Partners LP	COM UNIT LTD	20,100	$329.0K	<0.1%	History
Leo Holdings III CorpG5463T108	SHS CL A	32,600	$324.0K	<0.1%	–
EXPREXP OldCo Winddown, Inc.	COM	65,550	$309.0K	<0.1%	History
Live Oak Crestview Climate A538086208	UNIT 99/99/9999	31,500	$309.0K	<0.1%	–
Nextgen Acquisition Corp IIG65317102	CLASS A ORD SHS	29,310	$290.0K	<0.1%	–
Inflection Point Acqustn CorG47874105	UNIT 09/21/2026	26,300	$260.0K	<0.1%	–
iShares Tr46434VBK5	IBONDS DEC21 ETF	10,320	$255.0K	<0.1%	–
Endurance Acquisition Corp.G3041W123	UNIT 09/01/2026	25,522	$254.0K	<0.1%	–
Altimar Acquisition Corp IIG03709105	SHS CL A	25,700	$253.0K	<0.1%	–
GPXGP Strategies Corp	COM	12,000	$248.0K	<0.1%	History
Seven Oaks Acquisition Corp81787X106	COM CL A	24,100	$239.0K	<0.1%	–
Direct Selling Acquisitin Co25460L202	UNIT 99/99/9999	23,400	$236.0K	<0.1%	–
BSCLBILI Social International, Inc.	BULSHS 2021 CB	10,700	$226.0K	<0.1%	History
DWSNDawson Geophysical Co	COM	90,567	$225.0K	<0.1%	History
Trump Media & Technology Group Corp.25400Q204	UNIT 06/30/2028	19,400	$197.0K	<0.1%	–
CADECadence Bancorporation	CL A	8,900	$195.0K	<0.1%	History
HYPRHyperfine, Inc.	CL A SHS	19,299	$191.0K	<0.1%	History
JAXJ. Alexander's Holdings, Inc.	COM	13,460	$188.0K	<0.1%	History
Isos Acquisition CorporationG4962C112	SHARES CL A	18,282	$182.0K	<0.1%	–
Yucaipa Acquisition CorpG9879L105	COM	16,858	$167.0K	<0.1%	–
Dragoneer Growth Oppty CorpG28314105	SHS CL A	15,000	$149.0K	<0.1%	–
SWBKSwitchback II Corp	COM CL A	15,000	$149.0K	<0.1%	History
CCAIUCascadia Acquisition Corp.	UNIT 09/30/2028	15,000	$148.0K	<0.1%	History
Berenson Acquisition Corp. I083690206	UNIT 99/99/9999	14,370	$142.0K	<0.1%	–
Nuveen Select Tax Free Incom67063C106	SH BEN INT	8,456	$132.0K	<0.1%	–
GENIGenius Sports Ltd	SHARES CL A	6,700	$125.0K	<0.1%	History
LORLLoral Space & Communications Inc.	COM	2,795	$120.0K	<0.1%	History
CNBKACentury Bancorp Inc	CL A NON VTG	1,000	$115.0K	<0.1%	History
Soar Technology Acquisn CorpG82472104	UNIT 99/99/9999	10,400	$106.0K	<0.1%	–
CHNGChange Healthcare Inc.	COM	5,000	$105.0K	<0.1%	History
UDNInvesco DB US Dollar Index Bearish Fund	BEARISH FD	5,000	$103.0K	<0.1%	History
EUSGEuropean Sustainable Growth Acquisition Corp.	CL A SHS	10,100	$100.0K	<0.1%	History
Ion Acquisition Corp 2 LtdG49393104	SHS CL A	10,098	$100.0K	<0.1%	–
Parabellum Acquisition Corp.69901P208	UNIT 99/99/9999	10,000	$100.0K	<0.1%	–
Thimble Point Acquisition Co88408P107	COM CL A	10,000	$99.0K	<0.1%	–
Investindustrial Acquisition Corp.G4771L105	SHS CL A	10,000	$99.0K	<0.1%	–
Hennessy Capital Invst Corp42600H207	UNIT 99/99/9999	10,000	$99.0K	<0.1%	–
SILVERspac Inc.G8136V120	UNIT 09/09/2026	10,000	$99.0K	<0.1%	–
EQRXEQRx, Inc.	CLASS A COM	9,800	$97.0K	<0.1%	History
CANETeucrium Commodity Trust	SUGAR FD	10,000	$95.0K	<0.1%	History
PSFEPaysafe Ltd	ORD	12,000	$93.0K	<0.1%	History
LNSRLENSAR, Inc.	COM	11,024	$87.0K	<0.1%	History
AJRDAerojet Rocketdyne Holdings, Inc.	COM	2,000	$87.0K	<0.1%	History
ASAASA Gold & Precious Metals Ltd	SHS	4,504	$85.0K	<0.1%	History
Deutsche BK AG London BRH Leve25156D423	CV PFD	3,500	$76.0K	<0.1%	–
WisdomTree Tr97717Y691	CLOUD COMPUTNG	1,302	$75.0K	<0.1%	–
ARCBArcbest Corp	COM	800	$65.0K	<0.1%	History
KEY.PJKeycorp	PFD	2,400	$64.0K	<0.1%	History
SPGSimon Property Group Inc.	REIT	475	$62.0K	<0.1%	History
CLDRCloudera, Inc.	COM	3,800	$61.0K	<0.1%	History
MXMagnachip Semiconductor Corp	COM	3,000	$53.0K	<0.1%	History
Crown PropTech AcquisitionsG25741128	UNIT 99/99/9999	5,000	$49.0K	<0.1%	–
HZONHorizon Acquisition Corp II	SHS CL A	4,458	$44.0K	<0.1%	History
BGSB&G Foods, Inc.	COM	1,300	$39.0K	<0.1%	History
SoFi Technologies, Inc.83406F110	*W EXP 05/28/202	6,000	$38.0K	<0.1%	–
KAMNKAMAN Corp	COM	1,011	$36.0K	<0.1%	History
SES AI CorpG4R87P114	COM CL A	3,601	$36.0K	<0.1%	–
CXPColumbia Property Trust, Inc.	COM NEW	1,820	$35.0K	<0.1%	History
Alkuri Global Acquisition Corp.66981N111	*W EXP 02/09/202	24,924	$35.0K	<0.1%	–
PRMWPrimo Water Corp	COM	2,220	$35.0K	<0.1%	History
WYNNWynn Resorts Ltd	COM	400	$34.0K	<0.1%	History
Bombardier Inc-B097751200	Common / Ordinary Stock	18,500	$32.0K	<0.1%	–
Pernod Ricard SA ADR714264207	ADR	671	$30.0K	<0.1%	–
Virtuoso Acquisition Corp.92837J112	*W EXP 01/31/202	25,898	$30.0K	<0.1%	–
Marquee Raine Acquisition CoG58442107	CL A SHS	3,000	$30.0K	<0.1%	–
AYXAlteryx, Inc.	COM CL A	400	$29.0K	<0.1%	History
Laaco Ltd505346106	COM	7	$29.0K	<0.1%	–
WRKWestRock Co	COM	560	$28.0K	<0.1%	History
MNSTMonster Beverage Corp	COM	297	$26.0K	<0.1%	History
Natura &CO Hldg S A63884N108	ADS	1,500	$25.0K	<0.1%	–
Schwab International Small-Cap Equity ETF808524888	ETF	546	$23.0K	<0.1%	–
JACKJack in the Box Inc	COM	230	$22.0K	<0.1%	History
ATRIAtrion Corp	COM	30	$21.0K	<0.1%	History
Mitsui & Co Ltd606827202	COM	47	$21.0K	<0.1%	–
Athena Technology Acquisi Co04687A117	*W EXP 03/31/202	15,244	$21.0K	<0.1%	–
Bains de Mer Et du Cercle DeseF06489102	COM	250	$20.0K	<0.1%	–