Ancora Advisors, LLC
- SEC CIK
- 0001446114
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Nov 12, 2021. Long positions only.
- Positions
- 1,785
- No 13F data for Q4 2020
- Portfolio value
- $3.59B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AALAmerican Airlines Group Inc. | Stock | 15 | $0 | 0.0% | – | – | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 2 | $0 | 0.0% | – | – | – |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 4 | $0 | 0.0% | – | – | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 12 | $0 | 0.0% | – | – | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 9 | $0 | 0.0% | – | – | – |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 8 | $0 | 0.0% | – | – | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 10 | $0 | 0.0% | – | – | – |
| Ssga Active Tr78470P309 | ST STR MARKE ETF | 2 | $0 | 0.0% | – | – | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 2 | $0 | 0.0% | – | – | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 11 | $0 | 0.0% | – | – | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 4 | $0 | 0.0% | – | – | – |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 7 | $0 | 0.0% | – | – | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 11 | $0 | 0.0% | – | – | – |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 8 | $0 | 0.0% | – | – | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 9 | $0 | 0.0% | – | – | – |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 6 | $0 | 0.0% | – | – | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 5 | $0 | 0.0% | – | – | – |
| iShares Tr46435U853 | BROAD USD HIGH | 9 | $0 | 0.0% | – | – | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 1 | $0 | 0.0% | – | – | History |
| Anc Rent Corp001813104 | COM | 25 | $0 | 0.0% | – | – | – |
| Affymax Inc00826A109 | COM | 500 | $0 | 0.0% | – | – | – |
| Adeptus Health00ESC5984 | COM | 250 | $0 | 0.0% | – | – | – |
| Escrow All American Semiconduc016ESC402 | COM | 100,350 | $0 | 0.0% | – | – | – |
| ALPPAlpine 4 Holdings, Inc. | COM | 100 | $0 | 0.0% | – | – | History |
| Escrow Ambassadors Group Inc C023ESC999 | COM | 4,900 | $0 | 0.0% | – | – | – |
| American Green Inc02640N200 | COM | 760 | $0 | 0.0% | – | – | – |
| Esc American Medical Alert Cor027904986 | COM | 35,100 | $0 | 0.0% | – | – | – |
| APENApollo Endosurgery, Inc. | COM | 18 | $0 | 0.0% | – | – | History |
| AINCAshford Inc. | COM | 2 | $0 | 0.0% | – | – | History |
| Atlantis Plastics Inc049156102 | COM | 640 | $0 | 0.0% | – | – | – |
| ACBAurora Cannabis Inc | COM | 28 | $0 | 0.0% | – | – | History |
| Brampton Crest Intl Inc Com10511R101 | COM | 4 | $0 | 0.0% | – | – | – |
| CTICCti Biopharma Corp | COM | 1 | $0 | 0.0% | – | – | History |
| Canadian Cannabis Co135442101 | COM | 100 | $0 | 0.0% | – | – | – |
| Cannalink Inc Com13765B103 | COM | 28 | $0 | 0.0% | – | – | – |
| Christopher & Banks Corp171046105 | COM | 1,000 | $0 | 0.0% | – | – | – |
| Escrow Concord Camera Corp Com206ESC998 | COM | 2,500 | $0 | 0.0% | – | – | – |
| E Med Future Inc Com26875D108 | COM | 3,000 | $0 | 0.0% | – | – | – |
| EXCO Resources Inc269279600 | COM | 15 | $0 | 0.0% | – | – | – |
| Earthshell Corp Com New27032B209 | COM | 250 | $0 | 0.0% | – | – | – |
| Fab Unvl Corp Com302771100 | COM | 142 | $0 | 0.0% | – | – | – |
| First PL Finl Corp Com33610T109 | COM | 5,450 | $0 | 0.0% | – | – | – |
| 4LICENSING Corp35104T107 | COM | 2,000 | $0 | 0.0% | – | – | – |
| CANNTREES Corp (Colorado) | COM | 100 | $0 | 0.0% | – | – | History |
| Global X FDS37950E218 | MSCI NXT EMRNG | 11 | $0 | 0.0% | – | – | – |
| Green Earth Techs39303R102 | COM | 10,000 | $0 | 0.0% | – | – | – |
| Gulf Energy Corp402274104 | COM | 500 | $0 | 0.0% | – | – | – |
| Hall of Fame Resort Exercise R406EXR880 | COM | 9,732 | $0 | 0.0% | – | – | – |
| Hertz Global Holdings, Inc42806J106 | Common Stock | 25 | $0 | 0.0% | – | – | – |
| Highlands REIT, Inc.43110A104 | COM | 1,597 | $0 | 0.0% | – | – | – |
| Hycroft Mining Holding Corp44862P125 | *W EXP 10/12/202 | 28 | $0 | 0.0% | – | – | – |
| Hyster B449172204 | COM | 1 | $0 | 0.0% | – | – | – |
| IDEXIdeanomics, Inc. | COM | 100 | $0 | 0.0% | – | – | History |
| Iexalt Inc Com New451691208 | COM | 20 | $0 | 0.0% | – | – | – |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 40 | $0 | 0.0% | – | – | History |
| INSIInsight Select Income Fund | COM | 1 | $0 | 0.0% | – | – | History |
| Escrow Lehman Bros Hldgs Inc C524ESC100 | COM | 187 | $0 | 0.0% | – | – | – |
| Lexington Biosciences Holdings529020406 | COM | 10 | $0 | 0.0% | – | – | – |
| LGNDZLigand Pharmaceuticals Inc | COM | 12,000 | $0 | 0.0% | – | – | History |
| Escrow Linnco LLC Com Shs Repstg Ltd Liabilityints535ESC107 | COM | 500 | $0 | 0.0% | – | – | – |
| Lone Pine Res Inc Com54222A106 | COM | 1,000,000 | $0 | 0.0% | – | – | – |
| GWAVGreenwave Technology Solutions, Inc. | COM | 500 | $0 | 0.0% | – | – | History |
| Medical Marijuana Inc Com58463A105 | COM | 2,000 | $0 | 0.0% | – | – | – |
| Natur International Corporatio63883U103 | COM | 142 | $0 | 0.0% | – | – | – |
| NGTFNightFood Holdings, Inc. | COM | 300 | $0 | 0.0% | – | – | History |
| EBZTEverything Blockchain, Inc. | COM | 1 | $0 | 0.0% | – | – | History |
| Oilsands Quest Inc Com678046103 | COM | 1,000 | $0 | 0.0% | – | – | – |
| PDL Biopharma Inc Com69329Y104 | COM | 4,948 | $0 | 0.0% | – | – | – |
| Penn Treaty Amern Corp Com New707874400 | COM | 50,000 | $0 | 0.0% | – | – | – |
| PLNHPlanet 13 Holdings Inc. | COM | 75 | $0 | 0.0% | – | – | History |
| Potbelly Corp Restricted Warra737991349 | WT | 97,709 | $0 | 0.0% | – | – | – |
| UCOProShares Trust II | ULTA BLMBG 2017 | 5 | $0 | 0.0% | – | – | History |
| Progenics Pharmaceuticals Inc743CVR037 | COM | 47,700 | $0 | 0.0% | – | – | – |
| Sgi Intl Com New784185209 | COM | 2,000 | $0 | 0.0% | – | – | – |
| Sinofresh Healthcare Inc Com82935D109 | COM | 13,334 | $0 | 0.0% | – | – | – |
| Smart SMS Corp Com83171W207 | COM | 2,500 | $0 | 0.0% | – | – | – |
| Spirit MTA REIT848ESC018 | Common Stock | 90,000 | $0 | 0.0% | – | – | – |
| Sport Haley Hldgs84917J104 | COM | 2,500 | $0 | 0.0% | – | – | – |
| Syncronys Softcorp Inc Com871578100 | COM | 120 | $0 | 0.0% | – | – | – |
| THC Therapeutics Inc87248Q101 | COM | 120 | $0 | 0.0% | – | – | – |
| Tactical Air Defense Svcs Com87356M108 | COM | 140,000 | $0 | 0.0% | – | – | – |
| Tapestry Pharma Inc Com New876031204 | COM | 1,248,000 | $0 | 0.0% | – | – | – |
| Thai Fund882ESC106 | COM | 594 | $0 | 0.0% | – | – | – |
| Escrow Turkish Invst FD900ESC104 | COM | 318 | $0 | 0.0% | – | – | – |
| XXII22nd Century Group, Inc. | COM | 137 | $0 | 0.0% | – | – | History |
| United Cmnty Finl Corp Ohio Com909839102 | COM | 316 | $0 | 0.0% | – | – | – |
| UNITUniti Group Inc. | COM | 10 | $0 | 0.0% | – | – | History |
| VanEck Vectors ETF Tr92189H839 | SOCIAL SENTIMENT | 8 | $0 | 0.0% | – | – | – |
| Virtus Oil and Gas Corporation92834V209 | COM | 66 | $0 | 0.0% | – | – | – |
| Potbelly Warrants929999845 | WT | 48,846 | $0 | 0.0% | – | – | – |
| Walker Innovation936ESC110 | COM | 87,500 | $0 | 0.0% | – | – | – |
| Web Blockchain Media Inc94734A103 | COM | 1,000 | $0 | 0.0% | – | – | – |
| Workhorse Group Inc98138J906 | CALL | 20 | $0 | 0.0% | – | – | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 26 | $0 | 0.0% | – | – | History |
| Zagg Inc CVR988CVR015 | COM | 278,690 | $0 | 0.0% | – | – | – |
| ZUOZuora Inc | COM CL A | 13 | $0 | 0.0% | – | – | History |
| WTS QLT Inc9941239W9 | WT | 200,000 | $0 | 0.0% | – | – | – |
| Leo Hldgs Corp IIG5463R110 | UNIT 99/99/9999 | 4 | $0 | 0.0% | – | – | – |
| Japan Tobacco IncJ27869106 | ADUS | 5 | $0 | 0.0% | – | – | – |
| Contra Backweb TechnologiesM15CNT997 | COM | 259,927 | $0 | 0.0% | – | – | – |
Options (43)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464287955 | PUT | $8.86M | – |
| Kohls Corp500255904 | CALL | – | $7.46M |
| SPDR S&P 500 ETF Tr78462F953 | PUT | $2.42M | – |
| SPDR Ser Tr78464A958 | PUT | $2.35M | – |
| Invesco QQQ Tr46090E953 | PUT | $1.26M | – |
| Diebold Inc253651903 | CALL | – | $588.0K |
| Ashland Global Hldgs Inc044186954 | PUT | $558.0K | – |
| Select Sector SPDR Tr81369Y954 | PUT | $463.0K | – |
| Paramount Global92556H107 | CL A | – | $385.0K |
| iShares Tr464287958 | PUT | $370.0K | – |
| iShares Tr464287952 | PUT | $321.0K | – |
| Discovery Inc25470F904 | CALL | – | $276.0K |
| Vonage Hldgs Corp92886T951 | PUT | $256.0K | – |
| SPDR Series Trust78464A954 | PUT | $164.0K | – |
| Kohls Corp500255954 | PUT | $158.0K | – |
| BKLN 210416P0001500046138G958 | PUT | $127.0K | – |
| iShares Tr464288953 | PUT | $127.0K | – |
| iShares Tr464288869 | MICRO-CAP ETF | $124.0K | – |
| Diebold Inc253651953 | PUT | $124.0K | – |
| RTH 210618P0015000092189F954 | PUT | $109.0K | – |
| Guess Inc401617955 | PUT | $98.0K | – |
| Ief 210618C00115000464287900 | CALL | – | $96.0K |
| Select Sector SPDR Tr81369Y955 | put | $69.0K | – |
| Macys Inc55616P954 | PUT | $64.0K | – |
| iShares Tr464287905 | CALL | – | $62.0K |
| Nordstrom Inc655664950 | PUT | $59.0K | – |
| SPX Corp784635954 | PUT | $47.0K | – |
| G III Apparel Group Ltd36237H951 | PUT | $44.0K | – |
| Invesco Exchng Traded FD Tr46138G956 | PUT | $43.0K | – |
| Select Sector SPDR Tr81369Y956 | PUT | – | $43.0K |
| FedEx Corp31428X956 | PUT | $35.0K | – |
| iShares Silver Tr46428Q909 | CALL | – | $29.0K |
| PVH Corporation693656950 | PUT | $27.0K | – |
| CSX Corp126408953 | PUT | $21.0K | – |
| ProShares Tr74347W900 | CALL | – | $18.0K |
| iShares Tr464287902 | CALL | – | $17.0K |
| Union Pac Corp907818958 | PUT | $16.0K | – |
| Norfolk Southn Corp655844958 | PUT | $11.0K | – |
| AMC Networks Inc00164V903 | CALL | – | $7.00K |
| Expeditors Intl Wash Inc302130959 | PUT | $6.00K | – |
| Collaborative Investmnt Ser19423L952 | PUT | $4.00K | – |
| SPDR Ser Tr78468R906 | CALL | – | $4.00K |
| Phillips 66718546954 | PUT | $1.00K | – |