Financial Architects, Inc
- SEC CIK
- 0001416692
- Latest filing
- Aug 10, 2023
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 334
- +11 vs. Q3 2021
- Portfolio value
- $739.7M
- +$51.1M (+7.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF808524102 | ETF | 295,983 | $33.4M | 4.5% | −2,572−0.9% | Reduced | – |
| AAPLApple Inc. | Stock | 169,498 | $30.1M | 4.1% | −1,334−0.8% | Reduced | History |
| TSLATesla, Inc. | Stock | 24,117 | $25.5M | 3.4% | +315+1.3% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 263,641 | $21.3M | 2.9% | −13,373−4.8% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 256,650 | $20.7M | 2.8% | +20,466+8.7% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 373,540 | $19.2M | 2.6% | +59,137+18.8% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 91,503 | $15.9M | 2.2% | −823−0.9% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 135,778 | $15.5M | 2.1% | −1,374−1.0% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 269,678 | $14.5M | 2.0% | −8,315−3.0% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 176,349 | $14.3M | 1.9% | −27,227−13.4% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 41,414 | $13.9M | 1.9% | +616+1.5% | Added | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 62,379 | $13.2M | 1.8% | −2,518−3.9% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 114,696 | $12.9M | 1.7% | +5,765+5.3% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 76,619 | $12.5M | 1.7% | −665−0.9% | Reduced | – |
| Schwab International Equity ETF808524805 | ETF | 304,858 | $11.8M | 1.6% | −3,130−1.0% | Reduced | – |
| LTCHLatch, Inc. | COM | 1,500,000 | $11.4M | 1.5% | +710,000+89.9% | Added | History |
| ZMZoom Communications, Inc. | Stock | 59,287 | $10.9M | 1.5% | +13,745+30.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 32,615 | $9.75M | 1.3% | +811+2.5% | Added | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 115,065 | $8.83M | 1.2% | −19,098−14.2% | Reduced | – |
| JNJJohnson & Johnson | Stock | 48,739 | $8.34M | 1.1% | −795−1.6% | Reduced | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 234,472 | $8.10M | 1.1% | +379+0.2% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 95,434 | $7.68M | 1.0% | +1,502+1.6% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 23,891 | $7.67M | 1.0% | +679+2.9% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 43,624 | $7.49M | 1.0% | +817+1.9% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 55,484 | $7.17M | 1.0% | +2,302+4.3% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 91,637 | $6.50M | 0.9% | −730−0.8% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 235,099 | $6.06M | 0.8% | +24,591+11.7% | Added | – |
| PEPPepsiCo Inc | Stock | 34,753 | $6.04M | 0.8% | −229−0.7% | Reduced | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 95,128 | $5.58M | 0.8% | −2,870−2.9% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 85,338 | $5.39M | 0.7% | +11,552+15.7% | Added | – |
| MDBMongoDB, Inc. | CL A | 10,093 | $5.34M | 0.7% | +93+0.9% | Added | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 99,108 | $5.01M | 0.7% | −3,259−3.2% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 1,642 | $4.75M | 0.6% | +48+3.0% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,418 | $4.73M | 0.6% | +76+5.7% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 28,819 | $4.72M | 0.6% | +501+1.8% | Added | – |
| METAMeta Platforms, Inc. | Stock | 13,473 | $4.53M | 0.6% | −1,113−7.6% | Reduced | History |
| BCEBce Inc | COM NEW | 85,534 | $4.45M | 0.6% | −150−0.2% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 1,395 | $4.04M | 0.5% | +24+1.8% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 100,644 | $3.93M | 0.5% | +10,119+11.2% | Added | – |
| BXBlackstone Inc. | COM | 29,103 | $3.77M | 0.5% | +69+0.2% | Added | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 113,851 | $3.75M | 0.5% | +8,030+7.6% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 44,824 | $3.72M | 0.5% | −1,127−2.5% | Reduced | – |
| iShares Tr46435U366 | SELF DRIVNG EV | 67,210 | $3.65M | 0.5% | +10,853+19.3% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 65,102 | $3.59M | 0.5% | −5,610−7.9% | Reduced | – |
| SNOWSnowflake Inc. | Stock | 10,477 | $3.55M | 0.5% | −339−3.1% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 28,905 | $3.54M | 0.5% | −447−1.5% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 14,341 | $3.54M | 0.5% | −1,910−11.8% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 17,201 | $3.52M | 0.5% | +2,218+14.8% | Added | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 127,967 | $3.44M | 0.5% | −85,304−40.0% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 24,476 | $3.31M | 0.4% | +865+3.7% | Added | History |
| iShares Tr46435G102 | CONV BD ETF | 36,255 | $3.23M | 0.4% | +9,302+34.5% | Added | – |
| ACNAccenture plc | Stock | 7,665 | $3.18M | 0.4% | +212+2.8% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 35,832 | $3.14M | 0.4% | +4,063+12.8% | Added | – |
| Schwab Strategic Tr808524672 | INTERNL DIVID | 120,328 | $3.09M | 0.4% | +22,178+22.6% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 28,859 | $3.05M | 0.4% | −2,480−7.9% | Reduced | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 70,863 | $2.96M | 0.4% | +8,080+12.9% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 35,381 | $2.94M | 0.4% | −553−1.5% | Reduced | – |
| OPENOpendoor Technologies Inc. | COM | 200,000 | $2.92M | 0.4% | +120,000+150.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 135,851 | $2.91M | 0.4% | +9,590+7.6% | Added | – |
| VZVerizon Communications Inc | Stock | 55,532 | $2.88M | 0.4% | −4,953−8.2% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 16,756 | $2.87M | 0.4% | −6,174−26.9% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,998 | $2.85M | 0.4% | −30−0.5% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,614 | $2.80M | 0.4% | +183+1.6% | Added | – |
| HDHome Depot, Inc. | Stock | 6,709 | $2.78M | 0.4% | +10.0% | Added | History |
| Cambria ETF Tr132061607 | GLB ASSET ALLO | 89,374 | $2.78M | 0.4% | −85−0.1% | Reduced | – |
| VVisa Inc. | Stock | 12,741 | $2.76M | 0.4% | +1,160+10.0% | Added | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 30,064 | $2.72M | 0.4% | +369+1.2% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 36,407 | $2.67M | 0.4% | +195+0.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 16,573 | $2.62M | 0.4% | +265+1.6% | Added | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 46,649 | $2.59M | 0.4% | −325−0.7% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 22,085 | $2.57M | 0.3% | +3,787+20.7% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 49,506 | $2.56M | 0.3% | −2,819−5.4% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 63,147 | $2.49M | 0.3% | +388+0.6% | Added | – |
| DMDesktop Metal, Inc. | COM CL A | 480,000 | $2.38M | 0.3% | +380,000+380.0% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 5,897 | $2.35M | 0.3% | +586+11.0% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,430 | $2.29M | 0.3% | −210−4.5% | Reduced | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 36,221 | $2.25M | 0.3% | +1,330+3.8% | Added | – |
| ESGREnstar Group LTD | SHS | 9,000 | $2.23M | 0.3% | 00.0% | Unchanged | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 19,175 | $2.21M | 0.3% | +13,535+240.0% | Added | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 32,456 | $2.18M | 0.3% | +22,628+230.2% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 42,590 | $2.17M | 0.3% | −7,456−14.9% | Reduced | – |
| Vanguard World FD921910733 | ESG US STK ETF | 24,505 | $2.15M | 0.3% | +1,168+5.0% | Added | – |
| COSTCostco Wholesale Corp | Stock | 3,756 | $2.13M | 0.3% | +177+4.9% | Added | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 29,433 | $2.11M | 0.3% | −15,873−35.0% | Reduced | – |
| iShares Tr46435U853 | BROAD USD HIGH | 50,983 | $2.10M | 0.3% | +50,983 | New | – |
| INTCIntel Corp | Stock | 40,319 | $2.08M | 0.3% | +207+0.5% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 9,527 | $2.04M | 0.3% | −10−0.1% | Reduced | History |
| PGRProgressive Corp | Stock | 19,773 | $2.03M | 0.3% | +303+1.6% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,927 | $2.02M | 0.3% | +654+9.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,569 | $2.01M | 0.3% | +124+1.9% | Added | – |
| MSEXMiddlesex Water Co | COM | 16,545 | $1.99M | 0.3% | −140−0.8% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 14,907 | $1.98M | 0.3% | −22,471−60.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 11,623 | $1.97M | 0.3% | −1,287−10.0% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 34,706 | $1.93M | 0.3% | −5,905−14.5% | Reduced | – |
| NEENextera Energy Inc | Stock | 20,364 | $1.90M | 0.3% | −1,580−7.2% | Reduced | History |
| QCOMQualcomm Inc | Stock | 10,362 | $1.90M | 0.3% | −230−2.2% | Reduced | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 33,635 | $1.86M | 0.3% | +4,576+15.7% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 29,199 | $1.84M | 0.2% | +24,358+503.2% | Added | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 5,551 | $1.80M | 0.2% | −201−3.5% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 30,746 | $1.79M | 0.2% | −14,512−32.1% | Reduced | – |
Sold out since Q3 2021 (20)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211,082 | $4.45M | 0.6% | History |
| PLTRPalantir Technologies Inc. | Stock | 100,691 | $2.42M | 0.4% | History |
| SPOTSpotify Technology S.A. | Stock | 10,000 | $2.25M | 0.3% | History |
| TDOCTeladoc Health, Inc. | COM | 10,140 | $1.29M | 0.2% | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 9,530 | $473.0K | 0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 13,820 | $455.0K | 0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 24,529 | $353.0K | 0.1% | – |
| SUNLSunlight Financial Holdings Inc. | COMMON STOCK | 60,913 | $323.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 6,771 | $294.0K | <0.1% | – |
| ALGNAlign Technology Inc | COM | 358 | $238.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 886 | $228.0K | <0.1% | History |
| DASHDoorDash, Inc. | Stock | 1,107 | $228.0K | <0.1% | History |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | 2,115 | $228.0K | <0.1% | History |
| MSCIMSCI Inc. | Stock | 373 | $227.0K | <0.1% | History |
| BMTCBryn Mawr Bank Corp | COM | 4,901 | $225.0K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,500 | $222.0K | <0.1% | History |
| GMEGameStop Corp. | Stock | 1,237 | $217.0K | <0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 4,450 | $217.0K | <0.1% | – |
| VODVodafone Group Public Ltd Co | ADR | 12,858 | $199.0K | <0.1% | History |
| Global X FDS37950E549 | GLB X SUPERDIV | 12,876 | $170.0K | <0.1% | – |