Financial Architects, Inc
- SEC CIK
- 0001416692
- Latest filing
- Aug 10, 2023
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 334
- +8 vs. Q1 2021
- Portfolio value
- $693.7M
- +$56.0M (+8.8%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF808524102 | ETF | 299,412 | $31.2M | 4.5% | −1,634−0.5% | Reduced | – |
| AAPLApple Inc. | Stock | 172,063 | $23.6M | 3.4% | +2,068+1.2% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 258,323 | $19.0M | 2.7% | −17,725−6.4% | Reduced | – |
| ZMZoom Communications, Inc. | Stock | 45,482 | $17.6M | 2.5% | +110+0.2% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 153,928 | $17.4M | 2.5% | −505−0.3% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 226,076 | $17.1M | 2.5% | +10,807+5.0% | Added | – |
| TSLATesla, Inc. | Stock | 23,802 | $16.2M | 2.3% | +130+0.5% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 189,776 | $15.7M | 2.3% | +14,765+8.4% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 293,175 | $15.4M | 2.2% | +49,851+20.5% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 273,957 | $15.0M | 2.2% | +1,280+0.5% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 87,783 | $13.0M | 1.9% | −2,275−2.5% | Reduced | – |
| Schwab International Equity ETF808524805 | ETF | 307,137 | $12.1M | 1.7% | +5,340+1.8% | Added | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 65,650 | $12.1M | 1.7% | −1,569−2.3% | Reduced | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 430,041 | $11.9M | 1.7% | +42,668+11.0% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 78,321 | $11.8M | 1.7% | −1,117−1.4% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 109,964 | $11.5M | 1.7% | −873−0.8% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 40,687 | $11.0M | 1.6% | +840+2.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 31,944 | $8.88M | 1.3% | +465+1.5% | Added | History |
| JNJJohnson & Johnson | Stock | 50,822 | $8.37M | 1.2% | +260+0.5% | Added | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 108,887 | $8.22M | 1.2% | −12,770−10.5% | Reduced | – |
| SNOWSnowflake Inc. | Stock | 31,400 | $7.59M | 1.1% | −18,600−37.2% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 57,099 | $7.31M | 1.1% | +1,601+2.9% | Added | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 210,358 | $7.21M | 1.0% | +2,191+1.1% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 91,141 | $7.13M | 1.0% | +3,487+4.0% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 90,112 | $6.61M | 1.0% | +14,242+18.8% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 22,061 | $6.33M | 0.9% | +3,358+18.0% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 40,003 | $6.19M | 0.9% | −236−0.6% | Reduced | – |
| LTCHLatch, Inc. | COM | 500,000 | $6.13M | 0.9% | +500,000 | New | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 179,704 | $5.91M | 0.9% | −40,515−18.4% | Reduced | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 99,128 | $5.42M | 0.8% | +150.0% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 144,296 | $5.29M | 0.8% | +9,852+7.3% | Added | – |
| PEPPepsiCo Inc | Stock | 35,696 | $5.29M | 0.8% | +411+1.2% | Added | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 101,099 | $5.17M | 0.7% | +15,114+17.6% | Added | – |
| METAMeta Platforms, Inc. | Stock | 14,046 | $4.88M | 0.7% | −278−1.9% | Reduced | History |
| Global X FDS37954Y657 | US PFD ETF | 180,945 | $4.74M | 0.7% | +21,631+13.6% | Added | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 223,312 | $4.71M | 0.7% | −3,058−1.4% | Reduced | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 228,957 | $4.60M | 0.7% | +2,838+1.3% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 80,291 | $4.58M | 0.7% | −2,672−3.2% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 42,237 | $4.33M | 0.6% | +12,120+40.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,247 | $4.29M | 0.6% | +119+10.5% | Added | History |
| BCEBce Inc | COM NEW | 85,934 | $4.24M | 0.6% | +421+0.5% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 27,834 | $4.06M | 0.6% | +996+3.7% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 45,914 | $3.98M | 0.6% | −67−0.1% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 1,513 | $3.79M | 0.5% | +55+3.8% | Added | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 72,155 | $3.70M | 0.5% | −10,747−13.0% | Reduced | – |
| VZVerizon Communications Inc | Stock | 64,884 | $3.63M | 0.5% | −4,690−6.7% | Reduced | History |
| MDBMongoDB, Inc. | CL A | 10,000 | $3.62M | 0.5% | 00.0% | Unchanged | History |
| iShares Select Dividend ETF464287168 | ETF | 30,072 | $3.51M | 0.5% | +115+0.4% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 16,991 | $3.38M | 0.5% | +1,063+6.7% | Added | History |
| GOOGLAlphabet Inc. | Stock | 1,370 | $3.35M | 0.5% | +1+0.1% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 55,560 | $2.99M | 0.4% | −5,665−9.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 89,836 | $2.98M | 0.4% | +3,327+3.8% | Added | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 74,694 | $2.93M | 0.4% | +47,243+172.1% | Added | – |
| Cambria ETF Tr132061607 | GLB ASSET ALLO | 88,734 | $2.83M | 0.4% | +2,670+3.1% | Added | – |
| BXBlackstone Inc. | COM | 29,031 | $2.82M | 0.4% | +50.0% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 35,279 | $2.80M | 0.4% | +787+2.3% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 30,950 | $2.78M | 0.4% | +1,090+3.7% | Added | – |
| VVisa Inc. | Stock | 11,869 | $2.77M | 0.4% | +763+6.9% | Added | History |
| SPOTSpotify Technology S.A. | Stock | 10,000 | $2.76M | 0.4% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 17,439 | $2.71M | 0.4% | +1,604+10.1% | Added | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 49,698 | $2.70M | 0.4% | −525−1.0% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 14,982 | $2.67M | 0.4% | +2,297+18.1% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,939 | $2.66M | 0.4% | +784+7.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 123,069 | $2.66M | 0.4% | −3,255−2.6% | Reduced | – |
| PLTRPalantir Technologies Inc. | Stock | 100,688 | $2.65M | 0.4% | +680+0.7% | Added | History |
| ABBVAbbVie Inc. | Stock | 23,270 | $2.62M | 0.4% | −123−0.5% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,001 | $2.57M | 0.4% | +1,313+28.0% | Added | History |
| iShares Tr46435U366 | SELF DRIVNG EV | 49,880 | $2.48M | 0.4% | +8,848+21.6% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 36,236 | $2.48M | 0.4% | −1,357−3.6% | Reduced | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 29,695 | $2.47M | 0.4% | +188+0.6% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 60,745 | $2.39M | 0.3% | +3,526+6.2% | Added | – |
| HDHome Depot, Inc. | Stock | 7,358 | $2.35M | 0.3% | −81−1.1% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,740 | $2.33M | 0.3% | −65−1.4% | Reduced | History |
| iShares Tr46435G102 | CONV BD ETF | 22,724 | $2.32M | 0.3% | +607+2.7% | Added | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 14,281 | $2.30M | 0.3% | −460−3.1% | Reduced | – |
| Vanguard World FD921910725 | ESG INTL STK ETF | 35,013 | $2.25M | 0.3% | +4,011+12.9% | Added | – |
| INTCIntel Corp | Stock | 39,964 | $2.24M | 0.3% | −267−0.7% | Reduced | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 40,617 | $2.20M | 0.3% | −983−2.4% | Reduced | – |
| ACNAccenture plc | Stock | 7,409 | $2.18M | 0.3% | −79−1.1% | Reduced | History |
| ESGREnstar Group LTD | SHS | 9,000 | $2.15M | 0.3% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 12,911 | $2.14M | 0.3% | +301+2.4% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 24,398 | $2.00M | 0.3% | +866+3.7% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 5,525 | $1.96M | 0.3% | +538+10.8% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 9,399 | $1.96M | 0.3% | +30.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 30,565 | $1.93M | 0.3% | +5,492+21.9% | Added | History |
| PGRProgressive Corp | Stock | 19,449 | $1.91M | 0.3% | +40.0% | Added | History |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 49,268 | $1.88M | 0.3% | +17,171+53.5% | Added | – |
| Vanguard World FD921910733 | ESG US STK ETF | 23,361 | $1.87M | 0.3% | +1,260+5.7% | Added | – |
| CMCSAComcast Corp | Stock | 31,731 | $1.81M | 0.3% | −1,426−4.3% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 29,249 | $1.77M | 0.3% | +29,249 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,445 | $1.75M | 0.3% | −79−1.2% | Reduced | – |
| DISWalt Disney Co | Stock | 9,953 | $1.75M | 0.3% | +65+0.7% | Added | History |
| TDOCTeladoc Health, Inc. | COM | 10,290 | $1.71M | 0.2% | −625−5.7% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 26,847 | $1.70M | 0.2% | −3,091−10.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 22,340 | $1.69M | 0.2% | +355+1.6% | Added | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 5,756 | $1.67M | 0.2% | +20.0% | Added | – |
| MRKMerck & Co., Inc. | Stock | 20,983 | $1.63M | 0.2% | +891+4.4% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 9,364 | $1.63M | 0.2% | +574+6.5% | Added | – |
| DUKDuke Energy CORP | Stock | 16,463 | $1.63M | 0.2% | −64−0.4% | Reduced | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 28,944 | $1.60M | 0.2% | +4,151+16.7% | Added | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $274.0K | – |
Sold out since Q1 2021 (30)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 55,000 | $943.0K | 0.1% | – |
| Kraneshares Trust500767405 | BOSERA MSCI CHIN | 20,255 | $896.0K | 0.1% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 6,756 | $879.0K | 0.1% | – |
| FISVFiserv Inc | Stock | 5,996 | $714.0K | 0.1% | History |
| TS Innovation Acquisitn Corp87284T100 | COM CL A | 50,000 | $543.0K | 0.1% | – |
| XMQualtrics International Inc. | COM CL A | 16,335 | $538.0K | 0.1% | History |
| MILEMetromile, LLC | COM | 50,000 | $515.0K | 0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 13,280 | $490.0K | 0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 11,060 | $467.0K | 0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 44,920 | $462.0K | 0.1% | – |
| BCOBrinks Co | COM | 5,435 | $431.0K | 0.1% | History |
| CHWYChewy, Inc. | CL A | 5,058 | $428.0K | 0.1% | History |
| CLOVClover Health Investments, Corp. | COM CL A | 50,000 | $378.0K | 0.1% | History |
| ONEM1Life Healthcare Inc | COM | 9,445 | $369.0K | 0.1% | History |
| BIIBBiogen Inc. | COM | 1,206 | $337.0K | 0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 2,270 | $304.0K | <0.1% | History |
| ROSTRoss Stores, Inc. | COM | 2,523 | $303.0K | <0.1% | History |
| GDRXGoodRx Holdings, Inc. | COM CL A | 7,270 | $284.0K | <0.1% | History |
| CMRCCommerce.com, Inc. | COM SER 1 | 4,620 | $267.0K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 3,227 | $241.0K | <0.1% | History |
| FSVFirstService Corp | COM | 1,613 | $239.0K | <0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 2,367 | $238.0K | <0.1% | – |
| NTRANatera, Inc. | COM | 2,328 | $236.0K | <0.1% | History |
| KMBKimberly Clark Corp | Stock | 1,687 | $235.0K | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 1,036 | $234.0K | <0.1% | – |
| CHGGChegg, Inc | COM | 2,702 | $231.0K | <0.1% | History |
| PGNYProgyny, Inc. | COM | 5,160 | $230.0K | <0.1% | History |
| UPSTUpstart Holdings, Inc. | COM | 1,768 | $228.0K | <0.1% | History |
| TCSContainer Store Group, Inc. | COM | 10,255 | $171.0K | <0.1% | History |
| NATNordic American Tankers Ltd | COM | 10,000 | $37.0K | <0.1% | History |