IndexIQ Advisors LLC
- SEC CIK
- 0001415996
- Latest filing
- May 6, 2022
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,146
- +1 vs. Q2 2021
- Portfolio value
- $3.00B
- +$41.8M (+1.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,507,352 | $206.6M | 6.9% | +586,701+30.5% | Added | – |
| Indexiq Active ETF Tr45409F819 | IQ ULTR SHT DU | 4,071,123 | $201.4M | 6.7% | −347,576−7.9% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 1,132,651 | $96.7M | 3.2% | −154,168−12.0% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 1,653,389 | $76.1M | 2.5% | +349,611+26.8% | Added | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 2,950,926 | $65.2M | 2.2% | −463,034−13.6% | Reduced | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 793,930 | $52.1M | 1.7% | +265,828+50.3% | Added | – |
| NUANNuance Communications, Inc. | COM | 909,842 | $50.1M | 1.7% | −8,756−1.0% | Reduced | History |
| AAPLApple Inc. | Stock | 292,034 | $41.3M | 1.4% | +12,199+4.4% | Added | History |
| MSFTMicrosoft Corp | Stock | 141,034 | $39.8M | 1.3% | +5,927+4.4% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 1,241,062 | $38.8M | 1.3% | +255,479+25.9% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 296,912 | $38.6M | 1.3% | +85,299+40.3% | Added | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 1,452,165 | $36.8M | 1.2% | +399,098+37.9% | Added | History |
| MDLAMedallia, Inc. | COM | 1,060,891 | $35.9M | 1.2% | +1,060,891 | New | History |
| TXNMTXNM Energy Inc | COM | 721,605 | $35.7M | 1.2% | −6,945−1.0% | Reduced | History |
| KSUKansas City Southern | COM NEW | 114,724 | $31.0M | 1.0% | −1,007−0.9% | Reduced | History |
| FIVNFive9, Inc. | COM | 178,512 | $28.5M | 1.0% | +178,512 | New | History |
| Coherent Inc192479103 | COM | 112,029 | $28.0M | 0.9% | −1,080−1.0% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 404,064 | $27.3M | 0.9% | +140,041+53.0% | Added | – |
| STMPStamps.com Inc | COM NEW | 81,008 | $26.7M | 0.9% | +81,008 | New | History |
| IAUiShares Gold Trust | ETF | 787,761 | $26.3M | 0.9% | +277,205+54.3% | Added | History |
| PPDPPD, Inc. | COM | 554,268 | $25.9M | 0.9% | −5,332−1.0% | Reduced | History |
| iShares Tr46435G102 | CONV BD ETF | 255,614 | $25.5M | 0.8% | −33,013−11.4% | Reduced | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 371,923 | $25.1M | 0.8% | +80,784+27.7% | Added | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 852,356 | $24.5M | 0.8% | −270,035−24.1% | Reduced | – |
| SPDR Index Shs FDS78463X756 | ST MARKE CAP ETF | 407,371 | $23.9M | 0.8% | −38,877−8.7% | Reduced | – |
| CHNGChange Healthcare Inc. | COM | 1,081,698 | $22.7M | 0.8% | −10,411−1.0% | Reduced | History |
| CSODCornerstone OnDemand Inc | COM | 392,353 | $22.5M | 0.7% | +383,070+4,126.6% | Added | History |
| SLViShares Silver Trust | ETF | 1,068,277 | $21.9M | 0.7% | +506,177+90.1% | Added | History |
| CLDRCloudera, Inc. | COM | 1,362,752 | $21.8M | 0.7% | +1,362,752 | New | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 157,262 | $21.0M | 0.7% | +39,628+33.7% | Added | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 385,308 | $19.6M | 0.7% | −34,812−8.3% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 6,663 | $17.8M | 0.6% | +213+3.3% | Added | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 589,939 | $17.7M | 0.6% | −28,448−4.6% | Reduced | – |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 342,456 | $17.4M | 0.6% | −12,688−3.6% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 332,824 | $16.6M | 0.6% | −210,469−38.7% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 150,033 | $16.5M | 0.6% | −69,238−31.6% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 417,619 | $16.2M | 0.5% | +185,373+79.8% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 256,214 | $15.8M | 0.5% | −173,031−40.3% | Reduced | – |
| VNEArriver Holdco, Inc. | COM | 463,847 | $15.8M | 0.5% | +463,847 | New | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 56,092 | $15.7M | 0.5% | +8,368+17.5% | Added | – |
| PBCTPeople's United Financial, Inc. | COM | 893,546 | $15.6M | 0.5% | −8,601−1.0% | Reduced | History |
| RAVNRaven Industries Inc | COM | 246,945 | $14.2M | 0.5% | +246,945 | New | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 243,031 | $13.8M | 0.5% | +100,495+70.5% | Added | – |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 747,632 | $13.2M | 0.4% | −7,196−1.0% | Reduced | History |
| INOVInovalon Holdings, Inc. | COM CL A | 326,178 | $13.1M | 0.4% | +326,178 | New | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 234,155 | $13.1M | 0.4% | +82,449+54.3% | Added | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 117,234 | $13.0M | 0.4% | −271,563−69.8% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 4,813 | $12.8M | 0.4% | +136+2.9% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 38,736 | $11.4M | 0.4% | +4,991+14.8% | Added | – |
| STLSterling Bancorp | COM | 443,841 | $11.1M | 0.4% | −4,270−1.0% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 38,089 | $11.1M | 0.4% | −3,375−8.1% | Reduced | – |
| MGPMGM Growth Properties LLC | CL A COM | 284,406 | $10.9M | 0.4% | +284,406 | New | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 119,059 | $10.9M | 0.4% | +410+0.3% | Added | – |
| CVACovanta Holding Corp | COM | 522,885 | $10.5M | 0.4% | +522,885 | New | History |
| JNJJohnson & Johnson | Stock | 65,121 | $10.5M | 0.4% | +2,077+3.3% | Added | History |
| TSLATesla, Inc. | Stock | 13,444 | $10.4M | 0.3% | +713+5.6% | Added | History |
| VERVEREIT, Inc. | COM | 229,057 | $10.4M | 0.3% | −2,206−1.0% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 272,950 | $10.2M | 0.3% | +56,534+26.1% | Added | – |
| UFSDomtar CORP | COM NEW | 180,274 | $9.83M | 0.3% | −12,682−6.6% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 111,928 | $9.79M | 0.3% | −23,796−17.5% | Reduced | – |
| SAFMSanderson Farms Inc | COM | 50,822 | $9.56M | 0.3% | +47,683+1,519.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 23,960 | $9.36M | 0.3% | −155−0.6% | Reduced | History |
| WBTWelbilt, Inc. | COM | 395,229 | $9.19M | 0.3% | −3,802−1.0% | Reduced | History |
| HDHome Depot, Inc. | Stock | 27,789 | $9.12M | 0.3% | +575+2.1% | Added | History |
| NVDANVIDIA Corp | Stock | 41,485 | $8.59M | 0.3% | +2,181+5.5% | AddedConverted for a 4-for-1 split | History |
| MGLNMagellan Health Inc | COM NEW | 90,811 | $8.59M | 0.3% | −873−1.0% | Reduced | History |
| ADBEAdobe Inc. | Stock | 14,242 | $8.20M | 0.3% | +287+2.1% | Added | History |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 194,570 | $8.08M | 0.3% | +50,606+35.2% | Added | – |
| CRMSalesforce, Inc. | Stock | 29,627 | $8.04M | 0.3% | +1,303+4.6% | Added | History |
| Lydall Inc550819106 | COM | 128,736 | $7.99M | 0.3% | +128,736 | New | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 73,617 | $7.84M | 0.3% | +14,290+24.1% | Added | – |
| CAI International, Inc.12477X106 | COM | 139,915 | $7.82M | 0.3% | +139,915 | New | – |
| CMCSAComcast Corp | Stock | 131,771 | $7.37M | 0.2% | +3,298+2.6% | Added | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 238,654 | $7.32M | 0.2% | −26,113−9.9% | Reduced | – |
| SPDR Index Shs FDS78463X400 | SP CHINA ETF | 66,045 | $7.29M | 0.2% | +18,338+38.4% | Added | – |
| DHRDanaher Corp | Stock | 23,647 | $7.20M | 0.2% | +345+1.5% | Added | History |
| ACNAccenture plc | Stock | 21,312 | $6.82M | 0.2% | +356+1.7% | Added | History |
| ABTAbbott Laboratories | Stock | 57,285 | $6.77M | 0.2% | +1,235+2.2% | Added | History |
| PEPPepsiCo Inc | Stock | 44,093 | $6.63M | 0.2% | +889+2.1% | Added | History |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 258,490 | $6.54M | 0.2% | −15,809−5.8% | Reduced | – |
| VVisa Inc. | Stock | 29,195 | $6.50M | 0.2% | +1,353+4.9% | Added | History |
| INTUIntuit Inc. | Stock | 12,048 | $6.50M | 0.2% | +101+0.8% | Added | History |
| Atotech LtdG0625A105 | COM | 267,780 | $6.47M | 0.2% | +267,780 | New | – |
| AVGOBroadcom Inc. | Stock | 12,996 | $6.30M | 0.2% | +270+2.1% | Added | History |
| INTCIntel Corp | Stock | 114,616 | $6.11M | 0.2% | +2,177+1.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 401,854 | $6.04M | 0.2% | +180,602+81.6% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 46,328 | $6.02M | 0.2% | +5,173+12.6% | Added | – |
| TXNTexas Instruments Inc | Stock | 31,088 | $5.98M | 0.2% | +561+1.8% | Added | History |
| PGProcter & Gamble Co | Stock | 42,158 | $5.89M | 0.2% | +1,647+4.1% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 60,564 | $5.72M | 0.2% | −37,918−38.5% | Reduced | – |
| ISBCInvestors Bancorp, Inc. | COM | 375,116 | $5.67M | 0.2% | +347,576+1,262.1% | Added | History |
| BACBank of America Corp | Stock | 130,764 | $5.55M | 0.2% | +5,454+4.4% | Added | History |
| SNAPSnap Inc | Stock | 74,032 | $5.47M | 0.2% | +498+0.7% | Added | History |
| RPAIRetail Properties of America, Inc. | CL A | 415,112 | $5.35M | 0.2% | +325,880+365.2% | Added | History |
| DISWalt Disney Co | Stock | 31,540 | $5.34M | 0.2% | +1,570+5.2% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 20,389 | $5.30M | 0.2% | +1,055+5.5% | Added | History |
| TGTTarget Corp | Stock | 22,946 | $5.25M | 0.2% | +136+0.6% | Added | History |
| MAMastercard Inc | Stock | 15,092 | $5.25M | 0.2% | +699+4.9% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 38,965 | $5.18M | 0.2% | −24,079−38.2% | Reduced | – |
| CVSCVS Health Corp | Stock | 60,650 | $5.15M | 0.2% | +595+1.0% | Added | History |
Sold out since Q2 2021 (30)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ALXNAlexion Pharmaceuticals, Inc. | COM | 293,572 | $53.9M | 1.8% | History |
| PFPTProofpoint Inc | COM | 283,783 | $49.3M | 1.7% | History |
| WORKSlack Technologies, Inc. | COM CL A | 1,069,179 | $47.4M | 1.6% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 479,443 | $23.2M | 0.8% | History |
| XECCimarex Energy Co | COM | 273,398 | $19.8M | 0.7% | History |
| LMNXLuminex Corp | COM | 249,175 | $9.17M | 0.3% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 282,008 | $9.04M | 0.3% | History |
| KNLKnoll Inc | COM NEW | 311,098 | $8.09M | 0.3% | History |
| CORECore-Mark Holding Company, LLC | COM | 114,126 | $5.14M | 0.2% | History |
| TLNDTalend S.A. | ADS | 58,211 | $3.82M | 0.1% | History |
| ORBCOMM Inc.68555P100 | COM | 238,826 | $2.68M | 0.1% | – |
| MSG Network Inc553573106 | CL A | 136,393 | $1.99M | 0.1% | – |
| Translate Bio, Inc.89374L104 | COM | 24,534 | $676.0K | <0.1% | – |
| NXRTNexPoint Residential Trust, Inc. | COM | 10,442 | $574.0K | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 9,178 | $493.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 4,399 | $463.0K | <0.1% | History |
| ALTAAltabancorp | COM | 9,623 | $417.0K | <0.1% | History |
| Diamond S Shipping Inc.Y20676105 | COM | 40,335 | $402.0K | <0.1% | – |
| PQ Group Hldgs Inc73943T103 | COM | 24,225 | $372.0K | <0.1% | – |
| Brookfield Ppty REIT Inc11282X103 | CL A | 16,514 | $312.0K | <0.1% | – |
| New Sr Invt Group Inc648691103 | COM | 34,831 | $306.0K | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 63,832 | $291.0K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 12,508 | $242.0K | <0.1% | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 399 | $67.0K | <0.1% | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 346 | $37.0K | <0.1% | – |
| BMTXBM Technologies, Inc. | CL A COM | 2,941 | $37.0K | <0.1% | History |
| HCCWarrior Met Coal, Inc. | COM | 1,084 | $19.0K | <0.1% | History |
| ARCHArch Resources, Inc. | CL A | 332 | $19.0K | <0.1% | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 14 | $1.00K | <0.1% | – |
| BTUPeabody Energy Corp | COM | 51 | $0 | 0.0% | History |