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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,269
+278 vs. Q2 2021
Portfolio value
$3.84B
+$35.6M (+0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Ancora Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SSYSStratasys Ltd.SHS40$1.00K<0.1%−40−50.0%ReducedHistory
iShares Tr464288851US OIL GS EX ETF25$1.00K<0.1%00.0%Unchanged–
JBTMJBT Marel CorpCOM10$1.00K<0.1%00.0%UnchangedHistory
ZTRVirtus Total Return Fund Inc.COM121$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$1.00K<0.1%00.0%Unchanged–
GLQClough Global Equity FundCOM87$1.00K<0.1%00.0%UnchangedHistory
OKLOOklo Inc.COM CL A100$1.00K<0.1%+100NewHistory
SPDR Series Trust78464A516ST INTL BBG ETF36$1.00K<0.1%00.0%Unchanged–
ALKAlaska Air Group, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM29$1.00K<0.1%00.0%UnchangedHistory
CHGGChegg, IncCOM15$1.00K<0.1%−15−50.0%ReducedHistory
HRTXHeron Therapeutics, Inc.COM50$1.00K<0.1%+50NewHistory
LILALiberty Latin America Ltd.COM CL A58$1.00K<0.1%00.0%UnchangedHistory
ALIMAlimera Sciences IncCOM NEW333$1.00K<0.1%00.0%UnchangedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A16$1.00K<0.1%00.0%UnchangedHistory
Class Acceleration Corp18274B106COM100$1.00K<0.1%00.0%Unchanged–
Executive Network Partnering30158L118*W EXP 09/25/2021,075$1.00K<0.1%+400+59.3%Added–
FNMAFederal National Mortgage Association Fannie MaeCOM645$1.00K<0.1%00.0%UnchangedHistory
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026100$1.00K<0.1%+100New–
Firstime Design Ltd Com33766M106COM65$1.00K<0.1%00.0%Unchanged–
Flutter Entmt PLC Unsponsored ADS344044102ADR14$1.00K<0.1%+14New–
Hamilton Lane Alliance Hldgs40749M202UNIT 99/99/999987$1.00K<0.1%+87New–
Harvest Nat Res41754V202COM45,000$1.00K<0.1%00.0%Unchanged–
Healthcare Capital Corp42228C200UNIT 12/31/2025100$1.00K<0.1%00.0%Unchanged–
INSGInseego Corp.COM100$1.00K<0.1%00.0%UnchangedHistory
JYACJiya Acquisition Corp.COM CL A100$1.00K<0.1%+100NewHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$1.00K<0.1%00.0%UnchangedHistory
Medtech Acquisition Corp58507N204UNIT 12/18/202599$1.00K<0.1%−1−1.0%Reduced–
Neurobiological Tech Inc Com N64124W304COM2,544,675$1.00K<0.1%00.0%Unchanged–
NWBONorthwest Biotherapeutics IncCOM1,000$1.00K<0.1%00.0%UnchangedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS50$1.00K<0.1%+50New–
ProShares Tr74347G887ULSH 20YRTRE NEW26$1.00K<0.1%+26New–
PVCTProvectus Biopharmaceuticals, Inc.COM14,770$1.00K<0.1%+120+0.8%AddedHistory
QMC Quantum Minerals Corporati74734C101COM5,000$1.00K<0.1%00.0%Unchanged–
RMR Mortgage Tr76970B101COM135$1.00K<0.1%00.0%Unchanged–
CARMCarisma Therapeutics Inc.COM1,302$1.00K<0.1%00.0%UnchangedHistory
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028100$1.00K<0.1%+100New–
SIXSix Flags Entertainment CorpCOM25$1.00K<0.1%00.0%UnchangedHistory
Star Peak Corp II855179115*W EXP 12/24/2021,000$1.00K<0.1%+1,000New–
Tishman Speyer Innovation Co88825H209UNIT 02/11/2026111$1.00K<0.1%+111New–
Travelcenters Americ894174101COM16$1.00K<0.1%+16New–
VLDRVelodyne Lidar, Inc.COM250$1.00K<0.1%00.0%UnchangedHistory
Pathfinder Acquisition CorpG04119114UNIT 02/17/2026100$1.00K<0.1%00.0%Unchanged–
ScION Tech Growth IIG31070124UNIT 99/99/9999100$1.00K<0.1%+100New–
Ares Acquisition CorporationG33032114UNIT 99/99/9999100$1.00K<0.1%+100New–
Galileo Acquisition CorpG3770A110*W EXP 10/31/2021,000$1.00K<0.1%+1,000New–
Marlin Technology Corp.G58411110*W EXP 01/12/2021,666$1.00K<0.1%00.0%Unchanged–
North Atlantic Acquisitn CorG66139125*W EXP 10/20/2021,600$1.00K<0.1%+500+45.5%Added–
AKICUSports Ventures Acquisition Corp.UNIT 99/99/9999100$1.00K<0.1%+100NewHistory
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2022,067$1.00K<0.1%+600+40.9%Added–
B Riley Principal 150 Merger05601V111*W EXP 03/01/2021,666$1.00K<0.1%00.0%Unchanged–
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/2021,666$1.00K<0.1%+1,666New–
Colicity Inc194170114*W EXP 02/24/202800$1.00K<0.1%+800New–
Fortress Value Acquisi Corp34964K116*W EXP 03/18/202625$1.00K<0.1%00.0%Unchanged–
Global Consumer Acquisitn Co37892B207UNIT 05/21/2026100$1.00K<0.1%+100New–
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/2021,000$1.00K<0.1%00.0%Unchanged–
Revolution Healthcar Aq Corp76155Y116*W EXP 12/31/2021,259$1.00K<0.1%00.0%Unchanged–
Sandbridge X2 Corp799792114*W EXP 03/11/2021,666$1.00K<0.1%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/9992,147$1.00K<0.1%00.0%Unchanged–
Tax Exempt Mun Tr Ut 26th Natl87676A412COM23$1.00K<0.1%00.0%Unchanged–
Alpha Capital Acquisition CoG0316P122*W EXP 02/16/2022,550$1.00K<0.1%00.0%Unchanged–
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG26$1.00K<0.1%−191−88.0%Reduced–
Catalyst Partnrs Acquisitn CG19550113UNIT 99/99/9999100$1.00K<0.1%+100New–
European Biotech Acqutn CorpG3167F128*W EXP 03/06/2022,332$1.00K<0.1%00.0%Unchanged–
BEEPMobile Infrastructure CorpCLASS A ORD SHS100$1.00K<0.1%+100NewHistory
SPWRWSunPower Inc.*W EXP 99/99/9991,038$1.00K<0.1%00.0%UnchangedHistory
Fintech Evolution Acquis GroG3R19A120*W EXP 03/31/202976$1.00K<0.1%00.0%Unchanged–
Lead Edge Growth Oprtunts LTG54085116*W EXP 04/01/2021,750$1.00K<0.1%00.0%Unchanged–
LDH Growth Corp IG54094126*W EXP 03/17/2021,200$1.00K<0.1%+1,000+500.0%Added–
MSD Acquisition Corp.G5709C125*W EXP 03/25/2021,000$1.00K<0.1%00.0%Unchanged–
New Vista Acquisition CorpG6529L121*W EXP 02/01/2022,000$1.00K<0.1%00.0%Unchanged–
MACAMoringa Acquisition CorpCL A SHS137$1.00K<0.1%00.0%UnchangedHistory
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/2021,250$1.00K<0.1%00.0%Unchanged–
TB SA Acquisition CorpG8657L105CLASS A ORD SHS100$1.00K<0.1%+100New–
Supernova Partn Acq Co III LG8T90F128*W EXP 99/99/9991,400$1.00K<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/2021,139$1.00K<0.1%+600+111.3%AddedHistory
VPC Impact Acquisition HldgG9460L118*W EXP 03/05/202450$1.00K<0.1%00.0%Unchanged–
Valor Latitude Acquisitn CorG9460N122*W EXP 04/02/2021,666$1.00K<0.1%+1,666New–
GT Advanced Technologies Inc36191U205COM19$1.00K<0.1%+19New–
Jaws Hurricane Acquisitn Cor47201B111*W EXP 03/26/2021,250$1.00K<0.1%+1,250New–
Osiris Acquisition Corp.68829A111*W EXP 05/01/2021,332$1.00K<0.1%+1,332New–
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/202859$1.00K<0.1%+859New–
Aries I Acquisition CorpG0542N123*W EXP 03/18/2021,500$1.00K<0.1%+1,500New–
Blue Whale Acquisition CorpG1330M129*W EXP 07/30/2021,225$1.00K<0.1%+1,225New–
BPYPMBrookfield Property Partners L.P.6.25% CL A CUM RED PRF UNIT24$1.00K<0.1%+24NewHistory
FICVFrontier Investment CorpCLASS100$1.00K<0.1%+100NewHistory
Skydeck Acquisition Corp.G82220115*W EXP 05/13/2021,000$1.00K<0.1%+1,000New–
VFCV F CorpStock31$2.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock175$2.00K<0.1%00.0%Unchanged–
GPCGenuine Parts CoStock18$2.00K<0.1%00.0%UnchangedHistory
TMUST-Mobile US, Inc.Stock19$2.00K<0.1%00.0%UnchangedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF10$2.00K<0.1%00.0%Unchanged–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF27$2.00K<0.1%+27New–
VODVodafone Group Public Ltd CoADR118$2.00K<0.1%−703−85.6%ReducedHistory
SFIXStitch Fix, Inc.Stock60$2.00K<0.1%−40−40.0%ReducedHistory
U.S. Global Jets ETF26922A842ETF100$2.00K<0.1%00.0%Unchanged–
HAEHaemonetics CorpCOM25$2.00K<0.1%00.0%UnchangedHistory
WERNWerner Enterprises IncCOM50$2.00K<0.1%00.0%UnchangedHistory
WSOWatsco IncCOM6$2.00K<0.1%00.0%UnchangedHistory
INODInnodata IncCOM NEW200$2.00K<0.1%00.0%UnchangedHistory

Options (31)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$8.54M–
Green Plains Partners LP393221956PUT$6.81M–
iShares Tr464287952PUT$5.91M–
SPDR S&P 500 ETF Tr78462F953PUT$1.82M–
SPDR Series Trust78464A714ST STR SP RETAIL$840.0K–
SPDR Ser Tr78464A958PUT$776.0K–
SPX Corp784635954PUT$699.0K–
iShares Tr464287950PUT$591.0K–
Ashland Global Hldgs Inc044186954PUT$500.0K–
Diebold Inc253651953PUT$442.0K–
FedEx Corp31428X956PUT$380.0K–
Norfolk Southn Corp655844958PUT$185.0K–
Invesco QQQ Tr46090E953PUT$180.0K–
ProShares Tr74347B958PUT$180.0K–
Union Pac Corp907818958PUT$171.0K–
CSX Corp126408953PUT$144.0K–
Omeros Corp682143902CALL–$133.0K
iShares Tr464287905CALL–$98.0K
Diebold Inc253651903CALL–$84.0K
Expeditors Intl Wash Inc302130959PUT$67.0K–
SPDR Series Trust78464A954PUT$61.0K–
SPDR S&P 500 ETF Tr78462F903CALL–$54.0K
iShares Tr464288959PUT$41.0K–
BKLN 210416P0001500046138G958PUT$34.0K–
iShares Tr464288953PUT$30.0K–
ProShares Tr74347W900CALL–$19.0K
Select Sector SPDR Tr81369Y955put$18.0K–
iShares Silver Tr46428Q909CALL–$5.00K
Fubotv Inc35953D954PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$2.00K–
SPDR Ser Tr78468R906CALL–$2.00K

Sold out since Q2 2021 (164)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 164 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NatixisF6483L100COM4,484,153$21.3M0.6%–
TUEMTuesday Morning CorpCOM859,880$3.87M0.1%History
First Tr Exchange Traded FD Ny03733E203INDX FD21,648$3.74M0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM132,203$3.37M0.1%History
WWWW International, Inc.COM88,165$3.19M0.1%History
MTZMastec IncCOM28,450$3.02M0.1%History
GOROGoldgroup Mining Inc.COM1,013,500$2.62M0.1%History
NJRNew Jersey Resources CorpStock61,090$2.42M0.1%History
BCOBrinks CoCOM13,724$1.05M<0.1%History
FMCFMC CorpCOM NEW7,850$849.0K<0.1%History
ASIXAdvanSix Inc.COM28,300$845.0K<0.1%History
SJISouth Jersey Industries IncCOM30,954$803.0K<0.1%History
IBCPIndependent Bank CorpCOM NEW33,590$729.0K<0.1%History
Ca Healthcare Acquisition Co12510W107COM CL A63,000$623.0K<0.1%–
MXIMMaxim Integrated Products IncCOM5,340$562.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM29,740$542.0K<0.1%History
AHCOAdaptHealth Corp.COMMON STOCK18,570$509.0K<0.1%History
TLYSTilly's, Inc.CL A31,650$506.0K<0.1%History
PFSWPfsweb IncCOM NEW59,286$438.0K<0.1%History
INFOIHS Markit Ltd.SHS3,800$428.0K<0.1%History
EHCEncompass Health CorpCOM5,100$398.0K<0.1%History
DENNDENNY'S CorpCOM22,400$369.0K<0.1%History
Starboard Value Acquisitn Co85521J109COM CL A34,373$344.0K<0.1%–
Tradeup Global CorporationG89877123UNIT 99/99/999933,896$336.0K<0.1%–
TLNDTalend S.A.ADS3,989$262.0K<0.1%History
529 American Funds529FUNDS1COM249,091$249.0K<0.1%–
WTWWillis Towers Watson PLCSHS1,000$230.0K<0.1%History
Translate Bio, Inc.89374L104COM8,000$220.0K<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/202619,310$209.0K<0.1%–
ETXEaton Vance Municipal Income 2028 Term TrustSHS7,782$181.0K<0.1%History
OTRKOntrak, Inc.COM5,178$168.0K<0.1%History
XLNXXilinx IncCOM1,000$145.0K<0.1%History
Great Canadian Gaming Corp389914102COM4,000$144.0K<0.1%–
OPBKOP BancorpCOM13,659$137.0K<0.1%History
MHFWestern Asset Municipal High Income Fund Inc.COM15,864$134.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A2,500$111.0K<0.1%History
ALSKAlaska Communications Systems Group IncCOM30,600$102.0K<0.1%History
Macquarie Group Limited ADR Ne55607P204ADR861$101.0K<0.1%–
Summit Healthcre Acquistn CoG8566R128UNIT 06/03/202610,100$101.0K<0.1%–
SWK Holdings Corp78501P203COM NEW5,400$95.0K<0.1%–
Centricus Acquisition CorpG2072Q104CL A SHS8,300$82.0K<0.1%–
CDNSCadence Design Systems IncStock594$81.0K<0.1%History
BHPBHP Group LtdADR1,019$74.0K<0.1%History
RKTRocket Companies, Inc.Stock3,500$68.0K<0.1%History
CAPSCapstone Holding Corp.COM1,786$64.0K<0.1%History
Liberated Syndication Inc.53013F100COM15,952$62.0K<0.1%–
Exfo Inc302046107SUB VTG SHS10,000$59.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM300$55.0K<0.1%History
SPWHSportsman's Warehouse Holdings, Inc.COM3,000$53.0K<0.1%History
Churchill Capital Corp IV171439102CL A1,831$53.0K<0.1%–
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/20265,000$50.0K<0.1%–
Valor Latitude Acquisitn CorG9460N114UNIT 04/02/20265,000$50.0K<0.1%–
SCIService Corp InternationalCOM873$47.0K<0.1%History
WSBCWesbanco IncCOM1,180$42.0K<0.1%History
PROSProSight Global, Inc.COM3,100$40.0K<0.1%History
CMTLComtech Telecommunications CorpCOM NEW1,551$37.0K<0.1%History
LUBLub Liquidating TrustCOM9,700$37.0K<0.1%History
SRCLStericycle IncCOM500$36.0K<0.1%History
Ca Healthcare Acquisition Co12510W115*W EXP 12/25/20234,800$34.0K<0.1%–
GRNDGrindr Inc.SHS CL A3,000$30.0K<0.1%History
Aries I Acquisition CorpG0542N115UNIT 03/18/20263,000$30.0K<0.1%–
Skydeck Acquisition Corp.G82220107UNIT 05/13/20263,000$30.0K<0.1%–
Portman Ridge Fin Corp73688F102COM12,313$29.0K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF150$28.0K<0.1%–
OPTUOptimum Communications, Inc.CL A820$28.0K<0.1%History
TALKTalkspace, Inc.COM3,000$25.0K<0.1%History
Perpetual Fed SVGS BK Com714273109COM630$25.0K<0.1%–
BNP Paribas Sponsored ADR05565A202ADR770$24.0K<0.1%–
BBDCBarings BDC, Inc.COM2,159$23.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM990$21.0K<0.1%History
Sandbridge Acquisition Corp799793104COM CL A2,100$21.0K<0.1%–
NLSNNielsen Holdings plcSHS EUR800$20.0K<0.1%History
Osiris Acquisition Corp.68829A202UNIT 99/99/99992,000$20.0K<0.1%–
FFIVF5, Inc.Stock100$19.0K<0.1%History
TRPTC Energy CorpCOM374$19.0K<0.1%History
ZGYHYunhong InternationalCL A SHS1,900$19.0K<0.1%History
MIDDMIDDLEBY CorpCOM100$17.0K<0.1%History
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE150$16.0K<0.1%History
Adidas AG ADR00687A107ADR88$16.0K<0.1%–
NKLANikola CorpCOM874$16.0K<0.1%History
Climate Change Crisis Real I18716C100CL A COM1,000$15.0K<0.1%–
Kddi Corp ADR48667L106ADR973$15.0K<0.1%–
ETREntergy CorpCOM144$14.0K<0.1%History
NINisource Inc.COM590$14.0K<0.1%History
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%–
Reinvent Technology PartnersG7483N129CL A1,400$14.0K<0.1%–
CLP Holdings Ltd Sponsored ADR18946Q101Common Stock1,258$12.0K<0.1%–
PERSSandRidge Permian TrustCOM27,600$12.0K<0.1%History
GMEGameStop Corp.Stock50$11.0K<0.1%History
CAHCardinal Health IncStock200$11.0K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE163$10.0K<0.1%History
AMPSAltus Power, Inc.COM CL A1,000$10.0K<0.1%History
Roth CH Acquisition III Co77867Q201UNIT 02/26/2026900$9.00K<0.1%–
PRAHPRA Health Sciences, Inc.COM50$8.00K<0.1%History
SYNHSyneos Health, Inc.CL A85$8.00K<0.1%History
Recon Cap Nasdaq 100 Covered C75623U102INDX FD375$8.00K<0.1%–
Goldenbridge Acquisition LtdG3970D138RIGHT 10/28/202520,789$8.00K<0.1%–
WisdomTree Tr97717W315EMER MKT HIGH FD150$7.00K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN370$7.00K<0.1%–
SLABSilicon Laboratories Inc.Stock41$6.00K<0.1%History