Rafferty Asset Management, LLC
- SEC CIK
- 0001389426
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,298
- +46 vs. Q3 2021
- Portfolio value
- $19.0B
- +$4.37B (+29.8%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 6,093,502 | $2.91B | 15.3% | +1,066,861+21.2% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 5,932,906 | $1.32B | 6.9% | +1,165,941+24.5% | Added | – |
| AAPLApple Inc. | Stock | 3,147,068 | $558.8M | 2.9% | +255,593+8.8% | Added | History |
| MSFTMicrosoft Corp | Stock | 1,525,006 | $512.9M | 2.7% | +131,850+9.5% | Added | History |
| AVGOBroadcom Inc. | Stock | 698,990 | $465.1M | 2.4% | +209,869+42.9% | Added | History |
| NVDANVIDIA Corp | Stock | 1,387,088 | $408.0M | 2.1% | +23,215+1.7% | Added | History |
| QCOMQualcomm Inc | Stock | 2,100,638 | $384.1M | 2.0% | +893,563+74.0% | Added | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 10,182,268 | $372.5M | 2.0% | +2,681,063+35.7% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 11,171,500 | $357.8M | 1.9% | −2,561,590−18.7% | Reduced | – |
| INTCIntel Corp | Stock | 5,767,470 | $297.0M | 1.6% | +1,283,709+28.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 969,010 | $289.7M | 1.5% | +76,282+8.5% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,854,005 | $275.1M | 1.4% | +311,225+20.2% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 1,794,178 | $258.2M | 1.4% | +628,303+53.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 1,551,177 | $245.6M | 1.3% | +123,572+8.7% | Added | History |
| AMATApplied Materials Inc | Stock | 1,350,951 | $212.6M | 1.1% | +414,373+44.2% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 2,427,824 | $212.4M | 1.1% | +690,369+39.7% | Added | History |
| MUMicron Technology Inc | Stock | 2,270,790 | $211.5M | 1.1% | +654,374+40.5% | Added | History |
| TXNTexas Instruments Inc | Stock | 1,081,328 | $203.8M | 1.1% | +147,908+15.8% | Added | History |
| LRCXLam Research Corp | COM | 281,371 | $202.3M | 1.1% | +83,338+42.1% | Added | History |
| KLACKLA Corp | COM NEW | 451,472 | $194.2M | 1.0% | +118,174+35.5% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 822,905 | $187.4M | 1.0% | +288,937+54.1% | Added | History |
| ADIAnalog Devices Inc | Stock | 1,062,051 | $186.7M | 1.0% | +325,568+44.2% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 2,077,900 | $180.9M | 1.0% | +676,986+48.3% | AddedConverted for a 2-for-1 split | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 4,301,356 | $180.4M | 0.9% | +155,235+3.7% | Added | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 4,896,721 | $178.7M | 0.9% | +1,037,465+26.9% | Added | – |
| XLNXXilinx Inc | COM | 799,105 | $169.4M | 0.9% | +157,599+24.6% | Added | History |
| BACBank of America Corp | Stock | 3,804,755 | $169.3M | 0.9% | +243,984+6.9% | Added | History |
| ASMLASML Holding NV | ADR | 203,143 | $161.7M | 0.9% | +89,487+78.7% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 1,334,067 | $160.5M | 0.8% | +570,100+74.6% | Added | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 4,497,330 | $126.2M | 0.7% | +1,146,268+34.2% | Added | – |
| WFCWells Fargo & Company | Stock | 2,113,079 | $101.4M | 0.5% | +124,001+6.2% | Added | History |
| ONOn Semiconductor Corp | Stock | 1,483,227 | $100.7M | 0.5% | +505,479+51.7% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 643,964 | $99.9M | 0.5% | +205,529+46.9% | Added | History |
| TERTeradyne, Inc | Stock | 610,314 | $99.8M | 0.5% | +193,967+46.6% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 1,485,103 | $90.9M | 0.5% | −131,538−8.1% | Reduced | History |
| CVXChevron Corp | Stock | 733,592 | $86.1M | 0.5% | −105,151−12.5% | Reduced | History |
| MPWRMonolithic Power Systems, Inc. | COM | 162,159 | $80.0M | 0.4% | +52,691+48.1% | Added | History |
| VVisa Inc. | Stock | 348,304 | $75.5M | 0.4% | +41,432+13.5% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 1,107,252 | $70.2M | 0.4% | +165,289+17.5% | Added | History |
| BLKBlackRock, Inc. | COM | 76,309 | $69.9M | 0.4% | +7,582+11.0% | Added | History |
| MSMorgan Stanley | Stock | 707,326 | $69.4M | 0.4% | +52,697+8.0% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 240,270 | $68.0M | 0.4% | −1,593−0.7% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 1,375,071 | $67.2M | 0.4% | −370,377−21.2% | Reduced | – |
| SCHWSchwab Charles Corp | Stock | 794,526 | $66.8M | 0.4% | +71,351+9.9% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 173,099 | $66.2M | 0.3% | +14,428+9.1% | Added | History |
| MAMastercard Inc | Stock | 182,272 | $65.5M | 0.3% | +21,978+13.7% | Added | History |
| ENTGEntegris Inc | COM | 471,064 | $65.3M | 0.3% | +160,562+51.7% | Added | History |
| QRVOQorvo, Inc. | Stock | 412,776 | $64.6M | 0.3% | +133,154+47.6% | Added | History |
| ADBEAdobe Inc. | Stock | 112,987 | $64.1M | 0.3% | +12,527+12.5% | Added | History |
| CCitigroup Inc | Stock | 1,048,103 | $63.3M | 0.3% | +73,679+7.6% | Added | History |
| SPGIS&P Global Inc. | Stock | 127,172 | $60.0M | 0.3% | +11,418+9.9% | Added | History |
| CRMSalesforce, Inc. | Stock | 234,904 | $59.7M | 0.3% | +39,648+20.3% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 303,240 | $57.2M | 0.3% | +59,481+24.4% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 139,510 | $55.5M | 0.3% | 00.0% | Unchanged | – |
| ACNAccenture plc | Stock | 131,192 | $54.4M | 0.3% | +15,889+13.8% | Added | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 1,043,774 | $51.0M | 0.3% | +368,749+54.6% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 248,743 | $49.9M | 0.3% | +17,202+7.4% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 268,332 | $46.6M | 0.2% | +24,093+9.9% | Added | History |
| BXBlackstone Inc. | COM | 359,647 | $46.5M | 0.2% | +32,302+9.9% | Added | History |
| TFCTruist Financial Corp | COM | 793,037 | $46.4M | 0.2% | +51,648+7.0% | Added | History |
| WOLFWolfspeed, Inc. | Stock | 402,145 | $44.9M | 0.2% | +137,284+51.8% | Added | History |
| CBChubb Ltd | Stock | 226,478 | $43.8M | 0.2% | +16,515+7.9% | Added | History |
| INTUIntuit Inc. | Stock | 67,537 | $43.4M | 0.2% | +8,841+15.1% | Added | History |
| CMECME Group Inc. | COM | 189,345 | $43.3M | 0.2% | +17,004+9.9% | Added | History |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | 1,050,154 | $41.1M | 0.2% | −279,679−21.0% | Reduced | – |
| ICEIntercontinental Exchange, Inc. | Stock | 293,689 | $40.2M | 0.2% | +26,374+9.9% | Added | History |
| USBUS Bancorp DE | COM NEW | 708,998 | $39.8M | 0.2% | +63,666+9.9% | Added | History |
| iShares MSCI India ETF46429B598 | ETF | 867,815 | $39.8M | 0.2% | +305,983+54.5% | Added | – |
| RTXRTX Corp | Stock | 454,986 | $39.2M | 0.2% | −75,140−14.2% | Reduced | History |
| DHIHorton D R Inc | COM | 341,047 | $37.0M | 0.2% | −8,220−2.4% | Reduced | History |
| LSCCLattice Semiconductor Corp | COM | 473,769 | $36.5M | 0.2% | +164,074+53.0% | Added | History |
| AONAon plc | CL A | 115,383 | $34.7M | 0.2% | +7,837+7.3% | Added | History |
| BABoeing Co | Stock | 171,780 | $34.6M | 0.2% | −25,117−12.8% | Reduced | History |
| MKSIMKS Inc | COM | 193,168 | $33.6M | 0.2% | +66,074+52.0% | Added | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 2,861,361 | $33.5M | 0.2% | +1,021,414+55.5% | Added | History |
| MCOMoodys Corp | Stock | 85,701 | $33.5M | 0.2% | +7,700+9.9% | Added | History |
| ORCLOracle Corp | Stock | 380,451 | $33.2M | 0.2% | +36,413+10.6% | Added | History |
| LENLennar Corp | CL A | 284,445 | $33.0M | 0.2% | −9,903−3.4% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 189,291 | $31.8M | 0.2% | −16,883−8.2% | Reduced | – |
| PGRProgressive Corp | Stock | 308,520 | $31.7M | 0.2% | +27,709+9.9% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 287,475 | $31.2M | 0.2% | +61,517+27.2% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 358,437 | $31.2M | 0.2% | +76,382+27.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 9,189 | $30.6M | 0.2% | +3,499+61.5% | Added | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 1,061,622 | $28.3M | 0.1% | +96,004+9.9% | Added | – |
| NOWServiceNow, Inc. | Stock | 43,544 | $28.3M | 0.1% | +5,611+14.8% | Added | History |
| EOGEOG Resources Inc | Stock | 313,895 | $27.9M | 0.1% | −31,380−9.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 206,067 | $27.5M | 0.1% | +22,187+12.1% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 233,526 | $26.9M | 0.1% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 365,428 | $26.4M | 0.1% | −49,508−11.9% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 406,556 | $26.0M | 0.1% | −535−0.1% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 105,477 | $26.0M | 0.1% | +7,340+7.5% | Added | History |
| MSCIMSCI Inc. | Stock | 42,321 | $25.9M | 0.1% | +3,793+9.8% | Added | History |
| SIVBSVB Financial Group | COM | 38,037 | $25.8M | 0.1% | +910+2.5% | Added | History |
| PXDPioneer Natural Resources Co | COM | 141,549 | $25.7M | 0.1% | −1,663−1.2% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 438,608 | $24.9M | 0.1% | +26,000+6.3% | Added | History |
| OLEDUniversal Display Corp | COM | 150,230 | $24.8M | 0.1% | +50,487+50.6% | Added | History |
| First Rep BK San Francisco C33616C100 | COM | 117,776 | $24.3M | 0.1% | +5,496+4.9% | Added | – |
| TROWPrice T Rowe Group Inc | Stock | 122,592 | $24.1M | 0.1% | +14,350+13.3% | Added | History |
| METMetlife Inc | Stock | 375,965 | $23.5M | 0.1% | +27,362+7.8% | Added | History |
| VLOValero Energy Corp | Stock | 310,868 | $23.3M | 0.1% | +16,986+5.8% | Added | History |
Sold out since Q3 2021 (66)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| XECCimarex Energy Co | COM | 92,554 | $8.07M | 0.1% | History |
| KSUKansas City Southern | COM NEW | 24,658 | $6.67M | <0.1% | History |
| MDBMongoDB, Inc. | CL A | 10,359 | $4.88M | <0.1% | History |
| SOHUSohu.com Ltd | SPONSORED ADS | 198,785 | $4.14M | <0.1% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 35,892 | $4.06M | <0.1% | History |
| XLRNAcceleron Pharma Inc | COM | 23,532 | $4.05M | <0.1% | History |
| RDWRRadware Ltd | ORD | 117,041 | $3.95M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 143,589 | $2.90M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,943 | $2.89M | <0.1% | – |
| IRBTiRobot Corp | COM | 35,334 | $2.77M | <0.1% | History |
| HGENHumanigen, Inc | COM NEW | 452,912 | $2.69M | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 294,009 | $2.56M | <0.1% | History |
| QNCXQuince Therapeutics, Inc. | COM | 26,905 | $2.47M | <0.1% | History |
| NFENew Fortress Energy Inc. | COM CL A | 86,906 | $2.41M | <0.1% | History |
| FOXAFox Corp | CL A COM | 55,847 | $2.24M | <0.1% | History |
| FOXFox Corp | CL B COM | 60,000 | $2.23M | <0.1% | History |
| SLESuper League Enterprise, Inc. | COM | 616,758 | $1.92M | <0.1% | History |
| XNETXunlei Ltd | SPONSORED ADS | 667,260 | $1.91M | <0.1% | History |
| CADECadence Bancorporation | CL A | 84,338 | $1.85M | <0.1% | History |
| EEni SpA | SPONSORED ADR | 67,464 | $1.80M | <0.1% | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 690,370 | $1.50M | <0.1% | History |
| ORTXOrchard Therapeutics plc | ADS | 652,007 | $1.50M | <0.1% | History |
| WUWestern Union CO | Stock | 73,890 | $1.49M | <0.1% | History |
| NKTXNkarta, Inc. | COM | 51,016 | $1.42M | <0.1% | History |
| EPZMEpizyme, Inc. | COM | 238,344 | $1.22M | <0.1% | History |
| AMTIApplied Molecular Transport Inc. | COM | 46,664 | $1.21M | <0.1% | History |
| PRLDPrelude Therapeutics Inc | COM | 36,936 | $1.15M | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 12,595 | $1.12M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 2,913 | $961.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 187,627 | $857.0K | <0.1% | History |
| VERVEREIT, Inc. | COM | 14,803 | $670.0K | <0.1% | History |
| DISHDISH Network CORP | CL A | 14,530 | $631.0K | <0.1% | History |
| LELands' End, Inc. | COM | 22,887 | $539.0K | <0.1% | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 193,756 | $488.0K | <0.1% | History |
| CLDRCloudera, Inc. | COM | 29,020 | $463.0K | <0.1% | History |
| TCRRTCR2 Therapeutics Inc. | COM | 54,260 | $462.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,937 | $407.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 4,340 | $317.0K | <0.1% | History |
| RDFNRedfin Corp | COM | 6,050 | $303.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,983 | $288.0K | <0.1% | History |
| HAEHaemonetics Corp | COM | 3,769 | $266.0K | <0.1% | History |
| RLJRLJ Lodging Trust | COM | 17,246 | $256.0K | <0.1% | History |
| EPREpr Properties | COM SH BEN INT | 4,831 | $239.0K | <0.1% | History |
| ZGNXZogenix, Inc. | COM NEW | 15,695 | $238.0K | <0.1% | History |
| JBGSJBG Smith Properties | COM | 7,646 | $226.0K | <0.1% | History |
| CACCamden National Corp | COM | 4,620 | $221.0K | <0.1% | History |
| PLANAnaplan, Inc. | COM | 3,559 | $217.0K | <0.1% | History |
| EPRTEssential Properties Realty Trust, Inc. | COM | 7,592 | $212.0K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 18,704 | $210.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 7,878 | $205.0K | <0.1% | History |
| RPAIRetail Properties of America, Inc. | CL A | 13,875 | $179.0K | <0.1% | History |
| SITCSITE Centers Corp. | COM | 10,908 | $168.0K | <0.1% | History |
| NMRKNewmark Group, Inc. | CL A | 10,965 | $157.0K | <0.1% | History |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 11,039 | $148.0K | <0.1% | History |
| PRVBProvention Bio, Inc. | COM | 21,440 | $137.0K | <0.1% | History |
| XPROExpro Group Holdings N.V. | COM | 40,458 | $119.0K | <0.1% | History |
| NGNovagold Resources Inc | COM NEW | 16,881 | $116.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,308 | $115.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 46,452 | $113.0K | <0.1% | – |
| PGREParamount Group, Inc. | COM | 11,317 | $102.0K | <0.1% | History |
| NUVBNuvation Bio Inc. | COM CL A | 10,021 | $100.0K | <0.1% | History |
| TBPHTheravance Biopharma, Inc. | COM | 12,649 | $94.0K | <0.1% | History |
| NERVMinerva Neurosciences, Inc. | COM | 48,865 | $85.0K | <0.1% | History |
| CERSCerus Corp | COM | 12,440 | $76.0K | <0.1% | History |
| CARMCarisma Therapeutics Inc. | COM | 29,092 | $23.0K | <0.1% | History |
| DRRXDurect Corp | COM | 12,679 | $16.0K | <0.1% | History |