Financial Architects, Inc
- SEC CIK
- 0001416692
- Latest filing
- Aug 10, 2023
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 323
- −11 vs. Q2 2021
- Portfolio value
- $688.5M
- −$5.17M (−0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF808524102 | ETF | 298,555 | $31.0M | 4.5% | −857−0.3% | Reduced | – |
| AAPLApple Inc. | Stock | 170,832 | $24.2M | 3.5% | −1,231−0.7% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 277,014 | $20.4M | 3.0% | +18,691+7.2% | Added | – |
| TSLATesla, Inc. | Stock | 23,802 | $18.5M | 2.7% | 00.0% | Unchanged | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 236,184 | $17.5M | 2.5% | +10,108+4.5% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 203,576 | $16.8M | 2.4% | +13,800+7.3% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 314,403 | $16.5M | 2.4% | +21,228+7.2% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 277,993 | $15.1M | 2.2% | +4,036+1.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 137,152 | $15.0M | 2.2% | −16,776−10.9% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 92,326 | $13.8M | 2.0% | +4,543+5.2% | Added | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 64,897 | $12.5M | 1.8% | −753−1.1% | Reduced | – |
| Schwab International Equity ETF808524805 | ETF | 307,988 | $11.9M | 1.7% | +851+0.3% | Added | – |
| ZMZoom Communications, Inc. | Stock | 45,542 | $11.9M | 1.7% | +60+0.1% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 77,284 | $11.6M | 1.7% | −1,037−1.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 40,798 | $11.5M | 1.7% | +111+0.3% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 108,931 | $11.3M | 1.6% | −1,033−0.9% | Reduced | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 134,163 | $10.1M | 1.5% | +25,276+23.2% | Added | – |
| LTCHLatch, Inc. | COM | 790,000 | $8.90M | 1.3% | +290,000+58.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 31,804 | $8.68M | 1.3% | −140−0.4% | Reduced | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 234,093 | $8.01M | 1.2% | +23,735+11.3% | Added | – |
| JNJJohnson & Johnson | Stock | 49,534 | $8.00M | 1.2% | −1,288−2.5% | Reduced | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 93,932 | $7.20M | 1.0% | +2,791+3.1% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 53,182 | $6.79M | 1.0% | −3,917−6.9% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 23,212 | $6.74M | 1.0% | +1,151+5.2% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 42,807 | $6.58M | 1.0% | +2,804+7.0% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 92,367 | $6.56M | 1.0% | +2,255+2.5% | Added | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 213,271 | $5.94M | 0.9% | −216,770−50.4% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 210,508 | $5.42M | 0.8% | +29,563+16.3% | Added | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 97,998 | $5.29M | 0.8% | −1,130−1.1% | Reduced | – |
| PEPPepsiCo Inc | Stock | 34,982 | $5.26M | 0.8% | −714−2.0% | Reduced | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 102,367 | $5.23M | 0.8% | +1,268+1.3% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 37,378 | $4.97M | 0.7% | +37,378 | New | – |
| METAMeta Platforms, Inc. | Stock | 14,586 | $4.95M | 0.7% | +540+3.8% | Added | History |
| MDBMongoDB, Inc. | CL A | 10,000 | $4.71M | 0.7% | 00.0% | Unchanged | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211,082 | $4.45M | 0.6% | −12,230−5.5% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,342 | $4.41M | 0.6% | +95+7.6% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 73,786 | $4.40M | 0.6% | +44,537+152.3% | Added | – |
| BCEBce Inc | COM NEW | 85,684 | $4.29M | 0.6% | −250−0.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 1,594 | $4.25M | 0.6% | +81+5.4% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 28,318 | $4.19M | 0.6% | +484+1.7% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 192,044 | $4.04M | 0.6% | −36,913−16.1% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 70,712 | $4.03M | 0.6% | −9,579−11.9% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 45,951 | $3.92M | 0.6% | +37+0.1% | Added | – |
| GLDSPDR Gold Trust | ETF | 22,930 | $3.77M | 0.5% | +10,019+77.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 1,371 | $3.67M | 0.5% | +1+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 105,821 | $3.48M | 0.5% | +15,985+17.8% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 90,525 | $3.40M | 0.5% | −53,771−37.3% | Reduced | – |
| BXBlackstone Inc. | COM | 29,034 | $3.38M | 0.5% | +30.0% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 29,352 | $3.37M | 0.5% | −720−2.4% | Reduced | – |
| SNOWSnowflake Inc. | Stock | 10,816 | $3.27M | 0.5% | −20,584−65.6% | Reduced | History |
| VZVerizon Communications Inc | Stock | 60,485 | $3.27M | 0.5% | −4,399−6.8% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 16,251 | $3.25M | 0.5% | −740−4.4% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 31,339 | $3.07M | 0.4% | −10,898−25.8% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 45,306 | $2.89M | 0.4% | +23,708+109.8% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 31,769 | $2.84M | 0.4% | +819+2.6% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 35,934 | $2.81M | 0.4% | +655+1.9% | Added | – |
| Cambria ETF Tr132061607 | GLB ASSET ALLO | 89,459 | $2.78M | 0.4% | +725+0.8% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 126,261 | $2.72M | 0.4% | +3,192+2.6% | Added | – |
| iShares Tr46435U366 | SELF DRIVNG EV | 56,357 | $2.71M | 0.4% | +6,477+13.0% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 14,983 | $2.69M | 0.4% | +10.0% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 26,953 | $2.69M | 0.4% | +4,229+18.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 16,308 | $2.67M | 0.4% | −1,131−6.5% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,028 | $2.59M | 0.4% | +27+0.4% | Added | History |
| VVisa Inc. | Stock | 11,581 | $2.58M | 0.4% | −288−2.4% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 50,046 | $2.56M | 0.4% | −22,109−30.6% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 23,611 | $2.55M | 0.4% | +341+1.5% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,431 | $2.54M | 0.4% | −508−4.3% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 45,258 | $2.54M | 0.4% | +19,647+76.7% | Added | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 29,695 | $2.49M | 0.4% | 00.0% | Unchanged | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 46,974 | $2.48M | 0.4% | −2,724−5.5% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 36,212 | $2.44M | 0.4% | −24−0.1% | Reduced | – |
| Schwab Strategic Tr808524672 | INTERNL DIVID | 98,150 | $2.44M | 0.4% | +98,150 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 62,759 | $2.44M | 0.4% | +2,014+3.3% | Added | – |
| PLTRPalantir Technologies Inc. | Stock | 100,691 | $2.42M | 0.4% | +30.0% | Added | History |
| ACNAccenture plc | Stock | 7,453 | $2.38M | 0.3% | +44+0.6% | Added | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 52,325 | $2.33M | 0.3% | +45,148+629.1% | Added | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 62,783 | $2.28M | 0.3% | +13,515+27.4% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 74,382 | $2.27M | 0.3% | −105,322−58.6% | Reduced | – |
| SPOTSpotify Technology S.A. | Stock | 10,000 | $2.25M | 0.3% | 00.0% | Unchanged | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,640 | $2.23M | 0.3% | −100−2.1% | Reduced | History |
| HDHome Depot, Inc. | Stock | 6,708 | $2.20M | 0.3% | −650−8.8% | Reduced | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 34,891 | $2.15M | 0.3% | −122−0.3% | Reduced | – |
| INTCIntel Corp | Stock | 40,112 | $2.14M | 0.3% | +148+0.4% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 18,298 | $2.13M | 0.3% | +6,094+49.9% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 40,611 | $2.12M | 0.3% | −14,949−26.9% | Reduced | – |
| ESGREnstar Group LTD | SHS | 9,000 | $2.11M | 0.3% | 00.0% | Unchanged | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 41,538 | $2.05M | 0.3% | +921+2.3% | Added | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 12,910 | $1.99M | 0.3% | −1,371−9.6% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 23,879 | $1.96M | 0.3% | −519−2.1% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 5,311 | $1.90M | 0.3% | −214−3.9% | Reduced | – |
| CMCSAComcast Corp | Stock | 33,687 | $1.88M | 0.3% | +1,956+6.2% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 14,761 | $1.88M | 0.3% | +4,839+48.8% | Added | – |
| Vanguard World FD921910733 | ESG US STK ETF | 23,337 | $1.87M | 0.3% | −24−0.1% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,445 | $1.77M | 0.3% | 00.0% | Unchanged | – |
| PGRProgressive Corp | Stock | 19,470 | $1.76M | 0.3% | +21+0.1% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 9,537 | $1.74M | 0.3% | +138+1.5% | Added | History |
| NEENextera Energy Inc | Stock | 21,944 | $1.72M | 0.3% | +1,376+6.7% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,273 | $1.72M | 0.3% | +732+11.2% | Added | – |
| MSEXMiddlesex Water Co | COM | 16,685 | $1.72M | 0.2% | 00.0% | Unchanged | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 26,566 | $1.67M | 0.2% | +5,800+27.9% | AddedConverted for a 6-for-1 split | – |
Sold out since Q2 2021 (32)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Inc46434G822 | MSCI JAPAN ETF | 9,855 | $666.0K | 0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 11,054 | $610.0K | 0.1% | – |
| CFGCitizens Financial Group Inc | COM | 11,701 | $537.0K | 0.1% | History |
| SRTAStrata Critical Medical, Inc. | CL A COM | 47,490 | $499.0K | 0.1% | History |
| Revolution Accelertn Acqu Co76156P106 | COM CL A | 50,000 | $499.0K | 0.1% | – |
| STZConstellation Brands, Inc. | Stock | 1,990 | $465.0K | 0.1% | History |
| TMUST-Mobile US, Inc. | Stock | 3,133 | $454.0K | 0.1% | History |
| EOSEEos Energy Enterprises, Inc. | COM CL A | 23,815 | $428.0K | 0.1% | History |
| CPRICapri Holdings Ltd | SHS | 7,100 | $406.0K | 0.1% | History |
| OUSTOuster, Inc. | COM | 28,870 | $361.0K | 0.1% | History |
| IHRTiHeartMedia, Inc. | COM CL A | 13,165 | $355.0K | 0.1% | History |
| Direxion Shs ETF Tr25460G500 | OIL GAS BL 2X SH | 3,587 | $345.0K | <0.1% | – |
| TXNTexas Instruments Inc | Stock | 1,791 | $344.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 15,350 | $340.0K | <0.1% | – |
| STKLSunOpta Inc. | COM | 26,045 | $319.0K | <0.1% | History |
| AWIArmstrong World Industries Inc | COM | 2,845 | $305.0K | <0.1% | History |
| HESHess Corp | Stock | 3,245 | $283.0K | <0.1% | History |
| NOMDNomad Foods Ltd | USD ORD SHS | 9,975 | $282.0K | <0.1% | History |
| DBIDesigner Brands Inc. | CL A | 16,725 | $277.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,557 | $256.0K | <0.1% | History |
| HONHoneywell International Inc | COM | 1,147 | $252.0K | <0.1% | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 6,434 | $250.0K | <0.1% | – |
| CLColgate Palmolive Co | Stock | 2,852 | $232.0K | <0.1% | History |
| LINLinde PLC | SHS | 794 | $230.0K | <0.1% | History |
| CICigna Group | Stock | 951 | $226.0K | <0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 1,350 | $221.0K | <0.1% | History |
| iShares Tr464288497 | DEVSMCP EXNA ETF | 3,155 | $219.0K | <0.1% | – |
| FCXFreeport-McMoran Inc | Stock | 5,843 | $217.0K | <0.1% | History |
| NXHNeighborhood Intelligence, Inc. | COM | 2,265 | $209.0K | <0.1% | History |
| EXPOExponent Inc | COM | 2,332 | $208.0K | <0.1% | History |
| PAYAPaya Holdings Inc. | COM CL A | 10,560 | $116.0K | <0.1% | History |
| UPWheels Up Experience Inc. | COM | 10,430 | $104.0K | <0.1% | History |