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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,991
+206 vs. Q1 2021
Portfolio value
$3.81B
+$212.2M (+5.9%) vs. Q1 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Ancora Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287184CHINA LG-CAP ETF100$5.00K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD92$5.00K<0.1%00.0%Unchanged–
JAZZJazz Pharmaceuticals plcSHS USD26$5.00K<0.1%+26NewHistory
CMECME Group Inc.COM25$5.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF92$5.00K<0.1%00.0%Unchanged–
MOHMolina Healthcare, Inc.COM18$5.00K<0.1%+18NewHistory
INGING Groep NVSPONSORED ADR385$5.00K<0.1%+385NewHistory
EXPOExponent IncCOM53$5.00K<0.1%+53NewHistory
WisdomTree Tr97717W562US SMALLCAP FUND95$5.00K<0.1%00.0%Unchanged–
NXPINXP Semiconductors N.V.COM22$5.00K<0.1%+15+214.3%AddedHistory
First Tr Exchange-Traded FD33734H106SHS132$5.00K<0.1%00.0%Unchanged–
CARSCars.com Inc.COM333$5.00K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM100$5.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A664ST LON TREAS ETF109$5.00K<0.1%00.0%Unchanged–
CGNXCognex CorpCOM64$5.00K<0.1%+64NewHistory
FIVEFive Below, IncCOM28$5.00K<0.1%+28NewHistory
KWRQuaker Chemical CorpCOM23$5.00K<0.1%+23NewHistory
FSSFederal Signal CorpCOM119$5.00K<0.1%+119NewHistory
DORMDorman Products, Inc.COM47$5.00K<0.1%+47NewHistory
HOVHovnanian Enterprises IncCL A NEW50$5.00K<0.1%00.0%UnchangedHistory
Athlon Acquisition Corp04748A106COM CL A490$5.00K<0.1%00.0%Unchanged–
Bagger Daves Burger Tavern056646201COM25,000$5.00K<0.1%00.0%Unchanged–
DDMXCodere Online U.S. Corp.COM CL A500$5.00K<0.1%+500NewHistory
DSKEDaseke, Inc.COM800$5.00K<0.1%−50−5.9%ReducedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY85$5.00K<0.1%00.0%Unchanged–
Fly Leasing Ltd34407D109SPONSORED ADR300$5.00K<0.1%+300New–
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026464$5.00K<0.1%00.0%Unchanged–
HLYKHealthLynked CorpCOM7,400$5.00K<0.1%00.0%UnchangedHistory
HPPHudson Pacific Properties, Inc.COM166$5.00K<0.1%+166NewHistory
Inventrust Pptys Corp46124J102COM1,597$5.00K<0.1%00.0%Unchanged–
VGMInvesco Trust for Investment Grade MunicipalsCOM350$5.00K<0.1%00.0%UnchangedHistory
KBSRKBS Real Estate Investment Trust III, Inc.COM452$5.00K<0.1%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM39$5.00K<0.1%+39NewHistory
Sportstek Acquisition Corp849196209UNIT 02/16/2028500$5.00K<0.1%00.0%Unchanged–
Global Partner Acqistn CorpG3934P128*W EXP 01/14/2024,600$5.00K<0.1%+4,600New–
Forum Merger IV Corp349875112*W EXP 03/15/2023,750$5.00K<0.1%+3,750New–
Velocity Acquisition Corp92259E112*W EXP 02/24/2025,364$5.00K<0.1%+5,364New–
Cartesian Growth CorpG19276115*W EXP 02/26/2026,027$5.00K<0.1%+6,027New–
Esm Acquisition CorporationG3195H112*W EXP 02/02/2025,400$5.00K<0.1%+5,400New–
Dimensional Emerging Core Equity Market ETF25434V302ETF200$6.00K<0.1%00.0%Unchanged–
PIIPolaris Inc.Stock47$6.00K<0.1%+47NewHistory
SFIXStitch Fix, Inc.Stock100$6.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock286$6.00K<0.1%00.0%UnchangedHistory
SLABSilicon Laboratories Inc.Stock41$6.00K<0.1%+41NewHistory
AGNTAGNT, Inc.COM160$6.00K<0.1%00.0%UnchangedHistory
TXRHTexas Roadhouse, Inc.COM62$6.00K<0.1%+62NewHistory
ROCKGibraltar Industries, Inc.COM78$6.00K<0.1%+78NewHistory
BMRNBiomarin Pharmaceutical IncCOM75$6.00K<0.1%00.0%UnchangedHistory
HOGHarley-Davidson, Inc.COM123$6.00K<0.1%00.0%UnchangedHistory
BURLBurlington Stores, Inc.COM18$6.00K<0.1%+18NewHistory
RBCRBC Bearings INCCOM32$6.00K<0.1%+32NewHistory
RYAAYRyanair Holdings PLCSPONSORED ADR59$6.00K<0.1%+59NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM1,117$6.00K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM107$6.00K<0.1%+82+328.0%AddedHistory
GTESGates Industrial Corp Ltd.ORD SHS335$6.00K<0.1%+335NewHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM100$6.00K<0.1%00.0%UnchangedHistory
APPNAppian CorpCL A40$6.00K<0.1%00.0%UnchangedHistory
RPDRapid7, Inc.COM68$6.00K<0.1%+68NewHistory
AEFabrdn Emerging Markets ex-China Fund, Inc.COM634$6.00K<0.1%00.0%UnchangedHistory
Brambles ADR105105209ADR345$6.00K<0.1%+345New–
D and Z Media Acquisition Co23305Q205UNIT 99/99/9999600$6.00K<0.1%00.0%Unchanged–
51JOB Inc316827104SPONSORED ADS77$6.00K<0.1%+77New–
HMTVHemisphere Media Group, Inc.CL A500$6.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ98$6.00K<0.1%−23−19.0%Reduced–
NWHMNew Home Co Inc.COM1,000$6.00K<0.1%00.0%UnchangedHistory
CARMCarisma Therapeutics Inc.COM1,302$6.00K<0.1%00.0%UnchangedHistory
VCNXVaccinex, Inc.COM2,000$6.00K<0.1%00.0%UnchangedHistory
Itiquira Acquisition CorpG49773123UNIT 02/03/2026600$6.00K<0.1%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R119*W EXP 01/31/2026,542$6.00K<0.1%+6,542New–
Af Acquisition Corp001040112*W EXP 03/23/2026,332$6.00K<0.1%+6,332New–
Priveterra Acquisition Corp74275N110*W EXP 02/28/2025,589$6.00K<0.1%+5,589New–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$6.00K<0.1%+3,450New–
Airship AI Holdings, Inc.G1R25Q105CLASS A ORD SHS600$6.00K<0.1%+600New–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/2026,032$6.00K<0.1%+6,032New–
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20220,789$6.00K<0.1%+20,789New–
Isos Acquisition CorporationG4962C104*W EXP 03/01/2026,093$6.00K<0.1%+6,093New–
BUDAnheuser-Busch InBev SA/NVADR100$7.00K<0.1%−17−14.5%ReducedHistory
TTCToro CoCOM61$7.00K<0.1%+61NewHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV150$7.00K<0.1%00.0%Unchanged–
CALYCallaway Golf CoCOM200$7.00K<0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM300$7.00K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE175$7.00K<0.1%00.0%Unchanged–
WMBWilliams Companies, Inc.COM250$7.00K<0.1%+250NewHistory
WisdomTree Tr97717W315EMER MKT HIGH FD150$7.00K<0.1%00.0%Unchanged–
BEBloom Energy CorpCOM CL A250$7.00K<0.1%00.0%UnchangedHistory
ENTGEntegris IncCOM60$7.00K<0.1%+60NewHistory
ITTItt Inc.COM75$7.00K<0.1%00.0%UnchangedHistory
CRNCCerence Inc.COM64$7.00K<0.1%+64NewHistory
CIVBCivista Bancshares, Inc.COM NO PAR319$7.00K<0.1%00.0%UnchangedHistory
IMXIInternational Money Express, Inc.COM500$7.00K<0.1%00.0%UnchangedHistory
VFFVillage Farms International, Inc.COM625$7.00K<0.1%+250+66.7%AddedHistory
ABATAmerican Battery Technology CoCOM3,330$7.00K<0.1%00.0%UnchangedHistory
BHP Group Ltd05545E209SPONSORED ADR109$7.00K<0.1%00.0%Unchanged–
BNGOBionano Genomics, Inc.COM1,000$7.00K<0.1%00.0%UnchangedHistory
CTLTCatalent, Inc.COM63$7.00K<0.1%+63NewHistory
FRTFederal Realty Investment TrustSH BEN INT NEW60$7.00K<0.1%00.0%UnchangedHistory
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL108$7.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY284$7.00K<0.1%00.0%Unchanged–
Isleworth Healthcare Acqu Co46468P110*W EXP 08/02/20210,439$7.00K<0.1%00.0%Unchanged–
KRAKraton CorpCOM223$7.00K<0.1%00.0%UnchangedHistory

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$4.97M–
Kohls Corp500255904CALL–$3.57M
iShares Tr464287952PUT$3.46M–
iShares Tr464287630RUS 2000 VAL ETF$2.70M–
SPDR Ser Tr78464A958PUT$1.60M–
Green Plains Inc393222954PUT$1.00M–
Kohls Corp500255954PUT$1.00M–
SPDR Series Trust78464A954PUT$914.0K–
SPDR S&P 500 ETF Tr78462F953PUT$697.0K–
Invesco QQQ Tr46090E953PUT$369.0K–
Diebold Inc253651903CALL–$355.0K
Shopify Inc82509L907CALL–$194.0K
Diebold Inc253651953PUT$172.0K–
Omeros Corp682143902CALL–$118.0K
Norfolk Southn Corp Put Opt 0160U99SRO1PUT$115.0K–
CSX Corp126408953PUT$114.0K–
FedEx Corp Put Opt 01/22 290.04IY99ALU1PUT$112.0K–
iShares Tr464287958PUT$103.0K–
BKLN 210416P0001500046138G958PUT$98.0K–
Union Pac Corp Put Opt 01/22 23IX99DZD0PUT$97.0K–
Ashland Global Hldgs Inc044186954PUT$81.0K–
Expeditors Intl Wash Inc Put O40B99RDB9PUT$69.0K–
iShares Tr464288953PUT$64.0K–
ProShares Tr74347W900CALL–$58.0K
iShares Tr464288869MICRO-CAP ETF$42.0K–
iShares Silver Tr46428Q909CALL–$28.0K
Select Sector SPDR Tr81369Y955put$21.0K–
SPX Corp784635954PUT$18.0K–
RTH 210618P0015000092189F954PUT$8.00K–
Nordstrom Inc655664950PUT$6.00K–
Macys Inc55616P954PUT$5.00K–
Fubotv Inc35953D954PUT$4.00K–
Aon PLCG0403H958PUT$4.00K–
Collaborative Investmnt Ser19423L952PUT$3.00K–
Invesco Exchng Traded FD Tr46138G956PUT$3.00K–
SPDR Ser Tr78468R906CALL–$3.00K

Sold out since Q1 2021 (249)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 249 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM22,801$4.93M0.1%–
ESXBCommunity Bankers Trust CorpCOM449,361$3.96M0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH21,608$3.47M0.1%–
THSTreeHouse Foods, Inc.COM55,302$2.89M0.1%History
TBBKBancorp, Inc.COM109,396$2.27M0.1%History
Houston Wire & Cable Co44244K109COM326,782$1.71M<0.1%–
Boa Acquisition Corp05601A208UNIT 99/99/9999158,100$1.57M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026152,462$1.50M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028117,140$1.16M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026102,300$1.02M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999102,455$1.02M<0.1%–
SLPSimulations Plus, Inc.COM15,463$978.0K<0.1%History
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202897,099$959.0K<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202696,305$952.0K<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/202893,489$927.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999992,619$914.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202692,090$914.0K<0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999981,400$808.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999980,800$802.0K<0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/202677,786$776.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM25,470$751.0K<0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/202675,205$741.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202574,300$732.0K<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202671,294$706.0K<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/202867,677$672.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202667,497$670.0K<0.1%–
SGCSuperior Group of Companies, Inc.COM23,463$596.0K<0.1%History
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999959,519$592.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202655,400$553.0K<0.1%–
Virtuoso Acquisition Corp.92837J203UNIT 01/14/202551,398$507.0K<0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202650,528$505.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/203049,500$493.0K<0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202548,872$483.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202848,063$476.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202647,000$467.0K<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/202646,600$461.0K<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/999945,136$446.0K<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999945,192$445.0K<0.1%–
Synacor Inc871561106COM200,389$439.0K<0.1%–
IDID Auto, Inc.COM CL A54,888$431.0K<0.1%History
Flame Acquisition Corp33850F207UNIT 99/99/999943,102$428.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202642,846$426.0K<0.1%–
NOTVInotiv, Inc.COM20,340$407.0K<0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999940,369$398.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202639,300$390.0K<0.1%–
RAILFreightCar America, Inc.COM58,553$386.0K<0.1%History
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999938,540$381.0K<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202635,993$358.0K<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202536,100$357.0K<0.1%–
Realpage Inc75606N109COM4,000$349.0K<0.1%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999934,623$344.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999932,600$321.0K<0.1%–
Evo Acquisition Corp30052G207UNIT 99/99/999931,889$317.0K<0.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/999930,929$306.0K<0.1%–
MCSMarcus CorpCOM14,750$295.0K<0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/202828,600$283.0K<0.1%–
Synacor Inc Com871995155COM127,948$280.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202627,600$272.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202827,071$269.0K<0.1%–
TWITitan International IncCOM28,340$263.0K<0.1%History
Corelogic Inc21871D103COM3,100$246.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202822,800$226.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999922,805$225.0K<0.1%–
Tech and Energy Transition87823R201UNIT 03/31/202822,100$221.0K<0.1%–
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202621,989$220.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,000$217.0K<0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202819,629$194.0K<0.1%–
Af Acquisition Corp001040203UNIT 03/31/202819,000$187.0K<0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/999918,282$182.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202818,083$180.0K<0.1%–
Pinnacle Renewable Energy IN72349J107COM20,000$179.0K<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/202618,098$179.0K<0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/999917,600$172.0K<0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999916,770$167.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999916,200$161.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999916,093$159.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999915,900$159.0K<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/999916,000$158.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202815,805$157.0K<0.1%–
Aurora Acquisition CorpG0698L111UNIT 03/02/202614,800$153.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,200$152.0K<0.1%–
Tuatara Capital Acquisitn CoG9118J127UNIT 99/99/999915,200$152.0K<0.1%–
FRPHFRP Holdings, Inc.COM3,063$151.0K<0.1%History
Forum Merger IV Corp349875203UNIT 03/15/202815,000$148.0K<0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/202614,762$147.0K<0.1%–
Sagen Mi Canada Inc786688101EQUITY CN4,100$142.0K<0.1%–
NEWTNewtekOne, Inc.COM NEW5,112$137.0K<0.1%History
Perspecta Inc715347100COM4,501$131.0K<0.1%–
Otelco Inc688823301CL A NEW10,980$129.0K<0.1%–
CF Acquisition Corp VIII12520C208UNIT 03/31/202812,700$126.0K<0.1%–
Shopify Inc82509L907CALL2$125.0K<0.1%–
SMTC Corp832682207COM NEW20,253$122.0K<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/202612,047$120.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF2,320$118.0K<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999911,900$117.0K<0.1%–
Flir Sys Inc302445101COM2,000$113.0K<0.1%–
HMS Hldgs Corp40425J101COM2,850$106.0K<0.1%–
Varian Med Sys Inc92220P105COM588$104.0K<0.1%–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202510,337$103.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,100$101.0K<0.1%–