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Livermore
Livermore
ZHEN

Rafferty Asset Management, LLC

SEC CIK
0001389426
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,252
−1 vs. Q2 2021
Portfolio value
$14.6B
−$1.24B (−7.8%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of Rafferty Asset Management, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF5,026,641$2.17B14.8%+913,698+22.2%Added–
iShares Russell 2000 ETF464287655ETF4,766,965$1.04B7.1%+405,875+9.3%Added–
AAPLApple Inc.Stock2,891,475$409.1M2.8%+405,782+16.3%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF13,733,090$404.7M2.8%−1,196,436−8.0%Reduced–
MSFTMicrosoft CorpStock1,393,156$392.8M2.7%+186,526+15.5%AddedHistory
iShares Tr464287184CHINA LG-CAP ETF7,501,205$292.0M2.0%+2,483,007+49.5%Added–
NVDANVIDIA CorpStock1,363,873$282.5M1.9%−681,607−33.3%ReducedConverted for a 4-for-1 splitHistory
BRK.BBerkshire Hathaway IncStock892,728$243.7M1.7%−171,724−16.1%ReducedHistory
INTCIntel CorpStock4,483,761$238.9M1.6%−841,418−15.8%ReducedHistory
AVGOBroadcom Inc.Stock489,121$237.2M1.6%−147,882−23.2%ReducedHistory
JPMJPMorgan Chase & CoStock1,427,605$233.7M1.6%−281,081−16.5%ReducedHistory
iShares Tr46428743220 YR TR BD ETF1,542,780$222.7M1.5%+556,594+56.4%Added–
Kraneshares Trust500767306CSI CHI INTERNET3,859,256$182.6M1.2%+2,728,308+241.2%Added–
TXNTexas Instruments IncStock933,420$179.4M1.2%−625,099−40.1%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE4,146,121$159.0M1.1%−1,009,485−19.6%Reduced–
QCOMQualcomm IncStock1,207,075$155.7M1.1%−969,300−44.5%ReducedHistory
BACBank of America CorpStock3,560,771$151.2M1.0%−725,855−16.9%ReducedHistory
ADIAnalog Devices IncStock736,483$123.3M0.8%−147,376−16.7%ReducedHistory
AMATApplied Materials IncStock936,578$120.6M0.8%−202,388−17.8%ReducedHistory
AMDAdvanced Micro Devices IncStock1,165,875$120.0M0.8%−719,376−38.2%ReducedHistory
MUMicron Technology IncStock1,616,416$114.7M0.8%−188,777−10.5%ReducedHistory
LRCXLam Research CorpCOM198,033$112.7M0.8%−35,728−15.3%ReducedHistory
KLACKLA CorpCOM NEW333,298$111.5M0.8%−123,378−27.0%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF3,351,062$107.7M0.7%+235,140+7.5%Added–
MCHPMicrochip Technology IncStock700,457$107.5M0.7%−186,730−21.0%ReducedHistory
MRVLMarvell Technology, Inc.COM1,737,455$104.8M0.7%−822,836−32.1%ReducedHistory
NXPINXP Semiconductors N.V.COM533,968$104.6M0.7%−159,748−23.0%ReducedHistory
XLNXXilinx IncCOM641,506$96.9M0.7%+574,769+861.2%AddedHistory
XOMExxonMobil Holdings CorpCOM1,616,641$95.1M0.6%−557,607−25.6%ReducedHistory
WFCWells Fargo & CompanyStock1,989,078$92.3M0.6%−365,910−15.5%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF1,745,448$87.9M0.6%+74,831+4.5%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR763,967$85.3M0.6%−362,014−32.2%ReducedHistory
CVXChevron CorpStock838,743$85.1M0.6%−276,204−24.8%ReducedHistory
ASMLASML Holding NVADR113,656$84.7M0.6%−87,468−43.5%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock438,435$72.2M0.5%−105,833−19.4%ReducedHistory
CCitigroup IncStock974,424$68.4M0.5%−209,756−17.7%ReducedHistory
VVisa Inc.Stock306,872$68.4M0.5%+41,151+15.5%AddedHistory
MSMorgan StanleyStock654,629$63.7M0.4%−135,524−17.2%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF241,863$63.6M0.4%−61,152−20.2%Reduced–
PYPLPayPal Holdings, Inc.Stock243,759$63.4M0.4%+37,354+18.1%AddedHistory
GSGoldman Sachs Group IncStock158,671$60.0M0.4%−28,509−15.2%ReducedHistory
ADBEAdobe Inc.Stock100,460$57.8M0.4%+10,406+11.6%AddedHistory
BLKBlackRock, Inc.COM68,727$57.6M0.4%−12,646−15.5%ReducedHistory
MAMastercard IncStock160,294$55.7M0.4%+22,680+16.5%AddedHistory
MPWRMonolithic Power Systems, Inc.COM109,468$53.1M0.4%−36,384−24.9%ReducedHistory
CRMSalesforce, Inc.Stock195,256$53.0M0.4%+36,876+23.3%AddedHistory
SCHWSchwab Charles CorpStock723,175$52.7M0.4%−166,281−18.7%ReducedHistory
CSCOCisco Systems, Inc.Stock941,963$51.3M0.4%+101,431+12.1%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI1,329,833$50.7M0.3%+30,924+2.4%Added–
Invesco QQQ Trust Series I46090E103ETF139,510$49.9M0.3%00.0%Unchanged–
SPGIS&P Global Inc.Stock115,754$49.2M0.3%−21,360−15.6%ReducedHistory
QRVOQorvo, Inc.Stock279,622$46.8M0.3%−78,753−22.0%ReducedHistory
RTXRTX CorpStock530,126$45.6M0.3%−109,237−17.1%ReducedHistory
TERTeradyne, IncStock416,347$45.5M0.3%−112,339−21.2%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock231,541$45.3M0.3%−40,429−14.9%ReducedHistory
ONOn Semiconductor CorpStock977,748$44.8M0.3%−289,561−22.8%ReducedHistory
TFCTruist Financial CorpCOM741,389$43.5M0.3%−136,304−15.5%ReducedHistory
BABoeing CoStock196,897$43.3M0.3%−40,803−17.2%ReducedHistory
ENTGEntegris IncCOM310,502$39.1M0.3%−91,648−22.8%ReducedHistory
USBUS Bancorp DECOM NEW645,332$38.4M0.3%−117,928−15.5%ReducedHistory
BXBlackstone Inc.COM327,345$38.1M0.3%−59,128−15.3%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock244,239$37.0M0.3%−44,885−15.5%ReducedHistory
ACNAccenture plcStock115,303$36.9M0.3%+16,059+16.2%AddedHistory
CBChubb LtdStock209,963$36.4M0.2%−43,830−17.3%ReducedHistory
CMECME Group Inc.COM172,341$33.3M0.2%−30,904−15.2%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF206,174$32.3M0.2%−23,066−10.1%Reduced–
INTUIntuit Inc.Stock58,696$31.7M0.2%+7,879+15.5%AddedHistory
AONAon plcCL A107,546$30.7M0.2%−19,286−15.2%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock267,315$30.7M0.2%−47,930−15.2%ReducedHistory
ORCLOracle CorpStock344,038$30.0M0.2%+5,691+1.7%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY675,025$29.5M0.2%+675,025NewHistory
DHIHorton D R IncCOM349,267$29.3M0.2%−110,775−24.1%ReducedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF965,618$29.3M0.2%−48,880−4.8%Reduced–
COPConocoPhillipsStock414,936$28.1M0.2%−150,291−26.6%ReducedHistory
EOGEOG Resources IncStock345,275$27.7M0.2%−51,789−13.0%ReducedHistory
MCOMoodys CorpStock78,001$27.7M0.2%−14,333−15.5%ReducedHistory
LENLennar CorpCL A294,348$27.6M0.2%−92,556−23.9%ReducedHistory
iShares MSCI India ETF46429B598ETF561,832$27.4M0.2%−110,273−16.4%Reduced–
iShares Tr4642874407-10 YR TRSY BD233,526$26.9M0.2%+24,063+11.5%Added–
IBMInternational Business Machines CorpStock183,880$25.5M0.2%+21,842+13.5%AddedHistory
PGRProgressive CorpStock280,811$25.4M0.2%−51,782−15.6%ReducedHistory
MPCMarathon Petroleum CorpStock407,091$25.2M0.2%−114,288−21.9%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF225,958$24.7M0.2%−104,822−31.7%Reduced–
iShares Tr464288513IBOXX HI YD ETF282,055$24.7M0.2%−131,089−31.7%Reduced–
SIVBSVB Financial GroupCOM37,127$24.0M0.2%−5,571−13.0%ReducedHistory
PXDPioneer Natural Resources CoCOM143,212$23.8M0.2%−48,905−25.5%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF360,955$23.7M0.2%−127,596−26.1%Reduced–
NOWServiceNow, Inc.Stock37,933$23.6M0.2%+5,247+16.1%AddedHistory
MSCIMSCI Inc.Stock38,528$23.4M0.2%−7,073−15.5%ReducedHistory
AIGAmerican International Group, Inc.Stock412,608$22.6M0.2%−93,030−18.4%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF80,402$22.0M0.2%+20,233+33.6%Added–
First Rep BK San Francisco C33616C100COM112,280$21.7M0.1%−17,641−13.6%Reduced–
METMetlife IncStock348,603$21.5M0.1%−71,396−17.0%ReducedHistory
WOLFWolfspeed, Inc.COM264,861$21.4M0.1%−77,847−22.7%ReducedHistory
TROWPrice T Rowe Group IncStock108,242$21.3M0.1%−21,532−16.6%ReducedHistory
PSXPhillips 66Stock300,507$21.0M0.1%−57,668−16.1%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW1,839,947$21.0M0.1%+1,839,947NewHistory
VLOValero Energy CorpStock293,882$20.7M0.1%−59,259−16.8%ReducedHistory
iShares Inc464286772MSCI STH KOR ETF255,191$20.6M0.1%+62,384+32.4%Added–
OXYOccidental Petroleum CorpStock684,052$20.2M0.1%−153,334−18.3%ReducedHistory

Sold out since Q2 2021 (86)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Rafferty Asset Management, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
COHRCoherent Corp.COM311,615$22.6M0.1%History
AZTAAzenta, Inc.COM220,510$21.0M0.1%History
AFLAflac IncStock380,490$20.4M0.1%History
CCMPCMC Materials, Inc.COM86,804$13.1M0.1%History
MXIMMaxim Integrated Products IncCOM79,368$8.36M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM39,187$7.20M<0.1%History
WORKSlack Technologies, Inc.COM CL A153,523$6.80M<0.1%History
AGNCAGNC Investment Corp.REIT296,866$5.01M<0.1%History
NOVNOV Inc.COM301,181$4.61M<0.1%History
PFPTProofpoint IncCOM24,666$4.29M<0.1%History
Translate Bio, Inc.89374L104COM121,947$3.36M<0.1%–
ALXOAlx Oncology Holdings IncCOM43,721$2.39M<0.1%History
ARDXArdelyx, Inc.COM279,355$2.12M<0.1%History
ESPREsperion Therapeutics, Inc.COM98,918$2.09M<0.1%History
CNSTConstellation Pharmaceuticals IncCOM55,592$1.88M<0.1%History
Boston Private Finl Hldgs IN101119105COM120,136$1.77M<0.1%–
JGAurora Mobile LtdADS477,051$1.55M<0.1%History
FLXNFlexion Therapeutics IncCOM174,571$1.44M<0.1%History
COFCapital One Financial CorpStock8,589$1.33M<0.1%History
BLNKBlink Charging Co.COM25,618$1.05M<0.1%History
TECXTectonic Therapeutic, Inc.COM108,943$969.0K<0.1%History
AIRAar CorpStock24,357$944.0K<0.1%History
PASGPassage BIO, Inc.COM70,687$936.0K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -8,628$888.0K<0.1%History
DOWDow Inc.Stock13,858$877.0K<0.1%History
MOSMosaic CoCOM26,585$848.0K<0.1%History
STTKShattuck Labs, Inc.COM28,512$827.0K<0.1%History
HARPHarpoon Therapeutics, Inc.COM59,549$826.0K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A12,221$683.0K<0.1%History
NVCRNovoCure LtdORD SHS3,055$678.0K<0.1%History
ANNXAnnexon, Inc.COM27,714$624.0K<0.1%History
PGProcter & Gamble CoStock3,807$514.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM5,493$494.0K<0.1%History
PBYIPuma Biotechnology, Inc.COM51,137$469.0K<0.1%History
ZOMDFZomedica Corp.COM531,861$443.0K<0.1%History
GILGildan Activewear Inc.Stock11,853$438.0K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A5,447$421.0K<0.1%History
EMEEMCOR Group, Inc.Stock3,267$402.0K<0.1%History
AYIAcuity Inc. (DE)Stock2,145$401.0K<0.1%History
BMBLBumble Inc.COM CL A6,907$398.0K<0.1%History
TWOU2U, LLCCOM9,424$393.0K<0.1%History
AXPAmerican Express CoStock2,288$378.0K<0.1%History
STRAStrategic Education, Inc.COM4,948$376.0K<0.1%History
LRNStride, Inc.COM11,415$367.0K<0.1%History
PRDOPerdoceo Education CorpCOM27,838$342.0K<0.1%History
Lydall Inc550819106COM5,629$341.0K<0.1%–
NGNENeurogene Inc.COM36,258$335.0K<0.1%History
MDPediatrix Medical Group, Inc.COM10,858$327.0K<0.1%History
WLYJohn Wiley & Sons, Inc.CL A5,385$324.0K<0.1%History
AESAES CorpStock12,177$317.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT9,734$312.0K<0.1%History
TSTenaris SASPONSORED ADS14,205$311.0K<0.1%History
ESNTEssent Group Ltd.COM6,689$301.0K<0.1%History
EHTHeHealth, Inc.COM4,949$289.0K<0.1%History
LDOSLeidos Holdings, Inc.COM2,778$281.0K<0.1%History
ALLEAllegion plcORD SHS1,990$277.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,531$271.0K<0.1%History
SNASnap-on IncCOM1,192$266.0K<0.1%History
WBWEIBO CorpSPONSORED ADR4,981$262.0K<0.1%History
CHGGChegg, IncCOM3,074$255.0K<0.1%History
YUMYum Brands IncStock2,205$254.0K<0.1%History
LLLL Flooring Holdings, Inc.COM11,948$252.0K<0.1%History
CDPCopt Defense PropertiesREIT8,975$251.0K<0.1%History
ETDEthan Allen Interiors IncCOM9,023$249.0K<0.1%History
POOLPool CorpCOM536$246.0K<0.1%History
BFXBowflex Inc.COM14,298$241.0K<0.1%History
VFCV F CorpStock2,909$239.0K<0.1%History
PNRPENTAIR plcSHS3,473$234.0K<0.1%History
GKOSGLAUKOS CorpCOM2,708$230.0K<0.1%History
NHINational Health Investors IncCOM3,431$230.0K<0.1%History
RHIRobert Half Inc.COM2,516$224.0K<0.1%History
SDCSmileDirectClub, Inc.CL A COM25,290$220.0K<0.1%History
AOSSmith A O CorpCOM2,996$216.0K<0.1%History
ZEPPZepp Health CorpSPONSORED ADS17,773$209.0K<0.1%History
SHOOSteven Madden, Ltd.COM4,735$207.0K<0.1%History
HPHelmerich & Payne, Inc.COM6,348$207.0K<0.1%History
ONEM1Life Healthcare IncCOM6,173$204.0K<0.1%History
KWKennedy-Wilson Holdings, Inc.COM10,183$202.0K<0.1%History
LFMDLifeMD, Inc.COM16,913$199.0K<0.1%History
CWKCushman & Wakefield Ltd.SHS10,654$186.0K<0.1%History
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B30,974$170.0K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A11,600$139.0K<0.1%History
EDUNew Oriental Education & Technology Group Inc.SPON ADR14,984$123.0K<0.1%History
TXMDTherapeuticsMD, Inc.COM89,658$107.0K<0.1%History
AIVApartment Investment & Management CoCL A11,914$80.0K<0.1%History
BDSIBiodelivery Sciences International IncCOM10,504$38.0K<0.1%History