IndexIQ Advisors LLC
- SEC CIK
- 0001415996
- Latest filing
- May 6, 2022
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,172
- +26 vs. Q3 2021
- Portfolio value
- $2.99B
- −$9.22M (−0.3%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,496,720 | $202.9M | 6.8% | −10,632−0.4% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 3,135,024 | $143.1M | 4.8% | +1,481,635+89.6% | Added | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 5,134,951 | $113.5M | 3.8% | +2,184,025+74.0% | Added | – |
| Indexiq Active ETF Tr45409F819 | IQ ULTR SHT DU | 2,195,499 | $106.5M | 3.6% | −1,875,624−46.1% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 1,085,427 | $90.0M | 3.0% | −47,224−4.2% | Reduced | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 554,144 | $71.3M | 2.4% | +257,232+86.6% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 902,207 | $60.0M | 2.0% | +498,143+123.3% | Added | – |
| AAPLApple Inc. | Stock | 279,372 | $49.6M | 1.7% | −12,662−4.3% | Reduced | History |
| NUANNuance Communications, Inc. | COM | 881,685 | $48.8M | 1.6% | −28,157−3.1% | Reduced | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 705,999 | $48.2M | 1.6% | −87,931−11.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 137,149 | $46.1M | 1.5% | −3,885−2.8% | Reduced | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 380,621 | $42.0M | 1.4% | +263,387+224.7% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 454,986 | $41.6M | 1.4% | +335,927+282.2% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 1,232,214 | $38.2M | 1.3% | −8,848−0.7% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 329,717 | $35.4M | 1.2% | +291,988+773.9% | Added | – |
| Coherent Inc192479103 | COM | 106,857 | $28.5M | 1.0% | −5,172−4.6% | Reduced | – |
| CONECyrusOne Holdco LLC | COM | 317,459 | $28.5M | 1.0% | +317,459 | New | History |
| IAUiShares Gold Trust | ETF | 804,407 | $28.0M | 0.9% | +16,646+2.1% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 512,969 | $26.0M | 0.9% | +127,661+33.1% | Added | – |
| CHNGChange Healthcare Inc. | COM | 1,031,738 | $22.1M | 0.7% | −49,960−4.6% | Reduced | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 392,107 | $22.0M | 0.7% | +149,076+61.3% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 252,043 | $21.9M | 0.7% | +140,115+125.2% | Added | – |
| SLViShares Silver Trust | ETF | 983,096 | $21.1M | 0.7% | −85,181−8.0% | Reduced | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 397,095 | $21.0M | 0.7% | +350,738+756.6% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 232,718 | $20.8M | 0.7% | −22,896−9.0% | Reduced | – |
| PBCTPeople's United Financial, Inc. | COM | 1,162,349 | $20.7M | 0.7% | +268,803+30.1% | Added | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 803,967 | $20.6M | 0.7% | −648,198−44.6% | Reduced | History |
| Vonage Holdings Corp92886T201 | COM | 924,982 | $19.2M | 0.6% | +924,982 | New | – |
| GOOGLAlphabet Inc. | Stock | 6,599 | $19.1M | 0.6% | −64−1.0% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 269,091 | $18.0M | 0.6% | +255,700+1,909.5% | Added | – |
| KRAKraton Corp | COM | 381,148 | $17.7M | 0.6% | +381,148 | New | History |
| ROGRogers Corp | COM | 62,724 | $17.1M | 0.6% | +62,724 | New | History |
| PAEPAE Inc | COM CL A | 1,659,117 | $16.5M | 0.6% | +1,659,117 | New | History |
| VNEArriver Holdco, Inc. | COM | 442,423 | $15.7M | 0.5% | −21,424−4.6% | Reduced | History |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 326,639 | $15.7M | 0.5% | −15,817−4.6% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 53,848 | $15.2M | 0.5% | −2,244−4.0% | Reduced | – |
| TSLATesla, Inc. | Stock | 13,830 | $14.6M | 0.5% | +386+2.9% | Added | History |
| GOOGAlphabet Inc. | Stock | 4,595 | $13.3M | 0.4% | −218−4.5% | Reduced | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 287,630 | $13.0M | 0.4% | +261,254+990.5% | Added | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 197,561 | $12.3M | 0.4% | +167,336+553.6% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 24,383 | $12.2M | 0.4% | +423+1.8% | Added | History |
| NVDANVIDIA Corp | Stock | 41,315 | $12.2M | 0.4% | −170−0.4% | Reduced | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 204,014 | $11.9M | 0.4% | −30,141−12.9% | Reduced | – |
| STLSterling Bancorp | COM | 445,129 | $11.5M | 0.4% | +1,288+0.3% | Added | History |
| HDHome Depot, Inc. | Stock | 27,645 | $11.5M | 0.4% | −144−0.5% | Reduced | History |
| MGPMGM Growth Properties LLC | CL A COM | 271,268 | $11.1M | 0.4% | −13,138−4.6% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 283,717 | $11.1M | 0.4% | +10,767+3.9% | Added | – |
| JNJJohnson & Johnson | Stock | 64,592 | $11.0M | 0.4% | −529−0.8% | Reduced | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 157,213 | $11.0M | 0.4% | +150,670+2,302.8% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 37,275 | $10.9M | 0.4% | −1,461−3.8% | Reduced | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 402,188 | $10.9M | 0.4% | +361,830+896.6% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 98,155 | $10.7M | 0.4% | +55,977+132.7% | Added | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 74,682 | $10.0M | 0.3% | −82,580−52.5% | Reduced | – |
| SPDR Index Shs FDS78463X756 | ST MARKE CAP ETF | 165,008 | $9.79M | 0.3% | −242,363−59.5% | Reduced | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 337,435 | $9.65M | 0.3% | −252,504−42.8% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 164,625 | $9.14M | 0.3% | +77,400+88.7% | Added | – |
| UMPQUmpqua Holdings Corp | COM | 473,711 | $9.11M | 0.3% | +448,093+1,749.1% | Added | History |
| WBTWelbilt, Inc. | COM | 376,976 | $8.96M | 0.3% | −18,253−4.6% | Reduced | History |
| ACNAccenture plc | Stock | 21,414 | $8.88M | 0.3% | +102+0.5% | Added | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 288,726 | $8.83M | 0.3% | +50,072+21.0% | Added | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 140,297 | $8.81M | 0.3% | −231,626−62.3% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 79,386 | $8.76M | 0.3% | +5,769+7.8% | Added | – |
| SAFMSanderson Farms Inc | COM | 45,817 | $8.76M | 0.3% | −5,005−9.8% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 12,946 | $8.61M | 0.3% | −50−0.4% | Reduced | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 713,103 | $8.41M | 0.3% | −34,529−4.6% | Reduced | History |
| ADBEAdobe Inc. | Stock | 14,260 | $8.09M | 0.3% | +18+0.1% | Added | History |
| ABTAbbott Laboratories | Stock | 56,664 | $7.98M | 0.3% | −621−1.1% | Reduced | History |
| INTUIntuit Inc. | Stock | 12,213 | $7.86M | 0.3% | +165+1.4% | Added | History |
| DHRDanaher Corp | Stock | 23,616 | $7.77M | 0.3% | −31−0.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 44,305 | $7.70M | 0.3% | +212+0.5% | Added | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 191,646 | $7.63M | 0.3% | +110,192+135.3% | Added | – |
| CRMSalesforce, Inc. | Stock | 29,664 | $7.54M | 0.3% | +37+0.1% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 23,259 | $7.46M | 0.2% | −14,830−38.9% | Reduced | – |
| PGProcter & Gamble Co | Stock | 41,942 | $6.86M | 0.2% | −216−0.5% | Reduced | History |
| PLDPrologis, Inc. | REIT | 39,935 | $6.72M | 0.2% | +266+0.7% | Added | History |
| CMCSAComcast Corp | Stock | 130,380 | $6.56M | 0.2% | −1,391−1.1% | Reduced | History |
| Atotech LtdG0625A105 | COM | 255,411 | $6.52M | 0.2% | −12,369−4.6% | Reduced | – |
| TSCTriState Capital Holdings, Inc. | COM | 212,618 | $6.43M | 0.2% | +212,618 | New | History |
| CVSCVS Health Corp | Stock | 60,907 | $6.28M | 0.2% | +257+0.4% | Added | History |
| INTCIntel Corp | Stock | 120,693 | $6.21M | 0.2% | +6,077+5.3% | Added | History |
| VVisa Inc. | Stock | 28,519 | $6.18M | 0.2% | −676−2.3% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 32,741 | $6.17M | 0.2% | +1,653+5.3% | Added | History |
| ANETArista Networks, Inc. | COM | 42,524 | $6.11M | 0.2% | +900+2.2% | AddedConverted for a 4-for-1 split | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 285,243 | $5.99M | 0.2% | +251,415+743.2% | Added | – |
| ZSZscaler, Inc. | Stock | 18,371 | $5.90M | 0.2% | +328+1.8% | Added | History |
| SCHWSchwab Charles Corp | Stock | 70,087 | $5.89M | 0.2% | +175+0.3% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 42,246 | $5.86M | 0.2% | −4,082−8.8% | Reduced | – |
| SPDR Series Trust78464A383 | ST STR BACKE ETF | 228,058 | $5.79M | 0.2% | +201,584+761.4% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 22,936 | $5.66M | 0.2% | +444+2.0% | Added | History |
| BACBank of America Corp | Stock | 125,838 | $5.60M | 0.2% | −4,926−3.8% | Reduced | History |
| WSTWest Pharmaceutical Services Inc | COM | 11,602 | $5.44M | 0.2% | +221+1.9% | Added | History |
| TGTTarget Corp | Stock | 23,285 | $5.39M | 0.2% | +339+1.5% | Added | History |
| ISBCInvestors Bancorp, Inc. | COM | 353,121 | $5.35M | 0.2% | −21,995−5.9% | Reduced | History |
| MAMastercard Inc | Stock | 14,773 | $5.31M | 0.2% | −319−2.1% | Reduced | History |
| SNPSSynopsys Inc | COM | 14,341 | $5.28M | 0.2% | +213+1.5% | Added | History |
| GWBGreat Western Bancorp, Inc. | COM | 152,179 | $5.17M | 0.2% | +152,179 | New | History |
| CCICrown Castle Inc. | REIT | 24,198 | $5.05M | 0.2% | +181+0.8% | Added | History |
| IBMInternational Business Machines Corp | Stock | 37,583 | $5.02M | 0.2% | +708+1.9% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 7,891 | $4.98M | 0.2% | +104+1.3% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 13,899 | $4.98M | 0.2% | +245+1.8% | Added | History |
Sold out since Q3 2021 (39)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| MDLAMedallia, Inc. | COM | 1,060,891 | $35.9M | 1.2% | History |
| TXNMTXNM Energy Inc | COM | 721,605 | $35.7M | 1.2% | History |
| KSUKansas City Southern | COM NEW | 114,724 | $31.0M | 1.0% | History |
| FIVNFive9, Inc. | COM | 178,512 | $28.5M | 1.0% | History |
| STMPStamps.com Inc | COM NEW | 81,008 | $26.7M | 0.9% | History |
| PPDPPD, Inc. | COM | 554,268 | $25.9M | 0.9% | History |
| CSODCornerstone OnDemand Inc | COM | 392,353 | $22.5M | 0.7% | History |
| CLDRCloudera, Inc. | COM | 1,362,752 | $21.8M | 0.7% | History |
| RAVNRaven Industries Inc | COM | 246,945 | $14.2M | 0.5% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 326,178 | $13.1M | 0.4% | History |
| CVACovanta Holding Corp | COM | 522,885 | $10.5M | 0.4% | History |
| VERVEREIT, Inc. | COM | 229,057 | $10.4M | 0.3% | History |
| UFSDomtar CORP | COM NEW | 180,274 | $9.83M | 0.3% | History |
| MGLNMagellan Health Inc | COM NEW | 90,811 | $8.59M | 0.3% | History |
| Lydall Inc550819106 | COM | 128,736 | $7.99M | 0.3% | – |
| CAI International, Inc.12477X106 | COM | 139,915 | $7.82M | 0.3% | – |
| RPAIRetail Properties of America, Inc. | CL A | 415,112 | $5.35M | 0.2% | History |
| Qad Inc74727D306 | CL A | 47,216 | $4.13M | 0.1% | – |
| CADECadence Bancorporation | CL A | 152,475 | $3.35M | 0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 177,990 | $2.91M | 0.1% | History |
| FMBIFirst Midwest Bancorp Inc | COM | 137,501 | $2.61M | 0.1% | History |
| CMOCapstead Mortgage Corp | COM NO PAR | 386,974 | $2.59M | 0.1% | History |
| XOGExtraction Oil & Gas, Inc. | COM | 45,669 | $2.58M | 0.1% | History |
| EBSBMeridian Bancorp, Inc. | COM | 123,445 | $2.56M | 0.1% | History |
| XONEExOne Co | COM | 73,748 | $1.72M | 0.1% | History |
| Soliton, Inc.834251100 | COM | 81,857 | $1.67M | 0.1% | – |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 29,946 | $1.58M | 0.1% | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 10,061 | $1.50M | 0.1% | – |
| DSPGDSP Group Inc | COM | 65,046 | $1.43M | <0.1% | History |
| VEIVine Energy Inc. | CL A | 84,962 | $1.40M | <0.1% | History |
| Echo Global Logistics, Inc.27875T101 | COM | 14,314 | $683.0K | <0.1% | – |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 13,842 | $412.0K | <0.1% | – |
| Vanguard Information Technology ETF92204A702 | ETF | 983 | $394.0K | <0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 5,458 | $275.0K | <0.1% | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 7,283 | $224.0K | <0.1% | History |
| iShares Russell 2000 ETF464287655 | ETF | 566 | $124.0K | <0.1% | – |
| PRETQPennsylvania Real Estate Investment Trust | SH BEN INT | 22,265 | $43.0K | <0.1% | History |
| WWWW International, Inc. | COM | 1,581 | $29.0K | <0.1% | History |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | 20 | $2.00K | <0.1% | History |